Bank Regulatory

Publications

Upcoming Events

Recent Events

  • Regulatory Update/Discussion
    9 December 2024
    Risk Management Association
    Global Markets Risk Roundtable
    New York, New York
    Speaking Engagements
  • U.S. ESG Considerations for Foreign Banks
    21 November 2024
    Institute of International Bankers
    ESG Developments: Climate Risk Considerations for Foreign Banks
    New York, New York
    Speaking Engagements
  • Regulatory Challenges Amid the Evolution of AI
    16 October 2024
    Securities Industry and Financial Markets Association
    C&L New York Regional Seminar
    New York, New York
    Speaker: Avi Gesser
    Speaking Engagements
  • Regulatory Compliance
    24 September 2024
    Institute of International Bankers
    2024 Annual Regulatory Compliance Conference
    New York, New York
    Speaking Engagements
  • SEC’s Current Broker Dealer Rulemakings and Considerations for International Banks
    23 July 2024
    Institute of International Bankers
    New York, New York
    Speaking Engagements
  • Recent Trends in the Regulation of Artificial Intelligence used in the Financial Services Industry
    17 June 2024
    The Law Society of Hong Kong
    Seminar
    Hong Kong
    Speaker: Jan Buschmann
    Speaking Engagements
  • Right-Sizing Your Compliance Management System for Volume Today
    8 May 2024
    Mortgage Bankers Association
    Mortgage Bankers Association Legal Issues and Regulatory Compliance Conference
    San Diego, California
    Speaking Engagements
  • Artificial Intelligence: Opportunities and Risks for AML and Financial Crimes Programs
    6-7 May 2024
    Securities Industry and Financial Markets Association
    2024 SIFMA Anti-Money Laundering & Financial Crimes Conference
    New York, New York
    Speaking Engagements
  • Sanctions State of Play: Ongoing Challenges and Keeping Your Compliance Program Current
    6-7 May 2024
    Securities Industry and Financial Markets Association (SIFMA)
    Anti-Money Laundering & Financial Crimes Conference
    New York, New York
    Speaker: Satish M. Kini
    Speaking Engagements
  • AML: How to Keep Your Program Current and Compliant
    18 March 2024
    Securities Industry and Financial Markets Association
    C&L Annual Seminar
    Orlando, Florida
    Speaker: Satish M. Kini
    Speaking Engagements
  • The Evolution of Governance in Banking: Its Role and Importance Today
    1 February 2024
    Deloitte
    Webcast
    Speaking Engagements
  • Access to the Beneficial Ownership Registry – FinCEN Adopts a Final Rule
    24 January 2024
    Debevoise & Plimpton LLP
    Webcast
    Speaking Engagements
  • Exploring the Intersection of ESG and Financial Regulation
    2-3 November 2023
    Financial Markets Association
    FMA's 2023 Legal & Legislative Conference
    Washington D.C.
    Speaking Engagements
  • Community Reinvestment Act Modernization
    31 October 2023
    Debevoise & Plimpton
    Webcast
    Speaking Engagements
  • Regulatory Perspective
    24 October 2023
    Institute of International Bankers
    2023 IIB Regulatory Compliance Seminar
    New York, New York
    Speaking Engagements
  • Bank Capital Proposals
    11-12 October 2023
    D.C. Bar
    Proposed Overhaul of Bank Regulatory Capital Requirements
    Webcast
    Speaking Engagements
  • Briefing on PDA Rule Proposal
    11 September 2023
    Robinhood Markets, Inc.
