Andrew J. Ceresney is a partner in the New York office and Co-Chair of the Litigation Department.
Mr. Ceresney represents public companies, financial ...
Read Full Biography
Publications
-
A Shot Across the Bow: Acting SEC Chair Lee Reinstitutes Delegated Authority for Senior Enforcement Leadership and Rescinds Clayton’s Waiver Policy
16 February 2021
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Charu A. Chandrasekhar
, Ada Fernandez Johnson
-
FCPA Update January 2021
2 February 2021
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Karolos Seeger
, Jane Shvets
, Bruce E. Yannett
, Alexandre Bisch
, Erich O. Grosz
, Ada Fernandez Johnson
, Robin Lööf
, Anna V. Maximenko
, Philip Rohlik
, Fabricio M. Archanjo
, Daniel Aun
, Konstantin Bureiko
, Aisling Cowell
, Andreas A. Glimenakis
, Elena Klutchareva
, Ramsay McCulloch
, Daniel J. Marcus
, Dr. Friedrich Popp
-
Second Circuit Set To Revisit Insider Trading Decision Post-Bridgegate
19 January 2021
Andrew J. Ceresney
, Matthew E. Kaplan
, Charu A. Chandrasekhar
, Eric Silverberg
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Ada Fernandez Johnson
-
SEC Adopts New Market Data Infrastructure Rules to Modernize the National Market System; Implications for Best Execution Obligations
7 January 2021
Andrew J. Ceresney
, Marc Ponchione
, Julie M. Riewe
, Jeff Robins
, Charu A. Chandrasekhar
, Danjie Fang
-
SEC Announces Reg BI-Focused Examinations to Begin in January 2021
7 January 2021
Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jeff Robins
, Jonathan R. Tuttle
, Charu A. Chandrasekhar
, Ada Fernandez Johnson
, Jonathan M. DeMars
-
2020/2021 Private Equity Year End Review and Outlook
7 January 2021
Jonathan Adler
, William D. Regner
, John W. Rife III
, Alisa A. Waxman
, Jennifer R. Cestaro
, Katherine Ashton
, E. Drew Dutton
, Jane Engelhardt
, Andrew C. Rearick
, Eric N. Fischer
, Thomas Smith
, Ramya S. Tiller
, Christopher Anthony
, Kevin M. Schmidt
, Maurizio Levi-Minzi
, Geoffrey P. Burgess
, Dominic Blaxill
, William Y. Chua
, Wen-Wei Lai
, Jyotin Hamid
, Morgan J. Hayes
, Steven J. Slutzky
, David L. Wayne
, Richard Ward
, Jennifer Wheater
, Paul Eastham
, Peter A. Furci
, Rafael Kariyev
, Jay E. Evans
, Samuel D. Krawiecz
, Andrew L. Bab
, Jennifer L. Chu
, Paul D. Rubin
, Jacob W. Stahl
, Kim Le
, Jyotin Hamid
, Meir D. Katz
, Jonathan F. Lewis
, Tricia Bozyk Sherno
, Ezra Borut
, Jeffrey P. Cunard
, Marc Ponchione
, Kenneth J. Berman
, Gregory T. Larkin
, Norma Angelica Freeland
, Patricia Volhard
, Christopher Dortschy
, Jin-Hyuk Jang
, John Young
, Andrew J. Ceresney
, Robert B. Kaplan
, Julie M. Riewe
, Merryl Lawry-White
, Sally Bergmann
, Scott B. Selinger
, Stuart Hammer
, Luke Dembosky
, Avi Gesser
, Jim Pastore
, Megan K. Bannigan
, David H. Bernstein
, M. Natasha Labovitz
, Sidney P. Levinson
, Peter J. Irwin
, Malina Welman
, Paul S. Bird
-
The SEC’s Expanded Disgorgement Authority Complicates Investigations and Settlements
4 January 2021
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Charu A. Chandrasekhar
, Mark D. Flinn
, Nathaniel Johnson
-
The Cheesecake Factory Settles SEC’s First Enforcement Action Against a Public Company for Misleading COVID-19 Disclosures Regarding Financial Impact of the Pandemic
