Insider Trading Disclosure Update - Vol. 8

September 2022
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In this Issue:
  • An Active Rulemaking Period with Gary Gensler at the Helm of the SEC
  • Proposed Climate Change Disclosure Rules
  • Inaugural Insider Trading Cases in the Digital Asset Space
  • SEC Charges Former Nine-Term Congressman with Insider Trading
  • SEC v. Nicholas Daniel: Family Conversations and MNPI
  • CEO and Former President of Cheetah Mobile Inc. Charged with Insider Trading Following Sales through Purported 10b5-1 Program
  • GE Agrees to Pay $200 Million to Settle Disclosure Failure Charges with the SEC
  • Under Armour Agrees to Pay $9 Million to Settle SEC Disclosure Charges Related to “Pull Forwards”
  • Boeing Pays $200 Million to Settle SEC Disclosure Charges Related to the 737 MAX
  • AT&T’s Regulation FD Case Likely Headed for Trial as Judge Rejects Motions for Summary Judgment
  • Former Bank Vice President and Friend Settle Insider Trading Charges
  • Misleading Annuity Account Statement Disclosures Result in SEC Enforcement