Regulatory, Reporting and Other Advisory Services

Publications

Upcoming Events

Recent Events

  • FCA IPO Reform Legal Developments
    14 December 2017
    BNY Mellon
    Annual Depositary Receipt Issuers' Forum
    Moscow, Russia
    Speaking Engagements
  • FINRA’s Regulatory Priorities Impacting Securities Markets in 2017 and Beyond
    20 April 2017
    RMA and Debevoise & Plimpton
    Debevoise & Plimpton LLP, New York
    Speaking Engagements
  • Liquidity and Market Structure
    20 April 2017
    RMA and Debevoise & Plimpton
    Debevoise & Plimpton LLP, New York
    Speaking Engagements
  • Regulatory Focus on Risk Management
    20 April 2017
    RMA and Debevoise & Plimpton
    Debevoise & Plimpton LLP, New York
    Speaking Engagements
  • Best Practices: Managing the Application of U.S. Corporate Governance Rules to Non-U.S.Corporations
    3 November 2016
    IBA Capital Markets Forum and the IBA Corporate and M&A Law Committee
    3rd Annual IBA Corporate Governance Conference
    Miami, Florida
    Speaker: Paul M. Rodel
    Speaking Engagements
  • Legal Update: Market Abuse Regulation
    15 September 2016
    BNY Mellon
    BNY Mellon Depository Receipts, Capital Markets & Investor Relations Seminar
    London, UK
    Speaker: Vera Losonci
    Speaking Engagements
  • Compliance Perspectives on Market Structure and Trading
    7 May 2014 12:00 AM Dateline Standard Time
    Managed Funds Association
    MFA 2014 Compliance Seminar
    Convene-Times Square, New York, NY
    Speaking Engagements
  • Dodd-Frank and International Developments Impact of Ongoing Regulatory Activities on Market Risk
    8 April 2014 12:00 AM Dateline Standard Time
    Risk Management Association
    RMA Market Risk Round Table
    RMA, Greenwich Street, New York
    Speaking Engagements
  • Annual Institute Seminar on Risk Management
    9 October 2013 12:00 AM Dateline Standard Time
    Institute of International Bankers
    Operating in a More Enforcement-Oriented Environment
    Harold Proshansky Auditorium, CUNY Graduate Center
    New York, NY
    Speaker: Paul L. Lee
    Speaking Engagements
  • Anticipating Regulatory Risks
    2 October 2013 12:00 AM Dateline Standard Time
    PLI
    Corporate Counsel Institute 2013
    New York, NY
    Speaking Engagements
  • Regulatory Update: General Update on the Domestic and International Regulatory Environment - Panel Discussion
    25 April 2013 12:00 AM Dateline Standard Time
    American College of Investment Counsel
    2013 Spring Investment Forum
    Chicago, Illinois
    Speaking Engagements
  • Dodd-Frank and International Developments Impact of Ongoing Regulatory Activities
    23-24 April 2013
    Risk Management Association
    RMA Market Risk Round Table
    745 Seventh Avenue, New York, NY
    Speaking Engagements
  • Regulatory Reform Update: Where Are We Today?
    5-7 March 2013
    Risk Management Association
    10th Annual PASLA/RMA Conference on Asian Securities Lending
    Hong Kong
    Speaking Engagements
  • Understanding Potential Regulatory Changes and the Impact on your Bank's Strategic Choices
    6 March 2013 12:00 AM Dateline Standard Time
    Corporate Board Member
    Corporate Board Member: Bank Strategy Forum
    NY Stock Exchange, NY
    Speaker: Satish M. Kini
    Speaking Engagements