Debevoise’s capital markets team provides advice on a broad range of regulatory, reporting and listing matters and keeps abreast of evolving rules, guidance and trends.

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Matthew E. Kaplan

Steven J. Slutzky

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Internationally Ranked

Debevoise and its lawyers are ranked by Chambers Global (2024) for capital markets in the United States.

Ranked as a leading law firm for capital markets by Chambers USA.

The Debevoise team is well-rounded and has … a nuanced and sophisticated approach to capital markets.

Debevoise takes the time to get to know the client and business.

—Chambers USA, 2024

The attorneys at Debevoise have a mastery of complex legal issues.

—Chambers USA, 2023

Debevoise & Plimpton are deeply committed to their clients.

—Chambers USA, 2022

It is a very strong team, with tremendous knowledge and expertise.

—Chambers USA, 2021

[The firm's partners are] intellectual, thoughtful and strong across-the-board.

—Chambers Global

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Debevoise’s capital markets team provides advice on a broad range of regulatory, reporting and listing matters and keeps abreast of evolving rules, guidance and trends. The Group provides U.S. federal securities law-related regulatory and reporting advice in a broad range of areas, including:

periodic reporting;
SEC rules and regulations and disclosure requirements;
Sarbanes-Oxley and Dodd-Frank;
NYSE and Nasdaq requirements;
insider trading;
no-action letters and other requests for regulatory guidance;
Regulation FD;
conflict minerals; and
FCPA, AML and OFAC rules

Debevoise provides in-depth public company advisory services, partnering with in-house counsel and finance teams at public and private company clients to advise on capital markets and other complex transactional and compliance matters, as well as day-to-day reporting and disclosure issues. The capital markets lawyers frequently assist non-U.S. clients in navigating the complexities of the U.S. federal securities laws, and understand the differences between foreign and U.S. disclosure regimes.In addition, the team works closely across competencies, including mergers and acquisitions, employee benefits, banking, insurance, white collar litigation and enforcement to provide guidance on special assignments such as advising boards and senior management with respect to regulatory investigations, whistleblower claims and other sensitive matters.

Regulatory, Reporting and Other Advisory Services

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Thought Leadership

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