Bank Regulatory

Publications

Upcoming Events

Recent Events

  • Banking and Climate Change
    14 May 2021
    Ro Legal
    Webinar
    Speaking Engagements
  • Legal and Regulatory Roundup: Recent Developments and Trends to Watch
    5 May 2021
    The Risk Management Association
    Global Consumer Conference
    Webcast
    Speaking Engagements
  • Advice for Banks and Financial Services: Navigating Challenges Posed by Climate Change
    29 April 2021
    Debevoise and Risk Management Association
    Webinar
    Speaker: Natalie L. Reid
    Speaking Engagements
  • Banking and Climate Change
    4 March 2021
    New York City Bar Association Banking Law Committee
    NYCBA Banking and Climate Change
    New York, New York
    Speaking Engagements
  • Sanctions in a Post-Trump / Post-Brexit Landscape
    15 December 2020
    Debevoise & Plimpton LLP
    Webcast
    Speaking Engagements
  • The FinCEN Papers: The New Panama Papers?
    11 November 2020
    Fordham Law School
    Webinar
    Speaking Engagements
  • Fireside Chat
    17 September 2020
    Compliance Week
    Compliance Week Third Party Risk Management Conference
    Webcast
    Speaker: Kara Brockmeyer
    Speaking Engagements
  • Volcker Rule: 2020 Covered Funds Final Rule
    26 August 2020
    American Bankers Association
    Webinar
    Speaking Engagements
  • Washington Update and Trends in Distressed Debt and Special Situations
    9 July 2020
    Managed Funds Association
    Webinar
    Speaking Engagements
  • Preparing for Bank Investigations, Enforcement and Litigation Regarding the PPP and Other CARES Act Programs
    9 June 2020
    Risk Management Association and Debevoise & Plimpton
    Webinar
    Speaking Engagements
  • The CARES Act, Paycheck Protection Program and Federal Reserve Facilities
    20 May 2020
    Debevoise & Plimpton LLP
    Webinar
    Speaking Engagements
  • Volcker Rule
    25 February 2020
    The Knowledge Group
    Finalized Volcker Rule Amendments: Regulatory And Compliance Issues Explored
    Webinar
    Speaking Engagements
  • Providing Financial Services to the Hemp and Marijuana Industries
    8 December 2019
    American Bankers Association and American Bar Association
    Financial Crimes Enforcement Conference
    Washington, DC
    Speaking Engagements
  • Keeping Up with OFAC and Sanctions Risks – Deep Dive Session
    8 December 2019
    American Bankers Association and American Bar Association
    Financial Crimes Enforcement Conference
    Washington, DC
    Speaker: Satish M. Kini
    Speaking Engagements
  • U.S. Sanctions Update
    4 December 2019
    Russian-German Foreign Trade Chamber
    Discussion on Sanctions
    Moscow, Russia
    Speaker: Alan Kartashkin
    Speaking Engagements
  • U.S. Sanctions Update
    3 December 2019
    Bank of New York Mellon
    Bank of New York Mellon Moscow Annual Client Seminar
    Moscow, Russia
    Speaker: Alan Kartashkin
    Speaking Engagements
  • Evolution of U.S. Sanctions and the Impact on Bank Compliance Programs
    19-21 November 2019
    The Clearing House & Bank Policy Institute
    2019 Annual Conference
    New York, New York
    Speaker: Satish M. Kini
    Speaking Engagements
  • Anti-Money Laundering Laws and Regulations
    21 November 2019
    Practising Law Institute
    Financial Services Reg Tech and Regulatory Compliance Forum 2019
    New York, New York
    Speaker: Satish M. Kini
    Speaking Engagements
  • Anti-Money Laundering and Fraud
    21-23 October 2019
    The National Society of Compliance Professionals
    2019 NSCP National Conference
    Baltimore, Maryland
    Speaker: Satish M. Kini
    Speaking Engagements
  • Financial Regulation as a Macro-Systemic Phenomenon The Institutional Structure of Money
    27-28 September 2019
    Georgetown Law and the Georgetown Institute for International Economic Law
    Law and Macroeconomics Conference
    Washington, DC
    Speaking Engagements
  • The Future of Capital Requirements: The Road to Basel IV
    11-14 September 2019
    American Bar Association - Business Law Section
    Banking Law Committee Meeting
    Washington, DC
    Speaking Engagements
  • Issues Surrounding Cannabis Stocks
    18 June 2019
    Securities Industry and Financial Markets Association
    C&L Society St. Louis Regional Seminar
    Maryland Heights, Missouri
    Speaker: Satish M. Kini
    Speaking Engagements
  • The Impact of European Data Protection on AI, Banking & Payments
    7 June 2019
    NACHA National Automated Clearing House Association
    NACHA Payments Innovation Alliance 2019
    Madrid, Spain
    Speaking Engagements
  • Community Reinvestment Act: How Recent Updates Affect Affordable Housing and Community Economic Development
    23 May 2019
    American Bar Association
    ABA Forum on Affordable Housing and Community Development Law
    Washington, D.C.