8 December 2020
Andrew J. Ceresney
, Arian M. June
, Matthew E. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Charu A. Chandrasekhar
, Ada Fernandez Johnson
, Jonathan M. DeMars
, Mark D. Flinn
-
Recent U.S. Developments, Including Passage of Holding Foreign Companies Accountable Act, Signal Harder Stance with China
7 December 2020
Kara Brockmeyer
, Andrew J. Ceresney
, William Y. Chua
, Gareth Hughes
, Matthew E. Kaplan
, Satish M. Kini
, Peter J. Loughran
, Jonathan R. Tuttle
, Ada Fernandez Johnson
, Philip Rohlik
, Tingting Wu
-
SEC Annual Report on Whistleblower Program Highlights Record-Setting 10-Year Anniversary
19 November 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Ada Fernandez Johnson
, Michael P. Geraltowski
-
Compliance & Enforcement: Despite Unprecedented Challenges, SEC’s Division of Enforcement’s 2020 Annual Report Presents Healthy Enforcement Results
9 November 2020
Compliance & Enforcement
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Ada Fernandez Johnson
, Mark D. Flinn
-
Despite Unprecedented Challenges, SEC’s Division of Enforcement 2020 Annual Report Presents Healthy Enforcement Results
3 November 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Ada Fernandez Johnson
, Mark D. Flinn
-
Insufficient Internal Controls Result in SEC Enforcement in Connection with Rule 10b5-1 Plan
23 October 2020
Andrew J. Ceresney
, Morgan J. Hayes
, Paul M. Rodel
, Steven J. Slutzky
, Jonathan R. Tuttle
, Devon Klein
-
SEC Adopts Amendments to Whistleblower Rules to Enhance Program Efficiency and Effectiveness
24 September 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Jyotin Hamid
, Mary Beth Hogan
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Ada Fernandez Johnson
-
Compliance & Enforcement: SEC Brings Enforcement Action Against Investment Adviser for Section 13 Beneficial Ownership Reporting Failures
23 September 2020
Compliance & Enforcement
Andrew J. Ceresney
, Matthew E. Kaplan
, Nicholas P. Pellicani
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
-
SEC Brings Enforcement Action Against Investment Adviser for Section 13 Beneficial Ownership Reporting Failures
21 September 2020
Andrew J. Ceresney
, Matthew E. Kaplan
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Nicholas P. Pellicani
-
2020 Private Equity Midyear Review and Outlook
31 July 2020
Jonathan Adler
, Andrew M. Ahern
, Christopher Anthony
, Megan K. Bannigan
, David H. Bernstein
, Kenneth J. Berman
, Paul S. Bird
, Ezra Borut
, Geoffrey P. Burgess
, Jennifer R. Cestaro
, Jennifer L. Chu
, William Y. Chua
, Andrew J. Ceresney
, Jeffrey P. Cunard
, Peter A. Furci
, Morgan J. Hayes
, Peter J. Irwin
, Robert B. Kaplan
, Rafael Kariyev
, M. Natasha Labovitz
, Andrew M. Levine
, Sidney P. Levinson
, Nicole Levin Mesard
, Marc Ponchione
, Julie M. Riewe
, Edward M. Rishty
, Kevin M. Schmidt
, Shannon Rose Selden
, Scott B. Selinger
, Steven J. Slutzky
, Thomas Smith
, Ramya S. Tiller
, Patricia Volhard
, Richard Ward
, Alisa A. Waxman
, Michael P. McGuigan
, Samuel D. Krawiecz
, Stuart Hammer
, Dominic Blaxill
, Christopher Dortschy
, Paul Eastham
, James L. Harrington
, Gregory T. Larkin
, Jin-Hyuk Jang
, Jennifer Wheater
, John Young