    SEC Regulation and Technology
    Washington, DC
    Speaking Engagements
  • Current Issues in AML and Economic Sanctions
    11 September 2023
    Securities Industry and Financial Markets Association
    SIFMA Compliance & Legal Society Regional Seminar: Charlotte
    Charlotte, North Carolina
    Speaker: Aseel M. Rabie
    Speaking Engagements
  • The Impact of AI On Our Industry
    11 September 2023
    Securities Industry and Financial Markets Association
    C&L Regional Seminar 2023
    Charlotte, North Carolina
    Speaker: Avi Gesser
    Speaking Engagements
  • Lessons Learned from the SVB Bank Collapse: Causes, Impacts, and What's Next for the Financial Services Industry
    13 June 2023
    New York City Bar Association
    New York, New York
    Speaking Engagements
  • The Evolving Legal Landscape
    16 May 2023
    Risk Management Association (RMA)
    The Risk Management Association’s Governance, Compliance, and Operational Risk Conference
    Virtual
    Speaking Engagements
  • Mortgage(e) Interest?: The Current State of National Bank Act Preemption in Light of Cantero and Lusnak
    29 April 2023
    American Bar Association Business Law Section
    ABA Business Law Section Spring Meeting
    Seattle, Washington
    Speaking Engagements
  • MFA First Look: FSOC Proposes Nonbank Financial Company SIFI Designation Process
    26 April 2023
    Managed Funds Association
    Webcast
    Speaker: Satish M. Kini
    Speaking Engagements
  • Roundtable Discussions
    17 April 2023
    Risk Management Association
    RMA Chief Compliance Officers Roundtable
    Phoenix, Arizona
    Speaking Engagements
  • Preparing Regional Banks for the Aftermath--Part 1
    22 March 2023
    Debevoise & Plimpton LLP and Deloitte
    Webcast
    Speaking Engagements
  • Regulatory Trends to Watch
    16 March 2023
    Debevoise & Plimpton LLP
    Consumer Finance: Quarterly Insights and Updates
    Webcast
    Speaking Engagements
  • Legal, Regulatory Landscape Going into the Future
    9 May 2022
    Risk Management Association
    RMA Global Consumer and Small Business Risk Conference
    Dallas, Texas
    Speaking Engagements
  • Climate Risk and Transition Policy
    18 July 2022
    Financial Services Forum
    Washington, DC
    Speaking Engagements
  • Risk Regulation & Enforcement in FinTech
    9-11 May 2022
    Cambridge Forums
    Forum on Risk Regulation & Enforcement in FinTech
    Hoboken, New Jersey
    Speaker: Satish M. Kini
    Speaking Engagements
  • Understanding the SEC's Climate Change Proposal
    31 March 2022
    Debevoise & Plimpton LLP
    Webcast
    Speaking Engagements
  • Risk Readiness Webinar: Understanding the SEC's Climate Change Proposal
    29 March 2022
    Risk Management Association
    Webcast
    Speaking Engagements
  • The Consumer Financial Protection Bureau’s Priorities in 2022
    1 March 2022
    The Risk Management Association
    RMA Roundtable
    Webcast
    Speaking Engagements
  • U.S., EU and UK Sanctions - What We Saw in 2021 and What 2022 May Hold
    19 January 2022
    Debevoise & Plimpton LLP
    Webcast
    Speaking Engagements
  • Foreign Banks
    21 October 2021
    Debevoise & Plimpton LLP
    Webcast
    Speaking Engagements
  • Banking and Climate Change
    14 May 2021
    Ro Legal
    Webinar
    Speaking Engagements
  • Legal and Regulatory Roundup: Recent Developments and Trends to Watch
    5 May 2021
    The Risk Management Association
    Global Consumer Conference
    Webcast
    Speaking Engagements
  • Advice for Banks and Financial Services: Navigating Challenges Posed by Climate Change
    29 April 2021
    Debevoise and Risk Management Association
    Webinar
    Speaker: Natalie L. Reid
    Speaking Engagements
  • Banking and Climate Change
    4 March 2021
    New York City Bar Association Banking Law Committee
    NYCBA Banking and Climate Change
    New York, New York
    Speaking Engagements
  • Sanctions in a Post-Trump / Post-Brexit Landscape
    15 December 2020
    Debevoise & Plimpton LLP
    Webcast
    Speaking Engagements
  • IIB General Counsels Roundtable
    1 December 2020
    Institute of International Bankers
    Webcast
    Speaking Engagements
  • The FinCEN Papers: The New Panama Papers?