    Speaking Engagements
  • Clarifying the Control Paradigm: The FRB's Proposed Control Rule and Its Implications for Banks, FinTechs, Corporate Boards and the Financial Industry
    23 May 2019
    Debevoise & Plimpton and The Risk Management Association
    New York, New York
    Speaking Engagements
  • Impact on AML Rules of Canadian Cannabis Laws
    20 May 2019
    Association for Financial Markets in Europe & Securities Industry and Financial Markets Association
    Webinar
    Speaker: Satish M. Kini
    Speaking Engagements
  • Harmonizing Financial Regulatory Standards Across Borders
    9 March 2019
    Harvard Law School
    2019 Harvard International Law Journal Symposium
    Cambridge, Massachusetts
    Speaking Engagements
  • Getting into the Weeds: Legal Risks in Providing Financial Services in Connection with Marijuana, Hemp & CBD
    4 March 2019
    Fifth Third Bank
    Lunch-and-Learn Program
    Cincinnati, Ohio
    Speaker: Satish M. Kini
    Speaking Engagements
  • Hot Topics in AML and Financial Crime Compliance: The Industry's Perspective
    4-5 February 2019
    Securities Industry and Financial Markets Association
    Anti-Money Laundering & Financial Crimes Conference
    New York, New York
    Speaking Engagements
  • How Do You Solve a Problem Like Cannabis?
    4-5 February 2019
    Securities Industry and Financial Markets Association
    SIFMA Anti-Money Laundering & Financial Crimes Conference 2019
    New York, New York
    Speaker: Satish M. Kini
    Speaking Engagements
  • Anti-Money Laundering
    5 March 2019
    Bank Insurance and Securities Association
    BISA Annual Convention
    Hollywood, Florida
    Speaking Engagements
  • Current OFAC/Sanctions Concerns
    2-4 December 2018
    American Bankers Association
    ABA Financial Crimes Enforcement Conference
    National Harbor, Maryland
    Speaker: Satish M. Kini
    Speaking Engagements
  • New Approaches to Enhancing AML-CFT Effectiveness
    26-28 November 2018
    The Clearing House/Bank Policy Institute
    2018 Annual Conference
    New York, New York
    Speaker: Satish M. Kini
    Speaking Engagements
  • The Volcker Rule – Funds
    8 May 2018
    Practising Law Institute
    New York, New York
    Speaker: Satish M. Kini
    Speaking Engagements
  • U.S. Resolution Planning: Considerations for Canadian Banks
    20 April 2018
    Royal Bank of Canada and Norton Rose
    Canadian Recovery and Resolution Colloquium
    Toronto, Canada
    Speaker: Paul L. Lee
    Speaking Engagements
  • Internal TLAC and U.S. Resolution Framework and Related Impacts
    20 April 2018
    Royal Bank of Canada and Norton Rose
    Canadian Recovery and Resolution Colloquium
    Toronto, Canada
    Speaking Engagements
  • Current Developments in AML
    19-22 March 2018
    Securities Industry and Financial Markets Association
    SIFMA C&L Annual Conference 2018
    Orlando, Florida
    Speaker: Satish M. Kini
    Speaking Engagements
  • Implications of Reform in U.S. Bank M&A Activity
    16 March 2018
    New York City Bar Association
    Bank Regulatory: Basics & Beyond
    New York, New York
    Speaking Engagements
  • Industry Documentation and the ISDA Stay Protocol
    7 March 2018
    Pan Asia Securities Lending Association/Risk Management Association
    15th Annual PASLA/RMA Conference on Asian Securities Lending
    Hong Kong
    Speaking Engagements
  • Regional Legal and Regulatory Issues and Business Implications
    6 March 2018
    Pan Asia Securities Lending Association/Risk Management Association
    15th Annual PASLA/RMA Conference on Asian Securities Lending
    JW Marriot Hong Kong
    Speaking Engagements
  • Anti-Money Laundering
    13 December 2017
    Regulatory Fundamentals Group
    Regulatory Fundamentals Group Webinar
    Webinar
    Speaking Engagements
  • Implications of FinCEN’s CDD Rule for Investment Advisers
    13 October 2017
    Securities Industry and Financial Markets Association
    SIFMA’s – AML Webinar
    Washington, DC
    Speaker: Satish M. Kini
    Speaking Engagements
  • The Regulated Initial Coin Offerings
    10 November 2017
    StartEngine Crowdfunding
    StartEngine ICO 2.0 Summit
    Santa Monica, California
    Speaking Engagements
  • Demystifying ICO’s
    1 November 2017
    Silicon Valley Bank, Thomson Reuters, Swissnex San Francisco
    #FS17 Rethinking Financial Services
    San Francisco, California
    Speaking Engagements
  • How Can Legal and Regulatory Work Contribute to Blockchain Developments in the Ecosystem?
