Charu A. Chandrasekhar

Charu A. Chandrasekhar is a litigation partner based in the New York office and a member of the firm’s White Collar & Regulatory Defense and ... Read Full Biography

Publications

Recent SDNY Remarks Signal Renewed Focus on Private Fund Adviser Valuations
2 December 2025

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Daniel M. Gitner
,
Arian M. June
,
Robert B. Kaplan
,
Julie M. Riewe
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Douglas S. Zolkind
,
Mark D. Flinn
,
Philip A. Fortino
,
Anna Moody
,
Stephan J. Schlegelmilch
,
Andreas A. Glimenakis
2026 SEC Division of Examinations Priorities
21 November 2025

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Robert B. Kaplan
,
Sheena Paul
,
Marc Ponchione
,
Julie M. Riewe
,
Jeff Robins
,
Kristin A. Snyder
,
Danielle L. Berns
,
Isabel Gutenplan
Agentic AI in Retail Investing: Navigating Regulatory and Operational Risk
29 October 2025

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Avi Gesser
,
Robert B. Kaplan
,
Julie M. Riewe
,
Jeff Robins
,
Kristin A. Snyder
,
Achutha N. Raman
Consequences of a Federal Government Shutdown
1 October 2025

David H. Bernstein
,
Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Ted Hassi
,
Eric T. Juergens
,
Arian M. June
,
Matthew E. Kaplan
,
Robert B. Kaplan
,
Satish M. Kini
,
Peter J. Loughran
,
Sheena Paul
,
Benjamin R. Pedersen
,
Marc Ponchione
,
Julie M. Riewe
,
Michael Schaper
,
Peter F.G. Schuur
,
Steven J. Slutzky
,
Lena E. Smith
,
Kristin A. Snyder
,
Rick Sofield
,
Jonathan R. Tuttle
,
Douglas S. Zolkind
,
Philip A. Fortino
,
Jared I. Kagan
,
Carl Micarelli
,
Anna Moody
,
Aseel M. Rabie
,
Stephan J. Schlegelmilch
,
Danielle L. Berns
,
Julia Czyzowicz
,
John Hollingsworth
,
Mie Morikubo
,
Catherine Morrison
,
Maayan G. Stein
,
John Sullivan Baker
Springing Into a New SEC: What Investment Advisers Should Know About the New Reg Flex Agenda
10 September 2025

Vadim Avdeychik
,
Charu A. Chandrasekhar
,
Robert B. Kaplan
,
Sheena Paul
,
Marc Ponchione
,
Julie M. Riewe
,
Jeff Robins
,
Kristin A. Snyder
,
Lauren P. Heller
AI Meeting Tools for Not-for-Profit Organizations
13 August 2025

Charu A. Chandrasekhar
,
Avi Gesser
,
Eric T. Juergens
,
Matthew E. Kaplan
,
Kristin A. Snyder
,
Jennifer R. Cowan
,
Lily Schoen
,
Ramsha Khursheed
,
Amy Pereira
2025 Private Equity Midyear Outlook
July 2025

Gavin Anderson
,
Christopher Anthony
,
Erik J. Andrén
,
Katherine Ashton
,
Vadim Avdeychik
,
Megan K. Bannigan
,
Dominic Blaxill
,
Geoffrey P. Burgess
,
Ezra Borut
,
Charu A. Chandrasekhar
,
Jane Engelhardt
,
Avi Gesser
,
James Grimwood
,
Peter J. Irwin
,
Eric T. Juergens
,
M. Natasha Labovitz
,
Andrew M. Levine
,
Sidney P. Levinson
,
Jonathan F. Lewis
,
Michael P. McGuigan
,
Yana M. Mereminsky
,
Frank Mitchell
,
Gordon Moodie
,
Edwin Northover
,
Brett M. Novick
,
Sheena Paul
,
Benjamin R. Pedersen
,
Marc Ponchione
,
Ryan T. Rafferty
,
William D. Regner
,
Kevin M. Schmidt
,
Scott B. Selinger
,
Thomas Smith
,
Rick Sofield
,
Ramya S. Tiller
,
Patricia Volhard
,
Jennifer Wheater
,
Alison E. Buckley-Serfass
,
Brett Adam Bush
,
Zhiyan Cao
,
Jennifer R. Cestaro
,
Robert T. Dura
,
Paul Eastham
,
Stuart Hammer
,
Lauren P. Heller
,
Douglas M. Hirn
,
Jin-Hyuk Jang
,
Matt Kelly
,
Wen-Wei Lai
,
Kate Saba
,
Ulysses Smith
,
Sigan Chen
,
Jordan Corrente Beck
,
Jacob Dougherty
,
Michael C. Godbe
,
John Jacob
,
Keith Moshe
,
Amy Pereira
,
John M. Satira
,
Sheng Shao
,
John Sullivan Baker
,
Deniz Tanyolac
,
Daniel Hyun Gu Yeo
Initial Reactions to the White House AI Action Plan: Five Things U.S. Businesses Should Know
24 July 2025

Charu A. Chandrasekhar
,
Avi Gesser
,
Erez Liebermann
,
Matt Kelly
,
Gabriel A. Kohan
When AI Failures Could Be “Operations Events” Under Form PF
14 July 2025

Charu A. Chandrasekhar
,
Avi Gesser
,
Sheena Paul
,
Marc Ponchione
,
Julie M. Riewe
,
Kristin A. Snyder
In 2025, One of the Biggest AI Risks Is Not Letting Employees Use AI – Lessons from Off-Channel Communications
8 July 2025

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Avi Gesser
,
Julie M. Riewe
,
Kristin A. Snyder
AI and Board Oversight — A Quick Update for Core AI Projects
30 June 2025

Charu A. Chandrasekhar
,
Avi Gesser
,
Gordon Moodie
,
William D. Regner
AI Can Draft Board Minutes—But Should It? Considerations for Public Companies
17 June 2025

Charu A. Chandrasekhar
,
Avi Gesser
,
Eric T. Juergens
,
Matthew E. Kaplan
,
Kristin A. Snyder
,
Lily Schoen
,
Amy Pereira
Law360: Avoiding The Risk Of Continued AI-Washing Enforcement
22 May 2025

Law360

Charu A. Chandrasekhar
,
Kristin A. Snyder
,
Avi Gesser
Five Reasons to Use Generative AI (and Five Reasons Not To)
May 2025

Charu A. Chandrasekhar
,
Avi Gesser
,
Matt Kelly
Private Equity Report Spring 2025, Vol 25, No 1
May 2025

Gavin Anderson
,
Charu A. Chandrasekhar
,
Avi Gesser
,
Morgan J. Hayes
,
Simone S. Hicks
,
Eric T. Juergens
,
Jonathan F. Lewis
,
Benjamin R. Pedersen
,
Zachary H. Saltzman
,
Shannon Rose Selden
,
J. Michael Snypes, Jr.
,
Rick Sofield
,
Ramya S. Tiller
,
Erica S. Weisgerber
,
Alison E. Buckley-Serfass
,
Robert T. Dura
,
Matt Kelly
,
Michael P. McGuigan
,
Molly F. Stockley
,
Jordan Corrente Beck
,
Molly Baltimore Maass
,
John M. Satira
,
Ann Stillman
,
John Sullivan Baker
,
Ines Tulic
Debevoise Data Blog: Lessons for AI Risk Management from Ten Years of Cybersecurity Implementation
14 May 2025

Debevoise Data Blog

Charu A. Chandrasekhar
,
Avi Gesser
,
Matt Kelly
The SEC and DOJ Signal Continued Focus on AI Washing Under Trump Administration
17 April 2025

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Avi Gesser
,
Julie M. Riewe
,
Kristin A. Snyder
A New Era (and a Homecoming) Begins: Paul Atkins Confirmed as New SEC Chairman
10 April 2025

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Arian M. June
,
Robert B. Kaplan
,
Julie M. Riewe
,
Jeff Robins
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Mary Jo White
,
Ally Farley
,
Scott Woods
New Marketing Rule FAQs are a “Net” Win for Investment Advisers
21 March 2025

Charu A. Chandrasekhar
,
Sheena Paul
,
Marc Ponchione
,
Julie M. Riewe
,
Kristin A. Snyder
,
Lauren P. Heller
SEC’s Focus on Cyber and AI to Continue Under Trump Administration
21 February 2025

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Luke Dembosky
,
Avi Gesser
,
Erez Liebermann
,
Julie M. Riewe
,
Jeff Robins
,
Kristin A. Snyder
Debevoise Data Blog: Top 10 Reasons NOT to Use AI
19 February 2025

