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555 13th Street, N.W.
Washington, D.C. 20004
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T:
+1 202 383 8124
F:
+1 202 383 8118
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- U.S. Supreme Court Restricts Foreign Investors’ Access to U.S. Securities Laws in Morrison V. National Australia Bank, Ltd. – Will Congress Reinstate It?
June 28, 2010
- The SEC's Enforcement Cooperation Initiatives
June 24, 2010
— American Bar Association Section of Litigation
- Director’s Failure to Investigate “Red Flags” Prompts SEC Enforcement Action That Should Serve as Warning to All Outside Directors
May 24, 2010
- The SEC's Enforcement Cooperation Initiatives
February 17, 2010
- Specific Corporate Compliance Challenges by Practice Area: Securities
November 2009
— LexisNexis Corporate Compliance Practice Guide
- Applying Dismissals of Hurrican-Related Class Actions to the Subprime Mortgage Cases
Fall 2009
— ABA Securities Litigation Journal
- What's Cookin' in Dallas? Cuban and the SEC
August 24, 2009
— Appellate Law360 and Securities Law360
- SEC Enforcement Director Robert Khuzami Outlines Changes to Enforcement Division Foreshadowing Increased Enforcement Activity in Coming Months
August 11, 2009
- UK Serious Fraud Office Releases Guidelines on Self-Reporting of Overseas Corruption
August 2009
— Euro Watch
- UK Serious Fraud Office Releases Guidelines on Self-Reporting of Overseas Corruption
August 10, 2009
- What’s Cookin’ In Dallas? Court Dismisses Insider Trading Charges Against Mark Cuban
August 04, 2009
- The EU Rating Agency Regulation
June 04, 2009
- Fraud Enforcement and Recovery Act Toughens Financial Fraud Laws and Promises More Rigorous Enforcement
May 21, 2009
- What’s Next for the SEC?
February 23, 2009
- Defeating Securities Class-Action Litigation Arising from ‘Perfect Storms:’ Applying Dismissals of Hurricane-Related Class-Actions to the Subprime Mortgage Cases
2009
— American Conference Institute, Advanced Forum on Securities Litigation 2009
- The first 48 hours: No board missteps
First Quarter 2009
— Directors & Boards
- The Private Equity Report
Winter 2008
- Supreme Court Majority Significantly Restricts Secondary Actor Liability Under Section 10(b)
January 17, 2008
- Raising The Bar: Supreme Court Clarifies Scienter Pleading Standards For Federal Securities Fraud Actions
June 26, 2007
- Good News for Publicly-Traded Companies: Supreme Court Rejects State-Law "Holders" Class Actions
March 28, 2006
- SEC Announces New Policy Concerning Financial Penalties: Guidelines Provide Companies with Road Map on How to Avoid or Limit Penalties
January 09, 2006
- Designing Policies and Procedures For Handling Complaints and Whistleblowers Under the Sarbanes-Oxley Act of 2002
October 31, 2003
- First Things First: Deciding Who Should Conduct Your Internal Investigation
June 2003
— American Conference Institute Securities Litigation
- Lawyers’ Roles after Enron and Sarbanes-Oxley: Advocates, Counselors and . . . Gatekeepers Too?
November 2002
— PLI Securities Regulation Institute
- CEO and CFO Review Procedures Relating to Certification of SEC Periodic Reports
October 04, 2002
- A Nightmare on Easy Street: 97-2
October 2002
— American Conference Institute Advanced Licensing Conference
- Internal Corporate Investigations and the SEC’s Message to Directors in Cooper Co., Inc.
Fall 1996
— University of Cincinnati Law Review volume 65, No. 1
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