, Almas Daud
, Paul Eastham
, Jay E. Evans
, Norma Angelica Freeland
, Richard A. Grossmann
, Samuel D. Krawiecz
, Wen-Wei Lai
, Merryl Lawry-White
, Joshua B. Pickar
-
Law360: 5 Ways To Mitigate Whistleblower Risk During COVID-19
8 July 2020
Law360
Arian M. June
, Andrew J. Ceresney
, Suzanne Zakaria
-
U.S. Enforcement Agencies Release Second Edition of FCPA Resource Guide
8 July 2020
Kara Brockmeyer
, Helen V. Cantwell
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Winston M. Paes
, David Sarratt
, Jane Shvets
, Jonathan R. Tuttle
, Mary Jo White
, Bruce E. Yannett
, Lisa Zornberg
, Ada Fernandez Johnson
, Philip Rohlik
, Laura E. O'Neill
-
Law360: SEC's Insider Info Case Shows Perils Of Portfolio Co. Trading
3 July 2020
Law360
Andrew J. Ceresney
, Julie M. Riewe
, Jonathan R. Tuttle
-
Supreme Court Liu Decision Upholds SEC Disgorgement Power While Suggesting Potential Limits, and May Impact FTC Enforcement
23 June 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Andrew M. Levine
, David A. O'Neil
, Julie M. Riewe
, Paul D. Rubin
, Jonathan R. Tuttle
, Bruce E. Yannett
, Mary Jo White
, Ada Fernandez Johnson
, Valerie A. Zuckerman
-
DOJ Updates Guidance on Corporate Compliance Programs
8 June 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, Jane Shvets
, Bruce E. Yannett
, Erich O. Grosz
-
SEC to Fund Managers with Access to MNPI: Trade in Portfolio Company Securities at Your Peril
28 May 2020
Kenneth J. Berman
, Andrew J. Ceresney
, Arian M. June
, Matthew E. Kaplan
, Robert B. Kaplan
, Marc Ponchione
, Julie M. Riewe
, Jonathan R. Tuttle
, Nathaniel Johnson
-
SEC Shows Continued Willingness to Award Compliance Whistleblowers
3 April 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Ada Fernandez Johnson
, Suzanne Zakaria
-
SEC Enforcement Co-Directors Address Important Issues of Market Integrity
25 March 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Matthew E. Kaplan
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Ada Fernandez Johnson
, Jonathan M. DeMars
-
FCPA Update February 2020
28 February 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Dr. Thomas Schürrle
, Karolos Seeger
, Jane Shvets
, Bruce E. Yannett
, Erich O. Grosz
, Alexandre Bisch
, Robin Lööf
, Philip Rohlik
, Fabricio M. Archanjo
, Daniel Aun
, Aisling Cowell
, Sol Czerwonko
, Andreas A. Glimenakis
, Martha Hirst
, Thomas Jenkins
, Carolina Kupferman
, Andrew Lee
, Alma M. Mozetič
, Katherine L. Nelson
, Gabriel Silva
, Marisa R. Taney
, Stephanie D. Thomas
, Suzanne Zakaria
, Valerie A. Zuckerman
-
FCPA Update January 2020
31 January 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Dr. Thomas Schürrle
, Karolos Seeger
, Jane Shvets
, Bruce E. Yannett
, Erich O. Grosz
, Alexandre Bisch
, Robin Lööf
, Philip Rohlik
, Fabricio M. Archanjo
, Daniel Aun
, Aisling Cowell
, Sol Czerwonko
, Andreas A. Glimenakis
, Martha Hirst
, Thomas Jenkins
, Carolina Kupferman
, Andrew Lee
, Alma M. Mozetič
, Katherine L. Nelson
, Dr. Friedrich Popp
, Gabriel Silva
, Marisa R. Taney
, Stephanie D. Thomas
, Suzanne Zakaria
, Valerie A. Zuckerman
-
2020 OCIE Priorities: Private Equity Remains Area of Interest, Focus on Retail and New SEC and Market-Wide Developments
15 January 2020
