Publications

• FCPA Update March 2024
  1 April 2024
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Mary Jo White
  ,
  Douglas S. Zolkind
  ,
  Erich O. Grosz
  ,
  Andrew H. Lee
  ,
  Sophie Michalski
• UK Financial Conduct Authority Consults on Publicising Enforcement Investigations
  12 March 2024
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Andrew H. Lee
• Kenya and Namibia Added to the FATF Grey List – Practical Implications for Businesses
  6 March 2024
  Geoffrey P. Burgess
  ,
  Matthew Dickman
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Konstantin Bureiko
  ,
  Sameena Hussain
  ,
  Andrew H. Lee
  ,
  Nikhil Subbiah
• FCPA Update January 2024
  1 February 2024
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Douglas S. Zolkind
  ,
  Alexandre Bisch
  ,
  Erich O. Grosz
  ,
  Emily Lam
  ,
  Dr. Friedrich Popp
  ,
  Philip Rohlik
  ,
  Sarah Wolf
  ,
  Delia M. Arias De Leon
  ,
  Courtney Barger
  ,
  Amaya Contreras Driggs
  ,
  Aisling Cowell
  ,
  Fanny Gauthier
  ,
  Andreas A. Glimenakis
  ,
  Andrew H. Lee
  ,
  Joseph Ptomey
  ,
  Lorena Rodriguez
  ,
  Justin M. Shindo
  ,
  Paige Sferrazza
  ,
  Zhiqi Wu
  ,
  Nestor D. Almeida
  ,
  Kaitlyn McGill
  ,
  Madison Phillips
  ,
  Grant Aubrey Simon
  ,
  Raphael Vim
  ,
  Theo Wilson
• FCPA Update September 2023
  2 October 2023
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Aisling Cowell
  ,
  Andreas A. Glimenakis
  ,
  Andrew H. Lee
  ,
  Courtney Barger
• FCPA Update July 2023
  2 August 2023
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Andrew H. Lee
  ,
  Lorena Rodriguez
  ,
  Paige Sferrazza
• NYU Compliance & Enforcement: A Game-Changer for UK Corporate Crime Enforcement? Major Expansion of Corporate Criminal Liability Proposed
  30 June 2023
  NYU Compliance & Enforcement
  Karolos Seeger
  ,
  Konstantin Bureiko
  ,
  Aisling Cowell
  ,
  Andrew H. Lee
• A Game-Changer for UK Corporate Crime Enforcement? Major Expansion of Corporate Criminal Liability Proposed
  16 June 2023
  Karolos Seeger
  ,
  Konstantin Bureiko
  ,
  Aisling Cowell
  ,
  Andrew H. Lee
• Court of Appeal Rejects Novel Claim for Loss of Earnings Following Criminal Conviction
  14 June 2023
  Christopher Boyne
  ,
  Andrew H. Lee
• FCPA Update May 2023
  1 June 2023
  Kara Brockmeyer
  ,
  Winston M. Paes
  ,
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Andreas A. Glimenakis
  ,
  Andrew H. Lee
• NYU Compliance & Enforcement: UK Introduces New ‘Failure to Prevent Fraud’ Corporate Offence
  30 May 2023
  NYU Compliance & Enforcement
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Andrew H. Lee
• Update on the Corporate Sustainability Due Diligence Directive
  4 May 2023
  Samantha J. Rowe
  ,
  Caroline N. Swett
  ,
  Patricia Volhard
  ,
  Jin-Hyuk Jang
  ,
  John Young
  ,
  Christina Heil
  ,
  Andrew H. Lee
• Using Personal Devices for Business: What Should UK Firms Think About?
