Publications

• Insider Trading & Disclosure Update - Vol. 15
  October 2026
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Mark D. Flinn
  ,
  Anna Moody
  ,
  Matt Hirsch
  ,
  Sofia Lazzaro
  ,
  Amy Pereira
  ,
  Jacquelyn Sherman
  ,
  Nicholas Vota
  ,
  Nicholas T. Evans
• SEC Report Highlights Beneficial Ownership Reporting Risks for Investor Organizations
  9 October 2026
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Gordon Moodie
  ,
  Benjamin R. Pedersen
  ,
  Nicholas P. Pellicani
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Sarah R. Jacobson
  ,
  Chris Gallucci
  ,
  Maayan G. Stein
• Beyond the Bermuda Triangle: Charting a Course to U.S. Redomestication
  5 October 2026
  Michael Bolotin
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Amy Pereira
• SEC Issues Further Relief for Retail Voting Programs
  1 October 2026
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Gordon Moodie
  ,
  William D. Regner
  ,
  Steven J. Slutzky
  ,
  Amy Pereira
• SEC Proposes to Rescind Rule 14a-8, Returning Focus to State Law
  17 September 2026
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Benjamin R. Pedersen
  ,
  Nicholas P. Pellicani
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Amy Pereira
• Governance Round-Up Issue 19
  14 September 2026
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  Alexander Bracco
  ,
  Amy Pereira
• FDA and SEC Open a New Information-Sharing Channel: Implications for Public Life Sciences Companies
  9 September 2026
  Daniel M. Gitner
  ,
  Elliot Greenfield
  ,
  Matthew E. Kaplan
  ,
  Josh Lerner
  ,
  Winston M. Paes
  ,
  Kevin Rinker
  ,
  Paul M. Rodel
  ,
  Paul D. Rubin
  ,
  Philip A. Fortino
  ,
  Melissa Runsten
• SEC Provides Additional Clarification Around Schedule 13G Eligibility for Shareholder Engagements
  4 September 2026
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Benjamin R. Pedersen
  ,
  Nicholas P. Pellicani
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Chris Gallucci
  ,
  Maayan G. Stein
• Delaware Court of Chancery Issues First Significant Ruling on Amended Section 144
  1 September 2026
  Susan Reagan Gittes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Jonathan E. Levitsky
  ,
  Gordon Moodie
  ,
  Maeve O'Connor
  ,
  William D. Regner
• Delaware Court Dismisses Boeing Caremark Claims, Demonstrating the Value of Engaged Board Oversight
  31 August 2026
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Jonathan E. Levitsky
  ,
  Gordon Moodie
  ,
  Maeve O'Connor
  ,
  William D. Regner
• SEC Issues New Beneficial Ownership and Other Guidance
  14 July 2026
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Benjamin R. Pedersen
  ,
  Nicholas P. Pellicani
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Keith Stackhouse
  ,
  Maayan G. Stein
• Board Refreshment: More than a Compliance Exercise
  8 July 2026
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Amy Pereira
• Corporate & Securities Law Insights: Governance Considerations for Replacing External Auditors
  July 2026
  Corporate & Securities Law Insights
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Amy Pereira
• SEC Proposes to Rescind Climate Disclosure Rules
  3 June 2026
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Ulysses Smith
  ,
  Duncan Pickard
• SEC Call to Modernize the IPO Process
  29 May 2026
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Benjamin R. Pedersen
  ,
  Nicholas P. Pellicani
  ,
  Steven J. Slutzky
  ,
  Alice Gu
• Going and Staying Public: SEC Proposes Simplified Disclosure for Most Public Companies
  26 May 2026
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Fleur Oostwal
  ,
  Amy Pereira
• Make Registered Offerings Great Again: SEC Proposes Amendments
  22 May 2026
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Monica Fainshtein
  ,
  Amy Pereira
• Breaking the Quarterly Cycle: SEC Proposes Optional Semiannual Reporting
  7 May 2026
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Benjamin R. Pedersen
  ,
  Nicholas P. Pellicani
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Talia Lorch
  ,
  Amy Pereira
  ,
  Maayan G. Stein
• Court Order Signals New Era for Shareholder Proposals Under Rule 14a-8
  28 April 2026
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Amy Pereira
• Board Oversight of AI: Do Boards Need AI Experts?