Kenneth J. Berman
, Andrew J. Ceresney
, Luke Dembosky
, Robert B. Kaplan
, Jim Pastore
, Julie M. Riewe
, Jeff Robins
, Jonathan R. Tuttle
, James B. Amler
, Gregory T. Larkin
, Norma Angelica Freeland
-
2019/2020 Private Equity Year-End Review and Outlook
19 December 2019
Jonathan Adler
, Christopher Anthony
, Kenneth J. Berman
, Lorna Bowen
, Andrew J. Ceresney
, William Y. Chua
, Alan J. Davies
, Andrew Ford
, Robert B. Kaplan
, Pierre Maugüé
, Julie M. Riewe
, John W. Rife III
, Samantha J. Rowe
, Scott B. Selinger
, Thomas Smith
, Patricia Volhard
, Richard Ward
, Gregory T. Larkin
, Jin-Hyuk Jang
, John Young
, Dominic Blaxill
, Conway Blake
, Tom Cornell
, Paul Eastham
, Michelle Gilmore
, Felix Paterson
-
SEC’s Division of Enforcement 2019 Annual Report Presents Strong Enforcement Results
7 November 2019
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, James B. Amler
, Ada Fernandez Johnson
-
Accounting and Financial Reporting Enforcement Round-Up
28 October 2019
Andrew J. Ceresney
, Matthew E. Kaplan
, Jonathan R. Tuttle
, Arian M. June
, Mark D. Flinn
, Jonathan M. DeMars
-
Law360: Drugmaker Fine Shows SEC's Renewed Disclosure Focus
30 August 2019
Law360
Andrew J. Ceresney
, Paul M. Rodel
, Paul D. Rubin
, Jonathan R. Tuttle
, Ada Fernandez Johnson
, Laura E. O'Neill
, Melissa Runsten
-
SEC Charges Pharmaceutical Company for Violation of Regulation FD, Reinforcing Need to Establish Policies for Handling Material Non-Public Information
23 August 2019
Andrew J. Ceresney
, Paul M. Rodel
, Paul D. Rubin
, Jonathan R. Tuttle
, Ada Fernandez Johnson
, Laura E. O'Neill
, Melissa Runsten
-
2019 Private Equity Midyear Review and Outlook
23 July 2019
Jonathan Adler
, Christopher Anthony
, Kenneth J. Berman
, Andrew J. Ceresney
, Jeffrey P. Cunard
, Andrew Ford
, Peter A. Furci
, Morgan J. Hayes
, Robert B. Kaplan
, Rafael Kariyev
, Julie M. Riewe
, John W. Rife III
, Shannon Rose Selden
, Scott B. Selinger
, Thomas Smith
, Steven J. Slutzky
, Ramya S. Tiller
, Patricia Volhard
, Jin-Hyuk Jang
, Gregory T. Larkin
, Michael P. McGuigan
, John Young
, Almas Daud
, Anna R. Gressel
, Samuel D. Krawiecz
, Felix Paterson
-
House Financial Services Committee Considers Legislation that Would Make SEC Waivers More Difficult for Parties Settling with the Commission
24 June 2019
Kenneth J. Berman
, Kara Brockmeyer
, Andrew J. Ceresney
, Matthew E. Kaplan
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, James B. Amler
-
Law360: DC Circ. Gives New Meaning To 'Willful' In Securities Statutes
14 May 2019
Law360
Mary Jo White
, Andrew J. Ceresney
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Kenneth J. Berman
, James B. Amler
, Matthew Specht
-
District Court Opinion Criticizes Government “Outsourcing” of Investigations
6 May 2019
Helen V. Cantwell
, Andrew J. Ceresney
, David A. O'Neil
, Mary Beth Hogan
, Mary Jo White
, Bruce E. Yannett
, Lisa Zornberg
, Erich O. Grosz
-
DOJ Updates Guidance on Evaluating Corporate Compliance Programs
3 May 2019
Kara Brockmeyer
, Helen V. Cantwell
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, David Sarratt
, Jonathan R. Tuttle
, Mary Jo White
, Bruce E. Yannett
, Lisa Zornberg
-
Law360: What SEC Exam Trends Mean For Asset Managers
