Asset Management Litigation

Publications

  • Reinvigorated Antitrust Enforcement of Interlocking Directorate Violations
    January 2023
    Ted Hassi
    ,
    Michael Schaper
    ,
    Erica S. Weisgerber
    ,
    Chaim Lapp
  • 2021/2022 Private Equity Year-End Review and Outlook
    January 2022
    Jonathan Adler
    ,
    Catherine Amirfar
    ,
    Christopher Anthony
    ,
    Katherine Ashton
    ,
    Andrew L. Bab
    ,
    Geoffrey P. Burgess
    ,
    Ezra Borut
    ,
    Andrew J. Ceresney
    ,
    Jennifer L. Chu
    ,
    Jeffrey P. Cunard
    ,
    Alexander R. Cochran
    ,
    E. Drew Dutton
    ,
    Jane Engelhardt
    ,
    Morgan J. Hayes
    ,
    Eric T. Juergens
    ,
    Maurizio Levi-Minzi
    ,
    Nicholas P. Pellicani
    ,
    Ryan T. Rafferty
    ,
    Julie M. Riewe
    ,
    Scott B. Selinger
    ,
    Marc Ponchione
    ,
    Thomas Smith
    ,
    Ramya S. Tiller
    ,
    Patricia Volhard
    ,
    Richard Ward
    ,
    Alisa A. Waxman
    ,
    Marshal L. Bozzo
    ,
    Christopher Dortschy
    ,
    Andrew J. Gershon
    ,
    Emily F. Huang
    ,
    Jennifer Wheater
    ,
    Dominic Blaxill
    ,
    Charles Cartiglia
    ,
    Robert T. Dura
    ,
    Matthew J. Sacco
    ,
    Sheng Shao
    ,
    Sergio Torres
    ,
    Charlotte A. Walkovik
    ,
    Paul Eastham
    ,
    Christopher Gossage
    ,
    Robert B. Kaplan
    ,
    Sheena Paul
    ,
    John Young
    ,
    Jin-Hyuk Jang
    ,
    Lukas Ott
    ,
    Andrew M. Levine
    ,
    Stuart Hammer
    ,
    Ulysses Smith
    ,
    Luke Dembosky
    ,
    Avi Gesser
    ,
    Michael R. Roberts
    ,
    Peter J. Irwin
    ,
    Ina C. Popova
    ,
    Samantha J. Rowe
    ,
    M. Natasha Labovitz
    ,
    Sidney P. Levinson
    ,
    Paul D. Rubin
    ,
    Eric Dinallo
    ,
    Marilyn A. Lion
    ,
    Jacob W. Stahl
    ,
    Nicholas F. Potter
    ,
    Kim T. Le
    ,
    Adam Aukland-Peck
    ,
    Melissa Runsten
    ,
    Matthew Mrozek
    ,
    Michael C. Godbe
    ,
    Christel Y. Tham
    ,
    Lisa Wang Lachowicz
    ,
    Yiran Ji
  • Delaware Court Holds de-SPAC Transaction Subject to Entire Fairness
    14 January 2022
    Christopher Anthony
    ,
    Gregory V. Gooding
    ,
    Maeve O'Connor
    ,
    William D. Regner
    ,
    Zachary H. Saltzman
    ,
    Shannon Rose Selden
  • 2021 Private Equity Midyear Review and Outlook
    22 July 2021
    Jonathan Adler
    ,
    Christopher Anthony
    ,
    Katherine Ashton
    ,
    Andrew L. Bab
    ,
    Megan K. Bannigan
    ,
    Sally Bergmann Hardesty
    ,
    David H. Bernstein
    ,
    Paul S. Bird
    ,
    Ezra Borut
    ,
    Geoffrey P. Burgess
    ,
    Jennifer L. Chu
    ,
    Matthew Dickman
    ,
    Christopher Dortschy
    ,
    E. Drew Dutton
    ,
    Jane Engelhardt
    ,
    Peter A. Furci
    ,
    Avi Gesser
    ,
    Jyotin Hamid
    ,
    Morgan J. Hayes
    ,
    Peter J. Irwin
    ,
    Meir D. Katz
    ,
    Rafael Kariyev
    ,
    M. Natasha Labovitz
    ,
    Maurizio Levi-Minzi
    ,
    Andrew M. Levine
    ,
    Sidney P. Levinson
    ,
    Jonathan F. Lewis
    ,
    Marc Ponchione
    ,
    Ryan T. Rafferty
    ,
    Paul D. Rubin
    ,
    Zachary H. Saltzman
    ,
    Kevin M. Schmidt
    ,
    Shannon Rose Selden
    ,
    Scott B. Selinger
    ,
    Steven J. Slutzky
    ,
    Ramya S. Tiller
    ,
    Richard Ward
    ,
    Alisa A. Waxman
    ,
    Patricia Volhard
    ,
    Franci J. Blassberg
    ,
    Jeffrey P. Cunard
    ,
    Andrew J. Gershon
    ,
    Stuart Hammer
    ,
    Jin-Hyuk Jang
    ,
    Kim T. Le
    ,
    Sheena Paul
    ,
    Tricia Bozyk Sherno
    ,
    Jacob W. Stahl
    ,
    Jennifer Wheater
    ,
    John Young
    ,
    Adam Aukland-Peck
    ,
    Dominic Blaxill
    ,
    Charles Cartiglia
    ,
    Robert T. Dura
    ,
    Paul Eastham
    ,
    Jay E. Evans
    ,
    Norma Angelica Lopez Campos
    ,
    David J. Hotelling
    ,
    Samuel D. Krawiecz
    ,
    Wen-Wei Lai
    ,
    Robert Maddox
    ,
    Sergio Torres
    ,
    Malina Welman
  • 2020 Private Equity Midyear Review and Outlook
    31 July 2020
    Jonathan Adler
    ,
    Andrew M. Ahern
    ,
    Christopher Anthony
    ,
    Megan K. Bannigan
    ,
    David H. Bernstein
    ,
    Kenneth J. Berman
    ,
    Paul S. Bird
    ,
    Ezra Borut
    ,
    Geoffrey P. Burgess
    ,
    Jennifer R. Cestaro
    ,
    Jennifer L. Chu
    ,
    Andrew J. Ceresney
    ,
    Jeffrey P. Cunard
    ,
    Peter A. Furci
    ,
    Morgan J. Hayes
    ,
    Peter J. Irwin
    ,
    Robert B. Kaplan
    ,
    Rafael Kariyev
    ,
    M. Natasha Labovitz
    ,
    Andrew M. Levine
    ,
    Sidney P. Levinson
    ,
    Nicole Levin Mesard
    ,
    Marc Ponchione
    ,
    Julie M. Riewe
    ,
    Edward M. Rishty
    ,
    Kevin M. Schmidt
    ,
    Shannon Rose Selden
    ,
    Scott B. Selinger
    ,
    Steven J. Slutzky
    ,
    Thomas Smith
    ,
    Ramya S. Tiller
    ,
    Patricia Volhard
    ,
    Richard Ward
    ,
    Alisa A. Waxman
    ,
    Michael P. McGuigan
    ,
    Samuel D. Krawiecz
    ,
    Stuart Hammer
    ,
    Dominic Blaxill
    ,
    Christopher Dortschy
    ,
    Paul Eastham
    ,
    Jin-Hyuk Jang
    ,
    Jennifer Wheater
    ,
    John Young
    ,
    Almas Daud
    ,
    Paul Eastham
    ,
    Jay E. Evans
    ,
    Norma Angelica Lopez Campos
    ,
    Samuel D. Krawiecz
    ,
    Wen-Wei Lai
  • Lessons from Recent Antitrust Enforcement in the UK Financial Services Sector
    24 January 2020
    Timothy McIver
    ,
    John Young
  • FCPA Update October 2016
    Vol. 8, No. 3
    Paul R. Berger
    ,
    Andrew M. Levine
    ,
    Philip Rohlik
    ,
    Bruce E. Yannett
    ,
    Karolos Seeger
    ,
    David A. O'Neil
    ,
    Erich O. Grosz
    ,
    Jane Shvets
  • SEC Exams Focus on Whistleblower Compliance by Investment Advisers and Brokers
    26 October 2016
    Kenneth J. Berman
    ,
    Jyotin Hamid
    ,
    Michael P. Harrell
    ,
    Mary Beth Hogan
    ,
    Robert B. Kaplan
    ,
    Julie M. Riewe
    ,
    Jonathan R. Tuttle
  • Another Message to Private Fund Sponsors on Broker Registration – This Time from Enforcement
    6 June 2016
    Kenneth J. Berman
    ,
    Michael P. Harrell
    ,
    Robert B. Kaplan
    ,
    Andrew M. Ostrognai
    ,
    Jonathan R. Tuttle
    ,
    Julie Stem
  • U.S. Federal Court Denies Immunity to Sovereign Wealth Funds
    26 February 2016
    Mark W. Friedman
    ,
    Katherine Ashton
  • Two Decisions Highlight Significant Litigation Challenges for Prosecutors and Regulators
    17 December 2015
    Paul R. Berger
    ,
    Robert B. Kaplan
    ,
    Jonathan R. Tuttle
    ,
    Bruce E. Yannett
  • SEC Settles Action Concerning Adequacy of Policies to Prevent Dissemination of Material Nonpublic Information
    2 December 2015
    Paul R. Berger
    ,
    Kenneth J. Berman
    ,
    Matthew E. Kaplan
    ,
    Robert B. Kaplan
    ,
    Jonathan R. Tuttle
  • Recognizing and Mitigating the Risk of Imputed Control in Delaware Shareholder Litigation
    November 2021
    Zachary H. Saltzman
    ,
    Shannon Rose Selden
    ,
    David J. Hotelling
    ,
    Natascha Born

