Insider Trading Disclosure Update - Vol. 6

December 2019
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In this Issue:
  • Proposed Legislation to Establish a Uniform Insider Trading Standard Gains Momentum in Congress
  • U.S. Supreme Court Affirms 10b-5 “Scheme” Liability but Drops Tender Offer Liability from Docket
  • Second Circuit Hears Arguments on U.S.C. Title 18 Insider Trading Prosecutions
  • Regulations S-K & S-X: The Year in Review
  • SEC Charges Pharmaceutical Company with Regulation FD Violation
  • Congressman Ensnared by Insider Trading Action
  • Focus on Gatekeepers in Recent Insider Trading Enforcement
  • SEC’s Division of Enforcement Annual Report for Fiscal Year 2019 Marks End to a Busy Year
  • New York Supreme Court Rules Against NYAG in ExxonMobil Climate Change Case