Debevoise Data Blog

Charu A. Chandrasekhar
,
Avi Gesser
,
Matt Kelly
,
Joshua A. Goland
Lessons Learned: One Year of Form 8-K Material Cybersecurity Incident Reporting
11 February 2025

Charu A. Chandrasekhar
,
Erez Liebermann
,
Benjamin R. Pedersen
,
Paul M. Rodel
,
Matt Kelly
,
Anna Moody
,
John Jacob
,
Talia Lorch
,
Cindy Tu
FINRA’s 2025 Regulatory Oversight Report: Focus on Artificial Intelligence
5 February 2025

Charu A. Chandrasekhar
,
Avi Gesser
,
Jeff Robins
,
Kristin A. Snyder
,
Matt Kelly
,
Ned Terrace
Treasury’s Post-2024 RFI Report on AI in Financial Services – Uses, Opportunities, and Risks
24 January 2025

Charu A. Chandrasekhar
,
Avi Gesser
,
Erez Liebermann
,
Gregory J. Lyons
,
Jeff Robins
,
Jeremy I. Liss
,
Ned Terrace
Private Equity Report: 2025 Outlook
January 2025

Katherine Ashton
,
Megan K. Bannigan
,
Dominic Blaxill
,
Ezra Borut
,
Geoffrey P. Burgess
,
Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Tim Cornell
,
Luke Dembosky
,
Jane Engelhardt
,
Andrew Ford
,
Avi Gesser
,
James Grimwood
,
Jyotin Hamid
,
Ted Hassi
,
Morgan J. Hayes
,
Simone S. Hicks
,
Peter J. Irwin
,
Eric T. Juergens
,
Arian M. June
,
Robert B. Kaplan
,
M. Natasha Labovitz
,
Jonathan F. Lewis
,
Sidney P. Levinson
,
Andrew M. Levine
,
Erez Liebermann
,
Timothy McIver
,
Frank Mitchell
,
Gordon Moodie
,
Edwin Northover
,
Brett M. Novick
,
Sheena Paul
,
Benjamin R. Pedersen
,
Marc Ponchione
,
Ryan T. Rafferty
,
William D. Regner
,
Julie M. Riewe
,
Paul D. Rubin
,
Zachary H. Saltzman
,
Michael Schaper
,
Kevin M. Schmidt
,
Shannon Rose Selden
,
Scott B. Selinger
,
Thomas Smith
,
Kristin A. Snyder
,
J. Michael Snypes, Jr.
,
Rick Sofield
,
Abraham Tabaie
,
Katherine Durnan Taylor
,
Ramya S. Tiller
,
Jonathan R. Tuttle
,
Patricia Volhard
,
Erica S. Weisgerber
,
Jennifer Wheater
,
Mary Jo White
,
Alison E. Buckley-Serfass
,
Brett Adam Bush
,
Zhiyan Cao
,
Jennifer R. Cestaro
,
Robert T. Dura
,
Stuart Hammer
,
Lauren P. Heller
,
Jin-Hyuk Jang
,
Jared I. Kagan
,
Wen-Wei Lai
,
Michael P. McGuigan
,
Melissa Runsten
,
Tricia Bozyk Sherno
,
Elie J. Worenklein
,
John Young
,
Ulysses Smith
,
Erik J. Andrén
,
Lauren K. Burns
,
Josephine Chen
,
Perpétua B. Chéry
,
Daniel N. Cohen
,
Paul Eastham
,
Julia Needle
,
Isabelle Glimcher
,
Alice Gu
,
Rory Heller
,
Andrew Hong
,
Yiran Ji
,
Emily Kennedy
,
Nicole Miller
,
Amy Pereira
,
John M. Satira
,
Adam C. Saunders
,
Noah L. Schwartz
,
Alfie Scott
,
Sheng Shao
,
John Sullivan Baker
Top 10 SEC Cyber/AI Blog Posts for 2024
12 December 2024

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Luke Dembosky
,
Avi Gesser
,
Eric T. Juergens
,
Arian M. June
,
Robert B. Kaplan
,
Erez Liebermann
,
Sheena Paul
,
Benjamin R. Pedersen
,
Marc Ponchione
,
Julie M. Riewe
,
Jeff Robins
,
Paul M. Rodel
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Philip A. Fortino
,
Matt Kelly
,
Anna Moody
,
Stephan J. Schlegelmilch
,
Johanna N. Skrzypczyk
,
Andreas A. Glimenakis
,
Alice Gu
,
John Jacob
,
Gabriel A. Kohan
,
Talia Lorch
,
Ciera Mandelsberg
,
Noah L. Schwartz
,
Ned Terrace
Managing AI-Related Risks Associated with Vendors
December 2024

Charu A. Chandrasekhar
,
Avi Gesser
,
Kristin A. Snyder
,
Matt Kelly
,
Johanna N. Skrzypczyk
,
Joshua A. Goland
Private Equity Report Fall 2024, Vol 24, No 3
December 2024

Megan K. Bannigan
,
Ezra Borut
,
Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Avi Gesser
,
Peter J. Irwin
,
Robert B. Kaplan
,
Rafael Kariyev
,
Julie M. Riewe
,
Kevin M. Schmidt
,
Kristin A. Snyder
,
Rick Sofield
,
Jared I. Kagan
,
Nick S. Kaluk III
,
Matt Kelly
,
Johanna N. Skrzypczyk
,
Jordan Corrente Beck
,
Jay E. Evans
,
Joshua A. Goland
,
Samuel D. Krawiecz
,
Weichi Liu
,
Emily MacKay
,
Elliott Tuchman
,
John M. Satira
,
Sasha Semach
,
Chris Zheng
SEC Private Fund Adviser Enforcement FY 2024 Highlights
December 2024

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Robert B. Kaplan
,
Julie M. Riewe
,
Kristin A. Snyder
,
Sasha Semach
SEC Enforcement Actions Fall Significantly As Crypto and Text Message Cases Predominate
25 November 2024

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Arian M. June
,
Robert B. Kaplan
,
Julie M. Riewe
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Mary Jo White
,
Mark D. Flinn
,
Philip A. Fortino
,
Anna Moody
,
Stephan J. Schlegelmilch
,
Lauren K. Burns
,
John Sullivan Baker
U.S. Election 2024: Financial Services Outlook
November 2024

Gregory J. Lyons
,
Charu A. Chandrasekhar
,
Gordon Moodie
,
Kristin A. Snyder
Law360: A Look At Grewal's Record-Breaking Legacy After SEC Exit
4 November 2024

Law360

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Julie M. Riewe
SEC Charges Four Companies for Misleading Cyber Disclosures
28 October 2024

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Luke Dembosky
,
Erez Liebermann
,
Benjamin R. Pedersen
,
Julie M. Riewe
,
Matt Kelly
,
Anna Moody
,
Ciera Mandelsberg
,
Noah L. Schwartz
2025 SEC Division of Examinations Priorities
24 October 2024

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Arian M. June
,
Robert B. Kaplan
,
Sheena Paul
,
Marc Ponchione
,
Julie M. Riewe
,
Jeff Robins
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Philip A. Fortino
,
Lauren P. Heller
,
Anna Moody
,
Stephan J. Schlegelmilch
,
Ciera Mandelsberg
Managing Cybersecurity Risks Arising from AI – New Guidance from the NYDFS
21 October 2024

Charu A. Chandrasekhar
,
Luke Dembosky
,
Avi Gesser
,
Erez Liebermann
,
Johanna N. Skrzypczyk
,
Ned Terrace
SEC Announces Settled Charges Against Rimar Capital Entities and Owner for Defrauding Investors in “AI Washing” Scheme
11 October 2024

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Avi Gesser
,
Arian M. June
,
Robert B. Kaplan
,
Benjamin R. Pedersen
,
Julie M. Riewe
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Mark D. Flinn
,
Matt Kelly
,
Anna Moody
,
Sofia Squatriti Muno
Recent Settled Actions Reiterate SEC’s Broad Interpretation of
Rule 21F-17(a) Whistleblower Impediments
23 September 2024

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Jyotin Hamid
,
Arian M. June
,
Robert B. Kaplan
,
Jonathan F. Lewis
,
Julie M. Riewe
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Tricia Bozyk Sherno
,
Sharon Shaji
Internal Accounting Controls Claim Rejected in SolarWinds Case
23 July 2024

