Publications

• Insider Trading & Disclosure Update - Vol. 12
  January 2025
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Mark D. Flinn
  ,
  Anna Moody
  ,
  Amy Pereira
  ,
  Nicholas Vota
  ,
  Bailey K. Crawford
  ,
  Tess Kim
  ,
  Cameron B. Wolfe
  ,
  Jacquelyn Sherman
• Insider Trading & Disclosure Update - Vol. 11
  July 2024
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Mark D. Flinn
  ,
  Amy Pereira
  ,
  Bailey K. Crawford
• Insider Trading & Disclosure Update - Special Issue
  April 2024
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Bailey K. Crawford
  ,
  Mark D. Flinn
• Insider Trading & Disclosure Update - Vol. 10
  December 2023
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Mark D. Flinn
  ,
  Mie Morikubo
  ,
  Alexander R. Altieri
  ,
  Bailey K. Crawford
  ,
  Samuel Siegel
• Insider Trading Disclosure Update - Special Issue
  October 2023
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Maeve O'Connor
  ,
  Bailey K. Crawford
  ,
  Mark D. Flinn
  ,
  Emma V. Hauber
• Second Circuit Affirms That Syndicated Term Loans Are Not Securities
  28 August 2023
  Paul D. Brusiloff
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Anna Moody
  ,
  Bailey K. Crawford
  ,
  Christopher A. Johnson
• Insider Trading & Disclosure Update - Alert
  July 2023
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Bailey K. Crawford
  ,
  Mark D. Flinn
• SEC Declines to Submit Amicus Brief Regarding Status of Syndicated Term Loans as Securities
  19 July 2023
  Paul D. Brusiloff
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Jonathan R. Tuttle
  ,
  Anna Moody
  ,
  Bailey K. Crawford
• Harvard Forum on Corporate Governance: Insider Trading Disclosure Update: Rulemaking Activity
  12 June 2023
  Harvard Forum on Corporate Governance
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Mark D. Flinn
  ,
  Michael Pan
  ,
  Candice N. Jones
  ,
  Bailey K. Crawford
• Insider Trading Disclosure Update - Vol. 9
  May 2023
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Mark D. Flinn
  ,
  Michael Pan
  ,
  Candice N. Jones
  ,
  Bailey K. Crawford
• FCPA Update November 2022
  2 December 2022
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Joseph Ptomey
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
  ,
  Bailey K. Crawford
  ,
  Mark D. Flinn
• SEC’s Division of Enforcement Year-End Results Provide Insight into Record-Breaking Year in Monetary Sanctions, Novel Actions, and Evolving Enforcement Agenda
  21 November 2022
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
  ,
  Bailey K. Crawford
  ,
  Mark D. Flinn