Securities Litigation

Publications

Upcoming Events

Recent Events

  • Securities Litigation: The Investigation: Coordinating Requests from Government Regulators
    4 April 2018
    Practising Law Institute
    New York, New York
    Speaking Engagements
  • Litigation Update for Major Civil Cases
    20 March 2018
    Securities Industry and Financial Markets Association (SIFMA)
    C&L 2018 Annual Seminar
    Orlando, Florida
    Speaker: Maeve O'Connor
    Speaking Engagements
  • Update on Securities Litigation
    14 March 2018
    New York City Bar
    Annual Securities Litigation & Enforcement Institute
    New York, New York
    Speaker: Maeve O'Connor
    Speaking Engagements
  • Securities Litigation: The Investigation: Coordinating Requests from Government Regulators
    5 April 2017
    Practising Law Institute
    Securities Litigation 2017: From Investigation to Trial
    New York, New York
    Speaking Engagements
  • Managing Multiple Regulatory Investigations and Parallel, Private Securities Litigation: An In-House Perspective
    1 March 2017
    New York City Bar
    5th Annual Securities Litigation & Enforcement Institute
    New York, New York
    Speaking Engagements
  • Hot Topics in Private Securities Litigation: Lessons Learned and Practice Tips from Recent Cases
    2-4 Nov 2016
    Practising Law Institute
    48th Annual Institute on Securities Regulation
    New York, New York
    Speaker: Maeve O'Connor
    Speaking Engagements
  • Recent Developments in Securities Class Actions
    7 July 2016
    Practising Law Institute
    Class Action Litigation 2016
    New York, New York
    Speaker: Maeve O'Connor
    Speaking Engagements
  • The Investigation: Coordinating Requests from Government Regulators
    20 April 2016
    Practising Law Institute
    Securities Litigation 2016: From Investigation to Trial
    New York, New York
    Speaking Engagements
  • Policies, Procedures and Training
    16 March 2016
    Securities Industry and Financial Markets Association
    2016 Annual Legal and Compliance Conference
    Orlando, Florida
    Speaker: Satish M. Kini
    Speaking Engagements
  • Legal Tax and Regulatory Update
    1 March 2016
    Pan Asia Securities Lending Association; Risk Management Association
    13th Annual PASLA/RMA Conference on Asian Securities Lending
    Singapore
    Speaking Engagements
  • Hot Topics in Private Securities Litigation: Lessons Learned and Practice Tips from Recent Cases
    30 October 2015
    Practising Law Institute
    47th Annual Institute on Securities Regulation
    New York, New York
    Speaker: Maeve O'Connor
    Speaking Engagements
  • Newman, High Frequency Trading - What Exactly are the Limits of Securities Fraud?
    1 October 2015
    American Bar Association
    10th Annual National Institute on Securities Fraud
    New Orleans, Louisiana
    Speaking Engagements
  • Overview of Regulation and Timeline for Implementation; Impact of Regulation on Broker Dealers and their Counterparties; Impact of Regulation on Agent Lenders and their Counterparties
    9 June 2015
    Risk Management Association
    Securities Lending Operations & Technology Managers Round Table
    New York, NY
    Speaking Engagements
  • The Investigation: Coordinating Requests from Government Regulators:
    22 April 2015
    Practising Law Institute
    Securities Litigation 2015: From Investigation to Trial
    New York, NY
    Speaking Engagements
  • The Future of the 'Neither Admit Nor Deny' Settlement Policy in the Wake of the Citigroup Decision
    22-23 January 2015
    American Conference Institute
    American Conference Institute 4th Securities Litigation & Enforcement Conference
    The Carlton Hotel, New York, NY
    Speaking Engagements
  • Private Securities Litigation
    5-7 November 2014
    PLI

    PLI's 46th Annual Institute on Securities Regulation

    Please click here for further details.

    New York
    Speaker: Maeve O'Connor
    Speaking Engagements
  • The Defense Perspective: Responding to the Changing Landscape of Securities Enforcement
    5-7 November 2014
    PLI

    PLI's 46th Annual Institute on Securities Regulation

    Please click here for further details.

