Publications

• Private Equity Report: 2024 Outlook
  February 2024
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Andrew L. Bab
  ,
  Paul S. Bird
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Jennifer L. Chu
  ,
  Luke P. Eldridge
  ,
  Luke Dembosky
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Avi Gesser
  ,
  Andrew J. Gershon
  ,
  Nia I. Goodman
  ,
  David Grosgold
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Eric T. Juergens
  ,
  Robert B. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Jonathan F. Lewis
  ,
  Sidney P. Levinson
  ,
  Andrew M. Levine
  ,
  Erez Liebermann
  ,
  Timothy McIver
  ,
  Maura Kathleen Monaghan
  ,
  Edwin Northover
  ,
  Brett M. Novick
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  Natalie L. Reid
  ,
  Julie M. Riewe
  ,
  Kevin Rinker
  ,
  Samantha J. Rowe
  ,
  Paul D. Rubin
  ,
  Michael Schaper
  ,
  Kevin M. Schmidt
  ,
  Scott B. Selinger
  ,
  Aly Love Simons
  ,
  Thomas Smith
  ,
  Kristin A. Snyder
  ,
  Steven J. Slutzky
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Kyra K. Bromley
  ,
  Alison E. Buckley-Serfass
  ,
  Jennifer R. Cestaro
  ,
  Stuart Hammer
  ,
  Jin-Hyuk Jang
  ,
  Wen-Wei Lai
  ,
  Michael P. McGuigan
  ,
  Sheena Paul
  ,
  Melissa Runsten
  ,
  Tricia Bozyk Sherno
  ,
  Ulysses Smith
  ,
  Sergio Torres
  ,
  Elie J. Worenklein
  ,
  Adam Aukland-Peck
  ,
  Josephine Chen
  ,
  Perpétua B. Chéry
  ,
  Paul Eastham
  ,
  Isabelle Glimcher
  ,
  Yiran Ji
  ,
  Maryam Kanna
  ,
  Leah Martin
  ,
  Sophie Michalski
  ,
  Diana Moise
  ,
  David J. Swiedler
  ,
  Perri M. Weinstein
  ,
  Nathan R. Hogan
• 2023 Private Equity Midyear Outlook
  27 July 2023
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Dominic Blaxill
  ,
  Joe Binder
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Andrew J. Ceresney
  ,
  Jeffrey P. Cunard
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Andrew J. Gershon
  ,
  Mark P. Goodman
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Emily F. Huang
  ,
  Peter J. Irwin
  ,
  Eric T. Juergens
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Meir D. Katz
  ,
  M. Natasha Labovitz
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Jonathan F. Lewis
  ,
  Timothy McIver
  ,
  Franklin L. Mitchell
  ,
  Maura Kathleen Monaghan
  ,
  Edwin Northover
  ,
  Brett M. Novick
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Shannon Rose Selden
  ,
  Steven J. Slutzky
  ,
  Thomas Smith
  ,
  Kristin A. Snyder
  ,
  J. Michael Snypes, Jr.
  ,
  Patrick Taylor
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Erica S. Weisgerber
  ,
  Alison E. Buckley-Serfass
  ,
  Brett Adam Bush
  ,
  Zhiyan Cao
  ,
  Robert T. Dura
  ,
  Stuart Hammer
  ,
  Megan McGuiggan
  ,
  Sheena Paul
  ,
  Tricia Bozyk Sherno
  ,
  Ulysses Smith
  ,
  Jacob W. Stahl
  ,
  Sergio Torres
  ,
  Jennifer Wheater
  ,
  Elie J. Worenklein
  ,
  Adam Aukland-Peck
  ,
  Colleen B. Bernaiche
  ,
  Charles Cartiglia
  ,
  Paul Eastham
  ,
  Jay E. Evans
  ,
  Sara Ewad
  ,
  Christopher Gossage
  ,
  Camila Isern
  ,
  Yiran Ji
  ,
  Maryam Kanna
  ,
  Rekha Korlipara
  ,
  Adriana Kranjac
  ,
  Samuel D. Krawiecz
  ,
  Harshil Mehta
  ,
  Gianni Pizzitola
  ,
  Stanley G. Seckler
  ,
  Sheng Shao
  ,
  Massy Vainshtein
  ,
  Kimberly Anker
• Private Equity Report: 2023 Outlook
  January 2023
  Catherine Amirfar
  ,
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Jason Auerbach
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Kara Brockmeyer
  ,
  Geoffrey P. Burgess
  ,
  Lawrence K. Cagney
  ,
  Andrew J. Ceresney
  ,
  Jennifer L. Chu
  ,
  Alexander R. Cochran
  ,
  Eric Dinallo
  ,
  Christopher Dortschy
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Gareth Hughes
  ,
  Peter J. Irwin
  ,
  Mark Johnson
  ,
  Eric T. Juergens
  ,
  Rafael Kariyev
  ,
  Meir D. Katz
  ,
  Satish M. Kini
  ,
  M. Natasha Labovitz
  ,
  Henry Lebowitz
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Jonathan F. Lewis
