Key takeaways

• The CFTC Division of Swap Dealer and Intermediary Oversight (“DSIO”) responded to frequently asked questions regarding compliance with CFTC Forms CPO-PQR and CTA-PR filing requirements.
• The topics addressed by the FAQ include Form CPO-PQR filing requirements, reporting thresholds, and guidance on completing the schedules, as well as Form CTA-PR filing requirements and guidance.