-
Regulatory Update/Discussion
9 December 2024
Risk Management Association
Global Markets Risk Roundtable
New York, New York
Speaking Engagements
-
U.S. ESG Considerations for Foreign Banks
21 November 2024
Institute of International Bankers
ESG Developments: Climate Risk Considerations for Foreign Banks
New York, New York
Speaking Engagements
-
Regulatory Challenges Amid the Evolution of AI
16 October 2024
Securities Industry and Financial Markets Association
C&L New York Regional Seminar
New York, New York
Speaking Engagements
-
Regulatory Compliance
24 September 2024
Institute of International Bankers
2024 Annual Regulatory Compliance Conference
New York, New York
Speaking Engagements
-
SEC’s Current Broker Dealer Rulemakings and Considerations for International Banks
23 July 2024
Institute of International Bankers
New York, New York
Speaking Engagements
-
Recent Trends in the Regulation of Artificial Intelligence used in the Financial Services Industry
17 June 2024
The Law Society of Hong Kong
Seminar
Hong Kong
Speaking Engagements
-
Right-Sizing Your Compliance Management System for Volume Today
8 May 2024
Mortgage Bankers Association
Mortgage Bankers Association Legal Issues and Regulatory Compliance Conference
San Diego, California
Speaking Engagements
-
Artificial Intelligence: Opportunities and Risks for AML and Financial Crimes Programs
6-7 May 2024
Securities Industry and Financial Markets Association
2024 SIFMA Anti-Money Laundering & Financial Crimes Conference
New York, New York
Speaking Engagements
-
Sanctions State of Play: Ongoing Challenges and Keeping Your Compliance Program Current
6-7 May 2024
Securities Industry and Financial Markets Association (SIFMA)
Anti-Money Laundering & Financial Crimes Conference
New York, New York
Speaking Engagements
-
AML: How to Keep Your Program Current and Compliant
18 March 2024
Securities Industry and Financial Markets Association
C&L Annual Seminar
Orlando, Florida
Speaking Engagements
-
The Evolution of Governance in Banking: Its Role and Importance Today
1 February 2024
Deloitte
Webcast
Speaking Engagements
-
Access to the Beneficial Ownership Registry – FinCEN Adopts a Final Rule
24 January 2024
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Exploring the Intersection of ESG and Financial Regulation
2-3 November 2023
Financial Markets Association
FMA's 2023 Legal & Legislative Conference
Washington D.C.
Speaking Engagements
-
Community Reinvestment Act Modernization
31 October 2023
Debevoise & Plimpton
Webcast
Speaking Engagements
-
Regulatory Perspective
24 October 2023
Institute of International Bankers
2023 IIB Regulatory Compliance Seminar
New York, New York
Speaking Engagements
-
Bank Capital Proposals
11-12 October 2023
D.C. Bar
Proposed Overhaul of Bank Regulatory Capital Requirements
Webcast
Speaking Engagements
-
Briefing on PDA Rule Proposal
11 September 2023
Robinhood Markets, Inc.
SEC Regulation and Technology
Washington, DC
Speaking Engagements
-
Current Issues in AML and Economic Sanctions
11 September 2023
Securities Industry and Financial Markets Association
SIFMA Compliance & Legal Society Regional Seminar: Charlotte
Charlotte, North Carolina
Speaking Engagements
-
The Impact of AI On Our Industry
11 September 2023
Securities Industry and Financial Markets Association
C&L Regional Seminar 2023
Charlotte, North Carolina
Speaking Engagements
-
Lessons Learned from the SVB Bank Collapse: Causes, Impacts, and What's Next for the Financial Services Industry
13 June 2023
New York City Bar Association
New York, New York
Speaking Engagements
-
The Evolving Legal Landscape
16 May 2023
Risk Management Association (RMA)
The Risk Management Association’s Governance, Compliance, and Operational Risk Conference
Virtual
Speaking Engagements
-
Mortgage(e) Interest?: The Current State of National Bank Act Preemption in Light of Cantero and Lusnak
29 April 2023
American Bar Association Business Law Section
ABA Business Law Section Spring Meeting
Seattle, Washington
Speaking Engagements
-
MFA First Look: FSOC Proposes Nonbank Financial Company SIFI Designation Process