  14 April 2023
  Karolos Seeger
  ,
  Robert Maddox
  ,
  Aisling Cowell
  ,
  Andrew H. Lee
• FCPA Update June 2022
  30 June 2022
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Andrew H. Lee
• FCPA Update March 2022
  1 April 2022
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Konstantin Bureiko
  ,
  Philip Rohlik
  ,
  Aisling Cowell
  ,
  Andreas A. Glimenakis
  ,
  Andrew H. Lee
• UK Economic Crime Act Strengthens Anti-Money Laundering and Sanctions Framework
  16 March 2022
  Karolos Seeger
  ,
  Konstantin Bureiko
  ,
  Aisling Cowell
  ,
  Andrew H. Lee
• FCPA Update January 2022
  1 February 2022
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Mark Johnson
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Alexandre Bisch
  ,
  Erich O. Grosz
  ,
  Dr. Friedrich Popp
  ,
  Philip Rohlik
  ,
  Douglas S. Zolkind
  ,
  Clara Correa
  ,
  Aisling Cowell
  ,
  Fanny Gauthier
  ,
  Andreas A. Glimenakis
  ,
  Martha Hirst
  ,
  Madelaine J. Horn
  ,
  Andrew H. Lee
  ,
  José Jesús Martínez III
  ,
  Lorena Rodriguez
  ,
  Jennifer Romero
  ,
  Caroline H. Wallace
• FCPA Update July 2021
  30 July 2021
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Antoine F. Kirry
  ,
  Alexandre Bisch
  ,
  Aisling Cowell
  ,
  Aymeric D. Dumoulin
  ,
  Fanny Gauthier
  ,
  Andrew H. Lee
• UK Serious Fraud Office Reaches Deferred Prosecution Agreement with Amec Foster Wheeler Energy – Some Key Takeaways
  14 July 2021
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Andrew H. Lee
• Key Learning Points on Handling UK Legal Privilege in Internal Investigations
  4 May 2021
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Andrew H. Lee
• FCPA Professor: UK Supreme Court Rules That SFO Cannot Require Foreign Companies To Produce Documents Held Overseas
  9 February 2021
  FCPA Professor
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Andrew H. Lee
• UK Supreme Court Rules That SFO Cannot Require Foreign Companies to Produce Documents Held Overseas
  9 February 2021
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Andrew H. Lee
• SEC Information Requests: UK Privacy Regulator Clarifies Position
  8 February 2021
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Charu A. Chandrasekhar
  ,
  Robert Maddox
  ,
  Andrew H. Lee
  ,
  Martha Hirst
• UK Financial Conduct Authority Imposes First Market Manipulation Penalty Under Market Abuse Regulation
  14 January 2021
  Karolos Seeger
  ,
  Kayleigh Anderson
  ,
  Andrew H. Lee
• UK Financial Conduct Authority Enforcement Risks—Looking Ahead
  16 October 2020
  Karolos Seeger
  ,
  Kayleigh Anderson
  ,
  Andrew H. Lee
• UK Provides Anti-Money Laundering Guidance for Cannabis-Related Companies
  21 September 2020
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Andrew H. Lee
• CLS Blue Sky Blog: UK and EU Anti-Money Laundering Enforcement
  3 September 2020
  CLS Blue Sky Blog
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Andrew H. Lee
• UK and EU Anti-Money Laundering Enforcement—Looking Ahead
  2 September 2020
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Andrew H. Lee
• UK Unexplained Wealth Orders: English High Court puts National Crime Agency to the test
  16 April 2020
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Andrew H. Lee
• FCPA Update February 2020
  28 February 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Alexandre Bisch
  ,
  Philip Rohlik
  ,
  Aisling Cowell
  ,
  Andreas A. Glimenakis
  ,
  Martha Hirst
  ,
  Andrew H. Lee
  ,
  Alma M. Mozetič
  ,
  Gabriel Silva
  ,
  Stephanie D. Thomas
  ,
  Suzanne Zakaria
  ,
  Valerie A. Zuckerman
• FCPA Update January 2020
  31 January 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Alexandre Bisch
  ,
  Philip Rohlik
  ,
  Aisling Cowell
  ,
  Andreas A. Glimenakis
  ,
  Martha Hirst
  ,
  Andrew H. Lee
  ,
  Alma M. Mozetič
  ,
  Dr. Friedrich Popp
  ,
  Gabriel Silva
  ,
  Stephanie D. Thomas
  ,
  Suzanne Zakaria
  ,
  Valerie A. Zuckerman
• The UK’s Implementation of the EU’s 5th Money Laundering Directive
  30 January 2020
  By Simon Witney (Special Counsel), Andrew Lee (Associate) and Andrew Burnett (Trainee)
  Andrew H. Lee
• European Funds Comment: The Senior Managers and Certification Regime
  20 September 2019
  Issue 92
  Geoffrey Kittredge
  ,
  Andrew H. Lee
  ,
  Natasha McCarthy
  ,
  Patricia Volhard
  ,
  John Young
• FCPA Update August 2019
  30 August 2019
  Kara Brockmeyer
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Andrew H. Lee
  ,
  Alma M. Mozetič
• UK Serious Fraud Office Issues Corporate Cooperation Guidance
  12 August 2019
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Andrew H. Lee
  ,
  Alma M. Mozetič
• Compliance and Enforcement: UK Law Commission Recommends Reforms to Money Laundering Suspicious Activity Reports
  16 July 2019
  Compliance and Enforcement
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Andrew H. Lee
  ,
  Natasha McCarthy
• UK Law Commission Recommends Reforms to Money Laundering Suspicious Activity Reports
  2 July 2019
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Andrew H. Lee
  ,
  Natasha McCarthy
• European Funds Comment: The UK Bribery Act: A Good Model for New Corporate Offences?