    11 November 2020
    Fordham Law School
    Webinar
    Speaking Engagements
  • Fireside Chat
    17 September 2020
    Compliance Week
    Compliance Week Third Party Risk Management Conference
    Webcast
    Speaker: Kara Brockmeyer
    Speaking Engagements
  • Volcker Rule: 2020 Covered Funds Final Rule
    26 August 2020
    American Bankers Association
    Webinar
    Speaker: Satish M. Kini
    Speaking Engagements
  • Washington Update and Trends in Distressed Debt and Special Situations
    9 July 2020
    Managed Funds Association
    Webinar
    Speaking Engagements
  • Preparing for Bank Investigations, Enforcement and Litigation Regarding the PPP and Other CARES Act Programs
    9 June 2020
    Risk Management Association and Debevoise & Plimpton
    Webinar
    Speaker: David A. O'Neil
    Speaking Engagements
  • The CARES Act, Paycheck Protection Program and Federal Reserve Facilities
    20 May 2020
    Debevoise & Plimpton LLP
    Webinar
    Speaking Engagements
  • Volcker Rule
    25 February 2020
    The Knowledge Group
    Finalized Volcker Rule Amendments: Regulatory And Compliance Issues Explored
    Webinar
    Speaking Engagements
  • Keeping Up with OFAC and Sanctions Risks – Deep Dive Session
    8 December 2019
    American Bankers Association and American Bar Association
    Financial Crimes Enforcement Conference
    Washington, DC
    Speaker: Satish M. Kini
    Speaking Engagements
  • Providing Financial Services to the Hemp and Marijuana Industries
    8 December 2019
    American Bankers Association and American Bar Association
    Financial Crimes Enforcement Conference
    Washington, DC
    Speaking Engagements
  • U.S. Sanctions Update
    4 December 2019
    Russian-German Foreign Trade Chamber
    Discussion on Sanctions
    Moscow, Russia
    Speaker: Alan Kartashkin
    Speaking Engagements
  • U.S. Sanctions Update
    3 December 2019
    Bank of New York Mellon
    Bank of New York Mellon Moscow Annual Client Seminar
    Moscow, Russia
    Speaker: Alan Kartashkin
    Speaking Engagements
  • Anti-Money Laundering Laws and Regulations
    21 November 2019
    Practising Law Institute
    Financial Services Reg Tech and Regulatory Compliance Forum 2019
    New York, New York
    Speaker: Satish M. Kini
    Speaking Engagements
  • Evolution of U.S. Sanctions and the Impact on Bank Compliance Programs
    19-21 November 2019
    The Clearing House & Bank Policy Institute
    2019 Annual Conference
    New York, New York
    Speaker: Satish M. Kini
    Speaking Engagements
  • Anti-Money Laundering and Fraud
    21-23 October 2019
    The National Society of Compliance Professionals
    2019 NSCP National Conference
    Baltimore, Maryland
    Speaker: Satish M. Kini
    Speaking Engagements
  • Financial Regulation as a Macro-Systemic Phenomenon The Institutional Structure of Money
    27-28 September 2019
    Georgetown Law and the Georgetown Institute for International Economic Law
    Law and Macroeconomics Conference
    Washington, DC
    Speaking Engagements
  • The Future of Capital Requirements: The Road to Basel IV
    11-14 September 2019
    American Bar Association - Business Law Section
    Banking Law Committee Meeting
    Washington, DC
    Speaking Engagements
  • Issues Surrounding Cannabis Stocks
    18 June 2019
    Securities Industry and Financial Markets Association
    C&L Society St. Louis Regional Seminar
    Maryland Heights, Missouri
    Speaker: Satish M. Kini
    Speaking Engagements
  • The Impact of European Data Protection on AI, Banking & Payments
    7 June 2019
    NACHA National Automated Clearing House Association
    NACHA Payments Innovation Alliance 2019
    Madrid, Spain
    Speaking Engagements
  • Clarifying the Control Paradigm: The FRB's Proposed Control Rule and Its Implications for Banks, FinTechs, Corporate Boards and the Financial Industry
    23 May 2019
    Debevoise & Plimpton and The Risk Management Association
    New York, New York
    Speaking Engagements
  • Community Reinvestment Act: How Recent Updates Affect Affordable Housing and Community Economic Development
    23 May 2019
    American Bar Association
    ABA Forum on Affordable Housing and Community Development Law
    Washington, D.C.