26 April 2019
Law360
Kenneth J. Berman
, Andrew J. Ceresney
, Robert B. Kaplan
, Julie M. Riewe
, James B. Amler
-
U.S. Supreme Court Sides with SEC in Interpreting “Scheme Liability”
29 March 2019
Kara Brockmeyer
, Andrew J. Ceresney
, Robert B. Kaplan
, Matthew E. Kaplan
, Maeve O'Connor
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Bruce E. Yannett
, Ada Fernandez Johnson
-
Nissan SEC Inquiry Highlights Uncertainty for Non-U.S. Issuers of ADRs
31 January 2019
James C. Scoville
, Alan Kartashkin
, Vera Losonci
, Kara Brockmeyer
, Andrew J. Ceresney
-
FCPA Update January 2019
31 January 2019
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, Philip Rohlik
, Karolos Seeger
, Jane Shvets
, David A. O'Neil
, Bruce E. Yannett
, Erich O. Grosz
, Daniel Aun
, Carolina Kupferman
-
Tenth Circuit Affirms SEC's Extraterritorial Reach
29 January 2019
Kara Brockmeyer
, Andrew J. Ceresney
, Matthew E. Kaplan
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Ada Fernandez Johnson
-
Failure to Present GAAP Measures with “Equal or Greater Prominence” Brings Swift SEC Enforcement Action
10 January 2019
Kara Brockmeyer
, Andrew J. Ceresney
, Matthew E. Kaplan
, Paul M. Rodel
, Mary Jo White
, C. Chloe Orlando
-
OCIE’s 2019 Priorities Focus on Retail, But PE Managers Remain in Examiners’ Sights
9 January 2019
Jonathan Adler
, Andrew M. Ahern
, Kenneth J. Berman
, Andrew J. Ceresney
, Luke Dembosky
, Robert B. Kaplan
, Jim Pastore
, Julie M. Riewe
, Rebecca F. Silberstein
, Jonathan R. Tuttle
, Gregory T. Larkin
, Norma Angelica Freeland
-
SEC Enforcement Against Private Equity Advisers Continues
18 December 2018
Jonathan Adler
, Kenneth J. Berman
, Andrew J. Ceresney
, Robert B. Kaplan
, Julie M. Riewe
, Rebecca F. Silberstein
, Jonathan R. Tuttle
, Gregory T. Larkin
, Norma Angelica Freeland
-
SEC Announces Record-Breaking Year for Whistleblower Program
26 November 2018
Andrew J. Ceresney
, Jyotin Hamid
, Mary Beth Hogan
, Andrew M. Levine
, Jonathan R. Tuttle
, Mary Jo White
, Ada Fernandez Johnson
, Arian M. June
, Katherine L. Nelson
-
The SEC/FDA Nexus: Best Practices for Publicly Traded Life Sciences Companies
19 November 2018
Bloomberg Law
Andrew J. Ceresney
, Maura Kathleen Monaghan
, Paul M. Rodel
, Paul D. Rubin
, Jacob W. Stahl
-
A Strong Year For SEC Enforcement
6 November 2018
Law360
Mary Jo White
, Andrew J. Ceresney
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
-
SEC’s Division of Enforcement Issues 2018 Annual Report
5 November 2018
Kara Brockmeyer
, Andrew J. Ceresney
, Robert B. Kaplan
, Andrew M. Levine
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Bruce E. Yannett
, Ada Fernandez Johnson
, James B. Amler
, Arian M. June
-
Debevoise & Plimpton on the SEC Enforcement Division’s 2018 Annual Report
2 November 2018
CLS Blue Sky Blog
Mary Jo White
, Andrew J. Ceresney
, Matthew E. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
-
2018 Private Equity Midyear Review and Outlook
9 August 2018
Jonathan Adler
, Andrew M. Ahern
, Catherine Amirfar
, Christopher Anthony
, Kenneth J. Berman
, Andrew J. Ceresney
, Peter A. Furci
, Robert B. Kaplan
, Rafael Kariyev
, Satish M. Kini
, Sue Meng
, Julie M. Riewe
, Thomas Smith
, Patricia Volhard
