Mary Jo White, who has previously served as the Chair of the United States Securities and Exchange Commission and United States Attorney for the Southern ...
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Publications
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SEC’s Division of Enforcement 2019 Annual Report Presents Strong Enforcement Results
7 November 2019
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, James B. Amler
, Ada Fernandez Johnson
, Ryan M. Kusmin
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Law360: DC Circ. Gives New Meaning To 'Willful' In Securities Statutes
14 May 2019
Law360
Mary Jo White
, Andrew J. Ceresney
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Kenneth J. Berman
, James B. Amler
, Matthew Specht
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District Court Opinion Criticizes Government “Outsourcing” of Investigations
6 May 2019
Helen V. Cantwell
, Andrew J. Ceresney
, David A. O'Neil
, Mary Beth Hogan
, Mary Jo White
, Bruce E. Yannett
, Lisa Zornberg
, Erich O. Grosz
, Meryl Holt Silverman
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DOJ Updates Guidance on Evaluating Corporate Compliance Programs
3 May 2019
Kara Brockmeyer
, Helen V. Cantwell
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, David Sarratt
, Jonathan R. Tuttle
, Mary Jo White
, Bruce E. Yannett
, Lisa Zornberg
, Ryan M. Kusmin
, Jil Simon
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U.S. Supreme Court Sides with SEC in Interpreting “Scheme Liability”
29 March 2019
Kara Brockmeyer
, Andrew J. Ceresney
, Robert B. Kaplan
, Matthew E. Kaplan
, Maeve O'Connor
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Bruce E. Yannett
, Ada Fernandez Johnson
, Ryan M. Kusmin
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Tenth Circuit Affirms SEC's Extraterritorial Reach
29 January 2019
Kara Brockmeyer
, Andrew J. Ceresney
, Matthew E. Kaplan
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Ada Fernandez Johnson
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Failure to Present GAAP Measures with “Equal or Greater Prominence” Brings Swift SEC Enforcement Action
10 January 2019
Kara Brockmeyer
, Andrew J. Ceresney
, Matthew E. Kaplan
, Paul M. Rodel
, Mary Jo White
, C. Chloe Orlando
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SEC Announces Record-Breaking Year for Whistleblower Program
26 November 2018
Andrew J. Ceresney
, Jyotin Hamid
, Mary Beth Hogan
, Andrew M. Levine
, Jonathan R. Tuttle
, Mary Jo White
, Ada Fernandez Johnson
, Arian M. June
, Ryan M. Kusmin
, Katherine L. Nelson
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A Strong Year For SEC Enforcement
6 November 2018
Law360
Mary Jo White
, Andrew J. Ceresney
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
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SEC’s Division of Enforcement Issues 2018 Annual Report
5 November 2018
Kara Brockmeyer
, Andrew J. Ceresney
, Robert B. Kaplan
, Andrew M. Levine
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Bruce E. Yannett
, Ada Fernandez Johnson
, James B. Amler
, Arian M. June
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Debevoise & Plimpton on the SEC Enforcement Division’s 2018 Annual Report
2 November 2018
CLS Blue Sky Blog
Mary Jo White
, Andrew J. Ceresney
, Matthew E. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
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Banking Regulators’ Examination Authority Does Not Override Attorney-Client Privilege
16 May 2018
Mary Jo White
, Andrew J. Ceresney
, David L. Portilla
, David Sarratt
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Regulators Keep the Focus on Firms’ SAR Obligations
12 April 2018
Kara Brockmeyer
, Andrew J. Ceresney
, Satish M. Kini
, Julie M. Riewe
, Mary Jo White
, Arian M. June
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Banking Perspectives: Crisis Management in the Banking Industry
2018 Q1
David L. Portilla
, Mary Jo White
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Supreme Court Clarifies Scope of Dodd-Frank’s Whistleblower Protections
22 February 2018
Kara Brockmeyer
, Andrew J. Ceresney
, Jyotin Hamid
, Mary Beth Hogan
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Ada Fernandez Johnson
, Arian M. June
, Ryan M. Kusmin
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Trends in U.S. Regulatory Enforcement and Their Impact on Japanese Companies
22 September 2017
Business Law Journal
Ezra Borut
, Helen V. Cantwell
, Mary Jo White
, Naomi Aoyama
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SEC Leadership Discusses Continuing Priorities
8 September 2017
Kara Brockmeyer
, Andrew J. Ceresney
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Arian M. June
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The Regulatory Pendulum Swings Back: Fed Proposals for Board Governance and a Supervisory Rating System for Large Institutions
7 August 2017
Mary Jo White
, Satish M. Kini
, Gregory J. Lyons
, David L. Portilla
, Paul M. Rodel
, Chen Xu
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What Kokesh V. SEC Means For Enforcement Actions
8 June 2017
Law 360
Mary Jo White
, Andrew J. Ceresney
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U.S. Supreme Court Holds SEC Disgorgement Is a Penalty Subject to a Five-Year Statute of Limitations
7 June 2017
Mary Jo White
, Kara Brockmeyer
, Andrew J. Ceresney
, Robert B. Kaplan
, Jonathan R. Tuttle
, Julie M. Riewe
, Ada Fernandez Johnson
, Anna Moody
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Individual Accountability: Not Always Accomplished Through Enforcement
19 May 2017
New York Law Journal
Mary Jo White
, Andrew J. Ceresney
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Financial CHOICE Act 2.0: Implications for the SEC and Capital Markets
25 April 2017
Mary Jo White
, Andrew J. Ceresney
, Julie M. Riewe
, Paul M. Rodel
, Jonathan R. Tuttle
, Brandon S. Finz
, Mark D. Flinn
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Recent Events
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Crisis Management: Keeping Calm and Coming Out the Other Side
7-9 November 2018
Practising Law Institute
PLI’s 50th Annual Institute on Securities Regulation
New York, New York
Speaking Engagements
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Enforcement Panel
18-21 March 2018
Securities Industry and Financial Markets Association
SIFMA C&L Annual Conference 2018
Orlando, Florida
Speaking Engagements
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Crisis Management: The Advanced Course
10 November 2017
Practising Law Institute
New York, New York
Speaking Engagements
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Keynote Address
10 November 2017
Practising Law Institute
New York, New York
Speaking Engagements
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The Evolving Role of Bank Board of Directors
8 November 2017
The Clearing House
The Clearing House Annual Conference
New York, New York
Speaking Engagements
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Former SEC Leadership to Discuss SEC Enforcement Priorities
20 October 2017
Debevoise & Plimpton LLP
Seminar
Debevoise & Plimpton, Hong Kong
Speaking Engagements
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Former SEC Leadership to Discuss SEC Enforcement Priorities
18 October 2017
Debevoise & Plimpton and Deloitte Touche Tohmatsu LLC
Roundtable Discussion
Tokyo, Japan
Speaking Engagements
View More Events