Governance Round-Up Issue 5

May 2016
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  • Bill Introduced to Revise Section 13 Beneficial Ownership Reporting
  • DOJ Challenges Activist Use of HSR “Investment-Only” Exemption
  • Nasdaq Proposes to Require Disclosure of “Golden Leash” Payments to Directors
  • SEC Issues Lengthy Regulation S-K Concept Release
  • SEC Continues to Scrutinize Reporting of Non-GAAP Earnings
  • Proxy Season Update: SEC Refuses No-Action Relief on Shareholder Proposals Relating to Stock Buybacks and Climate Change
  • Dual-Class Structures in the Spotlight
  • CalPERS Updates Governance Principles to Address Director Tenure of 12+ Years