  15 April 2026
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Steven J. Slutzky
  ,
  Amy Pereira
• Insider Trading & Disclosure Update - Vol. 14
  April 2026
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Mark D. Flinn
  ,
  Anna Moody
  ,
  Amy Pereira
  ,
  Jacquelyn Sherman
  ,
  James K. Sullivan
  ,
  Samantha Hui
• Activism in the Insurance Industry
  2 April 2026
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  William D. Regner
  ,
  Amy Pereira
• It’s Time for a Prediction Markets MNPI Policy
  2 April 2026
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Daniel M. Gitner
  ,
  Eric T. Juergens
  ,
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Stephan J. Schlegelmilch
  ,
  Amy Pereira
  ,
  Daniel Kim
• Governance Considerations for Replacing External Auditors
  25 March 2026
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Amy Pereira
• SEC Proposes to Limit Rule 15c2-11 to Equity Securities Only
  23 March 2026
  Matthew E. Kaplan
  ,
  Joshua M. Samit
  ,
  Eleanor Neilson
• Crypto Unchained: The SEC’s Pivotal Interpretive Release
  19 March 2026
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Jeff Robins
  ,
  Paul M. Rodel
  ,
  Philip A. Fortino
  ,
  Patrick Fuller
  ,
  John Jacob
• Governance Round-Up Issue 18
  2 March 2026
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  Alexander Bracco
  ,
  Amy Pereira
• Delaware Supreme Court Upholds Constitutionality of Statutory Safe Harbor
  27 February 2026
  Susan Reagan Gittes
  ,
  Matthew E. Kaplan
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Steven J. Slutzky
  ,
  Amy C. Zimmerman
• Third Circuit Confirms Limits of the Best Price Rule
  9 February 2026
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Gordon Moodie
  ,
  Benjamin R. Pedersen
  ,
  William D. Regner
  ,
  Eleanor Neilson
  ,
  Amy Pereira
• Delaware Supreme Court Reverses Court of Chancery’s Ruling in Moelis
  26 January 2026
  Susan Reagan Gittes
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Keith Stackhouse
• NYU Compliance and Enforcement Blog: Delaware Supreme Court Reverses Court of Chancery’s Ruling in Moelis
  20 January 2026
  NYU Compliance and Enforcement Blog
  Susan Reagan Gittes
  ,
  Matthew E. Kaplan
  ,
  Maeve O'Connor
  ,
  William D. Regner
• The Road to Exit and Liquidity: Understanding Registration Rights
  2 December 2025
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Amy Pereira
• Considerations for Senior Executive Transitions
  11 November 2025
  Simone S. Hicks
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Jonathan F. Lewis
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Amy Pereira
• Governance Round-Up Issue 17
  16 October 2025
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  Alexander Bracco
  ,
  Amy Pereira
• Consequences of a Federal Government Shutdown
  1 October 2025
  David H. Bernstein
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Ted Hassi
  ,
  Eric T. Juergens
  ,
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Satish M. Kini
  ,
  Peter J. Loughran
  ,
  Sheena Paul
  ,
  Benjamin R. Pedersen
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Michael Schaper
  ,
  Peter F.G. Schuur
  ,
  Steven J. Slutzky
  ,
  Lena E. Smith
  ,
  Kristin A. Snyder
  ,
  Rick Sofield
  ,
  Jonathan R. Tuttle
  ,
  Douglas S. Zolkind
  ,
  Philip A. Fortino
  ,
  Jared I. Kagan
  ,
  Carl Micarelli
  ,
  Anna Moody
  ,
  Aseel M. Rabie
  ,
  Stephan J. Schlegelmilch
  ,
  Danielle L. Berns
  ,
  John Hollingsworth
  ,
  Mie Morikubo
  ,
  Catherine Morrison
  ,
  Maayan G. Stein
  ,
  John D. Sullivan Baker
• PCAPs Strike Back: The Return of Pre-Capitalized Trust Securities as Contingent Financing
  1 October 2025
  Eric T. Juergens
  ,
  Matthew E. Kaplan