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Luke Dembosky
,
Erez Liebermann
,
Benjamin R. Pedersen
,
Julie M. Riewe
,
Paul M. Rodel
,
Matt Kelly
,
Anna Moody
,
Alice Gu
,
Talia Lorch
FINRA Issues Brief Reminder on Managing Generative AI Risk in Supervisory Tools
1 July 2024

Charu A. Chandrasekhar
,
Avi Gesser
,
Jeff Robins
,
Kristin A. Snyder
,
Matt Kelly
Supreme Court Punches SEC APs Right in the Seventh Amendment
28 June 2024

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Arian M. June
,
Robert B. Kaplan
,
Julie M. Riewe
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Philip A. Fortino
,
Anna Moody
,
Stephan J. Schlegelmilch
,
Mark D. Flinn
,
Suzanne Zakaria
Incident Response Plans Are Now Accounting Controls? SEC Brings First-Ever Settled Cybersecurity Internal Controls Charges
20 June 2024

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Luke Dembosky
,
Avi Gesser
,
Erez Liebermann
,
Benjamin R. Pedersen
,
Julie M. Riewe
,
Matt Kelly
,
Anna Moody
,
Andreas A. Glimenakis
SEC Targets AI Washing in Private Capital Markets: “Old School Fraud Using New School Buzzwords”
14 June 2024

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Avi Gesser
,
Julie M. Riewe
,
Kristin A. Snyder
,
Matt Kelly
Fifth Circuit Banishes SEC Private Fund Adviser Rules to a Galaxy PFAR, PFAR Away…
6 June 2024

Jonathan Adler
,
Lorna Bowen
,
Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Robert B. Kaplan
,
Marc Ponchione
,
Julie M. Riewe
,
Shannon Rose Selden
,
Rebecca F. Silberstein
,
Kristin A. Snyder
,
Justin Storms
,
Lauren P. Heller
,
Anna Moody
,
Sheena Paul
,
Caroline H. Wallace
The SEC Adopts Significant Cybersecurity Amendments to Reg S-P
17 May 2024

Charu A. Chandrasekhar
,
Luke Dembosky
,
Avi Gesser
,
Erez Liebermann
,
Marc Ponchione
,
Julie M. Riewe
,
Jeff Robins
,
Kristin A. Snyder
,
Anna Moody
,
Sheena Paul
,
Johanna N. Skrzypczyk
,
Ned Terrace
Debevoise Data Blog: Top 10 Cybersecurity Measures for Deploying AI Systems from the NSA, FBI and CISA
2 May 2024

Debevoise Data Blog

Charu A. Chandrasekhar
,
Avi Gesser
,
Erez Liebermann
,
Noah L. Schwartz
Treasury’s Report on AI (Part 1) – Governance and Risk Management
29 April 2024

Charu A. Chandrasekhar
,
Avi Gesser
,
Erez Liebermann
,
Matt Kelly
,
Johanna N. Skrzypczyk
,
Sharon Shaji
Preparing for AI Whistleblowers
25 April 2024

Charu A. Chandrasekhar
,
Avi Gesser
,
Arian M. June
,
Cooper Yoo
,
Sharon Shaji
Law360: What Cos. Are Reporting Under New SEC Cybersecurity Rule
22 April 2024

Law360

Paul M. Rodel
,
Charu A. Chandrasekhar
,
Erez Liebermann
The Increasing Risks of AI Washing and Securities Fraud Class Actions
4 April 2024

Charu A. Chandrasekhar
,
Avi Gesser
,
Maeve O'Connor
,
Jim Pastore
,
Kristin A. Snyder
,
Matt Kelly
,
Gabriel A. Kohan
,
Alexandra N. Mogul
,
Joshua A. Goland
Private Funds CFO: Debevoise on preparing for cybersecurity rules
2 April 2024

Private Funds CFO

Charu A. Chandrasekhar
,
Kristin A. Snyder
100 Days of Cybersecurity Incident Reporting on Form 8-K: Lessons Learned
28 March 2024

Charu A. Chandrasekhar
,
Erez Liebermann
,
Benjamin R. Pedersen
,
Paul M. Rodel
,
Matt Kelly
,
Anna Moody
,
John Jacob
,
Talia Lorch
Complying with New York’s Recently Adopted Employee Privacy Law
28 March 2024

Helen V. Cantwell
,
Charu A. Chandrasekhar
,
Jyotin Hamid
,
Arian M. June
,
Tricia Bozyk Sherno
,
Johanna N. Skrzypczyk
AI Enforcement Starts with Washing: The SEC Charges its First AI Fraud Cases
19 March 2024

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Avi Gesser
,
Arian M. June
,
Robert B. Kaplan
,
Julie M. Riewe
,
Jeff Robins
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Philip A. Fortino
,
Matt Kelly
,
Anna Moody
,
Stephan J. Schlegelmilch
,
Gabriel A. Kohan
30 Days to Form ADV: Have You Reviewed Your AI Disclosures?
26 February 2024

Charu A. Chandrasekhar
,
Avi Gesser
,
Marc Ponchione
,
Julie M. Riewe
,
Kristin A. Snyder
,
Matt Kelly
,
Sheena Paul
,
Ned Terrace
Private Equity Report: 2024 Outlook
February 2024

Christopher Anthony
,
Katherine Ashton
,
Andrew L. Bab
,
Paul S. Bird
,
Dominic Blaxill
,
Ezra Borut
,
Geoffrey P. Burgess
,
Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Luke Dembosky
,
E. Drew Dutton
,
Jane Engelhardt
,
Avi Gesser
,
David Grosgold
,
Jyotin Hamid
,
Ted Hassi
,
Morgan J. Hayes
,
Peter J. Irwin
,
Eric T. Juergens
,
Robert B. Kaplan
,
M. Natasha Labovitz
,
Jonathan F. Lewis
,
Sidney P. Levinson
,
Andrew M. Levine
,
Erez Liebermann
,
Timothy McIver
,
Maura Kathleen Monaghan
,
Edwin Northover
,
Brett M. Novick
,
Marc Ponchione
,
Ryan T. Rafferty
,
Natalie L. Reid
,
Julie M. Riewe
,
Kevin Rinker
,
Samantha J. Rowe
,
Paul D. Rubin
,
Michael Schaper
,
Kevin M. Schmidt
,
Scott B. Selinger
,
Thomas Smith
,
Kristin A. Snyder
,
Steven J. Slutzky
,
Ramya S. Tiller
,
Patricia Volhard
,
Erica S. Weisgerber
,
Alison E. Buckley-Serfass
,
Jennifer R. Cestaro
,
Stuart Hammer
,
Jin-Hyuk Jang
,
Wen-Wei Lai
,
Michael P. McGuigan
,
Sheena Paul
,
Melissa Runsten
,
Tricia Bozyk Sherno
,
Ulysses Smith
,
Sergio Torres
,
Elie J. Worenklein
,
Adam Aukland-Peck
,
Josephine Chen
,
Perpétua B. Chéry
,
Paul Eastham
,
Isabelle Glimcher
,
Yiran Ji
,
Maryam Kanna
,
Leah Martin
,
Sophie Michalski
,
Diana Moise
,
Perri M. Weinstein
SEC Brings Whistleblower Action Over Retail Client Agreements
25 January 2024

Kara Brockmeyer
,
Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Arian M. June
,
Robert B. Kaplan
,
Julie M. Riewe
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Philip A. Fortino
,
Anna Moody
,
Stephan J. Schlegelmilch
,
Cooper Yoo
NYU PCCE: Real-Time Deepfakes May Necessitate Enhancements to Wire Transfer BEC Policies
16 January 2024

NYU PCCE

Charu A. Chandrasekhar
,
Luke Dembosky
,
Avi Gesser
,
Erez Liebermann
,
Matt Kelly
,
Karen Joo
Law360: SEC, NY Cybersecurity Rules Create Complexity For Insurers
19 December 2023

Law360

Avi Gesser
,
Charu A. Chandrasekhar
,
Benjamin R. Pedersen
SEC Cybersecurity Rules: FBI, DOJ and SEC Publish Guidance on Disclosure Delays
18 December 2023

Charu A. Chandrasekhar
,
Luke Dembosky
,
Avi Gesser
,
Erez Liebermann
,
Benjamin R. Pedersen
,
Paul M. Rodel
,
Matt Kelly
,
Alice Gu
,
Paul D. Lowry
NYU PCCE: Resisting Hindsight Bias: A Proposed Framework for CISO Liability
15 December 2023

NYU PCCE

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Luke Dembosky
,
Erez Liebermann
,
Julie M. Riewe
,
Anna Moody
,
Andreas A. Glimenakis
Resisting Hindsight Bias: A Proposed Framework for CISO Liability
11 December 2023