    Speaking Engagements
  • Impact on AML Rules of Canadian Cannabis Laws
    20 May 2019
    Association for Financial Markets in Europe & Securities Industry and Financial Markets Association
    Webinar
    Speaker: Satish M. Kini
    Speaking Engagements
  • Harmonizing Financial Regulatory Standards Across Borders
    9 March 2019
    Harvard Law School
    2019 Harvard International Law Journal Symposium
    Cambridge, Massachusetts
    Speaking Engagements
  • Getting into the Weeds: Legal Risks in Providing Financial Services in Connection with Marijuana, Hemp & CBD
    4 March 2019
    Fifth Third Bank
    Lunch-and-Learn Program
    Cincinnati, Ohio
    Speaker: Satish M. Kini
    Speaking Engagements
  • Anti-Money Laundering
    5 March 2019
    Bank Insurance and Securities Association
    BISA Annual Convention
    Hollywood, Florida
    Speaking Engagements
  • Hot Topics in AML and Financial Crime Compliance: The Industry's Perspective
    4-5 February 2019
    Securities Industry and Financial Markets Association
    Anti-Money Laundering & Financial Crimes Conference
    New York, New York
    Speaking Engagements
  • How Do You Solve a Problem Like Cannabis?
    4-5 February 2019
    Securities Industry and Financial Markets Association
    SIFMA Anti-Money Laundering & Financial Crimes Conference 2019
    New York, New York
    Speaker: Satish M. Kini
    Speaking Engagements
  • Current OFAC/Sanctions Concerns
    2-4 December 2018
    American Bankers Association
    ABA Financial Crimes Enforcement Conference
    National Harbor, Maryland
    Speaker: Satish M. Kini
    Speaking Engagements
  • New Approaches to Enhancing AML-CFT Effectiveness
    26-28 November 2018
    The Clearing House/Bank Policy Institute
    2018 Annual Conference
    New York, New York
    Speaker: Satish M. Kini
    Speaking Engagements
  • The Volcker Rule – Funds
    8 May 2018
    Practising Law Institute
    New York, New York
    Speaker: Satish M. Kini
    Speaking Engagements
  • Internal TLAC and U.S. Resolution Framework and Related Impacts
    20 April 2018
    Royal Bank of Canada and Norton Rose
    Canadian Recovery and Resolution Colloquium
    Toronto, Canada
    Speaking Engagements
  • U.S. Resolution Planning: Considerations for Canadian Banks
    20 April 2018
    Royal Bank of Canada and Norton Rose
    Canadian Recovery and Resolution Colloquium
    Toronto, Canada
    Speaker: Paul L. Lee
    Speaking Engagements
  • Current Developments in AML
    19-22 March 2018
    Securities Industry and Financial Markets Association
    SIFMA C&L Annual Conference 2018
    Orlando, Florida
    Speaker: Satish M. Kini
    Speaking Engagements
  • Implications of Reform in U.S. Bank M&A Activity
    16 March 2018
    New York City Bar Association
    Bank Regulatory: Basics & Beyond
    New York, New York
    Speaking Engagements
  • Industry Documentation and the ISDA Stay Protocol
    7 March 2018
    Pan Asia Securities Lending Association/Risk Management Association
    15th Annual PASLA/RMA Conference on Asian Securities Lending
    Hong Kong
    Speaking Engagements
  • Regional Legal and Regulatory Issues and Business Implications
    6 March 2018
    Pan Asia Securities Lending Association/Risk Management Association
    15th Annual PASLA/RMA Conference on Asian Securities Lending
    JW Marriot Hong Kong
    Speaking Engagements
  • Anti-Money Laundering
    13 December 2017
    Regulatory Fundamentals Group
    Regulatory Fundamentals Group Webinar
    Webinar
    Speaking Engagements
  • Implications of FinCEN’s CDD Rule for Investment Advisers
    13 October 2017
    Securities Industry and Financial Markets Association
    SIFMA’s – AML Webinar
    Washington, DC
    Speaker: Satish M. Kini
    Speaking Engagements
  • The Regulated Initial Coin Offerings
    10 November 2017
    StartEngine Crowdfunding
    StartEngine ICO 2.0 Summit
    Santa Monica, California
    Speaking Engagements
  • Demystifying ICO’s
    1 November 2017
    Silicon Valley Bank, Thomson Reuters, Swissnex San Francisco
    #FS17 Rethinking Financial Services
    San Francisco, California
    Speaking Engagements
  • How Can Legal and Regulatory Work Contribute to Blockchain Developments in the Ecosystem?