    New York
    Speaking Engagements
  • Business Implications of New Regulations
    24 September 2014 12:00 AM Eastern Standard Time
    William Locke
    ESec Securities Financing Conference
    Boston, Massachusetts
    Speaking Engagements
  • Case Studies on Anti-Corruption Enforcement in the U.S., the U.K. and Korea
    23 June 2014 12:00 AM Dateline Standard Time
    Debevoise Events
  • Key Issues in Developing and Maintaining an Effective Compliance Program
    20-22 May 2014
    PLI
    The Foreign Corrupt Practices Act and International Anti-Corruption Developments in 2014
    Crowne Plaza Times Square, New York, NY
    Speaker: Paul R. Berger
    Speaking Engagements
  • What the SEC and DoJ Expect from Private Equity and Hedge Funds related to FCPA Compliance
    21 May 2014 12:00 AM Dateline Standard Time
    American Conference Institute
    FCPA Risks for Private Equity & Hedge Funds
    Harmonie Club, 4 East 60th Street, New York 10022
    Speaker: Paul R. Berger
    Speaking Engagements
  • A securities litigation issue
    16 May 2014 12:00 AM Dateline Standard Time
    Financial Services Roundtable
    Financial Services Roundtable Lawyers Council
    New York
    Speaker: Maeve O'Connor
    Speaking Engagements
  • Debevoise In-House Counsel Playbook: Responding to a Shareholder Demand Letter or Derivative Claim
    1 May 2014 12:00 AM Dateline Standard Time
    Debevoise Events
  • Key Issues in Developing and Maintaining an Effective Compliance Program
    1 May 2014 12:00 AM Dateline Standard Time
    Practising Law Institute
    PLI FCPA and International Anti-Corruption Developments 2014 Program
    PLI Conference Center, New York, NY
    Speaker: Erich O. Grosz
    Speaking Engagements
  • Commencement of a Civil Action: Filing the Complaint, Preparing the Motion to Dismiss, Coordinating Multiple Actions
    24 April 2014 12:00 AM Dateline Standard Time
    PLI
    PLI's Handling a Securities Case 2014: From Investigation to Trial and Everything in Between
    PLI New York Conference Center
    Speaking Engagements
  • The Intersection of SEC Regulatory Oversight of Hedge Funds, Accounting Disclosure Requirements and the Application of Technology to Liquidity Risk Management and Valuation Control
    30 January 2014 12:00 AM Dateline Standard Time
    Bloomberg LP
    Bloomberg NYC Hedge Fund Roundtable
    555 8th Avenue, New York, NY
    Speaking Engagements
  • SEC Guidance on Liability for Compliance and Legal Personnel
    17 January 2014 12:00 AM Dateline Standard Time
    PLI
    2014 PLI Briefing on SEC
    PLI, New York
    Speaking Engagements
  • Defending Corporations and Individuals in Government Investigations
    11 December 2013 12:00 AM Dateline Standard Time
    Speaker: Mark P. Goodman
    Debevoise Events
  • Confronting and Combating Ethical Dilemmas in the Boardroom
    6 December 2013 12:00 AM Dateline Standard Time
    NYC Bar Association
    NYC Bar Association Program
    New York
    Speaking Engagements
  • Enforcement Update: Priorities and Enforcement Activities of the SEC, CFTC and FINRA
    12 November 2013 12:00 AM Dateline Standard Time
    NYBA
    2nd Annual Securities Litigation & Enforcement Institute
    NYBA, New York, NY
    Speaking Engagements
  • The Defense Perspective: Strategies and considerations in Responding to New Policies and Priorities in Securities Enforcement
    8 November 2013 12:00 AM Dateline Standard Time
    PLI
    PLI's Annual Institute on Securities Regulation
    New York, NY
    Speaking Engagements
  • AML/OFAC/FCPA Updates
    24-25 October 2013
    Financial Markets Association
    2013 Treasury and Capital Markets Legal and Legislative Issues Conference
    Four Points Sheraton Hotel, Washington, DC
    Speaker: Paul R. Berger
    Speaking Engagements
  • Anticipating Regulatory Risks
    2 October 2013 12:00 AM Dateline Standard Time
    PLI
    Corporate Counsel Institute 2013
    New York, NY
    Speaking Engagements
  • US-China Audit Oversight and Cross-Border Enforcement Cooperation
