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© 2020 Debevoise & Plimpton LLP
Compliance & Enforcement
: SEC Brings Enforcement Action Against Investment Adviser for Section 13 Beneficial Ownership Reporting Failures
23 September 2020
Compliance & Enforcement
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Litigation
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US/North America
Authors:
Andrew J. Ceresney
Partner
Matthew E. Kaplan
Partner
Nicholas P. Pellicani
Counsel
Robert B. Kaplan
Partner
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