• A special committee of the Board of a public company in reviewing and advising on a sensitive matter.
    • A multi-strategy global asset manager in an SEC exam of their credit platform.
    • A major financial institution in an SEC investigation related to financial reporting issues.
    • A large retail investment adviser in an investigation of the use of proprietary products in discretionary investment programs.
    • A hedge fund manager in an SEC investigation related to the valuation of structured products.
    • A registered investment company in an SEC investigation of alleged dealer-interposed cross-trades.
    • A large retail investment adviser, in its settlement arising from the SEC’s Share Class Selection Disclosure Initiative.
    • Regular advice to mutual fund, hedge fund and private equity sponsors in SEC examinations.
    • Cloudmode LLC in blockchain token launches.
    • A major global financial institution in federal and state regulatory investigations relating to auction-rate securities.
    • JPMorgan Chase & Co. and certain of its affiliates in dismissal of a class action lawsuit challenging provision of private mortgage reinsurance under RESPA.


  • University of Michigan Law School, 2007, J.D.
  • University of North Carolina at Chapel Hill, 1999, B.A.


  • French