    1 November 2017
    Dutch Authority for Financial Markets
    Blockchaingers Innovation Programme
    Amsterdam, Netherlands
    Speaking Engagements
  • Future Market and Regulatory Impacts on Securities Lending Operations
    11 October 2017
    The Risk Management Association
    34th Annual RMA Conference on Securities Lending
    Naples, Florida
    Speaking Engagements
  • Global Regulatory Update and Geopolitical Risks
    9 October 2017
    The Risk Management Association
    RMA's 34th Annual Conference on Securities Lending
    Naples, Florida
    Speaking Engagements
  • Current Regulatory Focus Items & Market Update
    3 October 2017
    Debevoise & Plimpton and Risk Management Association
    RMA Regional Banks Market, Counterparty and Liquidity Risk Round Table
    Debevoise & Plimpton, New York
    Speaking Engagements
  • Fintech: BlockChain and BitCoin
    16 August 2017
    Practising Law Institute
    New York, New York
    Speaking Engagements
  • Broker-Dealer Exam Priorities and Hot Topics
    17 July 2017
    Practising Law Institute
    Debevoise & Plimpton LLP, New York
    Speaking Engagements
  • U.S. Regulatory Update
    14 July 2017
    Financial Markets Lawyers Group
    2017 Quadrilateral Meeting
    New York, New York
    Speaking Engagements
  • Regulatory Overview Panel
    20-22 June 2017
    International Securities Lending Association
    ISLA 26th Annual Securities Finance and Collateral Management Conference 2017
    Berlin, Germany
    Speaking Engagements
  • Capital and Liquidity Regulatory Issues
    6-7 June 2017
    Risk Management Association
    17th Annual RMA Securities Lending Operations & Technology Managers Round Table
    New York, New York
    Speaking Engagements
  • Equities Collateral and Triparty Legal Issues
    6-7 June 2017
    Risk Management Association
    17th Annual RMA Securities Lending Operations & Technology Managers Round Table
    New York, New York
    Speaking Engagements
  • Legal & Regulatory Update and Impact on your Business
    6 June 2017
    Risk Management Association
    17th Annual RMA Securities Lending Operations & Technology Managers Round Table
    New York, New York
    Speaking Engagements
  • The Volcker Rule - Foreign Banks
    9 May 2017
    Practising Law Institute
    PLI’s The Volcker Rule 2017: What it Means for Financial Institutions and Markets
    New York, New York
    Speaker: Satish M. Kini
    Speaking Engagements
  • State of BSA/AML and Financial Crimes Compliance in 2017
    9 May 2017
    MassMutual
    2017 Life Insurance Company AML Roundtable Event
    Chicopee, Massachusetts
    Speaking Engagements
  • Reviewing the Potential Basel IV Release and Implications to TLAC & MREL Numbers
    25 April 2017
    Centre for Finance Professionals
    European TLAC & MREL Summit
    London, UK
    Speaking Engagements
  • Regulatory Developments, Brexit, Trump and Basel IV
    19 April 2017
    Debevoise & Plimpton LLP
    Regulatory Developments, Brexit, Trump and Basel IV
    London , UK
    Speaking Engagements
  • Roles of Business Units, Legal, Compliance and Audit
    3 March 2017
    New York City Bar
    Bank Regulatory: Basics and Beyond
    New York, New York
    Speaking Engagements
  • Cyber in Financial Services: Broad New U.S. and EU Regulations and the Effects of Trump, Brexit and the New Nationalism
    8 February 2017
    Cyber Defence Alliance
    CDA Seminar
    London, UK
    Speaking Engagements
  • Operational Risk: Legal Developments, Risks and Strategies
    29 November 2016
    The Clearing House
    The Clearing House’s 2016 Annual Conference
    New York, New York
    Speaking Engagements
  • Legal and Regulatory Update
    16 November 2016
    The Risk Management Association
    European Market and Counterparty Risk Officers Roundtable
    London, UK
    Speaking Engagements
  • Capital and Liquidity Regulatory Issues
    3 November 2016
    Risk Management Association
    Funding and Liquidity Risk Round Table
    New York, New York
    Speaking Engagements
  • Legal & Regulatory Update
    26 October 2016
    The Bank of Tokyo-Mitsubishi UFJ
    Counterparty Risk Round Table
    New York, New York
    Speaking Engagements
  • Mitigating Litigation Risk within the BIC Exemption; DOL Rule Impact on Securities Lending Transactions, Banks, Broker-Dealers, and Insurance Companies
    20 October 2016
    RMA and Debevoise & Plimpton LLP
    What to Do Now? Implementing the Department of Labor Fiduciary Duty
    Debevoise & Plimpton LLP, New York
    Speaking Engagements
  • Key Issues in the Business and Regulation of Financial Services
    28 September 2016
    Debevoise & Plimpton
    Client Seminar
    Debevoise & Plimpton, London
    Speaking Engagements
  • Regulatory Priorities for FinTech Firms -- and Investors
    22 September 2016
    Debevoise & Plimpton and Freeman & Co.
