Paul R. Berger is a retired partner and currently is of counsel to the firm. He had been a litigation partner in the Washington, D.C. office, where he focused his practice on securities litigation, enforcement and white collar criminal defense matters. Mr. Berger is ranked as a Senior Statesmen in Securities Regulation: Enforcement by Chambers USA (2018), which notes that he “has a wealth of experience handling FCPA investigations.” Chambers USA further describes him as “one of the most experienced securities practitioners, with great attention to detail, encyclopedic knowledge of anticorruption practices and a broad knowledge base.” Mr. Berger is ranked as a Litigation Star by Benchmark Litigation (2016) and is also recommended by The Legal 500 US (2014).
Prior to joining Debevoise, Mr. Berger was an Associate Director of the Securities and Exchange Commission’s Division of Enforcement. At the SEC, Mr. Berger oversaw Commission investigations and enforcement proceedings and served as a principal advisor to the Director of Enforcement and to the Commission on both specific enforcement cases and on enforcement initiatives and policies. Some of his high-profile matters at the SEC include:
Mr. Berger helped establish and chaired the Commission’s Financial Fraud Task Force and played a leading role in the Commission’s recent focus on the Foreign Corrupt Practices Act enforcement program concerning bribery payments. He was responsible for numerous cases in the areas of financial fraud, foreign payments (bribes), executive compensation, auditor independence, Regulation FD, broker-dealer matters and insider trading.
Mr. Berger is the co-author of numerous articles, including “The SEC Noble Prosecution: Takeaways From The O’Rourke, Jackson And Ruehlen Settlements,” Financial Fraud Law Report (November/December, 2014), “The SEC Noble Prosecution: Takeaways from the O’Rourke, Jackson and Ruehlen Settlements,” "Just Blogs" section of Main Justice (September, 2014), “Heads of SEC Whistleblower Office and FCPA Unit Warn against Interference with Potential Whistleblowers,” Financial Fraud Law Dept (June, 2014), “Anti-Corruption Compliance in 2013: Post-Guidance Trends and Signals for the Future,” Financial Fraud Law Report (February, 2014), “The Government’s $48 Million ATM Withdrawals: Is It Time To Start Sweating Again?,” Financial Fraud Law Report (January, 2014), “A Touch of Solace for Broker-Dealer Compliance Personnel,” Law360 (November, 2013), “Debevoise & Plimpton Discusses SEC’s Guidance on Supervisory Liability for a Broker-Dealer’s Compliance and Legal Personnel,” The Columbia Law School Blue Sky Blog (November, 2013), “Hiring Foreign Officials‘ Relatives: The Justice Department’s Guidance, Some Key Issues, and Potential Internal Controls Solutions to a Recurring FCPA Issue,” Financial Fraud Law Report (November/December, 2013), “The $398 Million Total S.A. Settlement: Are Administrative Orders Now the SEC’s FCPA Resolution of Choice?,” Financial Fraud Law Report (November/December, 2013), “The Vilar Decision: Second Circuit Curtails the Territorial Reach of Criminal Liability under Section 10(b),” Wall Street Lawyer (October, 2013), “China Is Cracking Down on Abuse of Prepaid Cards,” Law360 (April, 2013), “The FCPA In Review – Part I: Release of the Government’s Guidance Caps a Year of Disparate Developments,” Financial Fraud Law Report (April, 2013), “Anti-Corruption Enforcement In China,” Financial Fraud Law Report (February, 2013), “U.S. Enforcement Agencies Issue Extensive New FCPA Guidance,” Westlaw Journal - White-Collar Crime (February, 2013), “Inside the Latest Hong Kong Anti-Bribery Efforts,” Law360 (January, 2013), “Recent Surveys Highlight Anti-Corruption Trends,” Law360 (December, 2012), “Recovering Damages When FCPA Prosecution Misfires,” Part 1 and 2, Law360 (December, 2012), “Conducting Third Party FCPA Diligence In France,” The