Foreign Bank Impact of New NYDFS Leadership & New AML/BSA Regulation

3 August 2016
Organizer: Debevoise & Plimpton, The Risk Management Association and RMA NY Chapter
Location: Debevoise & Plimpton, New York

RMA and RMA NY Chapter invite you to join Debevoise and PricewaterhouseCoopers panelists for a morning discussion of changes in NYDFS leadership, the new NYDFS AML/BSA regulations, and their compliance and enforcement implications for foreign banks.

Wednesday, August 3, 2016

Debevoise & Plimpton LLP
919 Third Avenue
New York, NY 10022


8:00–8:30 a.m.
Registration and Breakfast

8:30–9:30 a.m.
Panel I — Changing NYDFS Leadership and Its Implication

  • Leadership Changes
  • Possible Impact on Enforcement Approach
  • Approaches to NYDFS Exams/Inquiries
  • Coordination with FRB/Home Regulators

9:30–10:30 a.m.
Panel II — New NYDFS AML/BSA Framework

  • Understanding the Rules
  • Developing Compliance Frameworks
  • and Annual Certification
  • Coordinating with FinCEN’s CDD Rule


Matthew L. Biben, Partner, Debevoise & Plimpton LLP
Courtney M. Dankworth, Partner, Debevoise & Plimpton LLP
Eric R. Dinallo, Partner, Debevoise & Plimpton LLP
Satish M. Kini, Partner, Debevoise & Plimpton LLP
Jeff Lavine, Partner, PricewaterhouseCoopers
Gregory J. Lyons, Partner, Debevoise & Plimpton LLP
John Sabatini, Principal, PricewaterhouseCoopers
David G. Sewell, Counsel, Debevoise & Plimpton LLP
Daniel Tannebaum, Principal, PricewaterhouseCoopers
Lilya Tessler, Associate, Debevoise & Plimpton LLP


This program is being planned with the intention that its attendees qualify for 2 hours of General CLE credit for their participation.