Asset Management

Publications

Upcoming Events

Recent Events

  • Enforcement and Litigation Trends in Investment Management
    26-27 July 2022
    Practising Law Institute
    Investment Management 2022: Current Issues & Trends
    New York, New York
    Speaker: Julie M. Riewe
    Speaking Engagements
  • Antitrust and Private Equity in Asia: Increased Enforcement on the Horizon
    29 June 2022
    Debevoise & Plimpton LLP
    Webcast
    Speaking Engagements
  • IBA Asset Management and Investment Funds Committee
    22-24 May 2022
    IBA-NY
    31st Annual Conference on the Globalisation of Investment Funds
    New York, New York
    Speaking Engagements
  • Marketing Restrictions for Private Funds - Overview of the New U.S. Regulations and Comparison to Recent Guidelines Issued in the EU
    3 November 2021
    Debevoise & Plimpton LLP
    Global Funds Monthly Regulatory Update
    Webcast
    Speaking Engagements
  • SPACs and Associated IAA/ICA/33 Act Regulatory and Enforcement Issues and More
    23 March 2021
    American Investment Council
    AIC’s CCO Working Group Webinar
    Webcast
    Speaking Engagements
  • Trends in Private Equity Funds: A Whole New Chapter or Just Turn the Page?
    8-10 March 2021
    International Bar Association
    IBA Asset Management and Investment Funds Conference
    Webcast
    Speaker: Justin Storms
    Speaking Engagements
  • Post-COVID-19 Regulatory Issues
    16 June 2020
    American Investment Council
    AIC Chief Compliance Officer Working Group
    Webinar
    Speaker: Marc Ponchione
    Speaking Engagements
  • COVID-19 & Private Equity: Portfolio Company and Fund Governance Practices in the Time of COVID
    2 April 2020
    Debevoise
    Webcast
    Speaking Engagements
  • Everyone Has Them: Identifying, Disclosing, and Managing Conflicts of Interest Under Your Fiduciary Duty
    5-6 March 2020
    Investment Adviser Association
    IAA Investment Adviser 2020 Compliance Conference
    Washington, DC
    Speaker: Julie M. Riewe
    Speaking Engagements
  • Cryptocurrency and the Custody Rule
    8 October 2019
    Strafford
    Cryptocurrency and the Custody Rule: Legal Pitfalls in Managing Digital Assets
    Webinar
    Speaking Engagements
  • Hot Topics and Regulatory Developments for Asset Managers and Investment Funds
    22-27 September 2019
    International Bar Association
    International Bar Association Annual Conference 2019
    Seoul, Korea
    Speaker: Cate H. Bae
    Speaking Engagements
  • Foreign Corrupt Practices Act for Investment Advisors
    20 September 2019
    ACA Compliance Group
    ACA Compliance Group Fall Conference
    Lost Pines, Texas
    Speaker: Kara Brockmeyer
    Speaking Engagements
  • Legal Strategies: Balancing GP Interests and Competitive and Marketable Positioning to LPs
    29 July 2019
    MVision, Landmark Partners and Debevoise
    Investing in Private Equity for Japanese Asset Managers
    Tokyo, Japan
    Speaking Engagements
  • Private Equity M&A Activity in Japan and Across Asia
    29 July 2019
    MVision, Landmark Partners and Debevoise
    Investing in Private Equity for Japanese Asset Managers
    Tokyo, Japan
    Speaking Engagements
  • California’s Data Privacy Law: What Asset Managers Need to Know
    12 July 2019
    Legal Form
    2019 West Coast Workshop
    Los Angeles, California
    Speaking Engagements
  • Who is an Investment Adviser? Regulatory Jurisdiction
    8 July 2019
    Practising Law Institute
    Fundamentals of Investment Adviser Regulation 2019
    New York, New York
    Speaking Engagements
  • Brexit – Impact on Switzerland’s Asset Management Industry
    8 May 2019
    University of Zurich
    Aktuelles zum Kollektivanlagenrecht
    Zurich, Switzerland
    Speaker: Jin-Hyuk Jang
    Speaking Engagements
  • The SEC’s Focus on Investor Protection: RICs on the Radar of OCIE and Enforcement
    17-20 March 2019
    Investment Company Institute
    ICI 2019 Mutual Funds and Investment Management Conference
    San Diego, California
    Speaker: Julie M. Riewe
    Speaking Engagements
  • Registered Funds Roundup
    14-15 March 2019
    Investment Adviser Association
    Investment Adviser Association’s 2019 Investment Adviser Compliance Conference – Effective Strategies and Best Practices
    Washington, D.C.
    Speaking Engagements
  • AIFMD Notification and Anti Asset Stripping Rules in PE Transactions: How Are They Relevant to U.S. Manager and U.S. Transactions?
