-
Recent Developments in Securities Enforcement – September 2026
8 September 2026
Debevoise & Plimpton LLP
Securities Enforcement Commentary
Webcast
Speaking Engagements
-
Private Funds Under a Microscope
19 May 2026
American Investment Counsel
Legal & Compliance Seminar
New York, New York
Speaking Engagements
-
Recent Developments in Securities Enforcement – February 2026
26 February 2026
Debevoise & Plimpton LLP
Securities Enforcement Commentary: Fifth Anniversary Edition
Webcast
Speaking Engagements
-
Responding to Government Investigations
11 February 2026
Los Angeles County Bar Association
LACBA 56th Annual Securities Regulation Seminar
Los Angeles, California
Speaking Engagements
-
What to Expect in 2026 - SEC Cybersecurity and AI Exam Priorities
5 December 2025
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
High-to-Low Risk AI Use Cases for Financial Services
12 November 2025
Managed Funds Association
MFA Forum
New York, New York
Speaking Engagements
-
Reg S-P for Private Fund Advisers
4 November 2025
Debevoise & Plimpton LLP
Debevoise Data Security Webcast
Webcast
Speaking Engagements
-
The Effects of the Government Shutdown
28 October 2025
National Society of Compliance Professionals
NSCP Compliance Conference
Orlando, Florida
Speaking Engagements
-
Recent Developments in Securities Enforcement - October 2025
22 October 2025
Debevoise & Plimpton LLP
Webcast Securities Enforcement Commentary
Webcast
Speaking Engagements
-
SEC Regulatory Update, Reg S-P Amendments, and AI Member Survey
25 September 2025
BACCO
New York, New York
Speaking Engagements
-
AI Can Draft Board Minutes—But Should It?
29 July 2025
Debevoise & Plimpton LLP
Public Companies Webcast Series
Webcast
Speaking Engagements
-
Registered Entities and SEC Enforcement and Examination Trends
15 May 2025
Securities Docket
Securities Enforcement West Conference
Beverly Hills, California
Speaking Engagements
-
Recent Developments in Securities Enforcement
24 April 2025
Debevoise & Plimpton LLP
Securities Enforcement Commentary
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement – February 2025
20 February 2025
Debevoise & Plimpton LLP
Securities Enforcement Commentary
Webcast
Speaking Engagements
-
Keynote Speaker
11 February 2025
Investment Adviser Association
The Investment Advisers Association Digital Advisers Committee
Webcast
Speaking Engagements
-
AI Washing and the Future of Enforcement and Litigation
6 February 2025
Debevoise & Plimpton LLP
Debevoise CA Cyber & AI Conference
San Francisco, California
Speaking Engagements
-
U.S. ESG Issues for EU-Domiciled Funds
16 October 2024
Debevoise & Plimpton LLP
Global Funds Monthly Regulatory Update
Webinar
Speaking Engagements
-
Cybersecurity Considerations for Investment Advisers
25 September 2024
Debevoise and Xantrion
Debevoise, Xantrion and Bay Area CCO Forum
San Francisco, California
Speaking Engagements
-
SEC Exam and Enforcement Trends and Priorities for Investment Advisers
24 September 2024
ACA
CCO and GC Roundtable for Asset Managers on SEC Trends and Priorities
Los Angeles, California
Speaking Engagements
-
Updates on the SEC's Pay to Play Rules
4 September 2024
Investment Advisers Association
Webcast
Speaking Engagements
-
Topics and Trends Affecting Asset Managers
25 June 2024
Debevoise & Plimpton LLP
9th Annual SEC Alumni Seminar
New York, New York
Speaking Engagements
-
Cyber & AI
6 June 2024
Debevoise & Plimpton LLP
Cyber & AI: Regulatory, Litigation and Communications Conference
New York, New York
Speaking Engagements
-
Cybersecurity, Climate, Private Funds, ESG, SPACs and More – The SEC’s Active Rulemaking Agenda and its Impact
23 May 2024
Securities Docket
Securities Enforcement Forum West 2024
East Palo Alto, California
Speaking Engagements
-
SEC Whistleblower Enforcement
21 May 2024
Investment Advisers Association
IAA Committee Meeting
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
9 May 2024
Debevoise & Plimpton LLP
Securities Enforcement Commentary
Webcast
Speaking Engagements
-
SEC Exam and Enforcement Priorities
25 April 2024
PricewaterhouseCoopers
California ’40 Acts Group
San Francisco, California
Speaking Engagements
-
Q1 CCO Panel
20 March 2024
American Investment Council
AIC Q1 CCO Meeting
New York, New York
Speaking Engagements
-
In-Depth Analysis of the SEC Climate Disclosure Rule
15 March 2024
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
29 February 2024
Debevoise & Plimpton LLP
Securities Engagement Commentary
Webcast
Speaking Engagements
-
The Impact of Artificial Intelligence on Markets, Operations, and Derivatives
7-9 February 2024
SIFMA AMG
SIFMA AMG / FIA Asset Management Derivatives Forum
Laguna Niguel, California
Speaking Engagements
-
SEC and FINRA Compliance Considerations for AI Use by RIAs and Broker-Dealers
6 February 2024
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
SEC Exams: Priorities, Risks and Preparation
6 February 2024
Regulatory Compliance Watch
Webcast
Speaking Engagements
-
Predictions and Priorities for 2024
23 January 2024
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Securities Enforcement Commentary
21 December 2023
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
24 October 2023
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Tips for Adopting Generative AI
20 Octerber 2023
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
SEC Private Funds Rule
5 October 2023
KPMG
KPMG Roundtable
San Francisco, California
Speaking Engagements
-
SEC's New Private Funds Rule
5 October 2023
KPMG
San Francisco, CA
Speaking Engagements
-
The SEC Private Funds Rule
3 October 2023
ACA
ACA with Private Fund Adviser CCOs
San Francisco, California
Speaking Engagements
-
Briefing on PDA Rule Proposal
11 September 2023
Robinhood Markets, Inc.
