Nicholas P. Pellicani is a corporate partner and a member of the firm’s Capital Markets and Banking Groups. He is recommended by The Legal 500 US ...
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Publications
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Schedule 13G Accelerated Filing Deadline Reminder
20 September 2024
Nicholas P. Pellicani
, Marc Ponchione
, Paul M. Rodel
, Steven J. Slutzky
, Emma V. Hauber
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SEC Charges Carl Icahn and Icahn Enterprises L.P. for Failing to Disclose Pledges of Securities
21 August 2024
Andrew J. Ceresney
, Morgan J. Hayes
, Matthew E. Kaplan
, Benjamin R. Pedersen
, Nicholas P. Pellicani
, Julie M. Riewe
, Jonathan R. Tuttle
, Victoria S. Li
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FCA Publishes Consultation Paper on Admission to Trading Regime
5 August 2024
Nicholas P. Pellicani
, Vera Losonci
, Bethania Berhane
, Yiran Ji
, Evgenii Lebedev
, Toby Wenham Rogers
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Compliance Reminder: August 31 Deadline for Form 13F Filers to File Form N-PX
1 August 2024
Benjamin R. Pedersen
, Nicholas P. Pellicani
, Marc Ponchione
, Gary E. Murphy
, Sheena Paul
, Victoria S. Li
, Maayan G. Stein
, Ashley Yoon
, Talia Lorch
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FCA Publishes New UK Listing Rules
16 July 2024
Nicholas P. Pellicani
, Vera Losonci
, Yiran Ji
, Evgenii Lebedev
, Toby Wenham Rogers
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Dual Listing for Depositary Receipts
18 June 2024
Alan Kartashkin
, Nicholas P. Pellicani
, Vera Losonci
, Evgenii Lebedev
, Toby Wenham Rogers
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Global Trade Law Review: European Union Green Bonds Regulation
9 May 2024
Global Trade Law Review
Nicholas P. Pellicani
, Vera Losonci
, John Young
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EU Green Bonds Regulation
20 February 2024
Nicholas P. Pellicani
, Vera Losonci
, John Young
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FRC Publishes 2024 UK Corporate Governance Code
31 January 2024
Dominic Blaxill
, Nicholas P. Pellicani
, Vera Losonci
, Yiran Ji
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2024 International Capital Markets Outlook
3 January 2024
Alan Kartashkin
, Nicholas P. Pellicani
, Vera Losonci
, Gavin Benson
, Paul Eastham
, Jennifer Lang
, Evgenii Lebedev
, Aleksei Shapovalov
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FCA Publishes Near-Final Proposals for Major Reforms to the UK Listing Regime
2 January 2024
Nicholas P. Pellicani
, Vera Losonci
, Yiran Ji
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FCA Censures Former FTSE 100 Company under EU Market Abuse Regulation
28 November 2023
Nicholas P. Pellicani
, Vera Losonci
, Gavin Benson
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SEC Amends Section 13 Reporting Requirements
12 October 2023
Eric T. Juergens
, Matthew E. Kaplan
, Benjamin R. Pedersen
, Nicholas P. Pellicani
, Marc Ponchione
, William D. Regner
, Jeff Robins
, Paul M. Rodel
, Steven J. Slutzky
, Chris Gallucci
, Ashley Yoon
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SEC Charges Insiders and Issuers for Failing to Timely File Beneficial Ownership Reports
29 September 2023
Morgan J. Hayes
, Robert B. Kaplan
, Nicholas P. Pellicani
, Julie M. Riewe
, Steven J. Slutzky
, Mark D. Flinn
, Chris Gallucci
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Law360: Breaking Down The UK's Draft Updates To Prospectus Regime
29 September 2023
Law360
James C. Scoville
, Nicholas P. Pellicani
, Vera Losonci
, Toby Wenham Rogers
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SEC Releases New and Updated Guidance on Amended Rule 10b5-1
29 August 2023
Eric T. Juergens
, Matthew E. Kaplan
, Benjamin R. Pedersen
, Nicholas P. Pellicani
, Amy Pereira