Upcoming Events

Recent Events

  • Private Equity Disputes: Current Trends, Typical Issues and Tactics for Defending Claims
    27 May 2021
    Debevoise & Plimpton LLP
    Webcast
    Speaking Engagements
  • What’s New? OCIE and Enforcement under Chairman Clayton
    7 December 2017
    Investment Company Institute
    2017 Securities Law Procedures Conference
    Washington, D.C.
    Speaker: Julie M. Riewe
    Speaking Engagements
  • Examining FCPA Issues for Fund Managers
    9 May 2017
    Managed Funds Association
    MFA’s Legal & Compliance 2017 Conference
    New York, New York
    Speaker: Kara Brockmeyer
    Speaking Engagements
  • Keynote Speaker: FCPA Issues Facing PE Funds
    8 May 2017
    ACA Compliance Group
    New York, New York
    Speaker: Kara Brockmeyer
    Speaking Engagements
  • Emerging SEC Enforcement and Exam Issues: What's Next for Private Equity?
    13 Apr 2016
    Debevoise & Plimpton
    Debevoise Seminar
    Debevoise & Plimpton, New York
    Speaking Engagements
  • Cybersecurity: Best Practices for an Effective Defense
    17 November 2015
    IA Watch and Buyouts Insider
    Coping with Regulatory Change: What's Next in IA Compliance Conference
    Washington, D.C.
    Speaking Engagements
  • Handling Price Sensitive Information – Risk Management Issues for Funds and Asset Managers
    17 September 2015
    Debevoise & Plimpton
    Handling Price Sensitive Information – Risk Management Issues for Funds and Asset Managers
    Hong Kong
    Speaking Engagements