    1 November 2017
    Dutch Authority for Financial Markets
    Blockchaingers Innovation Programme
    Amsterdam, Netherlands
    Speaking Engagements
  • Future Market and Regulatory Impacts on Securities Lending Operations
    11 October 2017
    The Risk Management Association
    34th Annual RMA Conference on Securities Lending
    Naples, Florida
    Speaking Engagements
  • Global Regulatory Update and Geopolitical Risks
    9 October 2017
    The Risk Management Association
    RMA's 34th Annual Conference on Securities Lending
    Naples, Florida
    Speaking Engagements
  • Current Regulatory Focus Items & Market Update
    3 October 2017
    Debevoise & Plimpton and Risk Management Association
    RMA Regional Banks Market, Counterparty and Liquidity Risk Round Table
    Debevoise & Plimpton, New York
    Speaking Engagements
  • Fintech: BlockChain and BitCoin
    16 August 2017
    Practising Law Institute
    New York, New York
    Speaking Engagements
  • Broker-Dealer Exam Priorities and Hot Topics
    17 July 2017
    Practising Law Institute
    Debevoise & Plimpton LLP, New York
    Speaking Engagements
  • U.S. Regulatory Update
    14 July 2017
    Financial Markets Lawyers Group
    2017 Quadrilateral Meeting
    New York, New York
    Speaking Engagements
  • Regulatory Overview Panel
    20-22 June 2017
    International Securities Lending Association
    ISLA 26th Annual Securities Finance and Collateral Management Conference 2017
    Berlin, Germany
    Speaking Engagements
  • Capital and Liquidity Regulatory Issues
    6-7 June 2017
    Risk Management Association
    17th Annual RMA Securities Lending Operations & Technology Managers Round Table
    New York, New York
    Speaking Engagements
  • Equities Collateral and Triparty Legal Issues
    6-7 June 2017
    Risk Management Association
    17th Annual RMA Securities Lending Operations & Technology Managers Round Table
    New York, New York
    Speaking Engagements
  • Legal & Regulatory Update and Impact on your Business
    6 June 2017
    Risk Management Association
    17th Annual RMA Securities Lending Operations & Technology Managers Round Table
    New York, New York
    Speaking Engagements
  • State of BSA/AML and Financial Crimes Compliance in 2017
    9 May 2017
    MassMutual
    2017 Life Insurance Company AML Roundtable Event
    Chicopee, Massachusetts
    Speaking Engagements
  • The Volcker Rule - Foreign Banks
    9 May 2017
    Practising Law Institute
    PLI’s The Volcker Rule 2017: What it Means for Financial Institutions and Markets
    New York, New York
    Speaker: Satish M. Kini
    Speaking Engagements
  • Reviewing the Potential Basel IV Release and Implications to TLAC & MREL Numbers
    25 April 2017
    Centre for Finance Professionals
    European TLAC & MREL Summit
    London, UK
    Speaking Engagements
  • Regulatory Developments, Brexit, Trump and Basel IV
    19 April 2017
    Debevoise & Plimpton LLP
    Regulatory Developments, Brexit, Trump and Basel IV
    London , UK
    Speaking Engagements
  • Roles of Business Units, Legal, Compliance and Audit
    3 March 2017
    New York City Bar
    Bank Regulatory: Basics and Beyond
    New York, New York
    Speaking Engagements
  • Cyber in Financial Services: Broad New U.S. and EU Regulations and the Effects of Trump, Brexit and the New Nationalism
    8 February 2017
    Cyber Defence Alliance
    CDA Seminar
    London, UK
    Speaking Engagements
  • Operational Risk: Legal Developments, Risks and Strategies
    29 November 2016
    The Clearing House
    The Clearing House’s 2016 Annual Conference
    New York, New York
    Speaking Engagements
  • Legal and Regulatory Update
    16 November 2016
    The Risk Management Association
    European Market and Counterparty Risk Officers Roundtable
    London, UK
    Speaking Engagements
  • Capital and Liquidity Regulatory Issues
    3 November 2016
    Risk Management Association
    Funding and Liquidity Risk Round Table
    New York, New York
    Speaking Engagements
  • Legal & Regulatory Update
    26 October 2016
    The Bank of Tokyo-Mitsubishi UFJ
    Counterparty Risk Round Table
    New York, New York
    Speaking Engagements
  • Mitigating Litigation Risk within the BIC Exemption; DOL Rule Impact on Securities Lending Transactions, Banks, Broker-Dealers, and Insurance Companies
    20 October 2016
    RMA and Debevoise & Plimpton LLP
    What to Do Now? Implementing the Department of Labor Fiduciary Duty
    Debevoise & Plimpton LLP, New York
    Speaking Engagements
  • Key Issues in the Business and Regulation of Financial Services
    28 September 2016
    Debevoise & Plimpton
    Client Seminar
    Debevoise & Plimpton, London
    Speaking Engagements
  • Regulatory Priorities for FinTech Firms -- and Investors
    22 September 2016
    Debevoise & Plimpton and Freeman & Co.