    Financial Technology M&A and Capital Raising Seminar
    San Francisco, California
    Speaking Engagements
  • Current Regulatory Focus Items & Market Update
    15 September 2016
    Debevoise & Plimpton LLP
    RMA Regional Banks Market, Counterparty, and Liquidity Risk Round Table
    Debevoise & Plimpton, New York
    Speaking Engagements
  • Foreign Bank Impact of New NYDFS Leadership & New AML/BSA Regulation
    3 August 2016
    Debevoise & Plimpton, The Risk Management Association and RMA NY Chapter
    Debevoise & Plimpton, New York
    Speaking Engagements
  • Regulatory Risk Management
    14 June 2016
    The Deal
    Webcast, New York
    Speaker: Satish M. Kini
    Speaking Engagements
  • The Volcker Rule Foreign Banks
    17 May 2016
    Practising Law Institute
    The Volcker Rule 2016: What it Means for Financial Institutions and Markets
    New York, New York
    Speaker: Satish M. Kini
    Speaking Engagements
  • New Op Risk Proposal Reaffirms Benefits of Strong Bank Cyber & Enforcement Strategies
    12 May 2016
    Debevoise & Plimpton LLP and RMA
    Debevoise Seminar
    New York, New York
    Speaking Engagements
  • Recent Court Decisions and Regulatory Enforcement Actions of Significance to the Banking and Financial Industries
    5 May 2016
    Debevoise & Plimpton LLP
    Recent Developments in Banking Litigation and Regulatory Actions in HK, UK and US
    Debevoise & Plimpton LLP – Hong Kong
    Speaking Engagements
  • Proposed Financial Regulations and CCO Certification
    24 March 2016
    Association of International Bank Auditors, K2 Intelligence
    Association of International Bank Auditors Seminar
    New York, New York
    Speaker: Satish M. Kini
    Speaking Engagements
  • Policies, Procedures and Training
    16 March 2016
    Securities Industry and Financial Markets Association
    2016 Annual Legal and Compliance Conference
    Orlando, Florida
    Speaker: Satish M. Kini
    Speaking Engagements
  • Enforcement Actions by Banking Regulators
    16 March 2016
    Securities Industry and Financial Markets Association
    2016 Annual Legal and Compliance Conference
    Orlando, Florida
    Speaking Engagements
  • Legal Tax and Regulatory Update
    1 March 2016
    Pan Asia Securities Lending Association; Risk Management Association
    13th Annual PASLA/RMA Conference on Asian Securities Lending
    Singapore
    Speaking Engagements
  • Final US Basel III Rules: Issues for Large Banks, Community Banks and Other Financial Institutions
    26 February 2016
    New York City Bar Association
    Bank Regulatory – Basics and Beyond
    New York, New York
    Speaking Engagements
  • Regulatory Panel: Changing the Rules to Ensure Industry Compliance
    23 February 2016
    Securities Industry and Financial Markets Association
    T+2 Symposium: The Road to a Shortened Settlement Cycle
    New York, New York
    Speaking Engagements
  • Developing Tools for Banks and Affiliated Broker-Dealers to Cope with Regulation
    11 February 2016
    Risk Management Association; Debevoise & Plimpton
    2nd Annual Broker Dealers and Bank Counterparties in the New Bank Regulatory Landscape
    Debevoise & Plimpton, New York, New York
    Speaking Engagements
  • Key Regulation and Market Developments Impacting Securities Lending & Repo in 2016
    3 February 2016
    Information Management Network
    The 22nd Annual Beneficial Owners’ International Securities Lending & Collateral Management Conference
    Phoenix, Arizona
    Speaking Engagements
  • Mid-Cap and Near-SIFI Institutions Issues
    16 December 2015
    Practising Law Institute
    PLI's Banking Law Institute 2015
    New York, New York
    Speaking Engagements
  • AML/Sanctions Regulation and Enforcement Climate: Updates and Observations
    18 November 2015
    The Clearing House
    The Clearing House Annual Conference 2015
    New York, New York
    Speaker: Satish M. Kini
    Speaking Engagements
  • Basel III and Dodd-Frank – Impact of Continuing Rule-making Impacting Counterparty Risk will be Discussed Including Counterparty Concentration Limits, Volcker, Risk-capital Exposures and the CFTC
