• An investment advisory firm in an SEC enforcement settlement related to disclosures regarding the methodologies used to construct a proprietary index created to depict performance of a convertible bond investing strategy.
    • A leading private equity firm in SEC and DOJ investigations concerning employees’ personal investments.
    • VMWare, a global technology company, in a settlement with the SEC involving revenue recognition and other accounting issues.
    • A global engineering firm in an SEC investigation into various issues.
    • Keppel Offshore & Marine in an internal investigation and coordinated resolutions with the U.S., Brazilian and Singaporean criminal authorities in relation to corrupt payments to Petrobras and other Brazilian officials.
    • A global pharmaceutical company in an SEC investigation.
    • A large media company in an SEC investigation relating to impairment and reserve accounting issues.
    • Oaktree in its settlement with the SEC relating to alleged violations of the pay-to-play provisions of the federal securities laws.
    • A fund-of-fund platform in due diligence of an asset manager in the acquisition of a minority stake in an investigation.
    • A large non-bank financial institution in an SEC investigation relating to various accounting issues in its mortgage origination and servicing businesses.
    • An internal review for a large national bank of accounting issues relating to the disposition of certain private equity investments.


  • Georgetown University Law Center, 2015, J.D.
  • James Madison University, 2009, B.B.A.