26 April 2023
Managed Funds Association
Webcast
Speaking Engagements
-
Roundtable Discussions
17 April 2023
Risk Management Association
RMA Chief Compliance Officers Roundtable
Phoenix, Arizona
Speaking Engagements
-
Preparing Regional Banks for the Aftermath--Part 1
22 March 2023
Debevoise & Plimpton LLP and Deloitte
Webcast
Speaking Engagements
-
Regulatory Trends to Watch
16 March 2023
Debevoise & Plimpton LLP
Consumer Finance: Quarterly Insights and Updates
Webcast
Speaking Engagements
-
Legal, Regulatory Landscape Going into the Future
9 May 2022
Risk Management Association
RMA Global Consumer and Small Business Risk Conference
Dallas, Texas
Speaking Engagements
-
Climate Risk and Transition Policy
18 July 2022
Financial Services Forum
Washington, DC
Speaking Engagements
-
Risk Regulation & Enforcement in FinTech
9-11 May 2022
Cambridge Forums
Forum on Risk Regulation & Enforcement in FinTech
Hoboken, New Jersey
Speaking Engagements
-
Understanding the SEC's Climate Change Proposal
31 March 2022
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Risk Readiness Webinar: Understanding the SEC's Climate Change Proposal
29 March 2022
Risk Management Association
Webcast
Speaking Engagements
-
The Consumer Financial Protection Bureau’s Priorities in 2022
1 March 2022
The Risk Management Association
RMA Roundtable
Webcast
Speaking Engagements
-
U.S., EU and UK Sanctions - What We Saw in 2021 and What 2022 May Hold
19 January 2022
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Foreign Banks
21 October 2021
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Banking and Climate Change
14 May 2021
Ro Legal
Webinar
Speaking Engagements
-
Legal and Regulatory Roundup: Recent Developments and Trends to Watch
5 May 2021
The Risk Management Association
Global Consumer Conference
Webcast
Speaking Engagements
-
Advice for Banks and Financial Services: Navigating Challenges Posed by Climate Change
29 April 2021
Debevoise and Risk Management Association
Webinar
Speaking Engagements
-
Banking and Climate Change
4 March 2021
New York City Bar Association Banking Law Committee
NYCBA Banking and Climate Change
New York, New York
Speaking Engagements
-
Sanctions in a Post-Trump / Post-Brexit Landscape
15 December 2020
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
IIB General Counsels Roundtable
1 December 2020
Institute of International Bankers
Webcast
Speaking Engagements
-
The FinCEN Papers: The New Panama Papers?
11 November 2020
Fordham Law School
Webinar
Speaking Engagements
-
Fireside Chat
17 September 2020
Compliance Week
Compliance Week Third Party Risk Management Conference
Webcast
Speaking Engagements
-
Volcker Rule: 2020 Covered Funds Final Rule
26 August 2020
American Bankers Association
Webinar
Speaking Engagements
-
Washington Update and Trends in Distressed Debt and Special Situations
9 July 2020
Managed Funds Association
Webinar
Speaking Engagements
-
Preparing for Bank Investigations, Enforcement and Litigation Regarding the PPP and Other CARES Act Programs
9 June 2020
Risk Management Association and Debevoise & Plimpton
Webinar
Speaking Engagements
-
The CARES Act, Paycheck Protection Program and Federal Reserve Facilities
20 May 2020
Debevoise & Plimpton LLP
Webinar
Speaking Engagements
-
Volcker Rule
25 February 2020
The Knowledge Group
Finalized Volcker Rule Amendments: Regulatory And Compliance Issues Explored
Webinar
Speaking Engagements
-
Keeping Up with OFAC and Sanctions Risks – Deep Dive Session
8 December 2019
American Bankers Association and American Bar Association
Financial Crimes Enforcement Conference
Washington, DC
Speaking Engagements
-
Providing Financial Services to the Hemp and Marijuana Industries
8 December 2019
American Bankers Association and American Bar Association
Financial Crimes Enforcement Conference
Washington, DC
Speaking Engagements
-
U.S. Sanctions Update
4 December 2019
Russian-German Foreign Trade Chamber
Discussion on Sanctions
Moscow, Russia
Speaking Engagements
-
U.S. Sanctions Update
3 December 2019
Bank of New York Mellon
Bank of New York Mellon Moscow Annual Client Seminar
