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Compliance Date For Placement Agent Prohibition in Pay-to-Play Rule Delayed Again
12 June 2012
The SEC has delayed the compliance date for the provision of Rule 206(4)-5 under the Investment Advisers Act of 1940 (the "Pay-to-Play Rule") relating to the use of placement agents and solicitors from June 13, 2012 until April 2013 at the earliest.
The new compliance date will be nine months after the compliance date set by the SEC in its final rule for the registration of municipal advisors.
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