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Luke Dembosky
,
Erez Liebermann
,
Julie M. Riewe
,
Anna Moody
,
Andreas A. Glimenakis
Giving AI Governance a Risk-Based Approach
November 2023

Avi Gesser
,
Charu A. Chandrasekhar
,
Kristin A. Snyder
,
Sarah Wolf
,
Matt Kelly
Private Equity Report Fall 2023, Vol 23, No 3
November 2023

Dominic Blaxill
,
Michael Bolotin
,
Geoffrey P. Burgess
,
Charu A. Chandrasekhar
,
Matthew Dickman
,
Avi Gesser
,
Gregory V. Gooding
,
Morgan J. Hayes
,
Sally Bergmann Hardesty
,
Eric T. Juergens
,
Frank Mitchell
,
Brett M. Novick
,
Benjamin R. Pedersen
,
William D. Regner
,
Edward M. Rishty
,
Michael Schaper
,
Kevin M. Schmidt
,
Kristin A. Snyder
,
Katherine Durnan Taylor
,
Ramya S. Tiller
,
Robert T. Dura
,
Caitlin Gibson
,
Stuart Hammer
,
Matt Kelly
,
Sarah Wolf
,
Victoria G. J. Brown
,
Adam Silverwood
,
Edoardo Troina
NYU PCCE: Hackers Turned Whistleblowers: SEC Cybersecurity Rules Weaponized Over Ransom Threat
29 November 2023

NYU PCCE

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Luke Dembosky
,
Avi Gesser
,
Matthew E. Kaplan
,
Erez Liebermann
,
Benjamin R. Pedersen
,
Steven J. Slutzky
,
Jonathan R. Tuttle
,
Matt Kelly
Hackers Turned Whistleblowers: SEC Cybersecurity Rules Weaponized Over Ransom Threat
20 November 2023

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Luke Dembosky
,
Avi Gesser
,
Matthew E. Kaplan
,
Erez Liebermann
,
Benjamin R. Pedersen
,
Steven J. Slutzky
,
Jonathan R. Tuttle
,
Matt Kelly
SEC’s Division of Enforcement Year-End Results Reflect Continuing Aggressive Approach to Enforcement and Remedies
20 November 2023

Kara Brockmeyer
,
Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Arian M. June
,
Robert B. Kaplan
,
Julie M. Riewe
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Mary Jo White
,
Philip A. Fortino
,
Anna Moody
,
Stephan J. Schlegelmilch
,
Mark D. Flinn
,
Justin M. Shindo
A Summary of the Final Amendments to the NYDFS Cyber Rules
15 November 2023

Charu A. Chandrasekhar
,
Luke Dembosky
,
Avi Gesser
,
Erez Liebermann
,
Caroline N. Swett
,
Johanna N. Skrzypczyk
,
Stephanie D. Thomas
,
Joshua A. Goland
2024 SEC Division of Examinations Priorities
23 October 2023

Kara Brockmeyer
,
Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Arian M. June
,
Robert B. Kaplan
,
Julie M. Riewe
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Philip A. Fortino
,
Anna Moody
,
Stephan J. Schlegelmilch
,
Scott Woods
NYU Compliance & Enforcement: SEC Proposes Rule to Eliminate or Neutralize Conflicts in the Use of “Predictive Data Analytics” Technologies
29 August 2023

NYU Compliance & Enforcement

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Avi Gesser
,
Jeff Robins
,
Matt Kelly
,
Gary E. Murphy
,
Robert B. Kaplan
,
Marc Ponchione
,
Sheena Paul
,
Catherine Morrison
,
Julie M. Riewe
,
Kristin A. Snyder
Directors and Boards: Board Responsibility for AI Risk Oversight
15 August 2023

Directors and Boards

William D. Regner
,
Avi Gesser
,
Charu A. Chandrasekhar
Insurance Industry Corporate Governance Newsletter
August 2023

Charu A. Chandrasekhar
,
Eric Dinallo
,
Avi Gesser
,
Benjamin R. Pedersen
,
Nicholas F. Potter
SEC Proposes Rule to Eliminate or Neutralize Conflicts in the Use of “Predictive Data Analytics” Technologies
14 August 2023

Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Avi Gesser
,
Robert B. Kaplan
,
Marc Ponchione
,
Julie M. Riewe
,
Jeff Robins
,
Kristin A. Snyder
,
Matt Kelly
,
Gary E. Murphy
,
Sheena Paul
,
Catherine Morrison
SEC and CFTC Continue Targeting Off-Channel Communications at Financial Institutions
10 August 2023

Kara Brockmeyer
,
Andrew J. Ceresney
,
Charu A. Chandrasekhar
,
Arian M. June
,
Robert B. Kaplan
,
Andrew M. Levine
,
Julie M. Riewe
,
Jonathan R. Tuttle
,
Kristin A. Snyder
,
Philip A. Fortino
,
Stephan J. Schlegelmilch
,
Alexa Busser Lopez
SEC Adopts New Cybersecurity Rules for Issuers – Part 2 Key Takeaways
7 August 2023

Charu A. Chandrasekhar
,
Luke Dembosky
,
Avi Gesser
,
Matthew E. Kaplan
,
Erez Liebermann
,
Benjamin R. Pedersen
,
Paul M. Rodel
,
Steven J. Slutzky
,
Matt Kelly
,
John Jacob
,
Amy Pereira
,
Ned Terrace
,
Chris Duff
NYU Compliance & Enforcement: SEC Adopts New Cybersecurity Rules for Issuers
31 July 2023

NYU Compliance & Enforcement

Charu A. Chandrasekhar
,
Luke Dembosky
,
Avi Gesser
,
Matthew E. Kaplan
,
Erez Liebermann
,
Benjamin R. Pedersen
,
Paul M. Rodel
,
Steven J. Slutzky
,
Matt Kelly
,
John Jacob
,
Amy Pereira
,
Chris Duff
SEC Adopts New Cybersecurity Rules for Issuers
27 July 2023

Charu A. Chandrasekhar
,
Luke Dembosky
,
Avi Gesser
,
Matthew E. Kaplan
,
Erez Liebermann
,
Benjamin R. Pedersen
,
Paul M. Rodel
,
Steven J. Slutzky
,
Matt Kelly
,
John Jacob
,
Amy Pereira
,
Chris Duff
SEC Adopts Rules to Prohibit Fraud in Security-Based Swaps and Exertion of Undue Influence Over SBS CCOs, and Reopens Comment Period for Large SBS Position Reporting
29 June 2023

Andrew J. Ceresney
,
Arian M. June
,
Robert B. Kaplan
,
Julie M. Riewe
,
Jeff Robins
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Charu A. Chandrasekhar
,
Philip A. Fortino
,
Stephan J. Schlegelmilch
NYU Compliance & Enforcement: Lessons from The Financial Stability Board’s Report on Cyber Incident Reporting
2 June 2023

NYU Compliance & Enforcement

Luke Dembosky
,
Avi Gesser
,
Erez Liebermann
,
Kristin A. Snyder
,
Charu A. Chandrasekhar
Generative AI: Risks and Considerations for Private Equity
May 2023

Avi Gesser
,
Kristin A. Snyder
,
Charu A. Chandrasekhar
,
Matt Kelly
Private Equity Report Spring 2023, Vol 23, No 1
May 2023

Michael Bolotin
,
Avi Gesser
,
Henry Lebowitz
,
Marc Ponchione
,
Kevin M. Schmidt
,
Shannon Rose Selden
,
Scott B. Selinger
,
Kristin A. Snyder
,
Matthew J. Sorensen
,
Charu A. Chandrasekhar
,
Matt Kelly
,
Sheena Paul
,
Keith J. Slattery
,
Dominique Trudelle
,
Massy Vainshtein
Compliance & Enforcement: SEC Adopts Share Repurchase Disclosure Rules
19 May 2023

Compliance & Enforcement

Eric T. Juergens
,
Matthew E. Kaplan
,
Nicholas P. Pellicani
,
Paul M. Rodel
,
Steven J. Slutzky
,
Jonathan R. Tuttle
,
Charu A. Chandrasekhar
SEC Adopts Share Repurchase Disclosure Rules
12 May 2023

Eric T. Juergens
,
Matthew E. Kaplan
,
Nicholas P. Pellicani
,
Paul M. Rodel
,
Steven J. Slutzky
,
Jonathan R. Tuttle
,
Charu A. Chandrasekhar
SEC Staff Bulletin Provides Detailed Guidance for Broker-Dealers and Investment Advisers on the Care Obligations to Retail Investors
3 May 2023