• From Persuasion to Enrollment – The ExxonMobil Retail Voting Program
  30 September 2025
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Gordon Moodie
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Steven J. Slutzky
• SEC Policy Statement Concerning Mandatory Arbitration Provisions
  24 September 2025
  Elliot Greenfield
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Maeve O'Connor
  ,
  Nicholas P. Pellicani
  ,
  Chris Gallucci
  ,
  Justin A. Norris
• The End of Quarterly Reporting in the United States? The SEC Signals Support for Shift to Semiannual Reporting
  19 September 2025
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Benjamin R. Pedersen
  ,
  Nicholas P. Pellicani
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Paul D. Lowry
• MarketCheck – Summer 2025
  September 2025
  Catherine Amirfar
  ,
  Andrew L. Bab
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Mark P. Goodman
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Maura Kathleen Monaghan
  ,
  Gordon Moodie
  ,
  Maeve O'Connor
  ,
  Winston M. Paes
  ,
  William D. Regner
  ,
  Paul D. Rubin
  ,
  Shannon Rose Selden
  ,
  Jane Shvets
  ,
  Kristin A. Snyder
  ,
  Rick Sofield
  ,
  William H. Taft V
  ,
  Nicholas Folly
  ,
  Caitlin Gibson
  ,
  Melissa Runsten
  ,
  Natascha Born
  ,
  Jordan Corrente Beck
  ,
  Amy Pereira
• AI Meeting Tools for Not-for-Profit Organizations
  13 August 2025
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Kristin A. Snyder
  ,
  Jennifer R. Cowan
  ,
  Lily Schoen
  ,
  Ramsha Khursheed
  ,
  Amy Pereira
• All Aboard: Best Practices for Onboarding Directors
  25 July 2025
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Amy Pereira
• Insider Trading & Disclosure Update - Special Issue
  July 2025
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Mark D. Flinn
  ,
  Anna Moody
  ,
  Leor Leben
  ,
  Amy Pereira
  ,
  Tess Kim
• Insider Trading & Disclosure Update - Vol. 13
  July 2025
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Mark D. Flinn
  ,
  Anna Moody
  ,
  Amy Pereira
  ,
  Tess Kim
  ,
  Erin Munro
  ,
  Jacquelyn Sherman
• Governance Round-Up Issue 16
  8 July 2025
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  Alexander Bracco
  ,
  Amy Pereira
• AI Can Draft Board Minutes—But Should It? Considerations for Public Companies
  17 June 2025
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Kristin A. Snyder
  ,
  Lily Schoen
  ,
  Amy Pereira
• Governance Round-Up Issue 15
  8 April 2025
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  Jasmine Fong
  ,
  Amy Pereira
• New SEC Guidance for M&A Sign-and-Consent Structures and Tender Offers
  13 March 2025
  Emily F. Huang
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Sarah R. Jacobson
  ,
  Erin Munro
• Surplus Notes as a Source of Capital for P&C Insurers
  11 March 2025
  Alexander R. Cochran
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Marilyn A. Lion
  ,
  Amy Pereira
• Insider Trading & Disclosure Update - Vol. 12
  January 2025
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Mark D. Flinn
  ,
  Anna Moody
  ,
  Amy Pereira
  ,
  Nicholas Vota
  ,
  Tess Kim
  ,
  Jacquelyn Sherman
• 2025 Checklist for Insurance Businesses
  21 January 2025
  Alexander R. Cochran
  ,
  Eric Dinallo
  ,
  E. Drew Dutton
  ,
  Avi Gesser
  ,
  David Grosgold
  ,
  Andrew G. Jamieson
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Marilyn A. Lion
  ,
  Kristen A. Matthews
  ,
  Edwin Northover
  ,
  Nicholas F. Potter
  ,
  Daniel Priest
  ,
  Peter F.G. Schuur
  ,
  Paulina Stanfel
• SEC Charges Elon Musk for Failing to Timely Disclose Beneficial Ownership of Twitter
  16 January 2025
  Andrew J. Ceresney
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Peter J. Loughran
  ,
  Nicholas P. Pellicani