Global Legal Post (October, 2012), “Blowing The Whistle On FCPA Violations By Domestic Concerns: A District Court Finds No Protection Under Dodd-Frank,” Financial Fraud Law Report (October, 2012), “Hints and Olive Branches In The Morgan Stanley Declinations,” BNA's Corporate Accountability Report (September, 2012), “Second Circuit Signals Support for the SEC’s Use of ‘Neither Admit Nor Deny’ Language in Consent Settlements,” Financial Fraud Law Report (September, 2012), “Duty To Disclose SEC Wells Notices Rejected By Judge,” The Harvard Law School Forum on Corporate Governance and Financial Regulation (July, 2012), “SEC 'Obey-the-Law' Injunctions Held Invalid,” The Harvard Law School Forum on Corporate Governance and Financial Regulation (July, 2012), “The Eleventh Circuit Casts Doubts On 'Obey The Law' Injunctions,” Insights (July, 2012), “SEC 'Obey-The-Law' Injunctions Held Invalid,” FCPA Professor blog (June, 2012), “The Bourke Conviction And Willful Blindness: Did The Second Circuit Get It Right?,” Financial Fraud Law Report (June, 2012) and “Use Of The Travel Act To Prosecute Foreign Commercial Bribery,” Business Crimes Bulletin (April, 2012).
Mr. Berger joined the SEC’s Division of Enforcement in 1992, becoming Assistant Director in 1996 and Associate Director in 2000. Mr. Berger received the SEC’s prestigious Stanley Sporkin Award in 1999, which is given in recognition of outstanding contributions to the Division of Enforcement.
Prior to working at the SEC, Mr. Berger was an associate at Jenner & Block in Washington, D.C. and a staff attorney at the U.S. Court of Appeals for the District of Columbia Circuit.
He is a member of the District of Columbia Bar. He received his B.A. from The American University and J.D. from the Antioch School of Law.
Paul R. Berger é sócio do setor contencioso do escritório de Washington, D.C., onde ele foca sua prática em questões contenciosas envolvendo valores mobiliários, execução e defesa de assuntos relacionados a crimes de colarinho branco. Paul foi reconhecido como um advogado expoente pela Legal 500 US (2008) e Chambers USA (2008), com menção ao seu “conhecimento enciclopédico do Tratado de Práticas Corruptas Estrangeiras (Foreign Corrupt Practices Act) e experiência com a legislação anti-corrupção”.
Antes de se juntar ao Debevoise, Paul foi Diretor Associado da Divisão de Execução da comissão de valores mobiliários dos Estados Unidos (“SEC”). Na SEC, Paul participou de investigações e procedimentos de execução e atuou como principal assessor do Diretor de Execução e em execuções específicas, bem como iniciativas relacionadas a execuções e sua regulamentação. Dentre seus principais casos na SEC estão:
Paul ajudou a implementar e presidiu o Grupo de Trabalho da SEC de Fraude Financeira e teve papel decisivo no recente programa de execução do Tratado de Práticas Corruptas Estrangeiras da SEC em questões envolvendo o pagamento de propina. Ele foi responsável por numerosos casos nas áreas de fraude financeira, pagamentos de propina internacional, compensação executiva, independência de auditorias, regulamentação confidencialidade (Regulation FD), questões envolvendo corretoras e insider trading. Ele e seu sócio no Debevoise Bruce E. Yannett escreveram juntos, “FCPA: What It Is and Why It Matters to You” na Bank Accounting & Finance (2007).
Paul ingressou na Divisão de Execução da SEC em 1992, tornando-se Diretor Assistente em 1996 e Diretor Associado em 2000. Paul recebeu o renomado Prêmio Stanley Sporkin da SEC em 1999, que é dado em reconhecimento a contribuições relevantes na Divisão de Execuções.
Antes de trabalhar na SEC, Paul era um associado de Jenner & Block em Washington, D.C. e advogado na Corte de Apelações do Circuito do Distrito de Columbia.
Ele é um membro da Associação de Advogados do Distrito de Columbia. Recebeu seu B.A. da The American University e seu J.D. da Antioch School of Law.