    28 October 2015
    Risk Management Association
    Counterparty Risk Round Table
    New York, New York
    Speaking Engagements
  • Basel III and Dodd-Frank – Updates to Dodd-Frank, Basel III and Implementation Including Open Discussion on Business Implications
    27 October 2015
    Risk Management Association
    Market Risk Round Table
    New York, New York
    Speaking Engagements
  • Volcker Rule Post Implementation Issues
    26 October 2015
    Debevoise & Plimpton LLP, Ernst & Young, Risk Management Association
    Volcker Round Table
    New York, New York
    Speaking Engagements
  • Securities Lending and Borrowing Legal and Regulatory Round Table
    13 October 2015
    Risk Management Association
    32nd Annual RMA Conference on Securities Lending
    Miami, Florida
    Speaking Engagements
  • Preparing for the Move to a Shorter Settlement Cycle
    17 September 2015
    Securities Industry and Financial Markets Association
    T+2 Symposium
    New York, New York
    Speaking Engagements
  • Basel III and Dodd-Frank
    15 September 2015
    Debevoise & Plimpton and The Risk Management Association
    RMA Regional Banks Market Risk Round Table
    New York, New York
    Speaking Engagements
  • US Banking Regulations and their Effect on the European Market
    12 June 2015
    DebtXplained
    "Need to Know" in Leveraged Finance
    Andaz Hotel, London
    Speaker: Pierre Maugüé
    Speaking Engagements
  • Basel III and CRD IV
    14 May 2015
    Risk Management Association
    Risk Management Association's Annual European Seminar
    Nomura, London
    Speaking Engagements
  • Keeping Your Financial House in Order: Cash Management, Prime Broker Relationships and Custody Issues
    5 May 2015
    Managed Funds Association
    MFA Compliance 2015
    New York, NY
    Speaking Engagements
  • Basel III and Dodd-Frank – Impact of Continuing Rule-Making Impacting Counterparty Risk
    29 April 2015
    Risk Management Association
    RMA Market Risk Officers Round Table. This round table discussion will cover the impact of continuing rule-making impacting counterparty risk, including counterparty concentration limits, Volcker, risk-capital exposures, and the CFTC.
    New York, NY
    Speaking Engagements
  • The Goldilocks Problem: Re-Examining Prudential Regulation and Whether Too Much or Too Little is Just Right
    17 April 2015
    American Bar Association
    2015 Business Law Section Spring Meeting
    San Francisco, CA
    Speaker: Paul L. Lee
    Speaking Engagements
  • Systemically Important Financial Institutions
    16 April 2015
    American Bar Association
    2015 Business Law Section Spring Meeting
    San Francisco, CA
    Speaking Engagements
  • Bancamerica- 6th Anti Money Laundering Conference
    9-10 April 2015
    The Clearing House – Institute of International Finance

    The Compliance Function Post Financial Crisis: How Leading Banks should respond to the Convergence of AML, Anti-corruption, Fraud, FCPA and Tax Evasion enforcement, and the call for increased personal liability (board members, directors and compliance officers) Continuing the De-Risking Discussion

    The Global Compliance Function Post Financial Crisis: How leading Banks should respond to the convergence of AML, Anticorruption, fraud, FCPA and tax evasion enforcement, and the call for increased personal liability.

    Santo Domingo, Dominican Republic
    Speaker: David A. O'Neil
    Speaking Engagements
  • Adviser Issues in the European Union
    5-6 March 2015
    IAA
    IAA Investment Adviser Compliance Conference - Effective Strategies and Best Practices
    Marriott Crystal Gateway, Arlington, VA
    Speaking Engagements
  • Impact of U.S. Regulatory Reform On Global Banks
    12 February 2013 12:00 AM Dateline Standard Time
    Center for Transnational Legal Studies
    Impact of U.S. Regulatory Reform on Global Banks
    Federal Reserve Bank of New York, New York
    Speaker: Paul L. Lee
    Speaking Engagements