    Financial Technology M&A and Capital Raising Seminar
    San Francisco, California
    Speaking Engagements
  • Current Regulatory Focus Items & Market Update
    15 September 2016
    Debevoise & Plimpton LLP
    RMA Regional Banks Market, Counterparty, and Liquidity Risk Round Table
    Debevoise & Plimpton, New York
    Speaking Engagements
  • Foreign Bank Impact of New NYDFS Leadership & New AML/BSA Regulation
    3 August 2016
    Debevoise & Plimpton, The Risk Management Association and RMA NY Chapter
    Debevoise & Plimpton, New York
    Speaking Engagements
  • Regulatory Risk Management
    14 June 2016
    The Deal
    Webcast, New York
    Speaker: Satish M. Kini
    Speaking Engagements
  • The Volcker Rule Foreign Banks
    17 May 2016
    Practising Law Institute
    The Volcker Rule 2016: What it Means for Financial Institutions and Markets
    New York, New York
    Speaker: Satish M. Kini
    Speaking Engagements
  • New Op Risk Proposal Reaffirms Benefits of Strong Bank Cyber & Enforcement Strategies
    12 May 2016
    Debevoise & Plimpton LLP and RMA
    Debevoise Seminar
    New York, New York
    Speaking Engagements
  • Recent Court Decisions and Regulatory Enforcement Actions of Significance to the Banking and Financial Industries
    5 May 2016
    Debevoise & Plimpton LLP
    Recent Developments in Banking Litigation and Regulatory Actions in HK, UK and US
    Debevoise & Plimpton LLP – Hong Kong
    Speaker: Mark Johnson
    Speaking Engagements
  • Proposed Financial Regulations and CCO Certification
    24 March 2016
    Association of International Bank Auditors, K2 Intelligence
    Association of International Bank Auditors Seminar
    New York, New York
    Speaker: Satish M. Kini
    Speaking Engagements
  • Enforcement Actions by Banking Regulators
    16 March 2016
    Securities Industry and Financial Markets Association
    2016 Annual Legal and Compliance Conference
    Orlando, Florida
    Speaking Engagements
  • Policies, Procedures and Training
    16 March 2016
    Securities Industry and Financial Markets Association
    2016 Annual Legal and Compliance Conference
    Orlando, Florida
    Speaker: Satish M. Kini
    Speaking Engagements
  • Legal Tax and Regulatory Update
    1 March 2016
    Pan Asia Securities Lending Association; Risk Management Association
    13th Annual PASLA/RMA Conference on Asian Securities Lending
    Singapore
    Speaking Engagements
  • Final US Basel III Rules: Issues for Large Banks, Community Banks and Other Financial Institutions
    26 February 2016
    New York City Bar Association
    Bank Regulatory – Basics and Beyond
    New York, New York
    Speaking Engagements
  • Regulatory Panel: Changing the Rules to Ensure Industry Compliance
    23 February 2016
    Securities Industry and Financial Markets Association
    T+2 Symposium: The Road to a Shortened Settlement Cycle
    New York, New York
    Speaking Engagements
  • Developing Tools for Banks and Affiliated Broker-Dealers to Cope with Regulation
    11 February 2016
    Risk Management Association; Debevoise & Plimpton
    2nd Annual Broker Dealers and Bank Counterparties in the New Bank Regulatory Landscape
    Debevoise & Plimpton, New York, New York
    Speaking Engagements
  • Key Regulation and Market Developments Impacting Securities Lending & Repo in 2016
    3 February 2016
    Information Management Network
    The 22nd Annual Beneficial Owners’ International Securities Lending & Collateral Management Conference
    Phoenix, Arizona
    Speaking Engagements
  • Mid-Cap and Near-SIFI Institutions Issues
    16 December 2015
    Practising Law Institute
    PLI's Banking Law Institute 2015
    New York, New York
    Speaking Engagements
  • AML/Sanctions Regulation and Enforcement Climate: Updates and Observations
    18 November 2015
    The Clearing House
    The Clearing House Annual Conference 2015
    New York, New York