    22 August 2013 5:30 PM - 8:00 PM Dateline Standard Time
    Speaker: Colby A. Smith
    Debevoise Events
  • How to Build Effective Internal Financial Controls to Meet Government Expectations and Minimize Exposure to Books and Records Violations
    18-19 June 2013
    Momentum
    Global Anti-Corruption Congress
    Hotel Monaco, Washington, DC
    Speaker: Paul R. Berger
    Speaking Engagements
  • SEC and CFTC Red Flags Rules for Investment Advisers
    19 June 2013 12:00 AM Dateline Standard Time
    IAA - Investment Adviser Association
    IAA Investment Adviser Webinar Series
    Webinar
    Speaker: Satish M. Kini
    Speaking Engagements
  • Legal Tax and Regulatory Update
    6 June 2013 12:00 AM Dateline Standard Time
    Risk Management Association
    RMA Securities Lending Operations and Technology Managers Roundtable
    New York, NY
    Speaking Engagements
  • Successfully Navigating Large Scale International FCPA Investigations
    6 June 2013 12:00 AM Dateline Standard Time
    ALM Media and Corporate Counsel
    General Counsel Conference 2013
    Marriott Marquis, New York
    Speaking Engagements
  • Enforcement Developments
    5 June 2013 12:00 AM Dateline Standard Time
    PLI
    PLI’s Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment
    New York
    Speaker: Paul R. Berger
    Speaking Engagements
  • Risk Management in Private Equity Transactions in China
    20 May 2013 12:00 AM Dateline Standard Time
    Debevoise Events
  • Legal & Regulatory Forum
    8 May 2013 12:00 AM Dateline Standard Time
    Risk Management Association
    RMA Securities Lending Institutional Contacts and Legal regulatory Forum
    New York, NY
    Speaking Engagements
  • Prosecuting and Defending the Civil Action: Class Certification, Fact Discovery, Experts and Summary Judgment Motions
    25 April 2013 12:00 AM Dateline Standard Time
    Practising Law Institute
    Handling a Securities Case 2013: From Investigation to Trial and Everything in Between
    New York, NY
    Speaking Engagements
  • Prosecuting and Defending the Civil Action: Class Certification, Fact Discovery, Experts and Summary Judgment Motions
    25 April 2013 12:00 AM Dateline Standard Time
    Practising Law Institute
    Handling a Securities Case 2013: From Investigation to Trial and Everything in Between
    New York, NY
    Speaking Engagements
  • Anti-Corruption Enforcement in Asia 2013: Protecting and Defending Your Company
    10 April 2013 12:00 AM Dateline Standard Time
    Pacific Business Press and the In-House Community
    In-House Congress
    Jakarta, Indonesia
    Speaking Engagements
  • Annual Securities Litigation & Enforcement 2012 Update
    9 April 2013 12:00 AM Dateline Standard Time
    Sandpiper Partners LLC
    Annual Securities Litigation & Enforcement 2012 Update
    Yale Club, New York
    Speaker: Mark P. Goodman
    Speaking Engagements
  • The New FCPA Resource Guide: Enhanced Insight on Books and Records, Internal Controls, and M&A Due Diligence
    19 March 2013 12:00 AM Dateline Standard Time
    Corporate Counsel and ALM
    The New FCPA Resource Guide: Enhanced Insight on Books and Records, Internal Controls, and M&A Due Diligence
    Webinar
    Speaker: Colby A. Smith
    Speaking Engagements
  • Doing Business in Russia
    26 February 2013 12:00 AM Dateline Standard Time
    Practising Law Institute
    Doing Business in Russia
    New York, NY
    Speaking Engagements
  • 10b5-1 Trading Plans and Insider Trading Under the Spotlight: Key Issues Companies and Executives Must Consider
    24 January 2013 12:00 AM Dateline Standard Time
    Practicing Law Institute
    10b5-1 Trading Plans and Insider Trading Under the Spotlight: Key Issues Companies and Executives Must Consider
    New York, NY
    Speaking Engagements
  • What You Don’t Know Can Hurt You: Compliance and Enforcement Vulnerabilities
    12 December 2012 12:00 AM Dateline Standard Time
    Investment Company Institute
    2012 Securities Law Developments Conference
    The Capital Hilton, Washington, DC