  3 May 2019
  Issue 77
  David Innes
  ,
  Geoffrey Kittredge
  ,
  Andrew H. Lee
  ,
  John W. Rife III
  ,
  Patricia Volhard
• European Funds Comment: EU Agrees Harmonised European Rules on Whistleblowing
  26 April 2019
  Issue 76
  Geoffrey Kittredge
  ,
  Andrew H. Lee
  ,
  Dr. Friedrich Popp
  ,
  John W. Rife III
  ,
  Patricia Volhard
• CLS Bluesky Blog: Debevoise & Plimpton Discusses UK Financial Conduct Authority’s Proposal for Heads of Legal
  22 February 2019
  CLS Bluesky Blog
  Karolos Seeger
  ,
  Andrew H. Lee
• The UK’s Senior Managers and Certification Regime
  18 February 2019
  Patricia Volhard
  ,
  Karolos Seeger
  ,
  John Young
  ,
  Jin-Hyuk Jang
  ,
  Andrew H. Lee
  ,
  Eric Olmesdahl
  ,
  Philip Orange
  ,
  Johanna Waber
• Compliance & Enforcement: UK Financial Conduct Authority Puts Heads of Legal Outside the Senior Managers Regime
  6 February 2019
  Compliance & Enforcement
  Karolos Seeger
  ,
  Andrew H. Lee
• UK Financial Conduct Authority Puts Heads of Legal Outside the Senior Managers Regime
  1 February 2019
  Karolos Seeger
  ,
  Andrew H. Lee
• UK Financial Conduct Authority Explains its Approach to Sexual Harassment Issues at Regulated Firms
  26 October 2018
  Karolos Seeger
  ,
  Andrew H. Lee
  ,
  Natasha McCarthy
• Putting Privilege Back into UK Investigations: the ENRC Appeal
  6 September 2018
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Andrew H. Lee
• UK Law Commission Proposes Reforms to Suspicious Activity Reports for Money Laundering
  28 August 2018
  Karolos Seeger
  ,
  Andrew H. Lee
  ,
  Natasha McCarthy
• UK Law Commission Proposes Reforms to Suspicious Activity Reports for Money Laundering
  28 August 2018
  Compliance & Enforcement
  Karolos Seeger
  ,
  Andrew H. Lee
  ,
  Natasha McCarthy
• UK Financial Conduct Authority Issues Near-Final Rules on Extension of Senior Managers and Certification Regime and Introduces New Financial Services Directory
  9 July 2018
  Karolos Seeger
  ,
  Andrew H. Lee
• EU Anti-Money Laundering Developments: Fifth Directive Published and Sixth Directive Imminent
  22 June 2018
  Karolos Seeger
  ,
  Andrew H. Lee
  ,
  Natasha McCarthy
• English High Court Considers Status of Internal Investigation Interview Notes
  27 April 2018
  Compliance & Enforcement
  Karolos Seeger
  ,
  Andrew H. Lee
• European Funds Comment: New European Money Laundering Rules (Again)
  26 April 2018
  Issue 33
  Geoffrey Kittredge
  ,
  Antoine F. Kirry
  ,
  Andrew H. Lee
  ,
  Dr. Friedrich Popp
  ,
  Patricia Volhard
• English High Court Considers Status of Internal Investigation Interview Notes
  25 April 2018
  Karolos Seeger
  ,
  Andrew H. Lee
• Litigation Privilege in UK Internal Investigations Revived?
  13 February 2018
  Karolos Seeger
  ,
  Andrew H. Lee
• European Funds Comment: The (Regulatory) Outlook for 2018
  12 January 2018
  Issue 21
  Geoffrey Kittredge
  ,
  Jane Shvets
  ,
  Patricia Volhard
  ,
  Andrew H. Lee
• UK Financial Conduct Authority Publishes Details on Extension of Senior Managers and Certification Regime
  18 December 2017
  Karolos Seeger
  ,
  Patricia Volhard
  ,
  Andrew H. Lee
• UK Government Issues Guidance on Corporate Offence of Failure to Prevent Facilitation of Tax Evasion
  20 September 2017
  Karolos Seeger
  ,
  Andrew H. Lee
• UK Financial Conduct Authority Outlines Extension of Senior Managers and Certification Regime to All Regulated Firms
  27 July 2017
  Karolos Seeger
  ,
  Andrew H. Lee
• UK Implements New Anti-Money Laundering Rules
  27 June 2017
  Karolos Seeger
  ,
  Andrew H. Lee
• UK Criminal Finances Act 2017
  23 May 2017
  New York University School of Law Compliance & Enforcement Blog
  Karolos Seeger
  ,
  Andrew H. Lee
• English High Court Rejects Claim of Litigation Privilege Over Internal Investigation Materials
  18 May 2017
  Karolos Seeger
  ,
  Andrew H. Lee
• UK Criminal Finances Act 2017
  9 May 2017
  Karolos Seeger
  ,
  Andrew H. Lee
• Debevoise Looks At UK’s Initial Move To Expand Corporate Criminal Liability
  2 February 2017
  The CLS Blue Sky Blog: Columbia Law School’s Blog On Corporations And The Capital Markets
  Karolos Seeger
  ,
  Andrew H. Lee
• UK’s Financial Conduct Authority and Prudential Regulation Authority Announce Changes to Enforcement Processes
  2 February 2017
  Karolos Seeger
  ,
  Andrew H. Lee
• UK Government Launches Call for Evidence on Expanding Corporate Liability for Economic Crime
  17 January 2017
  Karolos Seeger
  ,
  Andrew H. Lee
• English High Court Rejects Claims of Privilege Over Internal Investigation Interview Notes
  13 December 2016
  Karolos Seeger
  ,
  Andrew H. Lee
• Self-Reporting: What Anti-Corruption Enforcers Can Learn From Antitrust
  21 June 2016
  Global Investigations Review
  Jane Shvets
  ,
  Timothy McIver
  ,
  Erica S. Weisgerber
  ,
  Andrew H. Lee