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  Maayan G. Stein
• Activists Target Insurance Industry
  8 January 2025
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Amy Pereira
• Governance Round-Up Issue 14
  17 December 2024
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  Amy Pereira
• Nasdaq Board Diversity Rule Vacated by Fifth Circuit
  13 December 2024
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Amy Pereira
• Insider Trading & Disclosure Update - Special Issue
  September 2024
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Amy Pereira
  ,
  Nicholas Vota
• SEC Charges Carl Icahn and Icahn Enterprises L.P. for Failing to Disclose Pledges of Securities
  21 August 2024
  Andrew J. Ceresney
  ,
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Nicholas P. Pellicani
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Victoria S. Li
• Insider Trading & Disclosure Update - Vol. 11
  July 2024
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Mark D. Flinn
  ,
  Amy Pereira
• SEC Charges Now Suspended Audit Firm BF Borgers with Massive Fraud Affecting More Than 1,500 SEC Filings
  6 May 2024
  Elliot Greenfield
  ,
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Maeve O'Connor
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Mark D. Flinn
  ,
  Matt Hirsch
  ,
  Andrew Lee
• Delaware Supreme Court Holds MFW Inapplicable Based on Banker Conflict Disclosure Deficiencies
  3 May 2024
  Andrew L. Bab
  ,
  Gregory V. Gooding
  ,
  Matthew E. Kaplan
  ,
  Jonathan E. Levitsky
  ,
  Maeve O'Connor
  ,
  William D. Regner
• Supreme Court Holds That “Pure Omissions” Are Not Actionable Under Rule 10b-5(b)
  12 April 2024
  Elliot Greenfield
  ,
  Matthew E. Kaplan
  ,
  Maeve O'Connor
  ,
  Benjamin R. Pedersen
  ,
  Jonathan R. Tuttle
  ,
  Anna Moody
  ,
  Brandon Fetzer
  ,
  Mark D. Flinn
• Insider Trading & Disclosure Update - Special Issue
  April 2024
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Mark D. Flinn
  ,
  Berk Guler
• The FDIC’s Proposed Bank Merger Guidance: Proposing a Perilous Path for Large Bank (and Nonbank) Merger Transactions
  27 March 2024
  Gregory V. Gooding
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Gregory J. Lyons
  ,
  Benjamin P. Collins-Wood
  ,
  Adam C. Saunders
• OCC Releases Notice of Proposed Rulemaking on Bank Mergers
  1 February 2024
  Gregory V. Gooding
  ,
  Ted Hassi
  ,
  Matthew E. Kaplan
  ,
  Gregory J. Lyons
• 10 Things Insurance Companies Should Be Thinking About in 2024
  10 January 2024
  Eric Dinallo
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Alexander R. Cochran
  ,
  E. Drew Dutton
  ,
  Avi Gesser
  ,
  David Grosgold
  ,
  Andrew G. Jamieson
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Kristen A. Matthews
• Insider Trading & Disclosure Update - Vol. 10
  December 2023
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Mark D. Flinn
  ,
  Berk Guler
  ,
  Mie Morikubo
  ,
  Samuel Siegel
• FASB Updates Requirements for Segment Reporting Disclosures
  15 December 2023
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Andrew Hong
• NYU PCCE: Hackers Turned Whistleblowers: SEC Cybersecurity Rules Weaponized Over Ransom Threat
  29 November 2023
  NYU PCCE
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
• Instruments to Satisfy Proposed Bank Capital and Long-Term Debt Requirements
  29 November 2023
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Joshua M. Samit
  ,
  Chen Xu
• Hackers Turned Whistleblowers: SEC Cybersecurity Rules Weaponized Over Ransom Threat
  20 November 2023
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
• CLS Blue Sky Blog: Debevoise & Plimpton Discusses Fifth Circuit Decision to Uphold Nasdaq Board Diversity Rule
  31 October 2023
  CLS Blue Sky Blog