, Luke P. Eldridge
, Felix Paterson
-
Supreme Court Holds Appointment of SEC’s In-House Judges Unconstitutional
25 June 2018
Kara Brockmeyer
, Andrew J. Ceresney
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Bruce E. Yannett
, Ada Fernandez Johnson
, Laura E. O'Neill
-
Banking Regulators’ Examination Authority Does Not Override Attorney-Client Privilege
16 May 2018
Mary Jo White
, Andrew J. Ceresney
, David Sarratt
-
DOJ's New Policy on Coordination of Corporate Resolutions Aims to Reduce “Piling On”
11 May 2018
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Bruce E. Yannett
, Erich O. Grosz
-
Accounting & Financial Reporting Enforcement Round-Up
5 May 2018
Issue
Andrew J. Ceresney
, Matthew E. Kaplan
, Jonathan R. Tuttle
, Arian M. June
, Mark D. Flinn
-
Regulators Keep the Focus on Firms’ SAR Obligations
12 April 2018
Kara Brockmeyer
, Andrew J. Ceresney
, Satish M. Kini
, Julie M. Riewe
, Mary Jo White
, Arian M. June
-
FCPA Update February 2018
Vol. 9, No. 7
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Karolos Seeger
, Jane Shvets
, Bruce E. Yannett
, Erich O. Grosz
, Philip Rohlik
, Antoine F. Kirry
, Frederick T. Davis
, Alexandre Bisch
-
Supreme Court Clarifies Scope of Dodd-Frank’s Whistleblower Protections
22 February 2018
Kara Brockmeyer
, Andrew J. Ceresney
, Jyotin Hamid
, Mary Beth Hogan
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Ada Fernandez Johnson
, Arian M. June
-
SEC’s Division of Enforcement Announces Self-Reporting Program for Advisers Who Failed to Disclose Conflicts in Share Class Selection
13 February 2018
Kenneth J. Berman
, Andrew J. Ceresney
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
-
OCIE 2018 Examination Priorities Focus on Retail, but Private Fund Sponsors Still in Crosshairs
13 February 2018
Jonathan Adler
, Andrew M. Ahern
, Kenneth J. Berman
, Kara Brockmeyer
, Andrew J. Ceresney
, Robert B. Kaplan
, Julie M. Riewe
, Rebecca F. Silberstein
, Jonathan R. Tuttle
, Gregory T. Larkin
, Norma Angelica Freeland
-
FCPA Update January 2018
Vol. 9, No. 6
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Karolos Seeger
, Jane Shvets
, Bruce E. Yannett
, Erich O. Grosz
, Philip Rohlik
, Antoine F. Kirry
, Frederick T. Davis
, Alexandre Bisch
, Carolina Kupferman
-
Accounting & Financial Reporting Enforcement Round-Up
Issue 4, January 2018
Andrew J. Ceresney
, Matthew E. Kaplan
, Jonathan R. Tuttle
, Arian M. June
, Mark D. Flinn
-
Federal Reserve Proposes Guidance on Effective Management
11 January 2018
Helen V. Cantwell
, Andrew J. Ceresney
, Satish M. Kini
, Gregory J. Lyons
, Caroline Novogrod Swett
-
FCPA Update December 2017
Vol. 9, No. 5
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Karolos Seeger
, Jane Shvets
, Bruce E. Yannett
, Erich O. Grosz
, Philip Rohlik
, Antoine F. Kirry
, Frederick T. Davis
, Alexandre Bisch
-
2018 Private Equity Review and Outlook
21 December 2017
Jonathan Adler
, Andrew M. Ahern
, Catherine Amirfar
, Kenneth J. Berman
, Paul S. Bird
, Andrew J. Ceresney
, Peter A. Furci
, Robert B. Kaplan
, Rafael Kariyev
, Julie M. Riewe
, Kevin M. Schmidt
, Thomas Smith
, Patricia Volhard
, Gregory T. Larkin
, Luke P. Eldridge
-
Oral Downloads of Interview Memoranda to Government Regulators Waive Work Product Protection