    Speaking Engagements
  • Disputes that Can Arise or Have Arisen in Private Equity Transactions
    5 December 2012 12:00 AM Dateline Standard Time
    Singapore International Arbitration Centre
    Arbitration China: Private Equity - Understanding Chinese Private Equity Deals And Proactive Dispute Management Strategies
    Swissotel Grand Shanghai, China
    Speaking Engagements
  • Sovereign Debt Enforcement
    17 October 2012 12:00 AM Dateline Standard Time
    American Bar Association
    ABA Section of International Law
    Miami, Florida
    Speaking Engagements
  • Readying For A SEC Visit
    20 September 2012 12:00 AM Dateline Standard Time
    Dow Jones
    Dow Jones Private Equity Analyst Conference
    Waldorf-Astoria, NYC
    Speaking Engagements
  • Prosecuting and Defending the Civil Action: Class Certification, Fact Discovery, Experts and Summary Judgment Motions
    26 April 2012 12:00 AM Dateline Standard Time
    Practising Law Institute
    Handling a Securities Case 2012: From Investigation to Trial and Everything in Between
    New York, NY
    Speaking Engagements
  • Prosecuting and Defending the Civil Action: Class Certification, Fact Discovery, Experts and Summary Judgment Motions
    26 April 2012 12:00 AM Dateline Standard Time
    PLI
    Handling a Securities Case 2012: From Investigation to Trial and Everything in Between
    New York
    Speaking Engagements
  • Enforcement Developments
    25 April 2012 12:00 AM Dateline Standard Time
    Practising Law Institute
    Global Capital Markets & the U.S. Securities Laws 2012: Raising Capital in an Evolving Regulatory Environment
    New York, NY
    Speaker: Paul R. Berger
    Speaking Engagements
  • Defending Clients in DOJ and SEC Investigations
    19 January 2012 12:00 AM Dateline Standard Time
    West LegalEdcenter
    West LegalEdcenter Webcast
    Webinar
    Speaker: Mark P. Goodman
    Speaking Engagements
  • Whistleblower Litigation in the Dodd-Frank Era: The Employer Perspective
    3 November 2011 12:00 AM Dateline Standard Time
    New York City Bar
    Whistleblower Incentives & Protections: An Update
    New York, NY
    Speaker: Jyotin Hamid
    Speaking Engagements
  • Dodd-Frank Act Implementation & the Life Insurance Industry
    5 October 2011 12:00 AM Dateline Standard Time
    Life Insurance Council of New York, Inc.
    2011 LICONY Legislative & Regulatory Conference
    Cooperstown, New York
    Speaking Engagements
  • Insider Trading 101
    17 September 2011 12:00 AM Dateline Standard Time
    NYU Stern School of Business
    Insider Trading 101
    New York, NY
    Speaker: Mark P. Goodman
    Speaking Engagements
  • Concluding the Investigation
    28 June 2011 12:00 AM Dateline Standard Time
    Practising Law Institute
    Internal Investigations 2011: Investigations in the Aftermath of Dodd-Frank
    New York, NY
    Speaking Engagements
  • Private Equity, Meet the FCPA: What PE Professionals Need to Know About Anti-Corruption and Related Laws
    10 May 2011 8:00 AM - 10:00 AM Dateline Standard Time
    Debevoise Events
  • SEC Custody Rule
    18 April 2011 12:00 AM Dateline Standard Time
    FIRMA
    25th Anniversary National Risk Management Training Conference
    Marriott Marquis Hotel, Atlanta, GA
    Speaking Engagements
  • Protecting Russian Public Companies From U.S. and U.K. Litigation and Investigation Risks
    6 April 2011 12:00 AM Dateline Standard Time
    Debevoise Events
  • L’Entrerise et la justice pénale, La Justice pénale at-t-elle les moyens de traiter les affaires économiques et financiers?
    31 January 2011 12:00 AM Dateline Standard Time
    L'Association Française des Juristes d'Entreprise
    Paris, France
    Speaking Engagements
  • New Russian Law on Insider Trading
    27 January 2011 12:00 AM Dateline Standard Time
    Bank of New York Mellon
    Bank of New York Seminar for Russian DR Issuers
    New York, NY
    Speaker: Alan Kartashkin
    Speaking Engagements
  • Spotlight on the SEC: Current Initiatives and What's on the Horizon
