Asset Management

Publications

Upcoming Events

  • Who is an Investment Adviser; Regulatory Jurisdiction
    25 June 2018
    Practising Law Institute
    PLI’s Fundamentals of Investment Adviser Regulation 2018
    New York, New York
    Speaking Engagements

Recent Events

  • Fiduciary Investment Advice: Litigation and Enforcement Perspectives
    10 May 2018
    Practising Law Institute
    New York, New York
    Speaker: Julie M. Riewe
    Speaking Engagements
  • U.S. and International Regulatory Developments
    8 November 2017
    American Investment Council
    AIC General Counsels’ Day
    New York, New York
    Speaking Engagements
  • Panel Discussion
    6 November 2017
    Regulatory Compliance Association
    RCA’s Women in Asset Management & Regulation Summit
    New York, New York
    Speaker: Julie M. Riewe
    Speaking Engagements
  • Current Issues in Wealth Management & Investment Advisory
    11 November 2017
    Securities Industry and Financial Markets Association
    Compliance & Legal New York Regional Seminar
    New York, New York
    Speaker: Julie M. Riewe
    Speaking Engagements
  • Who is an Investment Adviser; Regulatory Jurisdiction
    26 June 2017
    Practising Law Institute
    New York, New York
    Speaking Engagements
  • Asset Management Focus
    15 June 2017
    Thomson Reuters
    Financial Services Forum
    London, UK
    Speaking Engagements
  • Building a Portfolio
    27 April 2017
    American College of Investment Counsel
    Spring Investment Forum – Off the Beaten Path: Navigating the Peaks and Valleys of Investments and Regulatory Compliance
    Chicago, Illinois
    Speaker: Julie M. Riewe
    Speaking Engagements
  • An Anatomy of Recent SEC Enforcement Settlements
    7 March 2017
    International Bar Association
    18th Annual International Conference on Private Investment Funds
    London, UK
    Speaker: Julie M. Riewe
    Speaking Engagements
  • Valuation Best Practice and Other SEC Focus Areas
    28 February 2017
    Institutional Investor
    Legal Forum/Winter Roundtable
    New York, New York
    Speaking Engagements
  • Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective
    1 December 2016
    Practising Law Institute
    Hedge and Private Fund Enforcement & Regulatory Developments 2016
    New York, New York
    Speaker: Julie M. Riewe
    Speaking Engagements
  • Capital Raising and Exit Transactions for Fin-Tech Companies: A Primer
    22 September 2016
    Debevoise & Plimpton, Freeman & Co.
    Financial Technology M&A and Capital Raising Seminar
    San Francisco, California
    Speaking Engagements
  • Regulatory Priorities for FinTech Firms -- and Investors
    22 September 2016
    Debevoise & Plimpton and Freeman & Co.
    Financial Technology M&A and Capital Raising Seminar
    San Francisco, California
    Speaking Engagements
  • Who is an Investment Adviser: Regulatory Jurisdiction
    13 July 2016
    Practising Law Institute
    Fundamentals of Investment Adviser Regulation 2016
    New York, New York
    Speaking Engagements
  • Opening Remarks
    5 April 2016
    American Conference Institute
    3rd Summit on FCPA, AML & OFAC Risks for Private Equity and Hedge Funds
    New York, New York
    Speaking Engagements
  • Where is Your Organization Vulnerable? Top Risks for Private Equity and Hedge Funds
    5 April 2016
    American Conference Institute
    3rd Summit on FCPA, AML & OFAC Risks for Private Equity and Hedge Funds
    New York, New York
    Speaking Engagements
  • The Latest from Washington: Hot Topics for Investment Advisers from Regulators to Capitol Hill
    Date: 10 March 2016
    Investment Adviser Association (IAA)
    IAA Compliance Conference 2016 – Strategies for a Changing Regulatory Environment
    Washington, DC
    Speaking Engagements
  • Fundamentals of Investment Adviser Regulation 2015
    15 July 2015
    Practising Law Institute
    Fundamentals of Investment Adviser Regulation 2015
    New York, NY
    Speaking Engagements
  • Whether Parties May Consent to a Final Bankruptcy Court's Decision of Non-Core Matters
    8 September 2014 12:00 AM Eastern Standard Time
    NYC Bar Bankruptcy Litigation CLE Panel
    The More Things Change … The Supreme Court's Bellingham Decision and Its Impact on Bankruptcy Litigation
    New York City Bar, 42 West 44th Street, New York
    Speaking Engagements
  • Adjustments to the Basis of Partnership Assets (Sections 734, 743 and 754)
    29 April - 1 May 2014
    PLI
    PLI's Tax Planning for Domestic & Foreign Partnerships, LLCs, Joint Ventures & Other Strategic Alliances 2014
    Skadden, Arps, Slate, Meagher & Flom LLP offices
    Speaker: Peter A. Furci
    Speaking Engagements
  • De-offshorization: Corporate Aspects
    27 February 2014 12:00 AM Dateline Standard Time
    Debevoise & Plimpton LLP
    De-offshorization: Tax and Corporate Aspects
    Debevoise & Plimpton LLP offices, Moscow
    Speaking Engagements
  • De-offshorization: Tax Aspects
    27 February 2014 12:00 AM Dateline Standard Time
    Debevoise & Plimpton LLP
    De-offshorization: Tax and Corporate Aspects
    Debevoise & Plimpton LLP offices, Moscow
    Speaking Engagements
  • Changes to Regulation of Securities Issuances
    4 February 2014 12:00 AM Dateline Standard Time
    Debevoise & Plimpton LLP
    Fourth Annual Conference "Current Developments in Russian and International Capital Markets" 2014
    Ararat Park Hyatt, Moscow
    Speaking Engagements
  • The Key Considerations for a Debut Issuer
    4 February 2014 12:00 AM Dateline Standard Time
    Debevoise & Plimpton LLP
    Fourth Annual Conference "Current Developments in Russian and International Capital Markets" 2014
    Ararat Park Hyatt, Moscow
    Speaking Engagements
  • Bankruptcy 101
    29 January 2014 12:00 AM Dateline Standard Time
    NYSBA
    NYSBA Young Lawyers Section Annual Meeting
    New York Hilton Midtown, New York, NY
    Speaking Engagements
  • Introduction to Corporate Bankruptcy
    29 January 2014 12:00 AM Dateline Standard Time
    New York State Bar Association
    Young Lawyers Section Annual Meeting
    New York Hilton Midtown
    1335 Avenue of the Americas
    Speaking Engagements
  • American Airlines Bankruptcy
    5 December 2013 12:00 AM Dateline Standard Time
    American Bar Association
    2013 Aviation Finance Conference
    Norton Rose Fulbright, New York, NY
    Speaker: Jasmine Ball
    Speaking Engagements
  • Bankruptcy Considerations: Accounting for the Impact of Chapter 11 Filings, and Other Recent Bankruptcy Cases on Aircraft Finance
    24 June 2013 12:00 AM Dateline Standard Time
    American Conference Institute
    American Conference Institute’s Second National Forum on Aircraft Finance & Leasing
    New York
    Speaker: Jasmine Ball
    Speaking Engagements
  • Insurance Issues in Bankruptcy Reorganization and Corporate Reanimation
    14 May 2013 12:00 AM Dateline Standard Time
    Perrin Conferences
    Annual Emerging Insurance Coverage & Allocation Issues Conference
    The Rittenhouse Hotel
    Philadelphia, PA
    Speaking Engagements