SEC Regulation and Technology
Washington, DC
Speaking Engagements
-
The SEC’s Private Funds Rule
24 August 2023
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
17 August 2023
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Fundamentals of Investment Adviser Regulation
28 June 2023
Practising Law Institute
New York, New York
Speaking Engagements
-
ESG Regulation in the US and EU
15 June 2023
Debevoise & Plimpton and Jeffries
Webcast
Speaking Engagements
-
FCPA and ESG Panel
14 June 2023
American Conference Institute
ACI’s West Coast FCPA Enforcement and Compliance Conference
San Francisco, California
Speaking Engagements
-
New SEC Securities Based Swap Rules
13 June 2023
Debevoise & Plimpton
Webcast
Speaking Engagements
-
SEC Examination Priorities and Trends
7 June 2023
American Investment Council
American Investment Council Roundtable
Boston, Massachusetts
Speaking Engagements
-
Off-System Communications: Regulatory Risks and Compliance Best Practices
12 April 2023
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
The Evolving ESG Landscape: Securities Litigation & Enforcement Risks
28 March 2023
Women In Securities, Debevoise & Plimpton and Morrison Foerster
San Francisco, California
Speaking Engagements
-
SEC Regulatory Landscape Pertinent to Private Fund Managers
22 March 2023
Financial Executives Alliance
Financial Executives Alliance Nor Cal Networking Groups
San Francisco, California
Speaking Engagements
-
Getting Ready for the New SEC Cyber Rules for Registered Investment Advisers
21 March 2023
Debevoise & Plimpton LLP
DSS Episode 21
Webcast
Speaking Engagements
-
Keeping CCOs Sane and Maintaining a Quality Compliance Program
21 March 2023
Investment Company Institute
San Francisco, California
Speaking Engagements
-
SEC’s Marketing Rule
16 March 2023
RCW Compliance
Webcast
Speaking Engagements
-
Mutual Funds/ETFs
19 January 2023
Practising Law Institute
Mutual Fund/ETF Conference
Webcast
Speaking Engagements
-
ESG Regulation
10 January 2023
Practising Law Institute
ESG Regulation Conference
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement Series
13 December 2022
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
ESG Enforcement Landscape: What are the Key Risk Areas?
17 November 2022
Debevoise & Plimpton LLP
Debevoise Webinar
Webcast
Speaking Engagements
-
Inside the SEC: Understanding the Agency's Enforcement Philosophy
10 November 2022
National Association of Women Lawyers
NAWL General Counsel Institute
New York, New York
Speaking Engagements
-
State Level ESG Investment Developments – A Fast Evolving Landscape
9 November 2022
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Private Funds Regulation
2 November 2022
RSM
RSM Compliance Conference
Webcast
Speaking Engagements
-
SEC Examination Priorities
2 November 2022
PricewaterhouseCoopers (PwC), Pete Driscoll, Partner
Ascendant Compliance Conference for SEC Investment Advisers
Virtual
Speaking Engagements
-
SEC Marketing Rule
27 October 2022
PFM Health Sciences
Training on SEC Marketing Rule
Location: Webcast
Speaking Engagements
-
Recent Developments in ESG
26 October 2022
Jeffries
Jeffries Investors’ Meeting
Washington, D.C.
Speaking Engagements
-
SEC Regulatory and Enforcement Update that will be Valuable Intelligence for Firms to Incorporate into their ODD Programs
20 October 2022
Shadmoor and DiligenceVault
Operational Due Diligence Networking Event
San Francisco, California
Speaking Engagements
-
Private Funds Regulation
28 September 2022
KPMG
KPMG Compliance Symposium
San Francisco, California
Speaking Engagements
-
Private Funds Regulation
22 September 2022
New York City Bar Association’s Compliance Institute
New York, New York
Speaking Engagements
-
Special Purpose Acquisition Companies
17 September 2022
California Bar Association
California Bar Association’s Annual Conference
San Diego, California
Speaking Engagements
-
ESG Statutes and Proposed Regulations Passed by Various States and Implications for Asset Managers
1 September 2022
Jefferies
Jefferies' Client Conference
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
23 August 2022
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Antitrust and Private Equity in Asia: Increased Enforcement on the Horizon
29 June 2022
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
31 May 2022
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Hot Topics in Securities Law Defense
27 May 2022
Cambridge Forum
Cambridge Forum on Corporate Enforcement
Nashville, Tennessee
Speaking Engagements
-
The SEC & Cybersecurity – Spring 2022 Update
19 April 2022
Debevoise & Plimpton
Webcast
Speaking Engagements
-
Understanding the SEC's Climate Change Proposal
31 March 2022
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Pancakes and Priorities: Breakfast CLE with Debevoise’s Examinations and Enforcement Team
28 March 2022
ICI
ICI Conference Breakfast
Webcast
Speaking Engagements