    15 October 2018
    Debevoise & Plimpton
    AIFMD Notification and Anti Asset Stripping Rules in PE Transactions: How Are They Relevant to US Manager and U.S. Transactions?
    Debevoise & Plimpton, New York Office
    Speaking Engagements
  • SEC Inspections and Examinations of Private Hedge and Equity Funds
    9 October 2018
    Practising Law Institute
    Hedge Fund and Private Equity Enforcement & Regulatory Developments 2018
    New York, New York
    Speaker: Julie M. Riewe
    Speaking Engagements
  • Who is an Investment Adviser; Regulatory Jurisdiction
    25 June 2018
    Practising Law Institute
    PLI’s Fundamentals of Investment Adviser Regulation 2018
    New York, New York
    Speaking Engagements
  • Fiduciary Investment Advice: Litigation and Enforcement Perspectives
    10 May 2018
    Practising Law Institute
    New York, New York
    Speaker: Julie M. Riewe
    Speaking Engagements
  • U.S. and International Regulatory Developments
    8 November 2017
    American Investment Council
    AIC General Counsels’ Day
    New York, New York
    Speaking Engagements
  • Panel Discussion
    6 November 2017
    Regulatory Compliance Association
    RCA’s Women in Asset Management & Regulation Summit
    New York, New York
    Speaker: Julie M. Riewe
    Speaking Engagements
  • Current Issues in Wealth Management & Investment Advisory
    11 November 2017
    Securities Industry and Financial Markets Association
    Compliance & Legal New York Regional Seminar
    New York, New York
    Speaker: Julie M. Riewe
    Speaking Engagements
  • Who is an Investment Adviser; Regulatory Jurisdiction
    26 June 2017
    Practising Law Institute
    New York, New York
    Speaking Engagements
  • Asset Management Focus
    15 June 2017
    Thomson Reuters
    Financial Services Forum
    London, UK
    Speaking Engagements
  • Building a Portfolio
    27 April 2017
    American College of Investment Counsel
    Spring Investment Forum – Off the Beaten Path: Navigating the Peaks and Valleys of Investments and Regulatory Compliance
    Chicago, Illinois
    Speaker: Julie M. Riewe
    Speaking Engagements
  • An Anatomy of Recent SEC Enforcement Settlements
    7 March 2017
    International Bar Association
    18th Annual International Conference on Private Investment Funds
    London, UK
    Speaker: Julie M. Riewe
    Speaking Engagements
  • Valuation Best Practice and Other SEC Focus Areas
    28 February 2017
    Institutional Investor
    Legal Forum/Winter Roundtable
    New York, New York
    Speaking Engagements
  • Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective
    1 December 2016
    Practising Law Institute
    Hedge and Private Fund Enforcement & Regulatory Developments 2016
    New York, New York
    Speaker: Julie M. Riewe
    Speaking Engagements
  • Capital Raising and Exit Transactions for Fin-Tech Companies: A Primer
    22 September 2016
    Debevoise & Plimpton, Freeman & Co.
    Financial Technology M&A and Capital Raising Seminar
    San Francisco, California
    Speaking Engagements
  • Regulatory Priorities for FinTech Firms -- and Investors
    22 September 2016
    Debevoise & Plimpton and Freeman & Co.
    Financial Technology M&A and Capital Raising Seminar
    San Francisco, California
    Speaking Engagements
  • Who is an Investment Adviser: Regulatory Jurisdiction
    13 July 2016
    Practising Law Institute
    Fundamentals of Investment Adviser Regulation 2016
    New York, New York
    Speaking Engagements
  • Where is Your Organization Vulnerable? Top Risks for Private Equity and Hedge Funds
    5 April 2016
    American Conference Institute
    3rd Summit on FCPA, AML & OFAC Risks for Private Equity and Hedge Funds
    New York, New York
    Speaking Engagements
  • Opening Remarks
    5 April 2016
    American Conference Institute
    3rd Summit on FCPA, AML & OFAC Risks for Private Equity and Hedge Funds
    New York, New York
    Speaking Engagements
  • The Latest from Washington: Hot Topics for Investment Advisers from Regulators to Capitol Hill
    Date: 10 March 2016
    Investment Adviser Association (IAA)
    IAA Compliance Conference 2016 – Strategies for a Changing Regulatory Environment
    Washington, DC
    Speaking Engagements
  • Fundamentals of Investment Adviser Regulation 2015
    15 July 2015
    Practising Law Institute
    Fundamentals of Investment Adviser Regulation 2015
    New York, NY
    Speaking Engagements