15 December 2017
Kara Brockmeyer
, Andrew J. Ceresney
, Robert B. Kaplan
, Julie M. Riewe
, Colby A. Smith
, Jonathan R. Tuttle
, Bruce E. Yannett
, Ada Fernandez Johnson
-
France Announces First-Ever Deferred Prosecution Agreement
11 December 2017
Kara Brockmeyer
, Andrew J. Ceresney
, Lord Goldsmith QC
, Antoine F. Kirry
, Andrew M. Levine
, David A. O'Neil
, Karolos Seeger
, Bruce E. Yannett
, Frederick T. Davis
, Alexandre Bisch
, Robin Lööf
-
DOJ Announces a Revised FCPA Corporate Enforcement Policy
30 November 2017
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Bruce E. Yannett
, Ivona Josipovic
-
FCPA Update November 2017
Vol. 9, No. 4
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Karolos Seeger
, Jane Shvets
, Bruce E. Yannett
, Erich O. Grosz
, Philip Rohlik
, Sol Czerwonko
, Carolina Kupferman
-
FCPA Update October 2017
Vol. 9, No. 3
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Karolos Seeger
, Jane Shvets
, Bruce E. Yannett
, Erich O. Grosz
, Philip Rohlik
-
FCPA Update September 2017
Vol. 9, No. 2
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Karolos Seeger
, Jane Shvets
, Bruce E. Yannett
, Erich O. Grosz
, Carolina Kupferman
, Philip Rohlik
, Daniel Aun
-
Accounting & Financial Reporting Enforcement Round-Up
Issue 3, September 2017
Andrew J. Ceresney
, Matthew E. Kaplan
, Jonathan R. Tuttle
, Arian M. June
, Mark D. Flinn
-
SEC Leadership Discusses Continuing Priorities
8 September 2017
Kara Brockmeyer
, Andrew J. Ceresney
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Arian M. June
-
FCPA Update August 2017
Vol. 9, No. 1
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Karolos Seeger
, Jane Shvets
, Bruce E. Yannett
, Erich O. Grosz
, Philip Rohlik
-
FCPA Update July 2017
Vol. 8, No. 12
Bruce E. Yannett
, Andrew J. Ceresney
, Andrew M. Levine
, Karolos Seeger
, Erich O. Grosz
, Kara Brockmeyer
, David A. O'Neil
, Jane Shvets
, Philip Rohlik
-
The Impact Of The Kokesh Decision On Disgorgement For Conduct Within The Statute Of Limitations
29 June 2017
Bloomberg BNA Securities & Capital Markets
Andrew J. Ceresney
-
FCPA Update June 2017
Vol. 8, No. 11
Bruce E. Yannett
, Andrew J. Ceresney
, Andrew M. Levine
, Karolos Seeger
, Erich O. Grosz
, Kara Brockmeyer
, David A. O'Neil
, Jane Shvets
, Philip Rohlik
-
Accounting & Financial Reporting Enforcement Round-Up
Issue 2, June 2017
Andrew J. Ceresney
, Matthew E. Kaplan
, Jonathan R. Tuttle
, Arian M. June
, Mark D. Flinn
-
What Kokesh V. SEC Means For Enforcement Actions
8 June 2017
Law 360
Mary Jo White
, Andrew J. Ceresney
-
U.S. Supreme Court Holds SEC Disgorgement Is a Penalty Subject to a Five-Year Statute of Limitations
7 June 2017
Mary Jo White
, Kara Brockmeyer
, Andrew J. Ceresney
, Robert B. Kaplan
, Jonathan R. Tuttle
, Julie M. Riewe
, Ada Fernandez Johnson
, Anna Moody
-
FCPA Update May 2017
Vol. 8, No. 10
Bruce E. Yannett
, Andrew M. Levine
, Jane Shvets
, Philip Rohlik
, Andrew J. Ceresney
, Karolos Seeger
, David A. O'Neil
, Erich O. Grosz
-
Individual Accountability: Not Always Accomplished Through Enforcement
19 May 2017
New York Law Journal
Mary Jo White
, Andrew J. Ceresney
-
FCPA Update April 2017
Vol. 8, No. 9
Bruce E. Yannett