, Chris Duff
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The UK Government Publishes Near-Final Draft Update of the Prospectus Regime
11 August 2023
Nicholas P. Pellicani
, James C. Scoville
, Vera Losonci
, Toby Wenham Rogers
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Compliance & Enforcement: SEC Adopts Share Repurchase Disclosure Rules
19 May 2023
Compliance & Enforcement
Eric T. Juergens
, Matthew E. Kaplan
, Nicholas P. Pellicani
, Paul M. Rodel
, Steven J. Slutzky
, Jonathan R. Tuttle
, Charu A. Chandrasekhar
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FCA Proposes Bold Reforms to UK Listing Process
15 May 2023
Nicholas P. Pellicani
, James C. Scoville
, Vera Losonci
, Toby Wenham Rogers
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SEC Adopts Share Repurchase Disclosure Rules
12 May 2023
Eric T. Juergens
, Matthew E. Kaplan
, Nicholas P. Pellicani
, Paul M. Rodel
, Steven J. Slutzky
, Jonathan R. Tuttle
, Charu A. Chandrasekhar
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2023 International Capital Markets Outlook
26 January 2023
Alan Kartashkin
, Nicholas P. Pellicani
, James C. Scoville
, Vera Losonci
, Evgenii Lebedev
, Toby Wenham Rogers
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SEC Releases New and Updated Guidance on Non-GAAP Financial Measures
14 December 2022
Eric T. Juergens
, Benjamin R. Pedersen
, Nicholas P. Pellicani
, Steven J. Slutzky
, Ashley Yoon
, Alexander R. Altieri
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Shareholder Proposals under Rule 14a-8: Practical Guidance for Proxy Season
14 December 2022
Eric T. Juergens
, Nicholas P. Pellicani
, William D. Regner
, John Jacob
, Austin Poon
, Ashley Yoon
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New Public Disclosure Requirements for Foreign Private Issuers of OTC-Quoted Rule 144A Debt Securities
30 November 2022
Alan Kartashkin
, Nicholas P. Pellicani
, James C. Scoville
, Vera Losonci
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SEC Proposes Significant Amendments to Section 13 Reporting Requirements and Deadlines
16 February 2022
Eric T. Juergens
, Matthew E. Kaplan
, Peter J. Loughran
, Nicholas P. Pellicani
, Marc Ponchione
, Steven J. Slutzky
, Maayan G. Stein
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2021/2022 Private Equity Year-End Review and Outlook
January 2022
Jonathan Adler
, Catherine Amirfar
, Christopher Anthony
, Katherine Ashton
, Andrew L. Bab
, Geoffrey P. Burgess
, Ezra Borut
, Andrew J. Ceresney
, Jennifer L. Chu
, Jeffrey P. Cunard
, Alexander R. Cochran
, E. Drew Dutton
, Jane Engelhardt
, Morgan J. Hayes
, Eric T. Juergens
, Maurizio Levi-Minzi
, Nicholas P. Pellicani
, Ryan T. Rafferty
, Julie M. Riewe
, Scott B. Selinger
, Marc Ponchione
, Thomas Smith
, Ramya S. Tiller
, Patricia Volhard
, Richard Ward
, Marshal L. Bozzo
, Christopher Dortschy
, Andrew J. Gershon
, Emily F. Huang
, Jennifer Wheater
, Dominic Blaxill
, Charles Cartiglia
, Robert T. Dura
, Matthew J. Sacco
, Sheng Shao
, Sergio Torres
, Charlotte A. Walkovik
, Paul Eastham
, Christopher Gossage
, Robert B. Kaplan
, Sheena Paul
, John Young
, Jin-Hyuk Jang
, Lukas Ott
, Andrew M. Levine
, Stuart Hammer
, Ulysses Smith
, Luke Dembosky
, Avi Gesser
, Peter J. Irwin
, Ina C. Popova
, Samantha J. Rowe
, M. Natasha Labovitz
, Sidney P. Levinson
, Paul D. Rubin
, Eric Dinallo
, Marilyn A. Lion
, Jacob W. Stahl
, Nicholas F. Potter
, Kim T. Le
, Adam Aukland-Peck
, Melissa Runsten
, Matthew Mrozek
, Michael C. Godbe
, Christel Y. Tham
, Lisa Wang Lachowicz
, Yiran Ji
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SEC Proposes Significant Amendments Regarding 10b5-1 Trading Plans and Augmented Trading-Related Disclosure Requirements
16 December 2021
Andrew J. Ceresney
, Eric T. Juergens
, Matthew E. Kaplan
, Nicholas P. Pellicani
, Steven J. Slutzky
, Jonathan R. Tuttle