Moscow, Russia
Speaking Engagements
-
Anti-Money Laundering Laws and Regulations
21 November 2019
Practising Law Institute
Financial Services Reg Tech and Regulatory Compliance Forum 2019
New York, New York
Speaking Engagements
-
Evolution of U.S. Sanctions and the Impact on Bank Compliance Programs
19-21 November 2019
The Clearing House & Bank Policy Institute
2019 Annual Conference
New York, New York
Speaking Engagements
-
Anti-Money Laundering and Fraud
21-23 October 2019
The National Society of Compliance Professionals
2019 NSCP National Conference
Baltimore, Maryland
Speaking Engagements
-
Financial Regulation as a Macro-Systemic Phenomenon The Institutional Structure of Money
27-28 September 2019
Georgetown Law and the Georgetown Institute for International Economic Law
Law and Macroeconomics Conference
Washington, DC
Speaking Engagements
-
The Future of Capital Requirements: The Road to Basel IV
11-14 September 2019
American Bar Association - Business Law Section
Banking Law Committee Meeting
Washington, DC
Speaking Engagements
-
Issues Surrounding Cannabis Stocks
18 June 2019
Securities Industry and Financial Markets Association
C&L Society St. Louis Regional Seminar
Maryland Heights, Missouri
Speaking Engagements
-
The Impact of European Data Protection on AI, Banking & Payments
7 June 2019
NACHA National Automated Clearing House Association
NACHA Payments Innovation Alliance 2019
Madrid, Spain
Speaking Engagements
-
Clarifying the Control Paradigm: The FRB's Proposed Control Rule and Its Implications for Banks, FinTechs, Corporate Boards and the Financial Industry
23 May 2019
Debevoise & Plimpton and The Risk Management Association
New York, New York
Speaking Engagements
-
Community Reinvestment Act: How Recent Updates Affect Affordable Housing and Community Economic Development
23 May 2019
American Bar Association
ABA Forum on Affordable Housing and Community Development Law
Washington, D.C.
Speaking Engagements
-
Impact on AML Rules of Canadian Cannabis Laws
20 May 2019
Association for Financial Markets in Europe & Securities Industry and Financial Markets Association
Webinar
Speaking Engagements
-
Harmonizing Financial Regulatory Standards Across Borders
9 March 2019
Harvard Law School
2019 Harvard International Law Journal Symposium
Cambridge, Massachusetts
Speaking Engagements
-
Getting into the Weeds: Legal Risks in Providing Financial Services in Connection with Marijuana, Hemp & CBD
4 March 2019
Fifth Third Bank
Lunch-and-Learn Program
Cincinnati, Ohio
Speaking Engagements
-
Anti-Money Laundering
5 March 2019
Bank Insurance and Securities Association
BISA Annual Convention
Hollywood, Florida
Speaking Engagements
-
Hot Topics in AML and Financial Crime Compliance: The Industry's Perspective
4-5 February 2019
Securities Industry and Financial Markets Association
Anti-Money Laundering & Financial Crimes Conference
New York, New York
Speaking Engagements
-
How Do You Solve a Problem Like Cannabis?
4-5 February 2019
Securities Industry and Financial Markets Association
SIFMA Anti-Money Laundering & Financial Crimes Conference 2019
New York, New York
Speaking Engagements
-
Current OFAC/Sanctions Concerns
2-4 December 2018
American Bankers Association
ABA Financial Crimes Enforcement Conference
National Harbor, Maryland
Speaking Engagements
-
New Approaches to Enhancing AML-CFT Effectiveness
26-28 November 2018
The Clearing House/Bank Policy Institute
2018 Annual Conference
New York, New York
Speaking Engagements
-
The Volcker Rule – Funds
8 May 2018
Practising Law Institute
New York, New York
Speaking Engagements
-
Internal TLAC and U.S. Resolution Framework and Related Impacts
20 April 2018
Royal Bank of Canada and Norton Rose
Canadian Recovery and Resolution Colloquium
Toronto, Canada
Speaking Engagements
-
U.S. Resolution Planning: Considerations for Canadian Banks
20 April 2018
Royal Bank of Canada and Norton Rose
Canadian Recovery and Resolution Colloquium
Toronto, Canada
Speaking Engagements
-
Current Developments in AML
19-22 March 2018
Securities Industry and Financial Markets Association