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Simone S. Hicks
  ,
  Andrew Hong
• CLS Blue Sky Blog: Debevoise Discusses Supreme Court Case on Whether a Private Right of Action Exists for Deficient MD&A
  23 October 2023
  CLS Blue Sky Blog
  Matthew E. Kaplan
  ,
  Maeve O'Connor
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
• Fifth Circuit Upholds Nasdaq Board Diversity Rule
  20 October 2023
  Simone S. Hicks
  ,
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Andrew Hong
• Insider Trading Disclosure Update - Special Issue
  October 2023
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Maeve O'Connor
  ,
  Mark D. Flinn
  ,
  Emma V. Hauber
  ,
  Berk Guler
• SEC Amends Section 13 Reporting Requirements
  12 October 2023
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Nicholas P. Pellicani
  ,
  Marc Ponchione
  ,
  William D. Regner
  ,
  Jeff Robins
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Chris Gallucci
• NYSE Proposes Relaxed Shareholder Approval Requirements for Sales to Substantial Security Holders
  9 October 2023
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Talia Lorch
• SEC Releases New and Updated Guidance on Amended Rule 10b5-1
  29 August 2023
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Nicholas P. Pellicani
  ,
  Amy Pereira
  ,
  Chris Duff
• Insurance Industry Attracts Activists
  15 August 2023
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Marilyn A. Lion
  ,
  Kristen A. Matthews
  ,
  Nicholas F. Potter
  ,
  William D. Regner
  ,
  Samuel Siegel
• SEC Adopts New Cybersecurity Rules for Issuers – Part 2 Key Takeaways
  7 August 2023
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  John Jacob
  ,
  Amy Pereira
  ,
  Chris Duff
• 2023 Proxy Season in Review
  1 August 2023
  Gregory V. Gooding
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Marisa Demko
• NYU Compliance & Enforcement: SEC Adopts New Cybersecurity Rules for Issuers
  31 July 2023
  NYU Compliance & Enforcement
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  John Jacob
  ,
  Amy Pereira
  ,
  Chris Duff
• Insider Trading & Disclosure Update - Alert
  July 2023
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Mark D. Flinn
  ,
  Berk Guler
• SEC Adopts New Cybersecurity Rules for Issuers
  27 July 2023
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  John Jacob
  ,
  Amy Pereira
  ,
  Chris Duff
• SEC Declines to Submit Amicus Brief Regarding Status of Syndicated Term Loans as Securities
  19 July 2023
  Paul D. Brusiloff
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Jonathan R. Tuttle
  ,
  Anna Moody
• Insider Trading Disclosure Update - Special Issue
  June 2023
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Mark D. Flinn
  ,
  Berk Guler
• Tight Credit Provides Opportunity to Utilize P-CAPs Facilities
  14 June 2023
  Eric T. Juergens
  ,
  Matthew E. Kaplan
• Harvard Forum on Corporate Governance: Insider Trading Disclosure Update: Rulemaking Activity
  12 June 2023
  Harvard Forum on Corporate Governance
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Mark D. Flinn
  ,
  Berk Guler
• Supreme Court’s Slack Technologies Decision Clarifies Application of Section 11 to Direct Listings
  1 June 2023
  Elliot Greenfield
  ,
  Matthew E. Kaplan
  ,
  Maeve O'Connor
  ,
  Steven J. Slutzky
  ,
  Morgan A. Davis
• Compliance & Enforcement: SEC Adopts Share Repurchase Disclosure Rules
  19 May 2023
  Compliance & Enforcement
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• Insider Trading Disclosure Update - Vol. 9
  May 2023
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Mark D. Flinn
  ,
  Berk Guler
• SEC Adopts Share Repurchase Disclosure Rules
  12 May 2023
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• LDTI Disclosures Are Here. Are You Ready?