, Charu A. Chandrasekhar
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NYSE Further Amends Related Party Transaction Approval Requirements
27 August 2021
Matthew E. Kaplan
, Nicholas P. Pellicani
, Joshua M. Samit
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SEC Chairman Gensler Announces Review of Rules Governing Trading Plans by Insiders
8 June 2021
Lawrence K. Cagney
, Matthew E. Kaplan
, Jonathan F. Lewis
, Peter J. Loughran
, Steven J. Slutzky
, Nicholas P. Pellicani
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NASDAQ Follows the NYSE with Rule Changes that Permit Primary Issuances Alongside Direct Listings
26 May 2021
Matthew E. Kaplan
, Steven J. Slutzky
, Nicholas P. Pellicani
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NYSE Amends Related Party Transaction Approval Requirements
25 May 2021
Matthew E. Kaplan
, Nicholas P. Pellicani
, Joshua M. Samit
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SEC Approves NYSE Primary Direct Listings (Again)
24 December 2020
Matthew E. Kaplan
, Nicholas P. Pellicani
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Compliance & Enforcement: SEC Brings Enforcement Action Against Investment Adviser for Section 13 Beneficial Ownership Reporting Failures
23 September 2020
Compliance & Enforcement
Andrew J. Ceresney
, Matthew E. Kaplan
, Nicholas P. Pellicani
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
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SEC Brings Enforcement Action Against Investment Adviser for Section 13 Beneficial Ownership Reporting Failures
21 September 2020
Andrew J. Ceresney
, Matthew E. Kaplan
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Nicholas P. Pellicani
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NYSE Provides Temporary Shareholder Approval Exemptions in Light of COVID-19
22 May 2020
Morgan J. Hayes
, Eric T. Juergens
, Matthew E. Kaplan
, Peter J. Loughran
, Paul M. Rodel
, Steven J. Slutzky
, Nicholas P. Pellicani
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Sponsor Purchases of Portfolio Company Debt: Key Considerations in an Uncertain Environment
14 May 2020
Jonathan Adler
, Lorna Bowen
, Peter A. Furci
, Sidney P. Levinson
, Peter J. Loughran
, Jeffrey E. Ross
, Kevin M. Schmidt
, Scott B. Selinger
, Steven J. Slutzky
, Nicholas P. Pellicani
, Ryan T. Rafferty
, Julie Stem
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Nasdaq Provides Temporary Shareholder Approval Exemptions in Light of COVID-19
8 May 2020
Morgan J. Hayes
, Eric T. Juergens
, Matthew E. Kaplan
, Peter J. Loughran
, Paul M. Rodel
, Steven J. Slutzky
, Nicholas P. Pellicani
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The Lexis Practice Advisor Journal: Top 10 Practice Tips
Winter 2018
Steven J. Slutzky
, Nicholas P. Pellicani
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The Lexis Practice Advisor Journal: Top 10 Practice Tips: Secondary Offerings
Winter, 2018
The Lexis Practice Advisor Journal
Steven J. Slutzky
, Nicholas P. Pellicani
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A Look At Market Trends In Reverse Mergers
21 March 2017
Law360
Paul M. Rodel
, Nicholas P. Pellicani
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Recent Events
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Short Attacks and Meme Stocks
18 September 2024
International Bar Association
IBA Annual Conference
Mexico City, Mexico
Speaking Engagements
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Private IPOs: Viable Alternative to Traditional Liquidity Events?
12 September 2024
British Private Equity & Venture Capital Association
BVCA Summit
London, UK
Speaking Engagements
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Key developments in global capital markets
10 June 2024
Debevoise & Plimpton
Emerging Markets Symposium
London, UK
Speaking Engagements
View More Events