Experience

    • A software developer in an SEC investigation related to a cyber attack.
    • A global life sciences company in SEC and DOJ investigations into potential corruption issues in Latin America.
    • A global engineering firm in an SEC investigation into potential corruption and accounting violations in Asia and Africa.
    • Robinhood in its SEC and FINRA settlements relating to best execution practices and payment for order flow.
    • A prominent fund administrator in an SEC odd lot valuation investigation.
    • A large financial services institution in an SEC investigation focused on its share class selection and revenue sharing arrangements that resulted in a declination by the government.

Education

  • Hofstra University School of Law, 2018, J.D.
  • University of Richmond, 2013, B.S.