RMA and RMA NY Chapter invite you to join Debevoise and PricewaterhouseCoopers panelists for a morning discussion of changes in NYDFS leadership, the new NYDFS AML/BSA regulations, and their compliance and enforcement implications for foreign banks.
Date:
Wednesday, August 3, 2016
Location:
Debevoise & Plimpton LLP
919 Third Avenue
New York, NY 10022
Agenda:
8:00–8:30 a.m.
Registration and Breakfast
8:30–9:30 a.m.
Panel I — Changing NYDFS Leadership and Its Implication
- Leadership Changes
- Possible Impact on Enforcement Approach
- Approaches to NYDFS Exams/Inquiries
- Coordination with FRB/Home Regulators
9:30–10:30 a.m.
Panel II — New NYDFS AML/BSA Framework
- Understanding the Rules
- Developing Compliance Frameworks
- and Annual Certification
- Coordinating with FinCEN’s CDD Rule
Panelists:
Matthew L. Biben, Partner, Debevoise & Plimpton LLP
Courtney M. Dankworth, Partner, Debevoise & Plimpton LLP
Eric R. Dinallo, Partner, Debevoise & Plimpton LLP
Satish M. Kini, Partner, Debevoise & Plimpton LLP
Jeff Lavine, Partner, PricewaterhouseCoopers
Gregory J. Lyons, Partner, Debevoise & Plimpton LLP
John Sabatini, Principal, PricewaterhouseCoopers
David G. Sewell, Counsel, Debevoise & Plimpton LLP
Daniel Tannebaum, Principal, PricewaterhouseCoopers
Lilya Tessler, Associate, Debevoise & Plimpton LLP
CLE:
This program is being planned with the intention that its attendees qualify for 2 hours of General CLE credit for their participation.