SIFMA C&L Annual Conference 2018
Orlando, Florida
Speaking Engagements
-
Implications of Reform in U.S. Bank M&A Activity
16 March 2018
New York City Bar Association
Bank Regulatory: Basics & Beyond
New York, New York
Speaking Engagements
-
Industry Documentation and the ISDA Stay Protocol
7 March 2018
Pan Asia Securities Lending Association/Risk Management Association
15th Annual PASLA/RMA Conference on Asian Securities Lending
Hong Kong
Speaking Engagements
-
Regional Legal and Regulatory Issues and Business Implications
6 March 2018
Pan Asia Securities Lending Association/Risk Management Association
15th Annual PASLA/RMA Conference on Asian Securities Lending
JW Marriot Hong Kong
Speaking Engagements
-
Anti-Money Laundering
13 December 2017
Regulatory Fundamentals Group
Regulatory Fundamentals Group Webinar
Webinar
Speaking Engagements
-
Implications of FinCEN’s CDD Rule for Investment Advisers
13 October 2017
Securities Industry and Financial Markets Association
SIFMA’s – AML Webinar
Washington, DC
Speaking Engagements
-
The Regulated Initial Coin Offerings
10 November 2017
StartEngine Crowdfunding
StartEngine ICO 2.0 Summit
Santa Monica, California
Speaking Engagements
-
Demystifying ICO’s
1 November 2017
Silicon Valley Bank, Thomson Reuters, Swissnex San Francisco
#FS17 Rethinking Financial Services
San Francisco, California
Speaking Engagements
-
How Can Legal and Regulatory Work Contribute to Blockchain Developments in the Ecosystem?
1 November 2017
Dutch Authority for Financial Markets
Blockchaingers Innovation Programme
Amsterdam, Netherlands
Speaking Engagements
-
Future Market and Regulatory Impacts on Securities Lending Operations
11 October 2017
The Risk Management Association
34th Annual RMA Conference on Securities Lending
Naples, Florida
Speaking Engagements
-
Global Regulatory Update and Geopolitical Risks
9 October 2017
The Risk Management Association
RMA's 34th Annual Conference on Securities Lending
Naples, Florida
Speaking Engagements
-
Current Regulatory Focus Items & Market Update
3 October 2017
Debevoise & Plimpton and Risk Management Association
RMA Regional Banks Market, Counterparty and Liquidity Risk Round Table
Debevoise & Plimpton, New York
Speaking Engagements
-
Fintech: BlockChain and BitCoin
16 August 2017
Practising Law Institute
New York, New York
Speaking Engagements
-
Broker-Dealer Exam Priorities and Hot Topics
17 July 2017
Practising Law Institute
Debevoise & Plimpton LLP, New York
Speaking Engagements
-
U.S. Regulatory Update
14 July 2017
Financial Markets Lawyers Group
2017 Quadrilateral Meeting
New York, New York
Speaking Engagements
-
Regulatory Overview Panel
20-22 June 2017
International Securities Lending Association
ISLA 26th Annual Securities Finance and Collateral Management Conference 2017
Berlin, Germany
Speaking Engagements
-
Capital and Liquidity Regulatory Issues
6-7 June 2017
Risk Management Association
17th Annual RMA Securities Lending Operations & Technology Managers Round Table
New York, New York
Speaking Engagements
-
Equities Collateral and Triparty Legal Issues
6-7 June 2017
Risk Management Association
17th Annual RMA Securities Lending Operations & Technology Managers Round Table
New York, New York
Speaking Engagements
-
Legal & Regulatory Update and Impact on your Business
6 June 2017
Risk Management Association
17th Annual RMA Securities Lending Operations & Technology Managers Round Table
New York, New York
Speaking Engagements
-
State of BSA/AML and Financial Crimes Compliance in 2017
9 May 2017
MassMutual
2017 Life Insurance Company AML Roundtable Event
Chicopee, Massachusetts
Speaking Engagements
-
The Volcker Rule - Foreign Banks
9 May 2017
Practising Law Institute
PLI’s The Volcker Rule 2017: What it Means for Financial Institutions and Markets
New York, New York
Speaking Engagements
-
Reviewing the Potential Basel IV Release and Implications to TLAC & MREL Numbers
25 April 2017
Centre for Finance Professionals
European TLAC & MREL Summit
London, UK
Speaking Engagements
-
Regulatory Developments, Brexit, Trump and Basel IV
19 April 2017
Debevoise & Plimpton LLP
