Broker-Dealer

Our Broker-Dealer Group has in-depth experience advising clients on complex and sophisticated broker-dealer regulatory issues, transactions ...

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Representative Clients

  • Barclays
  • BNP Paribas
  • Citibank
  • Citizens Financial Group
  • CLSA Americas
  • Credit Suisse Group
  • Deutsche Bank
  • Edward Jones
  • E*TRADE Financial
  • eSpeed
  • Fifth Third Bancorp.
  • HVB U.S. Finance
  • Janney Montgomery Scott LLC
  • J.C. Flowers
  • JP Morgan Chase
  • Mizuho Securities
  • Morgan Stanley
  • Oaktree Capital Management
  • Pacific Life Insurance
  • Prudential Financial
  • Royal Bank of Canada
  • Safra National Bank of New York
  • Scotiabank
  • Standard Chartered Bank
  • Sutter Securities
  • TD Bank, N.A.
  • Tradeweb
  • UBS Group
  • Wells Fargo

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