Recent Events

• Cryptocurrency and the Custody Rule
  8 October 2019
  Strafford
  Cryptocurrency and the Custody Rule: Legal Pitfalls in Managing Digital Assets
  Webinar
  Speaker: Kenneth J. Berman, Byungkwon Lim, Gary E. Murphy
  Speaking Engagements
• Who is an Investment Adviser? Regulatory Jurisdiction
  8 July 2019
  Practising Law Institute
  Fundamentals of Investment Adviser Regulation 2019
  New York, New York
  Speaker: Kenneth J. Berman
  Speaking Engagements
• Registered Funds Roundup
  14-15 March 2019
  Investment Adviser Association
  Investment Adviser Association’s 2019 Investment Adviser Compliance Conference – Effective Strategies and Best Practices
  Washington, D.C.
  Speaker: Kenneth J. Berman
  Speaking Engagements
• Who is an Investment Adviser; Regulatory Jurisdiction
  25 June 2018
  Practising Law Institute
  PLI’s Fundamentals of Investment Adviser Regulation 2018
  New York, New York
  Speaker: Kenneth J. Berman
  Speaking Engagements
• The Impact of European Regulation on U.S. Mutual Funds
  27-28 March 2018
  Mutual Fund Directors Forum
  2018 Policy Conference
  Washington, DC
  Speaker: Kenneth J. Berman
  Speaking Engagements
• U.S. and International Regulatory Developments
  8 November 2017
  American Investment Council
  AIC General Counsels’ Day
  New York, New York
  Speaker: Kenneth J. Berman
  Speaking Engagements
• Cross-border Marketing: A Kaleidoscopic View on Differing Challenges
  4 October 2017
  ACA Compliance Group
  ACA’s Regulatory Horizon Forum
  New York, New York
  Speaker: Kenneth J. Berman
  Speaking Engagements
• Who is an Investment Adviser; Regulatory Jurisdiction
  26 June 2017
  Practising Law Institute
  Fundamentals of Investment Adviser Regulation 2017
  New York, New York
  Speaker: Kenneth J. Berman
  Speaking Engagements
• Private Equity Regulation in the Trump Era
  7 December 2016
  American Investment Council
  Chief Compliance Officers Working Group Meeting
  New York, New York
  Speaker: Kenneth J. Berman
  Speaking Engagements
• Who is an Investment Adviser: Regulatory Jurisdiction
  13 July 2016
  Practising Law Institute
  Fundamentals of Investment Adviser Regulation 2016
  New York, New York
  Speaker: Kenneth J. Berman
  Speaking Engagements
• Monitoring Compliance at Private Equity Firms: Issues for CCOs
  29-30 June 2016
  Practising Law Institute
  PLI’s Seventeenth Annual Private Equity Forum
  New York, New York
  Speaker: Kenneth J. Berman
  Speaking Engagements
• Emerging SEC Enforcement and Exam Issues: What's Next for Private Equity?
  13 Apr 2016
  Debevoise & Plimpton
  Debevoise Seminar
  Debevoise & Plimpton, New York
  Speaker: Kenneth J. Berman, Robert B. Kaplan, Julie M. Riewe, Rebecca F. Silberstein
  Speaking Engagements
• The Latest from Washington: Hot Topics for Investment Advisers from Regulators to Capitol Hill
  Date: 10 March 2016
  Investment Adviser Association (IAA)
  IAA Compliance Conference 2016 – Strategies for a Changing Regulatory Environment
  Washington, DC
  Speaker: Kenneth J. Berman
  Speaking Engagements
• Cybersecurity: Best Practices for an Effective Defense
  17 November 2015
  IA Watch and Buyouts Insider
  Coping with Regulatory Change: What's Next in IA Compliance Conference
  Washington, D.C.
  Speaker: Kenneth J. Berman
  Speaking Engagements
• Fundamentals of Investment Adviser Regulation 2015
  15 July 2015
  Practising Law Institute
  Fundamentals of Investment Adviser Regulation 2015
  New York, NY
  Speaker: Kenneth J. Berman
  Speaking Engagements
• Governance Topics
  8 July 2015
  Investment Company Institute
  2015 Independent Counsel Roundtable
  Washington, D.C.
  Speaker: Kenneth J. Berman
  Speaking Engagements
• Regulation: The SEC and Beyond
  25 June 2015
  Private Equity Growth Capital Council
  Chief Financial Officers' Day
  New York, NY
  Speaker: Kenneth J. Berman
  Speaking Engagements
• Successfully Managing the Impact of Investigations and Enforcement Actions
  22-24 April 2015
  IAA
  Regulatory Compliance Association Symposium- Regulation, Operations and Compliance (ROC)- Bermuda 2015
  
  Fairmont Southampton, Bermuda
  
  Speaker: Kenneth J. Berman
  Speaking Engagements
• 75 Years and Counting: Building on the Strengths of Investment Company Act Regulations
  15-18 March 2015
  ICI
  ICI 2015 Mutual Funds & Investment Management Conference
  
  J.W. Marriott Desert Springs, Palm Desert, California
  
  Speaker: Kenneth J. Berman
  Speaking Engagements
• Adviser Issues in the European Union
  5-6 March 2015
  IAA
  IAA Investment Adviser Compliance Conference - Effective Strategies and Best Practices
  
  Marriott Crystal Gateway, Arlington, VA
  
  Speaker: Kenneth J. Berman
  Speaking Engagements
• 40 Acts Luncheon
  30 January 2015 12:00 AM Dateline Standard Time
  Speaker: Kenneth J. Berman
  Debevoise Events