Regulatory Developments, Brexit, Trump and Basel IV
London , UK
Speaking Engagements
-
Roles of Business Units, Legal, Compliance and Audit
3 March 2017
New York City Bar
Bank Regulatory: Basics and Beyond
New York, New York
Speaking Engagements
-
Cyber in Financial Services: Broad New U.S. and EU Regulations and the Effects of Trump, Brexit and the New Nationalism
8 February 2017
Cyber Defence Alliance
CDA Seminar
London, UK
Speaking Engagements
-
Operational Risk: Legal Developments, Risks and Strategies
29 November 2016
The Clearing House
The Clearing House’s 2016 Annual Conference
New York, New York
Speaking Engagements
-
Legal and Regulatory Update
16 November 2016
The Risk Management Association
European Market and Counterparty Risk Officers Roundtable
London, UK
Speaking Engagements
-
Capital and Liquidity Regulatory Issues
3 November 2016
Risk Management Association
Funding and Liquidity Risk Round Table
New York, New York
Speaking Engagements
-
Legal & Regulatory Update
26 October 2016
The Bank of Tokyo-Mitsubishi UFJ
Counterparty Risk Round Table
New York, New York
Speaking Engagements
-
Mitigating Litigation Risk within the BIC Exemption; DOL Rule Impact on Securities Lending Transactions, Banks, Broker-Dealers, and Insurance Companies
20 October 2016
RMA and Debevoise & Plimpton LLP
What to Do Now? Implementing the Department of Labor Fiduciary Duty
Debevoise & Plimpton LLP, New York
Speaking Engagements
-
Key Issues in the Business and Regulation of Financial Services
28 September 2016
Debevoise & Plimpton
Client Seminar
Debevoise & Plimpton, London
Speaking Engagements
-
Regulatory Priorities for FinTech Firms -- and Investors
22 September 2016
Debevoise & Plimpton and Freeman & Co.
Financial Technology M&A and Capital Raising Seminar
San Francisco, California
Speaking Engagements
-
Current Regulatory Focus Items & Market Update
15 September 2016
Debevoise & Plimpton LLP
RMA Regional Banks Market, Counterparty, and Liquidity Risk Round Table
Debevoise & Plimpton, New York
Speaking Engagements
-
Foreign Bank Impact of New NYDFS Leadership & New AML/BSA Regulation
3 August 2016
Debevoise & Plimpton, The Risk Management Association and RMA NY Chapter
Debevoise & Plimpton, New York
Speaking Engagements
-
Regulatory Risk Management
14 June 2016
The Deal
Webcast, New York
Speaking Engagements
-
The Volcker Rule Foreign Banks
17 May 2016
Practising Law Institute
The Volcker Rule 2016: What it Means for Financial Institutions and Markets
New York, New York
Speaking Engagements
-
New Op Risk Proposal Reaffirms Benefits of Strong Bank Cyber & Enforcement Strategies
12 May 2016
Debevoise & Plimpton LLP and RMA
Debevoise Seminar
New York, New York
Speaking Engagements
-
Recent Court Decisions and Regulatory Enforcement Actions of Significance to the Banking and Financial Industries
5 May 2016
Debevoise & Plimpton LLP
Recent Developments in Banking Litigation and Regulatory Actions in HK, UK and US
Debevoise & Plimpton LLP – Hong Kong
Speaking Engagements
-
Proposed Financial Regulations and CCO Certification
24 March 2016
Association of International Bank Auditors, K2 Intelligence
Association of International Bank Auditors Seminar
New York, New York
Speaking Engagements
-
Enforcement Actions by Banking Regulators
16 March 2016
Securities Industry and Financial Markets Association
2016 Annual Legal and Compliance Conference
Orlando, Florida
Speaking Engagements
-
Policies, Procedures and Training
16 March 2016
Securities Industry and Financial Markets Association
2016 Annual Legal and Compliance Conference
Orlando, Florida
Speaking Engagements
-
Legal Tax and Regulatory Update
1 March 2016
Pan Asia Securities Lending Association; Risk Management Association
13th Annual PASLA/RMA Conference on Asian Securities Lending
Singapore
Speaking Engagements
-
Final US Basel III Rules: Issues for Large Banks, Community Banks and Other Financial Institutions
26 February 2016
New York City Bar Association
Bank Regulatory – Basics and Beyond
New York, New York
Speaking Engagements
-
Regulatory Panel: Changing the Rules to Ensure Industry Compliance