    Speaker: Satish M. Kini
    Speaking Engagements
  • Basel III and Dodd-Frank – Impact of Continuing Rule-making Impacting Counterparty Risk will be Discussed Including Counterparty Concentration Limits, Volcker, Risk-capital Exposures and the CFTC
    28 October 2015
    Risk Management Association
    Counterparty Risk Round Table
    New York, New York
    Speaking Engagements
  • Basel III and Dodd-Frank – Updates to Dodd-Frank, Basel III and Implementation Including Open Discussion on Business Implications
    27 October 2015
    Risk Management Association
    Market Risk Round Table
    New York, New York
    Speaking Engagements
  • Volcker Rule Post Implementation Issues
    26 October 2015
    Debevoise & Plimpton LLP, Ernst & Young, Risk Management Association
    Volcker Round Table
    New York, New York
    Speaking Engagements
  • Securities Lending and Borrowing Legal and Regulatory Round Table
    13 October 2015
    Risk Management Association
    32nd Annual RMA Conference on Securities Lending
    Miami, Florida
    Speaking Engagements
  • Preparing for the Move to a Shorter Settlement Cycle
    17 September 2015
    Securities Industry and Financial Markets Association
    T+2 Symposium
    New York, New York
    Speaking Engagements
  • Basel III and Dodd-Frank
    15 September 2015
    Debevoise & Plimpton and The Risk Management Association
    RMA Regional Banks Market Risk Round Table
    New York, New York
    Speaking Engagements
  • US Banking Regulations and their Effect on the European Market
    12 June 2015
    DebtXplained
    "Need to Know" in Leveraged Finance
    Andaz Hotel, London
    Speaker: Pierre Maugüé
    Speaking Engagements
  • Basel III and CRD IV
    14 May 2015
    Risk Management Association
    Risk Management Association's Annual European Seminar
    Nomura, London
    Speaking Engagements
  • Keeping Your Financial House in Order: Cash Management, Prime Broker Relationships and Custody Issues
    5 May 2015
    Managed Funds Association
    MFA Compliance 2015
    New York, NY
    Speaking Engagements
  • Basel III and Dodd-Frank – Impact of Continuing Rule-Making Impacting Counterparty Risk
    29 April 2015
    Risk Management Association
    RMA Market Risk Officers Round Table. This round table discussion will cover the impact of continuing rule-making impacting counterparty risk, including counterparty concentration limits, Volcker, risk-capital exposures, and the CFTC.
    New York, NY
    Speaking Engagements
  • The Goldilocks Problem: Re-Examining Prudential Regulation and Whether Too Much or Too Little is Just Right
    17 April 2015
    American Bar Association
    2015 Business Law Section Spring Meeting
    San Francisco, CA
    Speaker: Paul L. Lee
    Speaking Engagements
  • Systemically Important Financial Institutions
    16 April 2015
    American Bar Association
    2015 Business Law Section Spring Meeting
    San Francisco, CA
    Speaking Engagements
  • Bancamerica- 6th Anti Money Laundering Conference
    9-10 April 2015
    The Clearing House – Institute of International Finance

    The Compliance Function Post Financial Crisis: How Leading Banks should respond to the Convergence of AML, Anti-corruption, Fraud, FCPA and Tax Evasion enforcement, and the call for increased personal liability (board members, directors and compliance officers) Continuing the De-Risking Discussion

    The Global Compliance Function Post Financial Crisis: How leading Banks should respond to the convergence of AML, Anticorruption, fraud, FCPA and tax evasion enforcement, and the call for increased personal liability.

    Santo Domingo, Dominican Republic
    Speaker: David A. O'Neil
    Speaking Engagements
  • Adviser Issues in the European Union
    5-6 March 2015
    IAA
    IAA Investment Adviser Compliance Conference - Effective Strategies and Best Practices
    Marriott Crystal Gateway, Arlington, VA
    Speaking Engagements