  17 February 2023
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Marilyn A. Lion
  ,
  Benjamin R. Pedersen
• Considerations for a Possible Debt Ceiling Standoff
  2 February 2023
  Jonathan Adler
  ,
  Erin Cleary
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Jeffrey J. Rosen
  ,
  Scott B. Selinger
• Financing a Separation Transaction: Optimizing the New SeparationCo Capital Structure
  12 January 2023
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Ramya S. Tiller
• Potential Bylaw Amendments in Light of Universal Proxy Rules
  9 January 2023
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  William D. Regner
  ,
  Steven J. Slutzky
  ,
  Sarah R. Jacobson
• Frequently Asked Questions: Universal Proxy and Contested Director Elections
  14 December 2022
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  Sarah R. Jacobson
• AT&T Settles Long-Running Regulation FD Case with SEC
  6 December 2022
  Andrew J. Ceresney
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Julie M. Riewe
• SEC Staff Delays Enforcement of New Public Information Requirements for the Quotation of Fixed-Income Securities
  30 November 2022
  Matthew E. Kaplan
  ,
  Jeff Robins
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  John Jacob
• New Public Information Requirements for the Quotation of Fixed-Income Securities
  10 November 2022
  Matthew E. Kaplan
  ,
  Jeff Robins
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  John Jacob
• Westlaw: Thoughts on financing and capital solutions for insurance companies
  19 October 2022
  Westlaw
  Matthew E. Kaplan
  ,
  Eric T. Juergens
  ,
  Marilyn A. Lion
  ,
  Daniel Priest
• Insider Trading Disclosure Update - Vol. 8
  September 2022
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Jonathan R. Tuttle
  ,
  Anna Moody
  ,
  Mark D. Flinn
  ,
  Berk Guler
• Thoughts on Financing and Capital Solutions for Insurance Companies
  16 September 2022
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Marilyn A. Lion
  ,
  Peter J. Loughran
  ,
  Daniel Priest
  ,
  Joshua M. Samit
  ,
  Sabrina Y. Hsieh
  ,
  Paulina Stanfel
• Shareholder Climate Activism Comes for 401(k) Plans: Lessons Learned from Amazon and Comcast
  9 June 2022
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Peter J. Loughran
  ,
  Steven J. Slutzky
  ,
  Alison E. Buckley-Serfass
  ,
  Ulysses Smith
• Private Equity Report Spring 2022, Vol 22, No 1
  May 2022
  Catherine Amirfar
  ,
  Andrew L. Bab
  ,
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  Alexander R. Cochran
  ,
  Avi Gesser
  ,
  Ted Hassi
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Sidney P. Levinson
  ,
  Pierre Maugüé
  ,
  Marc Ponchione
  ,
  Ina Popova
  ,
  Julie M. Riewe
  ,
  Scott B. Selinger
  ,
  Kristin A. Snyder
  ,
  Ramya S. Tiller
  ,
  Richard Ward
  ,
  Erica S. Weisgerber
  ,
  Charu A. Chandrasekhar
  ,
  Nick S. Kaluk III
  ,
  Sheena Paul
  ,
  Christopher Rosekrans
  ,
  Jennifer Wheater
  ,
  Paul Eastham
  ,
  Christopher S. Ford
  ,
  Christine Shu Gilleland
  ,
  Michael C. Godbe
  ,
  Matthew C. Rametta
  ,
  Kate Saba
• The Financing Flexibility of P-Caps
  May 2022
  Eric T. Juergens
  ,
  Matthew E. Kaplan
• Six Key Takeaways from the SEC’s Most Recent Proposed Cybersecurity Rules for Registrants
  14 March 2022
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Charu A. Chandrasekhar
• SEC Proposes Significant Amendments to Section 13 Reporting Requirements and Deadlines
  16 February 2022
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Nicholas P. Pellicani
  ,
  Marc Ponchione
  ,
  Steven J. Slutzky
  ,
  Maayan G. Stein
• Human Capital Management Disclosure: A Reminder
  13 January 2022
  Lawrence K. Cagney
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Peter J. Loughran
  ,
