Experience

• • An international bank in an internal investigation of whistleblower allegations regarding the bank’s regulatory compliance.
  • A global hedge fund manager in an SEC investigation involving MNPI issues that resulted in a declination by the government.
  • A prominent company in the health care industry in a DOJ criminal investigation into certain billing practices.
  • A New York-based hedge fund regarding management and governance issues.
  • An international bank in an internal investigation of sensitive allegations made against the CFO.
  • The head of a trading desk for a global trading and mining company in DOJ and CFTC investigations of alleged market manipulation and FCPA violations.