Experience

• • An individual in a criminal tax investigation being conducted by the US Attorney’s Office for the Southern District of New York.
  • American Express in a settlement with the Department of Justice and a non-prosecution agreement with the U.S. Attorney’s Office for the Eastern District of New York following a five-year investigation into several of the bank’s sales practices.
  • A multinational technology company in a cyber-security and data-privacy investigation by the U.S. Attorney’s Office for the Southern District of New York.
  • An audit firm in a PCAOB enforcement investigation that resulted in a declination from the Division of Enforcement and Investigations.
  • SolarWinds, a software developer, in an SEC investigation related to the December 2020 SUNBURST cyber attack.
  • Saint Ann’s School in an investigation of allegations regarding misconduct by a teacher.
  • The United States Tennis Association (USTA) in conducting a review of its policies and procedures for preventing, reporting, and responding to reports of abuse.
  • The National Women’s Soccer League in an investigation into allegations of misconduct at member team Bay FC.
  • A prominent broker-dealer in potential litigation with FINRA concerning certain real-time data displayed to customers.
  • A prominent broker-dealer in an SEC investigation related to off-system communications.
  • A leading private equity firm in SEC and DOJ investigations concerning employees’ personal investments.
  • Robinhood Markets and affiliates in multiple putative class action lawsuits arising from outages on Robinhood’s trading platform.