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CFTC Responds to Frequently Asked Questions Regarding Forms CPO-PQR and CTA-PR
5 January 2016
View Client Update
The CFTC Division of Swap Dealer and Intermediary Oversight (“DSIO”) responded to frequently asked questions regarding compliance with CFTC Forms CPO-PQR and CTA-PR filing requirements.
The topics addressed by the FAQ include Form CPO-PQR filing requirements, reporting thresholds, and guidance on completing the schedules, as well as Form CTA-PR filing requirements and guidance.
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