Experience

• • The former CEO of a Fortune 20 financial institution in a hearing before the House Financial Services Committee and related document requests.
  • Pacific Investment Management Company in a settlement with the SEC relating to the launch of an exchange traded fund.
  • A hedge fund manager in an SEC investigation related to the valuation of structured products.
  • Kaestner Family Trust in winning a unanimous Supreme Court victory in North Carolina Department of Revenue v. Kimberley Rice Kaestner 1992 Family Trust, involving an attempt by North Carolina to tax a nonresident trust based solely on the fact that a beneficiary of the trust, who had not yet received any distributions, lived in the State.
  • Keppel Offshore & Marine in an internal investigation and coordinated resolutions with the U.S., Brazilian and Singaporean criminal authorities in relation to corrupt payments to Petrobras and other Brazilian officials.
  • The former U.S. Deputy Attorney General and Acting Attorney General in Congressional investigations related to Russian interference in the 2016 presidential election.
  • Twitter in Department of Justice and Congressional investigations into Russian interference in the 2016 presidential election.
  • Jury trial in an SEC insider trading enforcement action involving application of the Second Circuit’s Newman decision to a remote tippee.