  ,
  Marilyn A. Lion
  ,
  Timothy McIver
  ,
  John (Jay) Neukom
  ,
  Benjamin R. Pedersen
  ,
  Marc Ponchione
  ,
  Nicholas F. Potter
  ,
  Ryan T. Rafferty
  ,
  Julie M. Riewe
  ,
  Samantha J. Rowe
  ,
  Paul D. Rubin
  ,
  Scott B. Selinger
  ,
  Jane Shvets
  ,
  Steven J. Slutzky
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Barbara N. Barath
  ,
  Alison E. Buckley-Serfass
  ,
  Zhiyan Cao
  ,
  Robert T. Dura
  ,
  Robert M. Fettman
  ,
  Samuel Fung
  ,
  Caroline P. Geiger
  ,
  Andrew J. Gershon
  ,
  Jin-Hyuk Jang
  ,
  Stuart Hammer
  ,
  Kim T. Le
  ,
  Michael P. McGuigan
  ,
  Sheena Paul
  ,
  Tricia Bozyk Sherno
  ,
  Jennifer Wheater
  ,
  John Young
  ,
  Jeffrey P. Cunard
  ,
  Ulysses Smith
  ,
  Jennifer R. Cestaro
  ,
  Paul Eastham
  ,
  Isabel Espinosa de los Reyes
  ,
  Jay E. Evans
  ,
  Christopher Gossage
  ,
  Berk Guler
  ,
  Yiran Ji
  ,
  Samuel D. Krawiecz
  ,
  Chaim Lapp
  ,
  Stacy S. Lee
  ,
  Lucy Litt
  ,
  Emily MacKay
  ,
  Alma M. Mozetič
  ,
  Ezra Newman
  ,
  Melissa Runsten
  ,
  Sergio Torres
  ,
  George Tan
  ,
  Tiffany Wu
  ,
  Emma Macfarlane
  ,
  Sarah Min
  ,
  Matthew Stromecki
  ,
  Massy Vainshtein
• Likely Policy Priorities of the Gensler SEC
  14 April 2021
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• SEC Framework and No-Action Letter Provide Guidance on Analyzing Whether a Digital Asset is a Security
  11 April 2019
  Kenneth J. Berman
  ,
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Byungkwon Lim
  ,
  Gary E. Murphy
  ,
  Jonathan Steinberg
• ISS Updates for 2019 Spotlight Gender Diversity
  26 November 2018
  Jennifer L. Chu
  ,
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
• SEC Issues New Guidance on Public Company Cybersecurity Disclosure and Governance
  22 February 2018
  Luke Dembosky
  ,
  Matthew E. Kaplan
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• SEC Approves NYSE Rule Change to Facilitate “Direct Listings” by Privately Held Companies
  21 February 2018
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
• SEC Provides Guidance on Accounting Impacts of the Tax Cuts and Jobs Act
  5 January 2018
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
• Developments in the Enforcement of Token Sales
  13 November 2017
  Morgan J. Hayes
  ,
  Steven J. Slutzky
• FCA Introduces Reforms to the UK IPO Process
  1 November 2017
  James C. Scoville
  ,
  Vera Losonci
• Bright Lines Don't Work for Blockchain Tokens
  17 October 2017
  Morgan J. Hayes
  ,
  Henry Lebowitz
  ,
  Byungkwon Lim
  ,
  Steven J. Slutzky
  ,
  Matthew E. Kaplan
• Additional Flexibility for Upcoming CEO Pay Ratio Compliance
  16 October 2017
  Lawrence K. Cagney
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  Alison E. Buckley-Serfass
• SEC Enforcement Provides Clarity on When a Blockchain Token Is a Security
  26 July 2017
  Steven J. Slutzky
  ,
  Alexandra N. Mogul
• Confidential SEC Review of IPOs Now Available To All Companies
  6 July 2017
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
  ,
  Benjamin R. Pedersen
• Financial CHOICE Act 2.0: Implications for the SEC and Capital Markets
  25 April 2017
  Mary Jo White
  ,
  Andrew J. Ceresney
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  Jonathan R. Tuttle
  ,
  Mark D. Flinn
• SEC Reduces Standard Settlement Cycle from T+3 to T+2
  27 March 2017
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• SEC Requires Hyperlinks to Exhibits and HTML Formatting for Many Filings
  3 March 2017
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• SEC Enforcement Action Puts Spotlight on Segment Reporting
  14 December 2016
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Jonathan R. Tuttle
• Proxy Flash: Say-on-Pay Frequency Vote
  8 December 2016
  Lawrence K. Cagney
  ,
  Matthew E. Kaplan
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• Failure to Comply with Internal Corporate Processes and Policies May Violate Exchange Act Accounting Provisions
