Accounting & Financial Reporting Enforcement Round-Up

Issue 1, April 2017
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  • Foreign Issuer Settles $3.3 Billion Accounting Fraud Action with the SEC
  • SEC Charges Company and Executives for Improper Software Revenue Recognition
  • Issuer Agrees to Pay $1.5 Million Fine to Settle CEO Compensation, Earnings Disclosure Violations
  • CFO, Issuer Settle with SEC over Financial Reporting Misstatements
  • Auditor, Small Accounting Firm Sanctioned for Audit Failures