CFTC Responds to Frequently Asked Questions Regarding Forms CPO-PQR and CTA-PR

5 January 2016
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Key takeaways

  • The CFTC Division of Swap Dealer and Intermediary Oversight (“DSIO”) responded to frequently asked questions regarding compliance with CFTC Forms CPO-PQR and CTA-PR filing requirements.
  • The topics addressed by the FAQ include Form CPO-PQR filing requirements, reporting thresholds, and guidance on completing the schedules, as well as Form CTA-PR filing requirements and guidance.