Insider Trading Disclosure Update - Vol. 9

May 2023
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In this Issue:
  • SEC Adopts New Rule 10b5-1 Trading Plan and Trading-Related Disclosure and Reporting Requirements
  • SEC Adopts Share Repurchase Disclosure Rules
  • SEC Maintains Focus on Non-GAAP Financial Measures
  • Blaszczak II and Trading on Confidential Government Agency Information
  • Jury Convicts Former Congressman Stephen Buyer of Insider Trading
  • Divided Congress Continues to Consider Whether and How to Update Congressional Insider Trading Laws
  • Recent SEC Enforcement Action Re: Rule 10b5-1 Plan Trades
  • Elon Musk and Tesla Avoid Liability in Shareholder Lawsuit over 2018 Tweets
  • AT&T Settles Long-Running Regulation FD Case
  • Fourth Circuit Rules That the SEC Can Rely on Circumstantial Evidence in Insider Trading Case
  • Blackbaud Charged with Disclosure Violations Following Ransomware Attack
  • McDonald’s Settles SEC Disclosure Charges Related to Termination of Former CEO
  • Broker-Dealer and Trader Friends Charged in SPAC Insider Trading Probe
  • SEC Charges Cousins for Insider Trading Relating to COVID-19 Government Partnership
  • Guilty Plea in First Cryptocurrency Insider Trading Tipping Case