Debevoise & Plimpton Discusses JOBS Act General Solicitations

23 September 2014
The CLS Blue Sky Blog: Columbia Law School’s Blog On Corporations And The Capital Markets
In a September 9 letter (“Letter”),[1] the Division of Swap Dealer and Intermediary Oversight (“DSIO”) of the Commodity Futures Trading Commission (“CFTC”) granted exemptive relief permitting general solicitation under certain circumstances by commodity pool operators (“CPOs”) that rely on CFTC Regulation 4.7(b) and 4.13(a)(3).