  Steven J. Slutzky
  ,
  Alison E. Buckley-Serfass
• SEC Proposes Major Amendments to Share Repurchase Disclosures
  17 December 2021
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• SEC Proposes Significant Amendments Regarding 10b5-1 Trading Plans and Augmented Trading-Related Disclosure Requirements
  16 December 2021
  Andrew J. Ceresney
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• Nasdaq Board Diversity Listing Rule Approved
  10 December 2021
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
  ,
  Mary Jo White
• SEC Staff Delays Enforcement of Amended OTC Quotation Requirements for Fixed-Income Securities
  27 September 2021
  Matthew E. Kaplan
  ,
  Joshua M. Samit
• The Compliance Deadline for the SEC’s Amended OTC Quotation Requirements Is Just Around the Corner
  17 September 2021
  Matthew E. Kaplan
  ,
  Joshua M. Samit
• NYSE Further Amends Related Party Transaction Approval Requirements
  27 August 2021
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Joshua M. Samit
• SEC Approves New Nasdaq Listing Rule to Advance Diversity
  13 August 2021
  Matthew E. Kaplan
  ,
  Joshua M. Samit
• SEC Chairman Gensler Announces Review of Rules Governing Trading Plans by Insiders
  8 June 2021
  Lawrence K. Cagney
  ,
  Matthew E. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Peter J. Loughran
  ,
  Steven J. Slutzky
  ,
  Nicholas P. Pellicani
• NASDAQ Follows the NYSE with Rule Changes that Permit Primary Issuances Alongside Direct Listings
  26 May 2021
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
  ,
  Nicholas P. Pellicani
• NYSE Amends Related Party Transaction Approval Requirements
  25 May 2021
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Joshua M. Samit
• SEC Sues AT&T and Three Executives for Selective Disclosures to Analysts
  9 March 2021
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
• Governance Round-Up Issue 12
  1 February 2021
  Matthew E. Kaplan
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  Sarah R. Jacobson
• Second Circuit Set To Revisit Insider Trading Decision Post-Bridgegate
  19 January 2021
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Columbia Law School Blue Sky Blog: Debevoise Discusses Banks and Climate-Change Initiatives
  12 January 2021
  Columbia Law School Blue Sky Blog
  Samantha J. Rowe
  ,
  Matthew E. Kaplan
  ,
  Gregory J. Lyons
• Banks and ESG: Lessons from Climate Change-Related Initiatives
  7 January 2021
  Matthew E. Kaplan
  ,
  Gregory J. Lyons
  ,
  Samantha J. Rowe
• SEC Approves NYSE Primary Direct Listings (Again)
  24 December 2020
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
• The Cheesecake Factory Settles SEC’s First Enforcement Action Against a Public Company for Misleading COVID-19 Disclosures Regarding Financial Impact of the Pandemic
  8 December 2020
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Mark D. Flinn
• Recent U.S. Developments, Including Passage of Holding Foreign Companies Accountable Act, Signal Harder Stance with China
  7 December 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Satish M. Kini
  ,
  Peter J. Loughran
  ,
  Jonathan R. Tuttle
  ,
  Philip Rohlik
• Insider Trading Disclosure Update - Vol. 7
  November 2020
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
  ,
  Mark D. Flinn
  ,
  Benjamin R. Pedersen
• SEC Amends And Updates Shareholder Proposal Submission Requirements Under Rule 14a-8
  7 October 2020
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
• Compliance & Enforcement: SEC Brings Enforcement Action Against Investment Adviser for Section 13 Beneficial Ownership Reporting Failures
  23 September 2020
  Compliance & Enforcement
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• SEC Brings Enforcement Action Against Investment Adviser for Section 13 Beneficial Ownership Reporting Failures
