No-Action Relief from Notice Filing Requirement under the CFTC Rules on Aggregation of Positions

9 February 2017
View Client Update

Key takeaways

  • The CFTC's Division of Market Oversight has granted temporary no-action relief from the notice-filing requirement in CFTC Regulation 150.4 on aggregation of positions.
  • The relief remains in effect until August 14, 2017.
  • During the relief period, persons or entities may rely on any relevant exemption from aggregation under CFTC Regulation 150.4(b) without filing a notice with the CFTC.