Publications

• SEC Clarifies Disclosure Requirements for Crypto Asset Offerings and Registrations
  15 April 2025
  Morgan J. Hayes
  ,
  Peter J. Loughran
  ,
  Alice Gu
  ,
  John Jacob
  ,
  Phoebe Brooke Steinfeld
• Lessons Learned: One Year of Form 8-K Material Cybersecurity Incident Reporting
  11 February 2025
  Charu A. Chandrasekhar
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  John Jacob
  ,
  Talia Lorch
  ,
  Cindy Tu
• Top 10 SEC Cyber/AI Blog Posts for 2024
  12 December 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Eric T. Juergens
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Erez Liebermann
  ,
  Sheena Paul
  ,
  Benjamin R. Pedersen
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Paul M. Rodel
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Philip A. Fortino
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Johanna N. Skrzypczyk
  ,
  Suchita Mandavilli Brundage
  ,
  Kelly Donoghue
  ,
  Andreas A. Glimenakis
  ,
  Alice Gu
  ,
  John Jacob
  ,
  Gabriel A. Kohan
  ,
  Talia Lorch
  ,
  Ciera Mandelsberg
  ,
  Noah L. Schwartz
  ,
  Ned Terrace
  ,
  Mengyi Xu
• Risky Business: NAIC’s Proposal to Limit Disclosure of Risk-Based Capital
  6 August 2024
  Eric T. Juergens
  ,
  Marilyn A. Lion
  ,
  Benjamin R. Pedersen
  ,
  Nicholas F. Potter
  ,
  Paul M. Rodel
  ,
  Robert M. Fettman
  ,
  Emma V. Hauber
  ,
  John Jacob
• In the Moody’s for Subordinated Debt Securities: Methodology Changes for Awarding Equity Credit
  5 August 2024
  Eric T. Juergens
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  John Jacob
  ,
  Julia Glazer
• SEC Releases New Guidance on Material Cybersecurity Incident Disclosure
  27 June 2024
  Eric T. Juergens
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Anna Moody
  ,
  Kelly Donoghue
  ,
  John Jacob
• 100 Days of Cybersecurity Incident Reporting on Form 8-K: Lessons Learned
  28 March 2024
  Charu A. Chandrasekhar
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  John Jacob
  ,
  Kelly Donoghue
  ,
  Talia Lorch
• SEC Adopts New Cybersecurity Rules for Issuers – Part 2 Key Takeaways
  7 August 2023
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Matt Kelly
  ,
  Kelly Donoghue
  ,
  John Jacob
  ,
  Amy Pereira
  ,
  Ned Terrace
  ,
  Mengyi Xu
  ,
  Chris Duff
• NYU Compliance & Enforcement: SEC Adopts New Cybersecurity Rules for Issuers
  31 July 2023
  NYU Compliance & Enforcement
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Matt Kelly
  ,
  Kelly Donoghue
  ,
  John Jacob
  ,
  Amy Pereira
  ,
  Mengyi Xu
  ,
  Chris Duff
• SEC Adopts New Cybersecurity Rules for Issuers
  27 July 2023
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Matt Kelly
  ,
  Kelly Donoghue
  ,
  John Jacob
  ,
  Amy Pereira
  ,
  Mengyi Xu
  ,
  Chris Duff
• Shareholder Proposals under Rule 14a-8: Practical Guidance for Proxy Season
  14 December 2022
  Eric T. Juergens
  ,
  Nicholas P. Pellicani
  ,
  William D. Regner
  ,
  John Jacob
  ,
  Austin Poon
  ,
  Ashley Yoon
• SEC Staff Delays Enforcement of New Public Information Requirements for the Quotation of Fixed-Income Securities
  30 November 2022
  Matthew E. Kaplan
  ,
  Jeff Robins
  ,
  Paul M. Rodel
  ,
  Jeffrey E. Ross
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  John Jacob
• New Public Information Requirements for the Quotation of Fixed-Income Securities
  10 November 2022
  Matthew E. Kaplan
  ,
  Jeff Robins
  ,
  Paul M. Rodel
  ,
  Jeffrey E. Ross
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  John Jacob