Publications

• Hong Kong SFC Fines Fund Managers for Internal Control Failures and Other Breaches
  8 March 2024
  Gareth Hughes
  ,
  Samuel Fung
  ,
  Emily Lam
• Hong Kong Financial Regulatory Review 2023
  26 February 2024
  Gareth Hughes
  ,
  Samuel Fung
  ,
  Emily Lam
  ,
  Tiffany Wu
• Chambers Global Practice Guides: Anti-corruption – Hong Kong
  19 January 2024
  Chambers Global Practice Guides
  Gareth Hughes
  ,
  Philip Rohlik
  ,
  Samuel Fung
  ,
  Emily Lam
• New Arrangement for Reciprocal Recognition and Enforcement of Hong Kong and Mainland Chinese Judgments
  24 November 2023
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Samuel Fung
  ,
  Emily Lam
  ,
  Cameron Sim
  ,
  Tiffany Wu
• Recent Court of Final Appeal Decision Enables Speedier Enforcement against Foreign Defendants for Market Misconduct Offences
  10 November 2023
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Samuel Fung
  ,
  Emily Lam
  ,
  Lillian Wong
• IFLR: Balancing Chinese data laws and foreign regulatory requests
  12 September 2023
  International Financial Law Review
  Gareth Hughes
  ,
  Samuel Fung
  ,
  Philip Rohlik
• Securities and Futures Commission Confirms Amendment to the Insider Dealing Provisions
  18 August 2023
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Samuel Fung
  ,
  Emily Lam
  ,
  Lillian Wong
• The SFC and the AFRC Signal Intent to Combat Dubious Transfer of Funds by Listed Issuers to Third Parties
  25 July 2023
  Gareth Hughes
  ,
  Samuel Fung
  ,
  Emily Austin
• Obstruct the SFC at Your Peril: First Conviction and Imprisonment for Obstructing SFC Employees in Performance of Their Functions
  21 February 2023
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Samuel Fung
  ,
  Lillian Wong
• SFAT Affirms SFC Decision to Fine Investment Advisor and Suspend the Licence of Its Responsible Officer
  17 February 2023
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Samuel Fung
  ,
  Emily Austin
  ,
  Tiffany Wu
• Private Equity Report: 2023 Outlook
  January 2023
  Catherine Amirfar
  ,
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Jason Auerbach
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Kara Brockmeyer
  ,
  Geoffrey P. Burgess
  ,
  Lawrence K. Cagney
  ,
  Andrew J. Ceresney
  ,
  Jennifer L. Chu
  ,
  Alexander R. Cochran
  ,
  Eric Dinallo
  ,
  Christopher Dortschy
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Gareth Hughes
  ,
  Peter J. Irwin
  ,
  Mark Johnson
  ,
  Eric T. Juergens
  ,
  Rafael Kariyev
  ,
  Meir D. Katz
  ,
  Satish M. Kini
  ,
  M. Natasha Labovitz
  ,
  Henry Lebowitz
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Jonathan F. Lewis
  ,
  Marilyn A. Lion
  ,
  Timothy McIver
  ,
  John (Jay) Neukom
  ,
  Benjamin R. Pedersen
  ,
  Marc Ponchione
  ,
  Nicholas F. Potter
  ,
  Ryan T. Rafferty
  ,
  Julie M. Riewe
  ,
  Samantha J. Rowe
  ,
  Paul D. Rubin
  ,
  Scott B. Selinger
  ,
  Jane Shvets
  ,
  Steven J. Slutzky
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Barbara N. Barath
  ,
  Alison E. Buckley-Serfass
  ,
  Zhiyan Cao
  ,
  Robert T. Dura
  ,
  Robert M. Fettman
  ,
  Samuel Fung
  ,
  Caroline P. Geiger
  ,
  Andrew J. Gershon
  ,
  Jin-Hyuk Jang
  ,
  Stuart Hammer
  ,
  Kim T. Le
  ,
  Michael P. McGuigan
  ,
  Sheena Paul
  ,
  Tricia Bozyk Sherno
  ,
  Jennifer Wheater
  ,
  John Young
  ,
  Jeffrey P. Cunard
  ,
  Ulysses Smith
  ,
  Jennifer R. Cestaro
  ,
  Paul Eastham
  ,
  Isabel Espinosa de los Reyes
  ,
  Jay E. Evans
  ,
  Christopher Gossage
  ,
  Berk Guler
  ,
  Yiran Ji
  ,
  Samuel D. Krawiecz
  ,
  Chaim Lapp
  ,
  Stacy S. Lee
  ,
  Lucy Litt
  ,
  Emily MacKay
  ,
  Alma M. Mozetič
  ,
  Ezra Newman
  ,
  Melissa Runsten
  ,
  Sergio Torres
  ,
  George Tan
  ,
  Tiffany Wu
  ,
  Emma Macfarlane
  ,
  Sarah Min
  ,
  Matthew Stromecki
  ,
  Massy Vainshtein
• Deep Freeze: What PE Funds in Hong Kong Need to Know About the SFC’s Asset-Freezing Powers
  November 2022
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Samuel Fung
• Private Equity Report Fall 2022, Vol 22, No 3
  November 2022
  Andrew L. Bab
  ,
  Sally Bergmann Hardesty
  ,
  Michael Bolotin
  ,
  Jennifer L. Chu
  ,
  Erin Cleary
  ,
  Matthew Dickman
  ,
  Gregory V. Gooding
  ,
  Mark P. Goodman
  ,
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Meir D. Katz
  ,
  Henry Lebowitz
  ,
  Maurizio Levi-Minzi
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Kevin M. Schmidt
  ,
  Scott B. Selinger
  ,
  Ramya S. Tiller
  ,
  Zhiyan Cao
  ,
  Caroline P. Geiger
  ,
  Kim T. Le
  ,
  Samuel Fung
  ,
  Jin-Hyuk Jang
  ,
  David Deutsch
  ,
  Tigist Kassahun
  ,
  Hannah R. Levine
  ,
  Keith J. Slattery
  ,
  Sergio Torres
  ,
  Dominique Trudelle
  ,
  Hadel Alfagir
  ,
  Michael L. Cederblom
  ,
  David N. Simpser