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No-Action Relief from Notice Filing Requirement under the CFTC Rules on Aggregation of Positions
9 February 2017
View Client Update
The CFTC's Division of Market Oversight has granted temporary no-action relief from the notice-filing requirement in CFTC Regulation 150.4 on aggregation of positions.
The relief remains in effect until August 14, 2017.
During the relief period, persons or entities may rely on any relevant exemption from aggregation under CFTC Regulation 150.4(b) without filing a notice with the CFTC.
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