    14 December 2010 12:00 AM Dateline Standard Time
    Investment Company Institute
    2010 Securities Law Developments Conference
    Omni Shoreham Hotel, Washington, DC
    Speaking Engagements
  • International Securities Litigation
    23 November 2010 12:00 AM Dateline Standard Time
    Lexis-Nexis Butterworths Conferences
    International Securities Litigation
    London, England
    Speaking Engagements
  • Regulatory Developments in London and Moscow
    12 November 2010 12:00 AM Dateline Standard Time
    Bank of New York Mellon
    Annual BNYM Depositary Receipts Conference
    Ritz Carlton, Moscow, Russia
    Speaking Engagements
  • The Board’s Role in an Internal Investigation
    8 November 2010 12:00 AM Dateline Standard Time
    NACD Directorship
    The NACD Directorship Forum
    Metropolitan Club, New York, NY
    Speaker: Colby A. Smith
    Speaking Engagements
  • SEC Custody Rules
    7 October 2010 12:00 AM Dateline Standard Time
    The Fiduciary and Investment Risk Management Association, Inc. (FIRMA™)
    Current Risk Issues Seminar
    New York, NY
    Speaking Engagements
  • Government Initiatives and Perspectives/How to Deal Effectively With the Government (Part II)
    21 September 2010 12:00 AM Dateline Standard Time
    Practising Law Institute
    Securities Litigation & Enforcement Institute 2010
    PLI New York Center, New York, NY
    Speaking Engagements
  • Die zivilrechtliche Verantwortlichkeit von Aufsichtsräten (The Responsibility of Civil Law of Supervisory Boards)
    27 April 2010 12:00 AM Dateline Standard Time
    Deutsches Aktieninstitut
    Deutsches Aktieninstitut Seminar
    Frankfurt, Germany
    Speaking Engagements
  • Insider Trading Enforcement Trends and Compliance Measures
    18 February 2010 12:00 AM Dateline Standard Time
    Debevoise Events
  • Government Enforcement Update - Civil/Criminal Enforcement and Internal Investigations
    6 November 2009 12:00 AM Dateline Standard Time
    Practising Law Institute
    Securities Regulation Institute 2009 (41st Annual)
    New York Hilton, New York, NY
    Speaking Engagements
  • Conflicts of Laws in Cross-Border Investigations and Prosecutions: Is Comity Dead?
    16 October 2009 12:00 AM Dateline Standard Time
    ABA
    Fourth Annual National Institute on Securities Fraud
    The Ritz-Carlton, Washington, DC
    Speaking Engagements
  • The Challenges of Simultaneous Proceedings
    6 October 2009 12:00 AM Dateline Standard Time
    IBA
    IBA Annual Conference
    Madrid, Spain
    Speaker: Maeve O'Connor
    Speaking Engagements
  • Today's Securities Litigation Frontier - Plaintiff and Defense Perspectives
    29 September 2009 12:00 AM Dateline Standard Time
    Practising Law Institute
    Securities Litigation & Enforcement Institute 2009
    Webcast
    Speaking Engagements
  • Citigroup and Countrywide: Their expected effects in the Boardroom and the Courtroom
    16 June 2009 12:00 AM Dateline Standard Time
    ABA Section of Business Law - Committee on Corporate Governance
    Citigroup and Countrywide: Their expected effects in the Boardroom and the Courtroom
    Webcast
    Speaker: Colby A. Smith
    Speaking Engagements
  • The Challenges of International Securities Enforcement in the Aftermath of the Financial Crisis
    12 June 2009 12:00 AM Dateline Standard Time
    International Bar Association
    IBA Transnational Crimes Conference
    Intercontinental Barclay, New York, NY
    Speaking Engagements
  • Structured Finance Securities Litigation
    2 June 2009 12:00 AM Dateline Standard Time
    FTI Consulting, Inc.
    Structured Finance Securities Litigation
    Harvard Club of New York City, New York, NY
    Speaking Engagements
  • Focus on Class Actions in Federal Court: Defending Against Securities Fraud Claims Arising from the Subprime Crisis and the Credit Crunch
    12 May 2009 12:00 AM Dateline Standard Time
    American Conference Institute
    Advanced Forum on Securities Litigation
    The Carlton on Madison Avenue, New York, NY
    Speaking Engagements