, Andrew J. Ceresney
, Karolos Seeger
, Andrew M. Levine
, David A. O'Neil
, Erich O. Grosz
, Philip Rohlik
, Jane Shvets
, Michael W. Gramer
-
Financial CHOICE Act 2.0: Implications for the SEC and Capital Markets
25 April 2017
Mary Jo White
, Andrew J. Ceresney
, Julie M. Riewe
, Paul M. Rodel
, Jonathan R. Tuttle
, Mark D. Flinn
-
Accounting & Financial Reporting Enforcement Round-Up
Issue 1, April 2017
Andrew J. Ceresney
, Matthew E. Kaplan
, Jonathan R. Tuttle
, Arian M. June
, Mark D. Flinn
-
Ninth Circuit Widens Split Over Application of Dodd-Frank’s Whistleblower Protections
13 March 2017
Andrew J. Ceresney
, Jyotin Hamid
, Mary Beth Hogan
, Julie M. Riewe
, Jonathan R. Tuttle
, Ada Fernandez Johnson
, Arian M. June
, Mark D. Flinn
View More Publications
Recent Events
-
Predictions & Priorities for 2021
27 January 2021
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Election Effects: Consumer Protection and State AG Priorities
10 December 2020
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Election Effects: DOJ Priorities and FCPA Enforcement
19 November 2020
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Federal and State Securities Enforcement in the Age of COVID
30 June 2020
Risk Management Association
Webcast
Speaking Engagements
-
Enforcement Trends; What Counts as Cooperation for Corporations These Days?
18 June 2020
Securities Industry and Financial Markets Association
Handling a Regulatory Investigation – In House and Outside Counsel Perspective
Webinar
Speaking Engagements
-
Rebuttal: The Defense Perspective
6 November 2019
Practising Law Institute
51st Annual Institute on Securities Regulation
New York, New York
Speaking Engagements
-
Director's Panel
23 October 2019
Securities Docket
Securities Enforcement Forum 2019
Washington, DC
Speaking Engagements
-
Securities and White Collar Defense
3 May 2019
Colorado Bar Association
Denver Rocky Mountain Conference
Denver, Colorado
Speaking Engagements
-
Litigation Update – Regulatory and Criminal
25 March 2019
Securities Industry and Financial Markets Association
SIFMA's Annual C&L Seminar
Orlando, Florida
Speaking Engagements
-
Rebuttal: The Defense Perspective
7-9 November 2018
Practising Law Institute
PLI’s 50th Annual Institute on Securities Regulation
New York, New York
Speaking Engagements
-
Litigation Update – Regulatory and Criminal
18-21 March 2018
Securities Industry and Financial Markets Association
SIFMA C&L Annual Conference 2018
Orlando, Florida
Speaking Engagements
-
The Defense Perspective: The Many Shades of Gray
10 November 2017
Practising Law Institute
New York, New York
Speaking Engagements
-
Former SEC Leadership to Discuss SEC Enforcement Priorities
20 October 2017
Debevoise & Plimpton LLP
Seminar
Debevoise & Plimpton, Hong Kong
Speaking Engagements
-
Emerging Enforcement Trends and Other Topics
13 September 2017
PricewaterhouseCoopers LLP
PwC Executive Briefing on Regulatory Enforcement: What We Can Learn From the First 180 Days About the Direction of the New Administration
New York, New York
Speaking Engagements
-
White Collar Criminal Law Track
10 August 2017
Michael Byowitz, Wachtell
American Bar Association
New York, New York
Speaking Engagements
View More Events