23 February 2016
Securities Industry and Financial Markets Association
T+2 Symposium: The Road to a Shortened Settlement Cycle
New York, New York
Speaking Engagements
-
Developing Tools for Banks and Affiliated Broker-Dealers to Cope with Regulation
11 February 2016
Risk Management Association; Debevoise & Plimpton
2nd Annual Broker Dealers and Bank Counterparties in the New Bank Regulatory Landscape
Debevoise & Plimpton, New York, New York
Speaking Engagements
-
Key Regulation and Market Developments Impacting Securities Lending & Repo in 2016
3 February 2016
Information Management Network
The 22nd Annual Beneficial Owners’ International Securities Lending & Collateral Management Conference
Phoenix, Arizona
Speaking Engagements
-
Mid-Cap and Near-SIFI Institutions Issues
16 December 2015
Practising Law Institute
PLI's Banking Law Institute 2015
New York, New York
Speaking Engagements
-
AML/Sanctions Regulation and Enforcement Climate: Updates and Observations
18 November 2015
The Clearing House
The Clearing House Annual Conference 2015
New York, New York
Speaking Engagements
-
Basel III and Dodd-Frank – Impact of Continuing Rule-making Impacting Counterparty Risk will be Discussed Including Counterparty Concentration Limits, Volcker, Risk-capital Exposures and the CFTC
28 October 2015
Risk Management Association
Counterparty Risk Round Table
New York, New York
Speaking Engagements
-
Basel III and Dodd-Frank – Updates to Dodd-Frank, Basel III and Implementation Including Open Discussion on Business Implications
27 October 2015
Risk Management Association
Market Risk Round Table
New York, New York
Speaking Engagements
-
Volcker Rule Post Implementation Issues
26 October 2015
Debevoise & Plimpton LLP, Ernst & Young, Risk Management Association
Volcker Round Table
New York, New York
Speaking Engagements
-
Securities Lending and Borrowing Legal and Regulatory Round Table
13 October 2015
Risk Management Association
32nd Annual RMA Conference on Securities Lending
Miami, Florida
Speaking Engagements
-
Preparing for the Move to a Shorter Settlement Cycle
17 September 2015
Securities Industry and Financial Markets Association
T+2 Symposium
New York, New York
Speaking Engagements
-
Basel III and Dodd-Frank
15 September 2015
Debevoise & Plimpton and The Risk Management Association
RMA Regional Banks Market Risk Round Table
New York, New York
Speaking Engagements
-
US Banking Regulations and their Effect on the European Market
12 June 2015
DebtXplained
"Need to Know" in Leveraged Finance
Andaz Hotel, London
Speaking Engagements
-
Basel III and CRD IV
14 May 2015
Risk Management Association
Risk Management Association's Annual European Seminar
Nomura, London
Speaking Engagements
-
Keeping Your Financial House in Order: Cash Management, Prime Broker Relationships and Custody Issues
5 May 2015
Managed Funds Association
MFA Compliance 2015
New York, NY
Speaking Engagements
-
Basel III and Dodd-Frank – Impact of Continuing Rule-Making Impacting Counterparty Risk
29 April 2015
Risk Management Association
RMA Market Risk Officers Round Table. This round table discussion will cover the impact of continuing rule-making impacting counterparty risk, including counterparty concentration limits, Volcker, risk-capital exposures, and the CFTC.
New York, NY
Speaking Engagements
-
The Goldilocks Problem: Re-Examining Prudential Regulation and Whether Too Much or Too Little is Just Right
17 April 2015
American Bar Association
2015 Business Law Section Spring Meeting
San Francisco, CA
Speaking Engagements
-
Systemically Important Financial Institutions
16 April 2015
American Bar Association
2015 Business Law Section Spring Meeting
San Francisco, CA
Speaking Engagements
-
Bancamerica- 6th Anti Money Laundering Conference
9-10 April 2015
The Clearing House – Institute of International Finance
Santo Domingo, Dominican Republic
Speaking Engagements
-
Adviser Issues in the European Union
5-6 March 2015
IAA
IAA Investment Adviser Compliance Conference - Effective Strategies and Best Practices
Marriott Crystal Gateway, Arlington, VA
Speaking Engagements