Andrew J. Ceresney
,
Arian M. June
,
Robert B. Kaplan
,
Marc Ponchione
,
Julie M. Riewe
,
Jeff Robins
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Charu A. Chandrasekhar
,
Philip A. Fortino
,
Sheena Paul
,
Stephan J. Schlegelmilch
,
Maryam Kanna
NYU Compliance & Enforcement: A Late Winter Blizzard of SEC Cybersecurity Rulemaking: the Proposed BD Cybersecurity Rules and Expanded Reg S-P and Reg SCI Obligations
30 March 2023

NYU Compliance & Enforcement

Luke Dembosky
,
Avi Gesser
,
Erez Liebermann
,
Marc Ponchione
,
Julie M. Riewe
,
Jeff Robins
,
Kristin A. Snyder
,
Charu A. Chandrasekhar
,
Sheena Paul
,
Ned Terrace
FCPA Update March 2023
30 March 2023

Kara Brockmeyer
,
Andrew M. Levine
,
David A. O'Neil
,
Kristin A. Snyder
,
Bruce E. Yannett
,
Charu A. Chandrasekhar
,
Andreas A. Glimenakis
,
Joseph Ptomey
A Late Winter Blizzard of SEC Cybersecurity Rulemaking: the Proposed BD Cybersecurity Rules and Expanded Reg S-P and Reg SCI Obligations
20 March 2023

Luke Dembosky
,
Avi Gesser
,
Erez Liebermann
,
Marc Ponchione
,
Julie M. Riewe
,
Jeff Robins
,
Kristin A. Snyder
,
Charu A. Chandrasekhar
,
Sheena Paul
,
Ned Terrace
Preparing for the SEC’s Cybersecurity Rules for Registered Investment Advisers, Registered Investment Companies, and Business Development Companies
13 March 2023

Luke Dembosky
,
Avi Gesser
,
Erez Liebermann
,
Julie M. Riewe
,
Kristin A. Snyder
,
Charu A. Chandrasekhar
DOJ Issues Trio of Updates that Further Heighten Compliance Expectations, Particularly Involving Off-System Communications and Compensation Systems
6 March 2023

Kara Brockmeyer
,
Andrew M. Levine
,
David A. O'Neil
,
Kristin A. Snyder
,
Bruce E. Yannett
,
Charu A. Chandrasekhar
,
Andreas A. Glimenakis
,
Joseph Ptomey
2023 SEC Division of Examinations Priorities
14 February 2023

Andrew J. Ceresney
,
Arian M. June
,
Robert B. Kaplan
,
Marc Ponchione
,
Julie M. Riewe
,
Jeff Robins
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Mary Jo White
,
Charu A. Chandrasekhar
,
Philip A. Fortino
,
Sheena Paul
,
Stephan J. Schlegelmilch
,
Maryam Kanna
The Review of Securities & Commodities Regulation: The SEC’s Use of Data Analytics in Examinations and Enforcement Investigations
25 January 2023

The Review of Securities & Commodities Regulation

Andrew J. Ceresney
,
Kristin A. Snyder
,
Charu A. Chandrasekhar
Report Underscores FINRA’s Focus on Cybersecurity
18 January 2023

Avi Gesser
,
Erez Liebermann
,
Kristin A. Snyder
,
Charu A. Chandrasekhar
SEC Proposes Equity Market Structure Revamp and Regulation Best Execution
3 January 2023

Andrew J. Ceresney
,
Julie M. Riewe
,
Jeff Robins
,
Charu A. Chandrasekhar
,
Catherine Morrison
Recent SEC EXAMS Risk Alert Highlights Key Considerations for Reg S-ID Compliance
15 December 2022

Avi Gesser
,
Erez Liebermann
,
Kristin A. Snyder
,
Charu A. Chandrasekhar
,
Noah L. Schwartz
FCPA Update November 2022
2 December 2022

Kara Brockmeyer
,
Andrew M. Levine
,
Philip Rohlik
,
Joseph Ptomey
,
Andrew J. Ceresney
,
Arian M. June
,
Robert B. Kaplan
,
Julie M. Riewe
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Charu A. Chandrasekhar
,
Stephan J. Schlegelmilch
,
Mark D. Flinn
SEC’s Division of Enforcement Year-End Results Provide Insight into Record-Breaking Year in Monetary Sanctions, Novel Actions, and Evolving Enforcement Agenda
21 November 2022

Kara Brockmeyer
,
Andrew J. Ceresney
,
Arian M. June
,
Robert B. Kaplan
,
Julie M. Riewe
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Mary Jo White
,
Charu A. Chandrasekhar
,
Stephan J. Schlegelmilch
,
Mark D. Flinn
CLS Blue Sky Blog: Debevoise & Plimpton Discusses the SEC’s Most Recent Reg S-P Enforcement Action
7 October 2022

CLS Blue Sky Blog

Avi Gesser
,
Kristin A. Snyder
,
Erez Liebermann
,
Charu A. Chandrasekhar
,
Johanna N. Skrzypczyk
Lessons From the SEC’s Most Recent Reg S-P Action
6 October 2022

Avi Gesser
,
Erez Liebermann
,
Kristin A. Snyder
,
Charu A. Chandrasekhar
,
Johanna N. Skrzypczyk
Insurance Industry Corporate Governance Newsletter
17 August 2022

Eric Dinallo
,
Erez Liebermann
,
Nicholas F. Potter
,
Charu A. Chandrasekhar
NYDFS Proposes Significant Changes to Its Cybersecurity Rules (Part 2) – Answers to the Top 10 Questions from Our Webcast
8 August 2022

Luke Dembosky
,
Eric Dinallo
,
Avi Gesser
,
Erez Liebermann
,
Caroline N. Swett
,
Charu A. Chandrasekhar
Recent SEC Enforcement Actions Signal Key Lessons for Reg S-ID Compliance
3 August 2022

Avi Gesser
,
Erez Liebermann
,
Kristin A. Snyder
,
Charu A. Chandrasekhar
,
Noah L. Schwartz
Compliance & Enforcement: NYDFS Proposes Significant Changes to Its Cybersecurity Rules
1 August 2022

Compliance & Enforcement

Luke Dembosky
,
Avi Gesser
,
Erez Liebermann
,
Jim Pastore
,
Charu A. Chandrasekhar
,
HJ Brehmer
NYDFS Proposes Significant Changes to Its Cybersecurity Rules
1 August 2022

Luke Dembosky
,
Avi Gesser
,
Erez Liebermann
,
Jim Pastore
,
Charu A. Chandrasekhar
,
HJ Brehmer
SEC Continues Focus on Lack of Whistleblower Carve Outs in Company Confidentiality Agreements
30 June 2022

Kara Brockmeyer
,
Andrew J. Ceresney
,
Arian M. June
,
Robert B. Kaplan
,
Julie M. Riewe
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Charu A. Chandrasekhar
,
Stephan J. Schlegelmilch
,
Mark D. Flinn
How Private Equity Firms Can Prepare for the SEC’s Proposed Cybersecurity Rules
May 2022

Avi Gesser
,
Julie M. Riewe
,
Kristin A. Snyder
,
Charu A. Chandrasekhar
,
Matthew C. Rametta
Private Equity Report Spring 2022, Vol 22, No 1
May 2022

Catherine Amirfar
,
Andrew L. Bab
,
Megan K. Bannigan
,
David H. Bernstein
,
Alexander R. Cochran
,
Avi Gesser
,
Ted Hassi
,
Eric T. Juergens
,
Matthew E. Kaplan
,
M. Natasha Labovitz
,
Sidney P. Levinson
,
Pierre Maugüé
,
Marc Ponchione
,
Ina C. Popova
,
Natalie L. Reid
,
Julie M. Riewe
,
Scott B. Selinger
,
Kristin A. Snyder
,
Ramya S. Tiller
,
Richard Ward
,
Erica S. Weisgerber
,
Charu A. Chandrasekhar
,
Nick S. Kaluk III
,
Sheena Paul
,
Christopher Rosekrans
,
Jennifer Wheater
,
Paul Eastham
,
Christopher S. Ford
,
Christine Shu Gilleland
,
Michael C. Godbe
,
Matthew C. Rametta
,
Kate Saba
NYU Compliance & Enforcement: The SEC’s New Risk Alert Warns about the Use of Alternative Data
3 May 2022

NYU Compliance & Enforcement

Andrew J. Ceresney
,
Avi Gesser
,
Julie M. Riewe
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Charu A. Chandrasekhar
The SEC’s New Risk Alert Warns about the Use of Alternative Data
2 May 2022

Andrew J. Ceresney
,
Avi Gesser
,
Julie M. Riewe
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Charu A. Chandrasekhar
Lessons from the Recent Enforcement Action Highlighting the SEC’s Broad Interpretation of Whistleblower-Related Rules
20 April 2022

Kara Brockmeyer
,
Andrew J. Ceresney
,
Arian M. June
,
Robert B. Kaplan
,
Julie M. Riewe
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Mary Jo White
,
Charu A. Chandrasekhar
,
Stephan J. Schlegelmilch
2022 SEC Division of Examinations Priorities
6 April 2022

Kara Brockmeyer
,
Andrew J. Ceresney
,
Arian M. June
,
Robert B. Kaplan
,
Marc Ponchione
,
Julie M. Riewe
,
Jeff Robins
,
Kristin A. Snyder
,
Jonathan R. Tuttle
,
Charu A. Chandrasekhar
,
Stephan J. Schlegelmilch
Six Key Takeaways from the SEC’s Most Recent Proposed Cybersecurity Rules for Registrants
14 March 2022

Luke Dembosky
,
Avi Gesser
,
Matthew E. Kaplan
,
Charu A. Chandrasekhar
,
HJ Brehmer
,
Rebecca Zipursky
Harvard Forum on Corporate Governance: Four Takeaways from the SEC’s Proposed Cybersecurity Rules
7 March 2022

Harvard Forum on Corporate Governance

Avi Gesser
,
Charu A. Chandrasekhar
,
Christopher S. Ford
,
HJ Brehmer
,
Julie M. Riewe
,
Matthew C. Rametta
Four Takeaways from the SEC’s Proposed Cybersecurity Rules
17 February 2022

Luke Dembosky
,
Avi Gesser
,
Julie M. Riewe
,
Charu A. Chandrasekhar
,
HJ Brehmer
,
Christopher S. Ford
,
Matthew C. Rametta
NYU Compliance & Enforcement: SEC Cybersecurity Update: Chair Gensler Offers Insight into Upcoming Regulation
3 February 2022

NYU Compliance & Enforcement

Avi Gesser
,
Charu A. Chandrasekhar
,
Christopher S. Ford
,
HJ Brehmer
,
Matthew C. Rametta
SEC Cybersecurity Update: Chair Gensler Offers Insight into Upcoming Regulation
26 January 2022

Avi Gesser
,
Charu A. Chandrasekhar
,
HJ Brehmer
,
Christopher S. Ford
,
Matthew C. Rametta
SEC Proposes Major Amendments to Share Repurchase Disclosures
17 December 2021

Eric T. Juergens
,
Matthew E. Kaplan
,
Steven J. Slutzky
,
Jonathan R. Tuttle
,
Charu A. Chandrasekhar
SEC Proposes Significant Amendments Regarding 10b5-1 Trading Plans and Augmented Trading-Related Disclosure Requirements
16 December 2021

Andrew J. Ceresney
,
Eric T. Juergens
,
Matthew E. Kaplan
,
Nicholas P. Pellicani
,
Steven J. Slutzky
,
Jonathan R. Tuttle
,
Charu A. Chandrasekhar
SEC’s Division of Enforcement Year-End Results Announcement Reflects Transition in Enforcement Priorities and Chair Gensler’s Enforcement Agenda
29 November 2021

Kara Brockmeyer
,
Andrew J. Ceresney
,
Arian M. June
,
Robert B. Kaplan
,
Julie M. Riewe
,
Jonathan R. Tuttle
,
Mary Jo White
,
Charu A. Chandrasekhar
,
Stephan J. Schlegelmilch
,
Mark D. Flinn
Six Quick Cybersecurity Takeaways from SEC Speaks 2021
18 October 2021

Luke Dembosky
,
Avi Gesser
,
Jim Pastore
,
Charu A. Chandrasekhar
,
HJ Brehmer
,
Matthew C. Rametta
Compliance & Enforcement: Recent SEC Enforcement Action Against App Annie Signals Continuing Focus on Data-related Disclosure and Policy Violations
21 September 2021

Compliance & Enforcement

Avi Gesser
,
Charu A. Chandrasekhar
Recent SEC Enforcement Action against App Annie Signals Continuing Focus on Data-Related Disclosure and Policy Violations
20 September 2021

Avi Gesser
,
Charu A. Chandrasekhar
NYU Compliance & Enforcement Blog: SEC Levies $1 Million Penalty for Allegedly Misleading Cybersecurity Incident Disclosures
22 August 2021

NYU Compliance & Enforcement Blog

Avi Gesser
,
Paul M. Rodel
,
Joshua M. Samit
,
Charu A. Chandrasekhar
NYU Compliance & Enforcement Blog: Likely Policy Priorities of the Gensler SEC
23 April 2021

NYU Compliance & Enforcement Blog

Kara Brockmeyer
,
Andrew J. Ceresney
,
Arian M. June
,
Robert B. Kaplan
,
Julie M. Riewe
,
Jeff Robins
,
Jonathan R. Tuttle
,
Charu A. Chandrasekhar
Likely Policy Priorities of the Gensler SEC
14 April 2021

Kara Brockmeyer
,
Andrew J. Ceresney
,
Arian M. June
,
Robert B. Kaplan
,
Julie M. Riewe
,
Jeff Robins
,
Jonathan R. Tuttle
,
Charu A. Chandrasekhar
2021 SEC Division of Examinations Priorities
8 March 2021

Andrew J. Ceresney
,
Arian M. June
,
Robert B. Kaplan
,
Julie M. Riewe
,
Jeff Robins
,
Jonathan R. Tuttle
,
Mary Jo White
,
Charu A. Chandrasekhar
A Shot Across the Bow: Acting SEC Chair Lee Reinstitutes Delegated Authority for Senior Enforcement Leadership and Rescinds Clayton’s Waiver Policy
16 February 2021

Kara Brockmeyer
,
Andrew J. Ceresney
,
Arian M. June
,
Robert B. Kaplan
,
Julie M. Riewe
,
Jonathan R. Tuttle
,
Charu A. Chandrasekhar
SEC Information Requests: UK Privacy Regulator Clarifies Position
8 February 2021

Karolos Seeger
,
Jane Shvets
,
Charu A. Chandrasekhar
,
Robert Maddox
,
Andrew H.W. Lee
,
Martha Hirst
Second Circuit Set To Revisit Insider Trading Decision Post-Bridgegate
19 January 2021

Andrew J. Ceresney
,
Matthew E. Kaplan
,
Charu A. Chandrasekhar
,
Arian M. June
,
Robert B. Kaplan
,
Julie M. Riewe
,
Jonathan R. Tuttle
SEC Adopts New Market Data Infrastructure Rules to Modernize the National Market System; Implications for Best Execution Obligations
7 January 2021

Andrew J. Ceresney
,
Marc Ponchione
,
Julie M. Riewe
,
Jeff Robins
,
Charu A. Chandrasekhar
SEC Announces Reg BI-Focused Examinations to Begin in January 2021
7 January 2021

Andrew J. Ceresney
,
Arian M. June
,
Robert B. Kaplan
,
Julie M. Riewe
,
Jeff Robins
,
Jonathan R. Tuttle
,
Charu A. Chandrasekhar
The SEC’s Expanded Disgorgement Authority Complicates Investigations and Settlements
4 January 2021

Kara Brockmeyer
,
Andrew J. Ceresney
,
Arian M. June
,
Robert B. Kaplan
,
Julie M. Riewe
,
Jonathan R. Tuttle
,
Mary Jo White
,
Charu A. Chandrasekhar
,
Mark D. Flinn
The Cheesecake Factory Settles SEC’s First Enforcement Action Against a Public Company for Misleading COVID-19 Disclosures Regarding Financial Impact of the Pandemic
8 December 2020

Andrew J. Ceresney
,
Arian M. June
,
Matthew E. Kaplan
,
Julie M. Riewe
,
Jonathan R. Tuttle
,
Mary Jo White
,
Charu A. Chandrasekhar
,
Mark D. Flinn

Upcoming Events

Recent Events

High-to-Low Risk AI Use Cases for Financial Services
12 November 2025

Managed Funds Association

MFA Forum

New York, New York

Speaker: Charu A. Chandrasekhar, Avi Gesser, Kristin A. Snyder

Speaking Engagements
Reg S-P for Private Fund Advisers
4 November 2025

Debevoise & Plimpton LLP

Debevoise Data Security Webcast

Webcast

Speaker: Charu A. Chandrasekhar, Kristin A. Snyder, Johanna N. Skrzypczyk

Speaking Engagements
Emerging Technology Risks for Private Funds
27 October 2025

Practising Law Institute

Hedge Fund and Private Equity Enforcement & Regulatory Developments 2025

New York, New York

Speaker: Charu A. Chandrasekhar

Speaking Engagements
A Closer Look at the Use of AI in Generating Transcripts and Summaries of Meetings
25 September 2025

Alternative Investment Management Association

AIMA Legal & Compliance Group and US Regulatory Committee

New York, New York

Speaker: Charu A. Chandrasekhar, Avi Gesser

Speaking Engagements
Securities Fraud Enforcement
18 September 2025

Global Investigations Review (GIR)

GIR Live: Annual Investigations Meeting New York 2025

New York, New York

Speaker: Charu A. Chandrasekhar

Speaking Engagements
Future of Operations Task Force and Operational Risk Task Force: Oversight and Monitoring of Employee Use of AI Tools
3 September 2025

Securities Industry and Financial Markets Association

SIFMA AMG FinTech forum

Webcast

Speaker: Charu A. Chandrasekhar, Avi Gesser

Speaking Engagements
AI Can Draft Board Minutes—But Should It?
29 July 2025

Debevoise & Plimpton LLP

Public Companies Webcast Series

Webcast

Speaker: Charu A. Chandrasekhar, Avi Gesser, Eric T. Juergens, Kristin A. Snyder

Speaking Engagements
Identifying the Gatekeepers of an Organization
16 July 2025

Practising Law Institute

Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2025

New York, New York

Speaker: Charu A. Chandrasekhar

Speaking Engagements
Cybersecurity & Data Resilience: Protecting Alternative Investment Firms
30 April - 2 May 2025

Institute for Portfolio Alternatives

IPA OpsTech Innovation Forum

Washington, D.C.

Speaker: Charu A. Chandrasekhar

Speaking Engagements
Geopolitical and Regulatory Panel
1 April 2025

Chief Compliance Officers Forum

Global Insurance CCO Forum

Virtual

Speaker: Charu A. Chandrasekhar

Speaking Engagements
AI in Action: How to Balance the Risks and Rewards When Using AI
10 March 2025

Institutional Investor Forum

New York, New York

Speaker: Charu A. Chandrasekhar, Avi Gesser

Speaking Engagements
Conference Co-Chair
29-30 January 2025

American Conference Institute

Cybersecurity Law and Compliance

Arlington, Virginia

Speaker: Charu A. Chandrasekhar

Speaking Engagements
Tips on Managing Cybersecurity Risks Arising from AI – New Guidance from the NYDFS
8 November 2024

Debevoise & Plimpton LLP

Webcast

Speaker: Charu A. Chandrasekhar, Luke Dembosky, Avi Gesser, Erez Liebermann

Speaking Engagements
Meeting New DOJ Evaluation of Corporate Compliance Program Expectations
23 October 2024

Ethics & Compliance Initiative

Impact 2024

Orlando, Florida

Speaker: Charu A. Chandrasekhar

Speaking Engagements
Investment Advisers and AI
22 October 2024

Bay Area CCO Forum

Investment Advisers and AI

San Francisco, California

Speaker: Charu A. Chandrasekhar

Speaking Engagements
Cybersecurity Considerations for Investment Advisers
25 September 2024

Debevoise and Xantrion

Debevoise, Xantrion and Bay Area CCO Forum

San Francisco, California

Speaker: Charu A. Chandrasekhar, Kristin A. Snyder

Speaking Engagements
Cybersecurity/Data Privacy
12 September 2024

Investment Advisers Association (IAA)

2024 Compliance Workshop

Virtual

Speaker: Charu A. Chandrasekhar

Speaking Engagements
SEC Exams and Enforcement
7 August 2024

Alternative Investment Management Association

Virtual

Speaker: Charu A. Chandrasekhar

Speaking Engagements
SEC’s Current Broker Dealer Rulemakings and Considerations for International Banks
23 July 2024

Institute of International Bankers

New York, New York

Speaker: Charu A. Chandrasekhar, Jeff Robins, Matt Kelly, Chen Xu

Speaking Engagements
Reg S-P
17 July 2024

National Society of Compliance Professionals, Private Fund Forum

Reg S-P

Webcast

Speaker: Charu A. Chandrasekhar

Speaking Engagements
Topics and Trends Affecting Asset Managers
25 June 2024

Debevoise & Plimpton LLP

9th Annual SEC Alumni Seminar

New York, New York

Speaker: Andrew J. Ceresney, Charu A. Chandrasekhar, Robert B. Kaplan, Julie M. Riewe, Kristin A. Snyder

Speaking Engagements
Cyber & AI
6 June 2024

Debevoise & Plimpton LLP

Cyber & AI: Regulatory, Litigation and Communications Conference

New York, New York

Speaker: Charu A. Chandrasekhar, Erez Liebermann, Jim Pastore, Benjamin R. Pedersen, Kristin A. Snyder, Matt Kelly, Anna Moody, Gabriel A. Kohan

Speaking Engagements
Recent Developments in Securities Enforcement - June 2024
6 June 2024

Debevoise & Plimpton LLP

Securities Enforcement Commentary

Webcast

Speaker: Andrew J. Ceresney, Charu A. Chandrasekhar, Robert B. Kaplan, Anna Moody

Speaking Engagements
Global Cybersecurity, AI and DORA
30 April 2024

Institutional Investor

Legal Forum Spring Roundtable 2024

London, UK

Speaker: Charu A. Chandrasekhar, Erez Liebermann, Robert Maddox

Speaking Engagements
AI Washing
17 April 2024

National Society of Compliance Professionals, Private Fund Forum

AI Washing

Webcast

Speaker: Charu A. Chandrasekhar

Speaking Engagements
NIST Cybersecurity Framework (CSF) 2.0
12 April 2024

Investment Adviser Association

Cybersecurity/Data Privacy Compliance Forum

Webcast

Speaker: Charu A. Chandrasekhar

Speaking Engagements
New Frontiers in Tech and Artificial Intelligence
4 April 2024

Harvard Law school

Harvard Law School Celebration 70+

Cambridge, Massachusetts

Speaker: Charu A. Chandrasekhar

Speaking Engagements
Recent Developments in Securities Enforcement
1 April 2024

Debevoise & Plimpton LLP

Securities Enforcement Commentary

Webcast

Speaker: Andrew J. Ceresney, Charu A. Chandrasekhar, Robert B. Kaplan, Philip A. Fortino

Speaking Engagements
Macroeconomic & Geopolitical Considerations
20 March 2024

Chief Compliance Officers Forum (CCO Forum)

Global Insurance CCO Forum

Virtual

Speaker: Charu A. Chandrasekhar

Speaking Engagements
Cybersecurity Programs – Larger Firms
8 March 2024

Investment Adviser Association

2024 Investment Adviser Compliance Conference

Washington, DC

Speaker: Charu A. Chandrasekhar

Speaking Engagements
SEC and FINRA Compliance Considerations for AI Use by RIAs and Broker-Dealers
6 February 2024

Debevoise & Plimpton LLP

Webcast

Speaker: Charu A. Chandrasekhar, Avi Gesser, Julie M. Riewe, Kristin A. Snyder

Speaking Engagements
Recent Developments in Securities Enforcement
31 January 2024

Debevoise & Plimpton LLP

Securities Enforcement Commentary

Webcast

Speaker: Andrew J. Ceresney, Charu A. Chandrasekhar, Arian M. June, Philip A. Fortino

Speaking Engagements
Predictions and Priorities for 2024
23 January 2024

Debevoise & Plimpton LLP

Webcast

Speaker: Catherine Amirfar, Andrew J. Ceresney, Charu A. Chandrasekhar, Avi Gesser, Eric T. Juergens, Arian M. June, Satish M. Kini, Benjamin R. Pedersen, Jane Shvets, Kristin A. Snyder, Ulysses Smith

Speaking Engagements
AI and Private Equity
13 December 2023

Debevoise & Plimpton LLP

Debevoise Data Strategy & Security Webcast

Webcast

Speaker: Charu A. Chandrasekhar, Avi Gesser, Kevin M. Schmidt

Speaking Engagements
SEC Cybersecurity Rules for Issuers – Part 3: Practice Guide Q&A
1 December 2023

Debevoise & Plimpton LLP

Debevoise Data Security Webcast

Webcast

Speaker: Charu A. Chandrasekhar, Luke Dembosky, Avi Gesser, Erez Liebermann, Benjamin R. Pedersen

Speaking Engagements
Staying Current with Cyber Risks (including Privacy and Data Protection)
7 November 2023

Risk Management Association

RMA Internal Audit Conference

Fort Lauderdale, Florida

Speaker: Charu A. Chandrasekhar

Speaking Engagements
Recent Developments in Securities Enforcement
24 October 2023

Debevoise & Plimpton LLP

Webcast

Speaker: Andrew J. Ceresney, Charu A. Chandrasekhar, Kristin A. Snyder, Stephan J. Schlegelmilch

Speaking Engagements
SEC Cybersecurity Regulation
12 October 2023

Institutional Investor Legal Forum

Fall Roundtable

Washington, DC

Speaker: Charu A. Chandrasekhar, Erez Liebermann

Speaking Engagements
Cybersecurity Threats, Regulatory Developments and the Role of Lawyers
19 September 2023

Debevoise & Plimpton LLP

Webcast

Speaker: Charu A. Chandrasekhar, Luke Dembosky, Avi Gesser, Erez Liebermann

Speaking Engagements
New SEC Securities Based Swap Rules
13 June 2023

Debevoise & Plimpton

Webcast

Speaker: Kristin A. Snyder, Charu A. Chandrasekhar

Speaking Engagements
Off-System Communications: Regulatory Risks and Compliance Best Practices
12 April 2023

Debevoise & Plimpton LLP

Webcast

Speaker: Kara Brockmeyer, Andrew M. Levine, Kristin A. Snyder, Charu A. Chandrasekhar

Speaking Engagements
Recent Developments in Securities Enforcement – April 2023
5 April 2023

Debevoise & Plimpton LLP

Securities Enforcement Commentary

Webcast

Speaker: Andrew J. Ceresney, Robert B. Kaplan, Julie M. Riewe, Charu A. Chandrasekhar

Speaking Engagements
Getting Ready for the New SEC Cyber Rules for Registered Investment Advisers
21 March 2023

Debevoise & Plimpton LLP

DSS Episode 21

Webcast

Speaker: Luke Dembosky, Avi Gesser, Erez Liebermann, Julie M. Riewe, Kristin A. Snyder, Charu A. Chandrasekhar

Speaking Engagements
Cybersecurity and Data Privacy
13 March 2023

Investment Advisor Association

2023 Investment Advisor Compliance Conference

Washington, DC

Speaker: Charu A. Chandrasekhar

Speaking Engagements
Governing Employee Communications in a Remote Work Environment
21 February 2023

Risk Management Association

RMA Risk Readiness Webcast

Webcast

Speaker: Charu A. Chandrasekhar

Speaking Engagements
Data Analytics and Compliance Programs
14 November 2022

Practising Law Institute

Financial Services RegTech and Regulatory Compliance Forum 2022

New York, New York

Speaker: Charu A. Chandrasekhar

Speaking Engagements
Privacy in Financial Services
1 October 2022

Advisor Group

Webcast

Speaker: Avi Gesser, Charu A. Chandrasekhar, Johanna N. Skrzypczyk

Speaking Engagements
NYDFS Draft Amendments to Part 500 Cybersecurity Rules
4 August 2022

Debevoise & Plimpton

Insurance Webcast Series

Webcast

Speaker: Luke Dembosky, Eric Dinallo, Avi Gesser, Erez Liebermann, Charu A. Chandrasekhar

Speaking Engagements
Recent Developments in Securities Enforcement
21 July 2022

Debevoise & Plimpton LLP

Securities Enforcement Series

Webcast

Speaker: Kara Brockmeyer, Andrew J. Ceresney, Julie M. Riewe, Charu A. Chandrasekhar

Speaking Engagements
The SEC & Cybersecurity – Spring 2022 Update
19 April 2022

Debevoise & Plimpton

Webcast

Speaker: Avi Gesser, Kristin A. Snyder, Charu A. Chandrasekhar, HJ Brehmer

Speaking Engagements
2022 SEC and FINRA Examination and Enforcement Priorities
28 March 2022

Debevoise & Plimpton LLP, Accenture and PCEC Fordham Law

Webcast

Speaker: Charu A. Chandrasekhar

Speaking Engagements
Recent Developments in Securities Enforcement
24 February 2022

Debevoise & Plimpton LLP

Securities Enforcement Commentary Series

Webcast

Speaker: Andrew J. Ceresney, Arian M. June, Robert B. Kaplan, Charu A. Chandrasekhar, Stephan J. Schlegelmilch

Speaking Engagements
Recent Developments in Securities Enforcement
18 January 2022

Debevoise & Plimpton LLP

Webcast

Speaker: Andrew J. Ceresney, Robert B. Kaplan, Julie M. Riewe, Charu A. Chandrasekhar

Speaking Engagements
Recent Developments in Securities Enforcement
30 November 2021

Debevoise & Plimpton LLP

Securities Enforcement Commentary Series

Webcast

Speaker: Andrew J. Ceresney, Julie M. Riewe, Jonathan R. Tuttle, Charu A. Chandrasekhar

Speaking Engagements
Cybersecurity Transactional Risk
14 October 2021

Kroll

Navigating Increased Transactional Risk Scrutiny

Webcast

Speaker: Charu A. Chandrasekhar

Speaking Engagements
Compliance Implications from Recent Enforcement Cases
29 September 2021

Managed Funds Association

Chief Compliance Officer Forum

Webcast

Speaker: Charu A. Chandrasekhar

Speaking Engagements
Recent Developments in Securities Enforcement
22 September 2021

Debevoise & Plimpton LLP

Securities Enforcement Commentary Series

Webcast

Speaker: Kara Brockmeyer, Andrew J. Ceresney, Robert B. Kaplan, Charu A. Chandrasekhar

Speaking Engagements
Recent Developments in Securities Enforcement
19 August 2021

Debevoise & Plimpton LLP

Webcast

Speaker: Andrew J. Ceresney, Arian M. June, Jonathan R. Tuttle, Charu A. Chandrasekhar

Speaking Engagements
Everything You Need to Know About the SEC's Private Funds Unit
22 July 2021

Debevoise & Plimpton LLP

Webcast

Speaker: Robert B. Kaplan, Julie M. Riewe, Charu A. Chandrasekhar

Speaking Engagements
Recent Developments in Securities Enforcement
15 July 2021

Debevoise & Plimpton LLP

Webcast

Speaker: Kara Brockmeyer, Andrew J. Ceresney, Julie M. Riewe, Charu A. Chandrasekhar

Speaking Engagements
Former SEC Commissioner Jackson on Producer Best Interest Customer Obligations
25 June 2021

Debevoise & Plimpton LLP

Webinar

Speaker: Eric Dinallo, Charu A. Chandrasekhar

Speaking Engagements
Privilege Considerations for Asset Managers
23 June 2021

Debevoise & Plimpton LLP

6th Annual SEC Alumni Seminar

Webcast

Speaker: Kara Brockmeyer, Andrew J. Ceresney, Arian M. June, Robert B. Kaplan, Marc Ponchione, Julie M. Riewe, Jonathan R. Tuttle, Charu A. Chandrasekhar

Speaking Engagements
Recent Developments in Securities Enforcement
16 June 2021

Debevoise & Plimpton LLP

Webcast

Speaker: Andrew J. Ceresney, Julie M. Riewe, Jonathan R. Tuttle, Charu A. Chandrasekhar

Speaking Engagements
Due Diligence Insights
8 June 2021

Kroll

The SEC Under the Biden Administration

Webcast

Speaker: Charu A. Chandrasekhar

Speaking Engagements
IIB General Counsels Roundtable
1 December 2020

Institute of International Bankers

Webcast

Speaker: Eric Dinallo, Satish M. Kini, Gregory J. Lyons, Natalie L. Reid, Samantha J. Rowe, Caroline N. Swett, Charu A. Chandrasekhar, Chen Xu

Speaking Engagements
Election Effects: DOJ Priorities and FCPA Enforcement
19 November 2020

Debevoise & Plimpton LLP

Webcast

Speaker: Sally Bergmann Hardesty, Kara Brockmeyer, Helen V. Cantwell, Andrew J. Ceresney, Arian M. June, Andrew M. Levine, Winston M. Paes, Julie M. Riewe, Karolos Seeger, Jane Shvets, Bruce E. Yannett, Alexandre Bisch, Charu A. Chandrasekhar, Philipp von Holst

Speaking Engagements

Charu A. Chandrasekhar

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