  7 December 2016
  Paul R. Berger
  ,
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
• The Outlook for Financial Regulatory Reform Under President Trump
  30 November 2016
  Kenneth J. Berman
  ,
  Lawrence K. Cagney
  ,
  Matthew E. Kaplan
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Elizabeth Pagel Serebransky
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
• Mandatory Universal Proxy Cards and Disclosure of Voting Options
  2 November 2016
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• SEC Complaint Serves as Reminder to Carefully Consider Disclosure Obligations Relating to Government Investigations
  23 September 2016
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Jonathan R. Tuttle
• Europe’s New Market Abuse Regulation: What U.S. Issuers Need to Know
  20 September 2016
  Alan Kartashkin
  ,
  James C. Scoville
  ,
  Vera Losonci
  ,
  Dominic Blaxill
• How to Disclose a Cybersecurity Event: Recent Fortune 100 Experience
  12 September 2016
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Brett M. Novick
  ,
  Benjamin R. Pedersen
• Early Returns: Companies Change Non-GAAP Financial Disclosures Following Recently Issued SEC Guidance
  1 September 2016
  Matthew E. Kaplan
  ,
  Joshua M. Samit
• Treasury and IRS Provide New Spin-off Guidance
  19 July 2016
  Michael Bolotin
  ,
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Peter F.G. Schuur
• SEC Adopts New Disclosure Requirements for Resource Extraction Issuers
  18 July 2016
  Matthew E. Kaplan
  ,
  Alan Kartashkin
  ,
  Andrew M. Levine
  ,
  Paul M. Rodel
  ,
  James C. Scoville
  ,
  Bruce E. Yannett
• SEC Proposes to Expand Availability of Scaled Disclosure Requirements
  5 July 2016
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
• SEC Proposes Overhaul of Mining Disclosures
  30 June 2016
  Matthew E. Kaplan
  ,
  Alan Kartashkin
  ,
  Paul M. Rodel
  ,
  James C. Scoville
  ,
  Vera Losonci
• SEC Approves Interim Final Rule Amending Form 10-K to Allow Filers to Include a Summary Section
  10 June 2016
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Steven J. Slutzky
• Non-GAAP Metrics in the Crosshairs: SEC Issues New Guidance
  19 May 2016
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Steven J. Slutzky
• SEC Adopts Final Rules Reflecting JOBS Act Changes to Registration Requirements
  10 May 2016
  Steven J. Slutzky
  ,
  Matthew E. Kaplan
  ,
  Elizabeth Pagel Serebransky
• NYSE Listed Foreign Private Issuers Now Required to File Semiannual Unaudited Financial Information
  25 April 2016
  Matthew E. Kaplan
  ,
  James C. Scoville
  ,
  Steven J. Slutzky
  ,
  Vera Losonci
  ,
  Benjamin P. Collins-Wood
• Environmental and Climate Change Disclosure Under the Securities Laws: A Multijurisdictional Survey
  16 March 2016
  Paul M. Rodel
  ,
  Stuart Hammer
• Issuers in the Extractive and Logging Industries Admitted to Trading on the London Stock Exchange Are Now Required to Report Payments to Governments
  9 February 2016
  James C. Scoville
  ,
  Vera Losonci
  ,
  Dominic Blaxill
• New PCAOB Rules Require Disclosure of Certain Audit Participants
  19 January 2016
  Matthew E. Kaplan
  ,
  Alan H. Paley
• The "FAST" Act: New Limited Private Resale Exemption
  9 December 2015
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• The "FAST" Act: Additional EGC Flexibility and Roadmap for Reform of Regulation S-K
  7 December 2015
  Matthew E. Kaplan
  ,
  Paul M. Rodel
• SEC Settles Action Concerning Adequacy of Policies to Prevent Dissemination of Material Nonpublic Information
  2 December 2015
  Paul R. Berger
  ,
  Kenneth J. Berman
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
• The SEC Hands Out a Halloween Treat to Crowdfunding Supporters
  17 November 2015
  Peter J. Loughran
• SEC Issues Guidance on Rule 14a-8(i)(9)
  23 October 2015
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Alan H. Paley
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky