Publications

• The SEC and DOJ Signal Continued Focus on AI Washing Under Trump Administration
  17 April 2025
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Cameron B. Wolfe
• A New Era (and a Homecoming) Begins: Paul Atkins Confirmed as New SEC Chairman
  10 April 2025
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Ally Farley
  ,
  Scott Woods
• New Marketing Rule FAQs are a “Net” Win for Investment Advisers
  21 March 2025
  Charu A. Chandrasekhar
  ,
  Sheena Paul
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Lauren P. Heller
  ,
  Christine Liu
• SEC’s Focus on Cyber and AI to Continue Under Trump Administration
  21 February 2025
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Cameron Sharp
• Lessons Learned: One Year of Form 8-K Material Cybersecurity Incident Reporting
  11 February 2025
  Charu A. Chandrasekhar
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  John Jacob
  ,
  Talia Lorch
  ,
  Cindy Tu
• FINRA’s 2025 Regulatory Oversight Report: Focus on Artificial Intelligence
  5 February 2025
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Matt Kelly
  ,
  Cameron Sharp
  ,
  Ned Terrace
  ,
  Mengyi Xu
• Treasury’s Post-2024 RFI Report on AI in Financial Services – Uses, Opportunities, and Risks
  24 January 2025
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Gregory J. Lyons
  ,
  Jeff Robins
  ,
  Jeremy I. Liss
  ,
  Ned Terrace
  ,
  Mengyi Xu
• Private Equity Report: 2025 Outlook
  January 2025
  Katherine Ashton
  ,
  Megan K. Bannigan
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Tim Cornell
  ,
  Luke Dembosky
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Avi Gesser
  ,
  James Grimwood
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Simone S. Hicks
  ,
  Peter J. Irwin
  ,
  Eric T. Juergens
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Jonathan F. Lewis
  ,
  Sidney P. Levinson
  ,
  Andrew M. Levine
  ,
  Erez Liebermann
  ,
  Timothy McIver
  ,
  Frank Mitchell
  ,
  Gordon Moodie
  ,
  Edwin Northover
  ,
  Brett M. Novick
  ,
  Sheena Paul
  ,
  Benjamin R. Pedersen
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  William D. Regner
  ,
  Julie M. Riewe
  ,
  Paul D. Rubin
  ,
  Zachary H. Saltzman
  ,
  Michael Schaper
  ,
  Kevin M. Schmidt
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Thomas Smith
  ,
  Kristin A. Snyder
  ,
  J. Michael Snypes, Jr.
  ,
  Rick Sofield
  ,
  Abraham Tabaie
  ,
  Katherine Durnan Taylor
  ,
  Ramya S. Tiller
  ,
  Jonathan R. Tuttle
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Jennifer Wheater
  ,
  Mary Jo White
  ,
  Alison E. Buckley-Serfass
  ,
  Brett Adam Bush
  ,
  Zhiyan Cao
  ,
  Jennifer R. Cestaro
  ,
  Robert T. Dura
  ,
  Stuart Hammer
  ,
  Lauren P. Heller
  ,
  Jin-Hyuk Jang
  ,
  Jared I. Kagan
  ,
  Wen-Wei Lai
  ,
  Michael P. McGuigan
  ,
  Melissa Runsten
  ,
  Tricia Bozyk Sherno
  ,
  Elie J. Worenklein
  ,
  John Young
  ,
  Ulysses Smith
  ,
  Erik J. Andrén
  ,
  Lauren K. Burns
  ,
  Josephine Chen
  ,
  Perpétua B. Chéry
  ,
  Daniel N. Cohen
  ,
  Paul Eastham
  ,
  Eliza Ezrapour
  ,
  Julia Glazer
  ,
  Isabelle Glimcher
  ,
  Alice Gu
  ,
  Rory Heller
  ,
  Andrew Hong
  ,
  Yiran Ji
  ,
  Emily Kennedy
  ,
  Nicole Miller
  ,
  Amy Pereira
  ,
  John M. Satira
  ,
  Adam C. Saunders
  ,
  Noah L. Schwartz
  ,
  Alfie Scott
  ,
  Sheng Shao
  ,
  John Sullivan Baker
• Top 10 SEC Cyber/AI Blog Posts for 2024
  12 December 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Eric T. Juergens
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Erez Liebermann
  ,
  Sheena Paul
  ,
  Benjamin R. Pedersen
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Paul M. Rodel
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Philip A. Fortino
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Johanna N. Skrzypczyk
  ,
  Suchita Mandavilli Brundage
  ,
  Kelly Donoghue
  ,
  Andreas A. Glimenakis
  ,
  Alice Gu
  ,
  John Jacob
  ,
  Gabriel A. Kohan
  ,
  Talia Lorch
  ,
  Ciera Mandelsberg
  ,
  Noah L. Schwartz
  ,
  Ned Terrace
  ,
  Mengyi Xu
• Managing AI-Related Risks Associated with Vendors
  December 2024
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Kristin A. Snyder
  ,
  Matt Kelly
  ,
  Johanna N. Skrzypczyk
  ,
  Joshua A. Goland
• Private Equity Report Fall 2024, Vol 24, No 3
  December 2024
  Megan K. Bannigan
  ,
  Ezra Borut
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Peter J. Irwin
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Julie M. Riewe
  ,
  Kevin M. Schmidt
  ,
  Kristin A. Snyder
  ,
  Rick Sofield
  ,
  Jared I. Kagan
  ,
  Nick S. Kaluk III
  ,
  Matt Kelly
  ,
  Johanna N. Skrzypczyk
  ,
  Andrea Bell
  ,
  Jordan Corrente Beck
  ,
  Clara Correa
  ,
  Jay E. Evans
  ,
  Joshua A. Goland
  ,
  Samuel D. Krawiecz
  ,
  Weichi Liu
  ,
  Emily MacKay
  ,
  Elliott Tuchman
  ,
  John M. Satira
  ,
  Sasha Semach
  ,
  Chris Zheng
• SEC Private Fund Adviser Enforcement FY 2024 Highlights
  December 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Sasha Semach
• SEC Enforcement Actions Fall Significantly As Crypto and Text Message Cases Predominate
  25 November 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Mark D. Flinn
  ,
  Philip A. Fortino
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Lauren K. Burns
  ,
  John Sullivan Baker
• U.S. Election 2024: Financial Services Outlook
  November 2024
  Gregory J. Lyons
  ,
  Charu A. Chandrasekhar
  ,
  Gordon Moodie
  ,
  Kristin A. Snyder
• Law360: A Look At Grewal's Record-Breaking Legacy After SEC Exit
  4 November 2024
  Law360
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Julie M. Riewe
• SEC Charges Four Companies for Misleading Cyber Disclosures
  28 October 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Julie M. Riewe
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  Kelly Donoghue
  ,
  Ciera Mandelsberg
  ,
  Noah L. Schwartz
• 2025 SEC Division of Examinations Priorities
  24 October 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Sheena Paul
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Philip A. Fortino
  ,
  Lauren P. Heller
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Ciera Mandelsberg
• Managing Cybersecurity Risks Arising from AI – New Guidance from the NYDFS
  21 October 2024
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Johanna N. Skrzypczyk
  ,
  Ned Terrace
  ,
  Mengyi Xu
• SEC Announces Settled Charges Against Rimar Capital Entities and Owner for Defrauding Investors in “AI Washing” Scheme
  11 October 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mark D. Flinn
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  Sofia Squatriti Muno
  ,
  Cameron B. Wolfe
• Recent Settled Actions Reiterate SEC’s Broad Interpretation of
  Rule 21F-17(a) Whistleblower Impediments
  23 September 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Jyotin Hamid
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Tricia Bozyk Sherno
  ,
  Sharon Shaji
• Internal Accounting Controls Claim Rejected in SolarWinds Case
  23 July 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  Alice Gu
  ,
  Talia Lorch
• FINRA Issues Brief Reminder on Managing Generative AI Risk in Supervisory Tools
  1 July 2024
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Matt Kelly
• Supreme Court Punches SEC APs Right in the Seventh Amendment
  28 June 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Philip A. Fortino
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Mark D. Flinn
  ,
  Suzanne Zakaria
• Incident Response Plans Are Now Accounting Controls? SEC Brings First-Ever Settled Cybersecurity Internal Controls Charges
  20 June 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Julie M. Riewe
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  Andreas A. Glimenakis
• SEC Targets AI Washing in Private Capital Markets: “Old School Fraud Using New School Buzzwords”
  14 June 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Matt Kelly
  ,
  Suchita Mandavilli Brundage
• Fifth Circuit Banishes SEC Private Fund Adviser Rules to a Galaxy PFAR, PFAR Away…
  6 June 2024
  Jonathan Adler
  ,
  Lorna Bowen
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Shannon Rose Selden
  ,
  Rebecca F. Silberstein
  ,
  Kristin A. Snyder
  ,
  Justin Storms
  ,
  Lauren P. Heller
  ,
  Anna Moody
  ,
  Sheena Paul
  ,
  Christine Liu
  ,
  Caroline H. Wallace
• The SEC Adopts Significant Cybersecurity Amendments to Reg S-P
  17 May 2024
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Anna Moody
  ,
  Sheena Paul
  ,
  Johanna N. Skrzypczyk
  ,
  Suchita Mandavilli Brundage
  ,
  Ned Terrace
• Debevoise Data Blog: Top 10 Cybersecurity Measures for Deploying AI Systems from the NSA, FBI and CISA
  2 May 2024
  Debevoise Data Blog
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Stephanie Cipolla
  ,
  Noah L. Schwartz
• Treasury’s Report on AI (Part 1) – Governance and Risk Management
  29 April 2024
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Matt Kelly
  ,
  Johanna N. Skrzypczyk
  ,
  Sharon Shaji
  ,
  Annabella M. Waszkiewicz
• Preparing for AI Whistleblowers
  25 April 2024
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Arian M. June
  ,
  Cooper Yoo
  ,
  Sharon Shaji
• Law360: What Cos. Are Reporting Under New SEC Cybersecurity Rule
  22 April 2024
  Law360
  Paul M. Rodel
  ,
  Charu A. Chandrasekhar
  ,
  Erez Liebermann
• The Increasing Risks of AI Washing and Securities Fraud Class Actions
  4 April 2024
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Maeve O'Connor
  ,
  Jim Pastore
  ,
  Kristin A. Snyder
  ,
  Matt Kelly
  ,
  Gabriel A. Kohan
  ,
  Alexandra N. Mogul
  ,
  Joshua A. Goland
• Private Funds CFO: Debevoise on preparing for cybersecurity rules
  2 April 2024
  Private Funds CFO
  Charu A. Chandrasekhar
  ,
  Kristin A. Snyder
• 100 Days of Cybersecurity Incident Reporting on Form 8-K: Lessons Learned
  28 March 2024
  Charu A. Chandrasekhar
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  John Jacob
  ,
  Kelly Donoghue
  ,
  Talia Lorch
• Complying with New York’s Recently Adopted Employee Privacy Law
  28 March 2024
  Helen V. Cantwell
  ,
  Charu A. Chandrasekhar
  ,
  Jyotin Hamid
  ,
  Arian M. June
  ,
  Tricia Bozyk Sherno
  ,
  Johanna N. Skrzypczyk
• AI Enforcement Starts with Washing: The SEC Charges its First AI Fraud Cases
  19 March 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Philip A. Fortino
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Gabriel A. Kohan
• 30 Days to Form ADV: Have You Reviewed Your AI Disclosures?
  26 February 2024
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Matt Kelly
  ,
  Sheena Paul
  ,
  Ned Terrace
  ,
  Mengyi Xu
• Private Equity Report: 2024 Outlook
  February 2024
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Andrew L. Bab
  ,
  Paul S. Bird
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Avi Gesser
  ,
  Nia I. Goodman
  ,
  David Grosgold
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Eric T. Juergens
  ,
  Robert B. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Jonathan F. Lewis
  ,
  Sidney P. Levinson
  ,
  Andrew M. Levine
  ,
  Erez Liebermann
  ,
  Timothy McIver
  ,
  Maura Kathleen Monaghan
  ,
  Edwin Northover
  ,
  Brett M. Novick
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  Natalie L. Reid
  ,
  Julie M. Riewe
  ,
  Kevin Rinker
  ,
  Samantha J. Rowe
  ,
  Paul D. Rubin
  ,
  Michael Schaper
  ,
  Kevin M. Schmidt
  ,
  Scott B. Selinger
  ,
  Aly Love (f/k/a Simons)
  ,
  Thomas Smith
  ,
  Kristin A. Snyder
  ,
  Steven J. Slutzky
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Kyra K. Bromley
  ,
  Alison E. Buckley-Serfass
  ,
  Jennifer R. Cestaro
  ,
  Stuart Hammer
  ,
  Jin-Hyuk Jang
  ,
  Wen-Wei Lai
  ,
  Michael P. McGuigan
  ,
  Sheena Paul
  ,
  Melissa Runsten
  ,
  Tricia Bozyk Sherno
  ,
  Ulysses Smith
  ,
  Sergio Torres
  ,
  Elie J. Worenklein
  ,
  Adam Aukland-Peck
  ,
  Josephine Chen
  ,
  Perpétua B. Chéry
  ,
  Paul Eastham
  ,
  Isabelle Glimcher
  ,
  Yiran Ji
  ,
  Maryam Kanna
  ,
  Leah Martin
  ,
  Sophie Michalski
  ,
  Diana Moise
  ,
  David J. Swiedler
  ,
  Perri M. Weinstein
  ,
  Nathan R. Hogan
• SEC Brings Whistleblower Action Over Retail Client Agreements
  25 January 2024
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Philip A. Fortino
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Cooper Yoo
• NYU PCCE: Real-Time Deepfakes May Necessitate Enhancements to Wire Transfer BEC Policies
  16 January 2024
  NYU PCCE
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Matt Kelly
  ,
  Karen Joo
• Law360: SEC, NY Cybersecurity Rules Create Complexity For Insurers
  19 December 2023
  Law360
  Avi Gesser
  ,
  Charu A. Chandrasekhar
  ,
  Benjamin R. Pedersen
• SEC Cybersecurity Rules: FBI, DOJ and SEC Publish Guidance on Disclosure Delays
  18 December 2023
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Matt Kelly
  ,
  Alice Gu
  ,
  Paul D. Lowry
• NYU PCCE: Resisting Hindsight Bias: A Proposed Framework for CISO Liability
  15 December 2023
  NYU PCCE
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Erez Liebermann
  ,
  Julie M. Riewe
  ,
  Anna Moody
  ,
  Andreas A. Glimenakis
• Resisting Hindsight Bias: A Proposed Framework for CISO Liability
  11 December 2023
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Erez Liebermann
  ,
  Julie M. Riewe
  ,
  Anna Moody
  ,
  Andreas A. Glimenakis
• Giving AI Governance a Risk-Based Approach
  November 2023
  Avi Gesser
  ,
  Charu A. Chandrasekhar
  ,
  Kristin A. Snyder
  ,
  Sarah Wolf
  ,
  Matt Kelly
• Private Equity Report Fall 2023, Vol 23, No 3
  November 2023
  Dominic Blaxill
  ,
  Michael Bolotin
  ,
  Geoffrey P. Burgess
  ,
  Charu A. Chandrasekhar
  ,
  Matthew Dickman
  ,
  Avi Gesser
  ,
  Gregory V. Gooding
  ,
  Morgan J. Hayes
  ,
  Sally Bergmann Hardesty
  ,
  Eric T. Juergens
  ,
  Frank Mitchell
  ,
  Brett M. Novick
  ,
  Benjamin R. Pedersen
  ,
  William D. Regner
  ,
  Edward M. Rishty
  ,
  Michael Schaper
  ,
  Kevin M. Schmidt
  ,
  Kristin A. Snyder
  ,
  Katherine Durnan Taylor
  ,
  Ramya S. Tiller
  ,
  Robert T. Dura
  ,
  Caitlin Gibson
  ,
  Stuart Hammer
  ,
  Matt Kelly
  ,
  Sarah Wolf
  ,
  Victoria G. J. Brown
  ,
  Adam Silverwood
  ,
  Edoardo Troina
• NYU PCCE: Hackers Turned Whistleblowers: SEC Cybersecurity Rules Weaponized Over Ransom Threat
  29 November 2023
  NYU PCCE
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Matt Kelly
  ,
  Kelly Donoghue
• Hackers Turned Whistleblowers: SEC Cybersecurity Rules Weaponized Over Ransom Threat
  20 November 2023
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Matt Kelly
  ,
  Kelly Donoghue
• SEC’s Division of Enforcement Year-End Results Reflect Continuing Aggressive Approach to Enforcement and Remedies
  20 November 2023
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Philip A. Fortino
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Mark D. Flinn
• A Summary of the Final Amendments to the NYDFS Cyber Rules
  15 November 2023
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Caroline N. Swett
  ,
  Johanna N. Skrzypczyk
  ,
  Stephanie D. Thomas
  ,
  Joshua A. Goland
• 2024 SEC Division of Examinations Priorities
  23 October 2023
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Philip A. Fortino
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Scott Woods
• NYU Compliance & Enforcement: SEC Proposes Rule to Eliminate or Neutralize Conflicts in the Use of “Predictive Data Analytics” Technologies
  29 August 2023
  NYU Compliance & Enforcement
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Jeff Robins
  ,
  Matt Kelly
  ,
  Gary E. Murphy
  ,
  Jarrett Lewis
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Sheena Paul
  ,
  Catherine Morrison
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Mengyi Xu
• Directors and Boards: Board Responsibility for AI Risk Oversight
  15 August 2023
  Directors and Boards
  William D. Regner
  ,
  Avi Gesser
  ,
  Charu A. Chandrasekhar
  ,
  Mengyi Xu
• Insurance Industry Corporate Governance Newsletter
  August 2023
  Charu A. Chandrasekhar
  ,
  Eric Dinallo
  ,
  Avi Gesser
  ,
  Benjamin R. Pedersen
  ,
  Nicholas F. Potter
• SEC Proposes Rule to Eliminate or Neutralize Conflicts in the Use of “Predictive Data Analytics” Technologies
  14 August 2023
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Matt Kelly
  ,
  Gary E. Murphy
  ,
  Sheena Paul
  ,
  Jarrett Lewis
  ,
  Catherine Morrison
  ,
  Mengyi Xu
• SEC and CFTC Continue Targeting Off-Channel Communications at Financial Institutions
  10 August 2023
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Andrew M. Levine
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Kristin A. Snyder
  ,
  Philip A. Fortino
  ,
  Stephan J. Schlegelmilch
  ,
  Alexa Busser Lopez
• SEC Adopts New Cybersecurity Rules for Issuers – Part 2 Key Takeaways
  7 August 2023
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Matt Kelly
  ,
  Kelly Donoghue
  ,
  John Jacob
  ,
  Amy Pereira
  ,
  Ned Terrace
  ,
  Mengyi Xu
  ,
  Chris Duff
• NYU Compliance & Enforcement: SEC Adopts New Cybersecurity Rules for Issuers
  31 July 2023
  NYU Compliance & Enforcement
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Matt Kelly
  ,
  Kelly Donoghue
  ,
  John Jacob
  ,
  Amy Pereira
  ,
  Mengyi Xu
  ,
  Chris Duff
• SEC Adopts New Cybersecurity Rules for Issuers
  27 July 2023
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Matt Kelly
  ,
  Kelly Donoghue
  ,
  John Jacob
  ,
  Amy Pereira
  ,
  Mengyi Xu
  ,
  Chris Duff
• SEC Adopts Rules to Prohibit Fraud in Security-Based Swaps and Exertion of Undue Influence Over SBS CCOs, and Reopens Comment Period for Large SBS Position Reporting
  29 June 2023
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Philip A. Fortino
  ,
  Stephan J. Schlegelmilch
• NYU Compliance & Enforcement: Lessons from The Financial Stability Board’s Report on Cyber Incident Reporting
  2 June 2023
  NYU Compliance & Enforcement
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Kristin A. Snyder
  ,
  Charu A. Chandrasekhar
• Generative AI: Risks and Considerations for Private Equity
  May 2023
  Avi Gesser
  ,
  Kristin A. Snyder
  ,
  Charu A. Chandrasekhar
  ,
  Matt Kelly
  ,
  Suchita Mandavilli Brundage
• Private Equity Report Spring 2023, Vol 23, No 1
  May 2023
  Michael Bolotin
  ,
  Avi Gesser
  ,
  Henry Lebowitz
  ,
  Marc Ponchione
  ,
  Kevin M. Schmidt
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Kristin A. Snyder
  ,
  Matthew J. Sorensen
  ,
  Charu A. Chandrasekhar
  ,
  Matt Kelly
  ,
  Sheena Paul
  ,
  Keith J. Slattery
  ,
  Suchita Mandavilli Brundage
  ,
  Tigist Kassahun
  ,
  Dominique Trudelle
  ,
  Massy Vainshtein
• Compliance & Enforcement: SEC Adopts Share Repurchase Disclosure Rules
  19 May 2023
  Compliance & Enforcement
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• SEC Adopts Share Repurchase Disclosure Rules
  12 May 2023
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• SEC Staff Bulletin Provides Detailed Guidance for Broker-Dealers and Investment Advisers on the Care Obligations to Retail Investors
  3 May 2023
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Philip A. Fortino
  ,
  Sheena Paul
  ,
  Stephan J. Schlegelmilch
  ,
  Maryam Kanna
• NYU Compliance & Enforcement: A Late Winter Blizzard of SEC Cybersecurity Rulemaking: the Proposed BD Cybersecurity Rules and Expanded Reg S-P and Reg SCI Obligations
  30 March 2023
  NYU Compliance & Enforcement
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Charu A. Chandrasekhar
  ,
  Sheena Paul
  ,
  Suchita Mandavilli Brundage
  ,
  Mengyi Xu
  ,
  Ned Terrace
• FCPA Update March 2023
  30 March 2023
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Kristin A. Snyder
  ,
  Bruce E. Yannett
  ,
  Charu A. Chandrasekhar
  ,
  Andreas A. Glimenakis
  ,
  Joseph Ptomey
• A Late Winter Blizzard of SEC Cybersecurity Rulemaking: the Proposed BD Cybersecurity Rules and Expanded Reg S-P and Reg SCI Obligations
  20 March 2023
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Charu A. Chandrasekhar
  ,
  Sheena Paul
  ,
  Suchita Mandavilli Brundage
  ,
  Mengyi Xu
  ,
  Ned Terrace
• Preparing for the SEC’s Cybersecurity Rules for Registered Investment Advisers, Registered Investment Companies, and Business Development Companies
  13 March 2023
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Charu A. Chandrasekhar
  ,
  Suchita Mandavilli Brundage
  ,
  Jarrett Lewis
• DOJ Issues Trio of Updates that Further Heighten Compliance Expectations, Particularly Involving Off-System Communications and Compensation Systems
  6 March 2023
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Kristin A. Snyder
  ,
  Bruce E. Yannett
  ,
  Charu A. Chandrasekhar
  ,
  Andreas A. Glimenakis
  ,
  Joseph Ptomey
• 2023 SEC Division of Examinations Priorities
  14 February 2023
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Philip A. Fortino
  ,
  Sheena Paul
  ,
  Stephan J. Schlegelmilch
  ,
  Maryam Kanna
• The Review of Securities & Commodities Regulation: The SEC’s Use of Data Analytics in Examinations and Enforcement Investigations
  25 January 2023
  The Review of Securities & Commodities Regulation
  Andrew J. Ceresney
  ,
  Kristin A. Snyder
  ,
  Charu A. Chandrasekhar
• Report Underscores FINRA’s Focus on Cybersecurity
  18 January 2023
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Kristin A. Snyder
  ,
  Charu A. Chandrasekhar
• SEC Proposes Equity Market Structure Revamp and Regulation Best Execution
  3 January 2023
  Andrew J. Ceresney
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Charu A. Chandrasekhar
  ,
  Catherine Morrison
• Recent SEC EXAMS Risk Alert Highlights Key Considerations for Reg S-ID Compliance
  15 December 2022
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Kristin A. Snyder
  ,
  Charu A. Chandrasekhar
  ,
  Noah L. Schwartz
• FCPA Update November 2022
  2 December 2022
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Joseph Ptomey
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
  ,
  Bailey K. Crawford
  ,
  Mark D. Flinn
• SEC’s Division of Enforcement Year-End Results Provide Insight into Record-Breaking Year in Monetary Sanctions, Novel Actions, and Evolving Enforcement Agenda
  21 November 2022
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
  ,
  Bailey K. Crawford
  ,
  Mark D. Flinn
• CLS Blue Sky Blog: Debevoise & Plimpton Discusses the SEC’s Most Recent Reg S-P Enforcement Action
  7 October 2022
  CLS Blue Sky Blog
  Avi Gesser
  ,
  Kristin A. Snyder
  ,
  Erez Liebermann
  ,
  Charu A. Chandrasekhar
  ,
  Johanna N. Skrzypczyk
• Lessons From the SEC’s Most Recent Reg S-P Action
  6 October 2022
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Kristin A. Snyder
  ,
  Charu A. Chandrasekhar
  ,
  Johanna N. Skrzypczyk
• Insurance Industry Corporate Governance Newsletter
  17 August 2022
  Eric Dinallo
  ,
  Erez Liebermann
  ,
  Nicholas F. Potter
  ,
  Charu A. Chandrasekhar
• NYDFS Proposes Significant Changes to Its Cybersecurity Rules (Part 2) – Answers to the Top 10 Questions from Our Webcast
  8 August 2022
  Luke Dembosky
  ,
  Eric Dinallo
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Caroline N. Swett
  ,
  Charu A. Chandrasekhar
• Recent SEC Enforcement Actions Signal Key Lessons for Reg S-ID Compliance
  3 August 2022
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Kristin A. Snyder
  ,
  Charu A. Chandrasekhar
  ,
  Noah L. Schwartz
• Compliance & Enforcement: NYDFS Proposes Significant Changes to Its Cybersecurity Rules
  1 August 2022
  Compliance & Enforcement
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Jim Pastore
  ,
  Charu A. Chandrasekhar
  ,
  HJ Brehmer
  ,
  Mengyi Xu
• NYDFS Proposes Significant Changes to Its Cybersecurity Rules
  1 August 2022
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Jim Pastore
  ,
  Charu A. Chandrasekhar
  ,
  HJ Brehmer
  ,
  Mengyi Xu
• SEC Continues Focus on Lack of Whistleblower Carve Outs in Company Confidentiality Agreements
  30 June 2022
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
  ,
  Mark D. Flinn
• How Private Equity Firms Can Prepare for the SEC’s Proposed Cybersecurity Rules
  May 2022
  Avi Gesser
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Charu A. Chandrasekhar
  ,
  Matthew C. Rametta
• Private Equity Report Spring 2022, Vol 22, No 1
  May 2022
  Catherine Amirfar
  ,
  Andrew L. Bab
  ,
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  Alexander R. Cochran
  ,
  Avi Gesser
  ,
  Ted Hassi
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Sidney P. Levinson
  ,
  Pierre Maugüé
  ,
  Marc Ponchione
  ,
  Ina C. Popova
  ,
  Natalie L. Reid
  ,
  Julie M. Riewe
  ,
  Scott B. Selinger
  ,
  Kristin A. Snyder
  ,
  Ramya S. Tiller
  ,
  Richard Ward
  ,
  Erica S. Weisgerber
  ,
  Charu A. Chandrasekhar
  ,
  Nick S. Kaluk III
  ,
  Sheena Paul
  ,
  Christopher Rosekrans
  ,
  Jennifer Wheater
  ,
  Paul Eastham
  ,
  Christopher S. Ford
  ,
  Christine Shu Gilleland
  ,
  Michael C. Godbe
  ,
  Matthew C. Rametta
  ,
  Kate Saba
• NYU Compliance & Enforcement: The SEC’s New Risk Alert Warns about the Use of Alternative Data
  3 May 2022
  NYU Compliance & Enforcement
  Andrew J. Ceresney
  ,
  Avi Gesser
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Mengyi Xu
• The SEC’s New Risk Alert Warns about the Use of Alternative Data
  2 May 2022
  Andrew J. Ceresney
  ,
  Avi Gesser
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Mengyi Xu
• Lessons from the Recent Enforcement Action Highlighting the SEC’s Broad Interpretation of Whistleblower-Related Rules
  20 April 2022
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
• 2022 SEC Division of Examinations Priorities
  6 April 2022
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
• Six Key Takeaways from the SEC’s Most Recent Proposed Cybersecurity Rules for Registrants
  14 March 2022
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Charu A. Chandrasekhar
  ,
  HJ Brehmer
  ,
  Rebecca Zipursky
• Harvard Forum on Corporate Governance: Four Takeaways from the SEC’s Proposed Cybersecurity Rules
  7 March 2022
  Harvard Forum on Corporate Governance
  Avi Gesser
  ,
  Charu A. Chandrasekhar
  ,
  Christopher S. Ford
  ,
  HJ Brehmer
  ,
  Julie M. Riewe
  ,
  Matthew C. Rametta
• Four Takeaways from the SEC’s Proposed Cybersecurity Rules
  17 February 2022
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Julie M. Riewe
  ,
  Charu A. Chandrasekhar
  ,
  HJ Brehmer
  ,
  Christopher S. Ford
  ,
  Matthew C. Rametta
• NYU Compliance & Enforcement: SEC Cybersecurity Update: Chair Gensler Offers Insight into Upcoming Regulation
  3 February 2022
  NYU Compliance & Enforcement
  Avi Gesser
  ,
  Charu A. Chandrasekhar
  ,
  Christopher S. Ford
  ,
  HJ Brehmer
  ,
  Matthew C. Rametta
• SEC Cybersecurity Update: Chair Gensler Offers Insight into Upcoming Regulation
  26 January 2022
  Avi Gesser
  ,
  Charu A. Chandrasekhar
  ,
  HJ Brehmer
  ,
  Christopher S. Ford
  ,
  Matthew C. Rametta
• SEC Proposes Major Amendments to Share Repurchase Disclosures
  17 December 2021
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• SEC Proposes Significant Amendments Regarding 10b5-1 Trading Plans and Augmented Trading-Related Disclosure Requirements
  16 December 2021
  Andrew J. Ceresney
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• SEC’s Division of Enforcement Year-End Results Announcement Reflects Transition in Enforcement Priorities and Chair Gensler’s Enforcement Agenda
  29 November 2021
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
  ,
  Mark D. Flinn
• Six Quick Cybersecurity Takeaways from SEC Speaks 2021
  18 October 2021
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Charu A. Chandrasekhar
  ,
  HJ Brehmer
  ,
  Matthew C. Rametta
• Compliance & Enforcement: Recent SEC Enforcement Action Against App Annie Signals Continuing Focus on Data-related Disclosure and Policy Violations
  21 September 2021
  Compliance & Enforcement
  Avi Gesser
  ,
  Charu A. Chandrasekhar
  ,
  Mengyi Xu
• Recent SEC Enforcement Action against App Annie Signals Continuing Focus on Data-Related Disclosure and Policy Violations
  20 September 2021
  Avi Gesser
  ,
  Charu A. Chandrasekhar
  ,
  Mengyi Xu
• NYU Compliance & Enforcement Blog: SEC Levies $1 Million Penalty for Allegedly Misleading Cybersecurity Incident Disclosures
  22 August 2021
  NYU Compliance & Enforcement Blog
  Avi Gesser
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
  ,
  Charu A. Chandrasekhar
• NYU Compliance & Enforcement Blog: Likely Policy Priorities of the Gensler SEC
  23 April 2021
  NYU Compliance & Enforcement Blog
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• Likely Policy Priorities of the Gensler SEC
  14 April 2021
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• 2021 SEC Division of Examinations Priorities
  8 March 2021
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
• A Shot Across the Bow: Acting SEC Chair Lee Reinstitutes Delegated Authority for Senior Enforcement Leadership and Rescinds Clayton’s Waiver Policy
  16 February 2021
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• SEC Information Requests: UK Privacy Regulator Clarifies Position
  8 February 2021
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Charu A. Chandrasekhar
  ,
  Robert Maddox
  ,
  Andrew H.W. Lee
  ,
  Martha Hirst
• Second Circuit Set To Revisit Insider Trading Decision Post-Bridgegate
  19 January 2021
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• SEC Adopts New Market Data Infrastructure Rules to Modernize the National Market System; Implications for Best Execution Obligations
  7 January 2021
  Andrew J. Ceresney
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Charu A. Chandrasekhar
• SEC Announces Reg BI-Focused Examinations to Begin in January 2021
  7 January 2021
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• The SEC’s Expanded Disgorgement Authority Complicates Investigations and Settlements
  4 January 2021
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Mark D. Flinn
• The Cheesecake Factory Settles SEC’s First Enforcement Action Against a Public Company for Misleading COVID-19 Disclosures Regarding Financial Impact of the Pandemic
  8 December 2020
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Mark D. Flinn