What Will The “Eyes And Ears” Of The SEC Choose To See And Hear This Year? OCIE Announces Examination Priorities For 2015

1 July 2015 (Vol. 16, No.2)
Journal of Investment Compliance

Discussion of the recently published summary of the select priorities of the SEC’s Office of Compliance Inspections and Examinations in connection with the National Exam program for 2015, highlighting the broad OCIE focus areas and providing detail on the associated initiatives.