  21 September 2020
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Nicholas P. Pellicani
• SEC Updates Statistical Disclosures for Banks
  21 September 2020
  Matthew E. Kaplan
  ,
  Joshua M. Samit
• SEC Modernizes Business Disclosures, Legal Proceedings and Risk Factors Under Regulation S-K
  2 September 2020
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Steven J. Slutzky
  ,
  Paul M. Rodel
  ,
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Jason P. Auman
• SEC Adopts Final Rules on Proxy Voting Advice
  28 July 2020
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
• SEC to Fund Managers with Access to MNPI: Trade in Portfolio Company Securities at Your Peril
  28 May 2020
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Southern District of New York Rules That Syndicated Term Loans Are Not Securities
  28 May 2020
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Sunil William Savkar
  ,
  Scott B. Selinger
  ,
  Ramya S. Tiller
  ,
  Benjamin R. Pedersen
• NYSE Provides Temporary Shareholder Approval Exemptions in Light of COVID-19
  22 May 2020
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Nicholas P. Pellicani
• Nasdaq Provides Temporary Shareholder Approval Exemptions in Light of COVID-19
  8 May 2020
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Nicholas P. Pellicani
• Summary of the U.S. Treasury and Federal Reserve Programs and the Paycheck Protection Program
  21 April 2020
  Matthew E. Kaplan
  ,
  Rafael Kariyev
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Nicole Levin Mesard
  ,
  Jeff Robins
  ,
  Kevin M. Schmidt
  ,
  Steven J. Slutzky
  ,
  Chen Xu
• Thinking About a New or Updated Non-GAAP Financial Measure for COVID-19? Look Before You Leap.
  17 April 2020
  Kara Brockmeyer
  ,
  Matthew E. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Paul M. Rodel
  ,
  Sunil William Savkar
  ,
  Jonathan R. Tuttle
• NYSE Provides Temporary Relief from Certain Shareholder Approval Rules
  10 April 2020
  Gregory V. Gooding
  ,
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• SEC and ISS Issue New Guidance on Shareholder Meetings in Light of COVID-19 Pandemic
  10 April 2020
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Mary Jo White
• SEC Urges More Forward-Looking Disclosure in Upcoming Earnings Season
  10 April 2020
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• Projecting Performance in the Age of COVID-19
  3 April 2020
  Gregory V. Gooding
  ,
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
• CARES Act: Implications for PE-Sponsored Portfolio Companies
  31 March 2020
  Matthew E. Kaplan
  ,
  Sunil William Savkar
  ,
  Peter F.G. Schuur
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Zahra Jane Sowder
• SEC Extends Relief Period for Late Disclosure Reports and Updates Coronavirus-Related Disclosure Guidance
  26 March 2020
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• SEC Enforcement Co-Directors Address Important Issues of Market Integrity
  25 March 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Federal Reserve Establishes New Facility to Provide Credit Support to Corporate Issuers
  24 March 2020
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Joshua M. Samit
  ,
  Zahra Jane Sowder
  ,
  Chen Xu
• Delaware Supreme Court Upholds Federal-Forum Provisions for Securities Act Claims
  20 March 2020
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Jonathan R. Tuttle
  ,
  Elliot Greenfield
• SEC Proposes to Subject Proxy Voting Advice to U.S. Federal Proxy Rules
  24 January 2020
  BNY Mellon
  Matthew E. Kaplan
  ,
  Joshua M. Samit
• SEC Proposes Updates to Auditor Independence Requirements
  7 January 2020
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle