Publications

• Crypto Unchained: The SEC’s Pivotal Interpretive Release
  19 March 2026
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Jeff Robins
  ,
  Paul M. Rodel
  ,
  Philip A. Fortino
  ,
  Patrick Fuller
  ,
  John Jacob
• DOJ Announces Department-Wide Corporate Enforcement Policy
  12 March 2026
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Josh A. Cohen
  ,
  Daniel M. Gitner
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  David Sarratt
  ,
  Jane Shvets
  ,
  Mary Jo White
  ,
  Douglas S. Zolkind
  ,
  Nicholas Folly
  ,
  William Bristow
  ,
  Antara Agarwal
• FCPA Update February 2026
  4 March 2026
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Josh A. Cohen
  ,
  Courtney M. Dankworth
  ,
  Daniel M. Gitner
  ,
  Arian M. June
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  David Sarratt
  ,
  Jane Shvets
  ,
  Mary Jo White
  ,
  Douglas S. Zolkind
  ,
  Nicholas Folly
  ,
  Erich O. Grosz
  ,
  Nora Niazian
• New SEC Enforcement Cookbook Serves Up A More Transparent Wells Process with a Side Order of Additional Defense Burdens
  26 February 2026
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mark D. Flinn
  ,
  Philip A. Fortino
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Joanna T. Brown
  ,
  Lauren K. Burns
  ,
  Robin Fisher
• SDNY U.S. Attorney’s Office Announces Revised Corporate Enforcement Program Promoting Self-Disclosure and Cooperation
  26 February 2026
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Josh A. Cohen
  ,
  Courtney M. Dankworth
  ,
  Daniel M. Gitner
  ,
  Arian M. June
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  David Sarratt
  ,
  Jane Shvets
  ,
  Mary Jo White
  ,
  Douglas S. Zolkind
  ,
  Nicholas Folly
  ,
  Erich O. Grosz
• FCPA Update January 2026
  2 February 2026
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Douglas S. Zolkind
  ,
  Alexandre Bisch
  ,
  Erich O. Grosz
  ,
  Andrew H.W. Lee
  ,
  Aseel M. Rabie
  ,
  Philip Rohlik
  ,
  Delia M. Arias De Leon
  ,
  Chinaza Asiegbu
  ,
  Judah M. Bernstein
  ,
  Lauren K. Burns
  ,
  Rafaella Cattani
  ,
  Aisling Cowell
  ,
  Emily Kennedy
  ,
  Raquel A. Leslie
  ,
  José Jesús Martínez III
  ,
  Sophie Michalski
  ,
  Zhiqi Wu
  ,
  Fernanda Coachman
• Private Equity Report: 2026 Outlook
  January 2026
  Gavin Anderson
  ,
  Erik J. Andrén
  ,
  Christopher Anthony
  ,
  Dominic Blaxill
  ,
  Geoffrey P. Burgess
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Paul Eastham
  ,
  Jane Engelhardt
  ,
  Avi Gesser
  ,
  James Grimwood
  ,
  Peter J. Irwin
  ,
  Jin-Hyuk Jang
  ,
  Brett S. Johnson
  ,
  Eric T. Juergens
  ,
  Nick S. Kaluk III
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Ali Nierenberg
  ,
  Edwin Northover
  ,
  Brett M. Novick
  ,
  Sheena Paul
  ,
  Benjamin R. Pedersen
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kevin M. Schmidt
  ,
  Scott B. Selinger
  ,
  Krishna Skandakumar
  ,
  Thomas Smith
  ,
  Kristin A. Snyder
  ,
  J. Michael Snypes, Jr.
  ,
  Rick Sofield
  ,
  Justin Storms
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Jennifer Wheater
  ,
  Zhiyan Cao
  ,
  Robert T. Dura
  ,
  Kathleen M. Emberger
  ,
  Christopher S. Ford
  ,
  Lauren P. Heller
  ,
  Samuel D. Krawiecz
  ,
  Wen-Wei Lai
  ,
  John Young
  ,
  Danielle L. Berns
  ,
  Samana Bhatta
  ,
  Jordan Corrente Beck
  ,
  Julia Czyzowicz
  ,
  Emily Espinel
  ,
  Isabel Gutenplan
  ,
  John Jacob
  ,
  Yiran Ji
  ,
  Carl Lasker
  ,
  Abigail Liles
  ,
  Joseph Millard
  ,
  Samantha Rahmin
  ,
  John M. Satira
  ,
  Alfie Scott
  ,
  Adam Shankman
  ,
  Sheng Shao
  ,
  Deniz Tanyolac
  ,
  Justin Chaljub
• SDNY Atty Signals Return to Private Fund Valuation Scrutiny
  14 January 2026
  Law360
  Andrew J. Ceresney
  ,
  Julie M. Riewe
  ,
  Mark D. Flinn
• FCPA Update December 2025
  31 December 2025
  Satish M. Kini
  ,
  Rick Sofield
  ,
  Robert T. Dura
  ,
  Aseel M. Rabie
  ,
  Philip Rohlik
  ,
  Jonathan R. Wong
  ,
  Lily Zweig
• FCPA Update November 2025
  3 December 2025
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Chinaza Asiegbu
  ,
  Emma Chessen
• Recent SDNY Remarks Signal Renewed Focus on Private Fund Adviser Valuations
  2 December 2025
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Daniel M. Gitner
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Douglas S. Zolkind
  ,
  Mark D. Flinn
  ,
  Philip A. Fortino
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
• DOJ’s Crypto Fraud Strike Force: Implications for Digital Asset Platforms and Intermediaries
  25 November 2025
  Andrew J. Ceresney
  ,
  Satish M. Kini
  ,
  Douglas S. Zolkind
  ,
  Aseel M. Rabie
  ,
  Eric Halliday
• 2026 SEC Division of Examinations Priorities
  21 November 2025
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Robert B. Kaplan
  ,
  Sheena Paul
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Danielle L. Berns
  ,
  Isabel Gutenplan
• FCPA Update October 2025
  31 October 2025
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Douglas S. Zolkind
  ,
  Philip Rohlik
  ,
  Margaret Jewett
  ,
  Zhiqi Wu
• Agentic AI in Retail Investing: Navigating Regulatory and Operational Risk
  29 October 2025
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Achutha N. Raman
• Sixth Circuit Finds Privilege Applicable to Internal Investigation
  9 October 2025
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Douglas S. Zolkind
  ,
  Erich O. Grosz
  ,
  David L. Barenholtz
• Consequences of a Federal Government Shutdown
  1 October 2025
  David H. Bernstein
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Ted Hassi
  ,
  Eric T. Juergens
  ,
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Satish M. Kini
  ,
  Peter J. Loughran
  ,
  Sheena Paul
  ,
  Benjamin R. Pedersen
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Michael Schaper
  ,
  Peter F.G. Schuur
  ,
  Steven J. Slutzky
  ,
  Lena E. Smith
  ,
  Kristin A. Snyder
  ,
  Rick Sofield
  ,
  Jonathan R. Tuttle
  ,
  Douglas S. Zolkind
  ,
  Philip A. Fortino
  ,
  Jared I. Kagan
  ,
  Carl Micarelli
  ,
  Anna Moody
  ,
  Aseel M. Rabie
  ,
  Stephan J. Schlegelmilch
  ,
  Danielle L. Berns
  ,
  Julia Czyzowicz
  ,
  John Hollingsworth
  ,
  Mie Morikubo
  ,
  Catherine Morrison
  ,
  Maayan G. Stein
  ,
  John Sullivan Baker
• FCPA Update September 2025
  1 October 2025
  Catherine Amirfar
  ,
  Satish M. Kini
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Natalie L. Reid
  ,
  Samantha J. Rowe
  ,
  Rick Sofield
  ,
  Douglas S. Zolkind
  ,
  Robert T. Dura
  ,
  Ulysses Smith
  ,
  Lauren K. Burns
  ,
  Gabriel A. Kohan
• FCPA Update August 2025
  2 September 2025
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Douglas S. Zolkind
  ,
  Andrew Noh
  ,
  Scott Woods
• FCPA Update July 2025
  1 August 2025
  Satish M. Kini
  ,
  Andrew M. Levine
  ,
  Douglas S. Zolkind
  ,
  Aseel M. Rabie
  ,
  Delia M. Arias De Leon
  ,
  Rafaella Cattani
  ,
  Isabel Espinosa de los Reyes
  ,
  Emily Kennedy
  ,
  Amaya Lefkowitz Driggs
  ,
  Kaitlyn McGill
  ,
  Lily Zweig
• In 2025, One of the Biggest AI Risks Is Not Letting Employees Use AI – Lessons from Off-Channel Communications
  8 July 2025
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
• FCPA Update June 2025
  1 July 2025
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Douglas S. Zolkind
  ,
  Robert T. Dura
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• FCPA Update May 2025
  29 May 2025
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Josh A. Cohen
  ,
  Daniel M. Gitner
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  David Sarratt
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Douglas S. Zolkind
  ,
  Konstantin Bureiko
  ,
  Nicholas Folly
  ,
  Erich O. Grosz
  ,
  Andrew H.W. Lee
  ,
  Aisling Cowell
  ,
  Sophie Michalski
• DOJ’s Criminal Division Announces New White-Collar Enforcement Plan
  14 May 2025
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Josh A. Cohen
  ,
  Daniel M. Gitner
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  David Sarratt
  ,
  Jane Shvets
  ,
  Douglas S. Zolkind
  ,
  Nicholas Folly
  ,
  Erich O. Grosz
• FCPA Update April 2025
  29 April 2025
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Karolos Seeger
  ,
  Erich O. Grosz
  ,
  Andrew H.W. Lee
  ,
  Aisling Cowell
• The SEC and DOJ Signal Continued Focus on AI Washing Under Trump Administration
  17 April 2025
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
• A New Era (and a Homecoming) Begins: Paul Atkins Confirmed as New SEC Chairman
  10 April 2025
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Ally Farley
  ,
  Scott Woods
• Galaxy Settles with NYAG as State Crypto Enforcement Ramps Up
  7 April 2025
  Andrew J. Ceresney
  ,
  Courtney M. Dankworth
  ,
  Douglas S. Zolkind
  ,
  Benjamin Leb
  ,
  Grant Aubrey Simon
• FCPA Update March 2025
  31 March 2025
  Satish M. Kini
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Douglas S. Zolkind
  ,
  Alexandre Bisch
  ,
  Carter Burwell
  ,
  Robert T. Dura
  ,
  Erich O. Grosz
  ,
  Andrew H.W. Lee
  ,
  Aseel M. Rabie
  ,
  Aisling Cowell
  ,
  Emily Kennedy
  ,
  Isabel Espinosa de los Reyes
• FCPA Update February 2025
  3 March 2025
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Douglas S. Zolkind
  ,
  Robert T. Dura
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Saraphin Dhanani
  ,
  Madison Marko
• SEC’s Focus on Cyber and AI to Continue Under Trump Administration
  21 February 2025
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
• FCPA Update January 2025
  4 February 2025
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Douglas S. Zolkind
  ,
  Alexandre Bisch
  ,
  Erich O. Grosz
  ,
  Andrew H.W. Lee
  ,
  Philip Rohlik
  ,
  Anya Allen
  ,
  Nestor D. Almeida
  ,
  Delia M. Arias De Leon
  ,
  Aisling Cowell
  ,
  Emily Kennedy
  ,
  Amaya Lefkowitz Driggs
  ,
  Kaitlyn McGill
  ,
  Sofia Squatriti Muno
  ,
  Raphael Vim
  ,
  Zhiqi Wu
  ,
  Ricardo Hughes
• Crypto Assets under the Trump Administration
  February 2025
  Jeff Robins
  ,
  Gregory J. Lyons
  ,
  Satish M. Kini
  ,
  Kristin A. Snyder
  ,
  Caroline N. Swett
  ,
  Douglas S. Zolkind
  ,
  Andrew J. Ceresney
  ,
  Morgan J. Hayes
  ,
  Carter Burwell
  ,
  Aseel M. Rabie
  ,
  Gary E. Murphy
  ,
  Patrick Fuller
  ,
  Taylor Richards
  ,
  Jung Eun Choi
  ,
  Jonathan R. Wong
  ,
  Lily Zweig
• Trump Executive Order Establishes Federal Policy Supporting Digital Assets, Setting a Path Toward a Crypto Regulatory Framework
  27 January 2025
  Andrew J. Ceresney
  ,
  Morgan J. Hayes
  ,
  Gregory J. Lyons
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Douglas S. Zolkind
  ,
  Lily Zweig
• Private Equity Report: 2025 Outlook
  January 2025
  Katherine Ashton
  ,
  Megan K. Bannigan
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Tim Cornell
  ,
  Luke Dembosky
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Avi Gesser
  ,
  James Grimwood
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Simone S. Hicks
  ,
  Peter J. Irwin
  ,
  Eric T. Juergens
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Jonathan F. Lewis
  ,
  Sidney P. Levinson
  ,
  Andrew M. Levine
  ,
  Erez Liebermann
  ,
  Timothy McIver
  ,
  Frank Mitchell
  ,
  Gordon Moodie
  ,
  Edwin Northover
  ,
  Brett M. Novick
  ,
  Sheena Paul
  ,
  Benjamin R. Pedersen
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  William D. Regner
  ,
  Julie M. Riewe
  ,
  Paul D. Rubin
  ,
  Zachary H. Saltzman
  ,
  Michael Schaper
  ,
  Kevin M. Schmidt
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Thomas Smith
  ,
  Kristin A. Snyder
  ,
  J. Michael Snypes, Jr.
  ,
  Rick Sofield
  ,
  Abraham Tabaie
  ,
  Katherine Durnan Taylor
  ,
  Ramya S. Tiller
  ,
  Jonathan R. Tuttle
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Jennifer Wheater
  ,
  Mary Jo White
  ,
  Alison E. Buckley-Serfass
  ,
  Brett Adam Bush
  ,
  Zhiyan Cao
  ,
  Jennifer R. Cestaro
  ,
  Robert T. Dura
  ,
  Stuart Hammer
  ,
  Lauren P. Heller
  ,
  Jin-Hyuk Jang
  ,
  Jared I. Kagan
  ,
  Wen-Wei Lai
  ,
  Melissa Runsten
  ,
  Tricia Bozyk Sherno
  ,
  Elie J. Worenklein
  ,
  John Young
  ,
  Ulysses Smith
  ,
  Erik J. Andrén
  ,
  Lauren K. Burns
  ,
  Josephine Chen
  ,
  Perpétua B. Chéry
  ,
  Daniel N. Cohen
  ,
  Paul Eastham
  ,
  Julia Needle
  ,
  Alice Gu
  ,
  Rory Heller
  ,
  Andrew Hong
  ,
  Yiran Ji
  ,
  Emily Kennedy
  ,
  Nicole Miller
  ,
  Amy Pereira
  ,
  John M. Satira
  ,
  Adam C. Saunders
  ,
  Noah L. Schwartz
  ,
  Alfie Scott
  ,
  Sheng Shao
  ,
  John Sullivan Baker
• SEC Charges Elon Musk for Failing to Timely Disclose Beneficial Ownership of Twitter
  16 January 2025
  Andrew J. Ceresney
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Peter J. Loughran
  ,
  Nicholas P. Pellicani
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  Maayan G. Stein
• FCPA Update December 2024
  31 December 2024
  Satish M. Kini
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Aseel M. Rabie
  ,
  Emily Kennedy
  ,
  Catherine Morrison
• Top 10 SEC Cyber/AI Blog Posts for 2024
  12 December 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Eric T. Juergens
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Erez Liebermann
  ,
  Sheena Paul
  ,
  Benjamin R. Pedersen
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Paul M. Rodel
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Philip A. Fortino
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Johanna N. Skrzypczyk
  ,
  Alice Gu
  ,
  John Jacob
  ,
  Gabriel A. Kohan
  ,
  Talia Lorch
  ,
  Ciera Mandelsberg
  ,
  Noah L. Schwartz
  ,
  Ned Terrace
• Private Equity Report Fall 2024, Vol 24, No 3
  December 2024
  Megan K. Bannigan
  ,
  Ezra Borut
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Peter J. Irwin
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Julie M. Riewe
  ,
  Kevin M. Schmidt
  ,
  Kristin A. Snyder
  ,
  Rick Sofield
  ,
  Jared I. Kagan
  ,
  Nick S. Kaluk III
  ,
  Matt Kelly
  ,
  Johanna N. Skrzypczyk
  ,
  Jordan Corrente Beck
  ,
  Joshua A. Goland
  ,
  Samuel D. Krawiecz
  ,
  Weichi Liu
  ,
  Emily MacKay
  ,
  Elliott Tuchman
  ,
  John M. Satira
  ,
  Sasha Semach
  ,
  Chris Zheng
• SEC Private Fund Adviser Enforcement FY 2024 Highlights
  December 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Sasha Semach
• FCPA Update November 2024
  4 December 2024
  Helen V. Cantwell
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Douglas S. Zolkind
  ,
  Erich O. Grosz
  ,
  Ricardo Hughes
• DOJ Revises Policy to Incentivize Companies to Self-Report Even If They Cannot Meet All Voluntary Self-Disclosure Requirements
  25 November 2024
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Douglas S. Zolkind
  ,
  Erich O. Grosz
• SEC Enforcement Actions Fall Significantly As Crypto and Text Message Cases Predominate
  25 November 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Mark D. Flinn
  ,
  Philip A. Fortino
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Lauren K. Burns
  ,
  John Sullivan Baker
• FCPA Update October 2024
  5 November 2024
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Philip Rohlik
  ,
  Anya Allen
  ,
  Zhiqi Wu
• Law360: A Look At Grewal's Record-Breaking Legacy After SEC Exit
  4 November 2024
  Law360
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Julie M. Riewe
• SEC Charges Four Companies for Misleading Cyber Disclosures
  28 October 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Julie M. Riewe
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  Ciera Mandelsberg
  ,
  Noah L. Schwartz
• 2025 SEC Division of Examinations Priorities
  24 October 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Sheena Paul
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Philip A. Fortino
  ,
  Lauren P. Heller
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Ciera Mandelsberg
• SEC Announces Settled Charges Against Rimar Capital Entities and Owner for Defrauding Investors in “AI Washing” Scheme
  11 October 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mark D. Flinn
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  Sofia Squatriti Muno
• FCPA Update September 2024
  2 October 2024
  Helen V. Cantwell
  ,
  Avi Gesser
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Douglas S. Zolkind
  ,
  Erich O. Grosz
  ,
  Elizabeth R. White
• Recent Settled Actions Reiterate SEC’s Broad Interpretation of
  Rule 21F-17(a) Whistleblower Impediments
  23 September 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Jyotin Hamid
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Tricia Bozyk Sherno
  ,
  Sharon Shaji
• SEC Charges Carl Icahn and Icahn Enterprises L.P. for Failing to Disclose Pledges of Securities
  21 August 2024
  Andrew J. Ceresney
  ,
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Nicholas P. Pellicani
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Victoria S. Li
• DOJ Launches Program Offering Financial Awards to White-Collar Whistleblowers
  5 August 2024
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Douglas S. Zolkind
  ,
  Philip Rohlik
• 2024 Private Equity Midyear Outlook
  August 2024
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Andrew J. Ceresney
  ,
  Christopher Dortschy
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Mark P. Goodman
  ,
  Jyotin Hamid
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Eric T. Juergens
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Jonathan F. Lewis
  ,
  Gregory J. Lyons
  ,
  Timothy McIver
  ,
  Frank Mitchell
  ,
  Maura Kathleen Monaghan
  ,
  Edwin Northover
  ,
  Brett M. Novick
  ,
  Sheena Paul
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  Julie M. Riewe
  ,
  Paul D. Rubin
  ,
  Scott B. Selinger
  ,
  Thomas Smith
  ,
  Kristin A. Snyder
  ,
  Rick Sofield
  ,
  Katherine Durnan Taylor
  ,
  Ramya S. Tiller
  ,
  Jonathan R. Tuttle
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Jennifer Wheater
  ,
  Naomi Aoyama
  ,
  Alison E. Buckley-Serfass
  ,
  Brett Adam Bush
  ,
  Zhiyan Cao
  ,
  Jennifer R. Cestaro
  ,
  Robert T. Dura
  ,
  Paul Eastham
  ,
  Stuart Hammer
  ,
  Lauren P. Heller
  ,
  Jin-Hyuk Jang
  ,
  Wen-Wei Lai
  ,
  Melissa Runsten
  ,
  Tricia Bozyk Sherno
  ,
  Jacob W. Stahl
  ,
  John Young
  ,
  Ulysses Smith
  ,
  Kayleigh Anderson
  ,
  Hymie A. Anteby
  ,
  Jabari Benjamin
  ,
  Josephine Chen
  ,
  Jordan Corrente Beck
  ,
  Julia Needle
  ,
  Michael C. Godbe
  ,
  Zoe Jacoby
  ,
  Yiran Ji
  ,
  Adriana Kranjac Rielly
  ,
  Paul D. Lowry
  ,
  Kaitlyn McGill
  ,
  Diana Moise
  ,
  Amy Pereira
  ,
  John M. Satira
  ,
  Eike Björn Weidner
  ,
  Keith Moshe
• FCPA Update July 2024
  31 July 2024
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Alexandre Bisch
  ,
  Nestor D. Almeida
  ,
  Delia M. Arias De Leon
  ,
  Amaya Lefkowitz Driggs
  ,
  Andrew H.W. Lee
  ,
  José Jesús Martínez III
  ,
  Kaitlyn McGill
• Internal Accounting Controls Claim Rejected in SolarWinds Case
  23 July 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  Alice Gu
  ,
  Talia Lorch
• FCPA Update June 2024
  1 July 2024
  David A. O'Neil
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Douglas S. Zolkind
  ,
  Carter Burwell
  ,
  Philip Rohlik
  ,
  Zhiqi Wu
• Supreme Court Punches SEC APs Right in the Seventh Amendment
  28 June 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Philip A. Fortino
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Mark D. Flinn
  ,
  Suzanne Zakaria
• Incident Response Plans Are Now Accounting Controls? SEC Brings First-Ever Settled Cybersecurity Internal Controls Charges
  20 June 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Julie M. Riewe
  ,
  Matt Kelly
  ,
  Anna Moody
• SEC Targets AI Washing in Private Capital Markets: “Old School Fraud Using New School Buzzwords”
  14 June 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Matt Kelly
• Fifth Circuit Banishes SEC Private Fund Adviser Rules to a Galaxy PFAR, PFAR Away…
  6 June 2024
  Jonathan Adler
  ,
  Lorna Bowen
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Shannon Rose Selden
  ,
  Rebecca F. Silberstein
  ,
  Kristin A. Snyder
  ,
  Justin Storms
  ,
  Lauren P. Heller
  ,
  Anna Moody
  ,
  Sheena Paul
  ,
  Caroline H. Wallace
• FCPA Update May 2024
  30 May 2024
  Winston M. Paes
  ,
  Karolos Seeger
  ,
  Douglas S. Zolkind
  ,
  Philip Rohlik
  ,
  Aisling Cowell
  ,
  Andrew H.W. Lee
  ,
  Sophie Michalski
• FCPA Update April 2024
  1 May 2024
  Winston M. Paes
  ,
  Andrew M. Levine
  ,
  Douglas S. Zolkind
  ,
  Annie Dang
• FCPA Update March 2024
  1 April 2024
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Mary Jo White
  ,
  Douglas S. Zolkind
  ,
  Erich O. Grosz
  ,
  Andrew H.W. Lee
  ,
  Sophie Michalski
• AI Enforcement Starts with Washing: The SEC Charges its First AI Fraud Cases
  19 March 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Philip A. Fortino
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Gabriel A. Kohan
• Potential Legal Challenges to the SEC’s Climate Disclosure Rule
  14 March 2024
  Andrew J. Ceresney
  ,
  Eric T. Juergens
  ,
  Andrew M. Levine
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Shannon Rose Selden
  ,
  Kristin A. Snyder
  ,
  Ulysses Smith
  ,
  Amy Pereira
• DOJ Announces Whistleblower Rewards Pilot Program
  8 March 2024
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  David A. O'Neil
  ,
  Jane Shvets
  ,
  Mary Jo White
  ,
  Douglas S. Zolkind
  ,
  Erich O. Grosz
• FCPA Update February 2024
  1 March 2024
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Philip Rohlik
  ,
  José Jesús Martínez III
  ,
  Zesemaiat Debessai Corino
• DOJ Announces Initiative to Combat AI-Assisted Crime
  15 February 2024
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Avi Gesser
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Douglas S. Zolkind
• Private Equity Report: 2024 Outlook
  February 2024
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Andrew L. Bab
  ,
  Paul S. Bird
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Avi Gesser
  ,
  David Grosgold
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Eric T. Juergens
  ,
  Robert B. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Jonathan F. Lewis
  ,
  Sidney P. Levinson
  ,
  Andrew M. Levine
  ,
  Erez Liebermann
  ,
  Timothy McIver
  ,
  Maura Kathleen Monaghan
  ,
  Edwin Northover
  ,
  Brett M. Novick
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  Natalie L. Reid
  ,
  Julie M. Riewe
  ,
  Kevin Rinker
  ,
  Samantha J. Rowe
  ,
  Paul D. Rubin
  ,
  Michael Schaper
  ,
  Kevin M. Schmidt
  ,
  Scott B. Selinger
  ,
  Thomas Smith
  ,
  Kristin A. Snyder
  ,
  Steven J. Slutzky
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Alison E. Buckley-Serfass
  ,
  Jennifer R. Cestaro
  ,
  Stuart Hammer
  ,
  Jin-Hyuk Jang
  ,
  Wen-Wei Lai
  ,
  Sheena Paul
  ,
  Melissa Runsten
  ,
  Tricia Bozyk Sherno
  ,
  Ulysses Smith
  ,
  Sergio Torres
  ,
  Elie J. Worenklein
  ,
  Josephine Chen
  ,
  Perpétua B. Chéry
  ,
  Paul Eastham
  ,
  Yiran Ji
  ,
  Maryam Kanna
  ,
  Sophie Michalski
  ,
  Diana Moise
  ,
  Perri M. Weinstein
• FCPA Update January 2024
  1 February 2024
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Douglas S. Zolkind
  ,
  Alexandre Bisch
  ,
  Erich O. Grosz
  ,
  Emily Lam
  ,
  Philip Rohlik
  ,
  Sarah Wolf
  ,
  Delia M. Arias De Leon
  ,
  Courtney Barger
  ,
  Amaya Lefkowitz Driggs
  ,
  Aisling Cowell
  ,
  Andrew H.W. Lee
  ,
  Joseph Ptomey
  ,
  Justin M. Shindo
  ,
  Zhiqi Wu
  ,
  Nestor D. Almeida
  ,
  Kaitlyn McGill
  ,
  Grant Aubrey Simon
  ,
  Raphael Vim
  ,
  Theo Wilson
• SEC Brings Whistleblower Action Over Retail Client Agreements
  25 January 2024
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Philip A. Fortino
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Cooper Yoo
• SDNY Whistleblower Pilot Program Incentivizes Self-Disclosure and Cooperation
  16 January 2024
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Douglas S. Zolkind
  ,
  Erich O. Grosz
• NYU PCCE: Resisting Hindsight Bias: A Proposed Framework for CISO Liability
  15 December 2023
  NYU PCCE
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Erez Liebermann
  ,
  Julie M. Riewe
  ,
  Anna Moody
• Resisting Hindsight Bias: A Proposed Framework for CISO Liability
  11 December 2023
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Erez Liebermann
  ,
  Julie M. Riewe
  ,
  Anna Moody
• FCPA Update November 2023
  1 December 2023
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Julie M. Riewe
  ,
  Anna Moody
  ,
  Philip Rohlik
  ,
  Stephan J. Schlegelmilch
  ,
  Mark D. Flinn
  ,
  Berk Guler
  ,
  Justin M. Shindo
  ,
  Amaya Lefkowitz Driggs
• CLS Blue Sky Blog: Debevoise Discusses SEC’s Division of Enforcement Year-End Results
  30 November 2023
  CLS Blue Sky Blog
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Mary Jo White
• NYU PCCE: Hackers Turned Whistleblowers: SEC Cybersecurity Rules Weaponized Over Ransom Threat
  29 November 2023
  NYU PCCE
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Matt Kelly
• Hackers Turned Whistleblowers: SEC Cybersecurity Rules Weaponized Over Ransom Threat
  20 November 2023
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Matt Kelly
• SEC’s Division of Enforcement Year-End Results Reflect Continuing Aggressive Approach to Enforcement and Remedies
  20 November 2023
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Philip A. Fortino
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Mark D. Flinn
  ,
  Berk Guler
  ,
  Justin M. Shindo
• Law360: 2nd Circ. Holding Could Disrupt SEC Disgorgement Methods
  16 November 2023
  Law360
  Andrew J. Ceresney
  ,
  Julie M. Riewe
  ,
  Stephan J. Schlegelmilch
• FCPA Update October 2023
  1 November 2023
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Caroline H. Wallace
• 2024 SEC Division of Examinations Priorities
  23 October 2023
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Philip A. Fortino
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Scott Woods
• DOJ Announces Six-Month “Safe Harbor” Policy for Acquisition-Related Disclosures
  6 October 2023
  Kara Brockmeyer
  ,
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Josh A. Cohen
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  David Sarratt
  ,
  Jane Shvets
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Douglas S. Zolkind
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• FCPA Update September 2023
  2 October 2023
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Aisling Cowell
  ,
  Andrew H.W. Lee
  ,
  Courtney Barger
• FCPA Update August 2023
  5 September 2023
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Douglas S. Zolkind
  ,
  Madelaine J. Horn
  ,
  Nora Niazian
• NYU Compliance & Enforcement: SEC Proposes Rule to Eliminate or Neutralize Conflicts in the Use of “Predictive Data Analytics” Technologies
  29 August 2023
  NYU Compliance & Enforcement
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Jeff Robins
  ,
  Matt Kelly
  ,
  Gary E. Murphy
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Sheena Paul
  ,
  Catherine Morrison
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
• SEC Proposes Rule to Eliminate or Neutralize Conflicts in the Use of “Predictive Data Analytics” Technologies
  14 August 2023
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Matt Kelly
  ,
  Gary E. Murphy
  ,
  Sheena Paul
  ,
  Catherine Morrison
• SEC and CFTC Continue Targeting Off-Channel Communications at Financial Institutions
  10 August 2023
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Andrew M. Levine
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Kristin A. Snyder
  ,
  Philip A. Fortino
  ,
  Stephan J. Schlegelmilch
  ,
  Alexa Busser Lopez
  ,
  Andrew Stamboulidis
• FCPA Update July 2023
  2 August 2023
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Andrew H.W. Lee
• 2023 Private Equity Midyear Outlook
  27 July 2023
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Andrew J. Ceresney
  ,
  Jeffrey P. Cunard
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Mark P. Goodman
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Emily F. Huang
  ,
  Peter J. Irwin
  ,
  Eric T. Juergens
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  M. Natasha Labovitz
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Jonathan F. Lewis
  ,
  Timothy McIver
  ,
  Frank Mitchell
  ,
  Maura Kathleen Monaghan
  ,
  Edwin Northover
  ,
  Brett M. Novick
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Shannon Rose Selden
  ,
  Steven J. Slutzky
  ,
  Thomas Smith
  ,
  Kristin A. Snyder
  ,
  J. Michael Snypes, Jr.
  ,
  Patrick Taylor
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Erica S. Weisgerber
  ,
  Alison E. Buckley-Serfass
  ,
  Brett Adam Bush
  ,
  Zhiyan Cao
  ,
  Robert T. Dura
  ,
  Stuart Hammer
  ,
  Sheena Paul
  ,
  Tricia Bozyk Sherno
  ,
  Ulysses Smith
  ,
  Jacob W. Stahl
  ,
  Sergio Torres
  ,
  Jennifer Wheater
  ,
  Elie J. Worenklein
  ,
  Colleen B. Bernaiche
  ,
  Paul Eastham
  ,
  Christopher Gossage
  ,
  Yiran Ji
  ,
  Maryam Kanna
  ,
  Rekha Korlipara Kreider
  ,
  Adriana Kranjac Rielly
  ,
  Samuel D. Krawiecz
  ,
  Megan MacDonald
  ,
  Harshil Mehta
  ,
  Stanley G. Seckler
  ,
  Sheng Shao
  ,
  Massy Vainshtein
  ,
  Kimberly Anker
• Law360: DC Circ. Ruling Could Mean FINRA Hearings Are On Thin Ice
  25 July 2023
  Law360
  Andrew J. Ceresney
  ,
  Stephan J. Schlegelmilch
• SEC Adopts Rules to Prohibit Fraud in Security-Based Swaps and Exertion of Undue Influence Over SBS CCOs, and Reopens Comment Period for Large SBS Position Reporting
  29 June 2023
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Philip A. Fortino
  ,
  Stephan J. Schlegelmilch
• NYU Compliance & Enforcement: Supreme Court Repudiates “Right-to-Control” Theory Under the Federal Wire Fraud Statute
  23 May 2023
  NYU Compliance & Enforcement
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Courtney M. Dankworth
  ,
  John Gleeson
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Bruce E. Yannett
  ,
  Douglas S. Zolkind
• Supreme Court Repudiates “Right-to-Control” Theory Under the Federal Wire Fraud Statute
  15 May 2023
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Courtney M. Dankworth
  ,
  John Gleeson
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Bruce E. Yannett
  ,
  Douglas S. Zolkind
• SEC Staff Bulletin Provides Detailed Guidance for Broker-Dealers and Investment Advisers on the Care Obligations to Retail Investors
  3 May 2023
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Philip A. Fortino
  ,
  Sheena Paul
  ,
  Stephan J. Schlegelmilch
  ,
  Maryam Kanna
• FCPA Update April 2023
  1 May 2023
  Bruce E. Yannett
  ,
  Alexandre Bisch
  ,
  Erich O. Grosz
  ,
  Ned Terrace
• 2023 SEC Division of Examinations Priorities
  14 February 2023
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Philip A. Fortino
  ,
  Sheena Paul
  ,
  Stephan J. Schlegelmilch
  ,
  Maryam Kanna
• FCPA Update January 2023
  1 February 2023
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Douglas S. Zolkind
  ,
  Alexandre Bisch
  ,
  Emily Lam
  ,
  Aisling Cowell
  ,
  Berk Guler
  ,
  Andrew Lee
  ,
  Joseph Ptomey
• The Review of Securities & Commodities Regulation: The SEC’s Use of Data Analytics in Examinations and Enforcement Investigations
  25 January 2023
  The Review of Securities & Commodities Regulation
  Andrew J. Ceresney
  ,
  Kristin A. Snyder
  ,
  Charu A. Chandrasekhar
• Private Equity Report: 2023 Outlook
  January 2023
  Catherine Amirfar
  ,
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Jason Auerbach
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Kara Brockmeyer
  ,
  Geoffrey P. Burgess
  ,
  Lawrence K. Cagney
  ,
  Andrew J. Ceresney
  ,
  Alexander R. Cochran
  ,
  Eric Dinallo
  ,
  Christopher Dortschy
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Mark Johnson
  ,
  Eric T. Juergens
  ,
  Rafael Kariyev
  ,
  Satish M. Kini
  ,
  M. Natasha Labovitz
  ,
  Henry Lebowitz
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Jonathan F. Lewis
  ,
  Marilyn A. Lion
  ,
  Timothy McIver
  ,
  Benjamin R. Pedersen
  ,
  Marc Ponchione
  ,
  Nicholas F. Potter
  ,
  Ryan T. Rafferty
  ,
  Julie M. Riewe
  ,
  Samantha J. Rowe
  ,
  Paul D. Rubin
  ,
  Scott B. Selinger
  ,
  Jane Shvets
  ,
  Steven J. Slutzky
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Alison E. Buckley-Serfass
  ,
  Zhiyan Cao
  ,
  Robert T. Dura
  ,
  Robert M. Fettman
  ,
  Jin-Hyuk Jang
  ,
  Stuart Hammer
  ,
  Kim T. Le
  ,
  Sheena Paul
  ,
  Tricia Bozyk Sherno
  ,
  Jennifer Wheater
  ,
  John Young
  ,
  Jeffrey P. Cunard
  ,
  Ulysses Smith
  ,
  Jennifer R. Cestaro
  ,
  Paul Eastham
  ,
  Isabel Espinosa de los Reyes
  ,
  Christopher Gossage
  ,
  Berk Guler
  ,
  Yiran Ji
  ,
  Samuel D. Krawiecz
  ,
  Chaim Lapp
  ,
  Megan MacDonald
  ,
  Emily MacKay
  ,
  Melissa Runsten
  ,
  Sergio Torres
  ,
  Tiffany Wu
  ,
  Emma Macfarlane
  ,
  Massy Vainshtein
• SEC Proposes Equity Market Structure Revamp and Regulation Best Execution
  3 January 2023
  Andrew J. Ceresney
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Charu A. Chandrasekhar
  ,
  Catherine Morrison
• FCPA Update December 2022
  30 December 2022
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Joseph Ptomey
• AT&T Settles Long-Running Regulation FD Case with SEC
  6 December 2022
  Andrew J. Ceresney
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Julie M. Riewe
• FCPA Update November 2022
  2 December 2022
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Joseph Ptomey
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
  ,
  Mark D. Flinn
  ,
  Berk Guler
• SEC’s Division of Enforcement Year-End Results Provide Insight into Record-Breaking Year in Monetary Sanctions, Novel Actions, and Evolving Enforcement Agenda
  21 November 2022
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
  ,
  Mark D. Flinn
  ,
  Berk Guler
• FCPA Update October 2022
  1 November 2022
  Andrew M. Levine
  ,
  Satish M. Kini
  ,
  Bruce E. Yannett
  ,
  Aseel M. Rabie
  ,
  Isabel Espinosa de los Reyes
• FCPA Update September 2022
  3 October 2022
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
• DOJ Offers Additional Guidance on Corporate Criminal Enforcement
  19 September 2022
  Kara Brockmeyer
  ,
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  John Gleeson
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  David Sarratt
  ,
  Jane Shvets
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Douglas S. Zolkind
• FCPA Update August 2022
  31 August 2022
  Satish M. Kini
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Bruce E. Yannett
  ,
  Robert T. Dura
  ,
  Philip Rohlik
  ,
  Joseph Ptomey
• FCPA Update June 2022
  30 June 2022
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Andrew H.W. Lee
• SEC Continues Focus on Lack of Whistleblower Carve Outs in Company Confidentiality Agreements
  30 June 2022
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
  ,
  Mark D. Flinn
• FCPA Update May 2022
  2 June 2022
  Kara Brockmeyer
  ,
  Satish M. Kini
  ,
  Andrew M. Levine
  ,
  Robert T. Dura
• NYU Compliance & Enforcement: The SEC’s New Risk Alert Warns about the Use of Alternative Data
  3 May 2022
  NYU Compliance & Enforcement
  Andrew J. Ceresney
  ,
  Avi Gesser
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• The SEC’s New Risk Alert Warns about the Use of Alternative Data
  2 May 2022
  Andrew J. Ceresney
  ,
  Avi Gesser
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• FCPA Update April 2022
  28 April 2022
  Winston M. Paes
  ,
  Bruce E. Yannett
  ,
  Antoine F. Kirry
  ,
  Alexandre Bisch
  ,
  Stephanie D. Thomas
• Lessons from the Recent Enforcement Action Highlighting the SEC’s Broad Interpretation of Whistleblower-Related Rules
  20 April 2022
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
• 2022 SEC Division of Examinations Priorities
  6 April 2022
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
• FCPA Update March 2022
  1 April 2022
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Konstantin Bureiko
  ,
  Philip Rohlik
  ,
  Aisling Cowell
  ,
  Andrew H.W. Lee
• FCPA Update February 2022
  1 March 2022
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Douglas S. Zolkind
  ,
  Andrew Stamboulidis
• FCPA Update January 2022
  1 February 2022
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Mark Johnson
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Alexandre Bisch
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Douglas S. Zolkind
  ,
  Aisling Cowell
  ,
  Martha Hirst
  ,
  Madelaine J. Horn
  ,
  Andrew H.W. Lee
  ,
  José Jesús Martínez III
  ,
  Jennifer Romero
  ,
  Caroline H. Wallace
• 2021/2022 Private Equity Year-End Review and Outlook
  January 2022
  Jonathan Adler
  ,
  Catherine Amirfar
  ,
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Andrew L. Bab
  ,
  Geoffrey P. Burgess
  ,
  Ezra Borut
  ,
  Andrew J. Ceresney
  ,
  Jeffrey P. Cunard
  ,
  Alexander R. Cochran
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Maurizio Levi-Minzi
  ,
  Nicholas P. Pellicani
  ,
  Ryan T. Rafferty
  ,
  Julie M. Riewe
  ,
  Scott B. Selinger
  ,
  Marc Ponchione
  ,
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Christopher Dortschy
  ,
  Emily F. Huang
  ,
  Jennifer Wheater
  ,
  Dominic Blaxill
  ,
  Robert T. Dura
  ,
  Matthew J. Sacco
  ,
  Sheng Shao
  ,
  Sergio Torres
  ,
  Paul Eastham
  ,
  Christopher Gossage
  ,
  Robert B. Kaplan
  ,
  Sheena Paul
  ,
  John Young
  ,
  Jin-Hyuk Jang
  ,
  Lukas Ott
  ,
  Andrew M. Levine
  ,
  Stuart Hammer
  ,
  Ulysses Smith
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Peter J. Irwin
  ,
  Ina C. Popova
  ,
  Samantha J. Rowe
  ,
  M. Natasha Labovitz
  ,
  Sidney P. Levinson
  ,
  Paul D. Rubin
  ,
  Eric Dinallo
  ,
  Marilyn A. Lion
  ,
  Jacob W. Stahl
  ,
  Nicholas F. Potter
  ,
  Kim T. Le
  ,
  Melissa Runsten
  ,
  Matthew Mrozek
  ,
  Michael C. Godbe
  ,
  Christel Y. Tham
  ,
  Lisa Wang Lachowicz
  ,
  Yiran Ji
• FCPA Update December 2021
  30 December 2021
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Douglas S. Zolkind
  ,
  Cara Ortiz
  ,
  Jennifer Romero
  ,
  Katelyn McNelis
• Harvard Corporate Governance Blog: SEC’s Transition in Enforcement Priorities
  22 December 2021
  Harvard Corporate Governance Blog
  Mary Jo White
  ,
  Andrew J. Ceresney
  ,
  Jonathan R. Tuttle
• SEC Proposes Significant Amendments Regarding 10b5-1 Trading Plans and Augmented Trading-Related Disclosure Requirements
  16 December 2021
  Andrew J. Ceresney
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• FCPA Update November 2021
  1 December 2021
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Douglas S. Zolkind
  ,
  Nestor D. Almeida
• SEC’s Division of Enforcement Year-End Results Announcement Reflects Transition in Enforcement Priorities and Chair Gensler’s Enforcement Agenda
  29 November 2021
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
  ,
  Mark D. Flinn
• FCPA Update October 2021
  1 November 2021
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Philip Rohlik
  ,
  Douglas S. Zolkind
  ,
  Delia M. Arias De Leon
• FCPA Update September 2021
  30 September 2021
  Kara Brockmeyer
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
• FCPA Update August 2021
  1 September 2021
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Douglas S. Zolkind
  ,
  Nestor D. Almeida
• FCPA Update July 2021
  30 July 2021
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Antoine F. Kirry
  ,
  Alexandre Bisch
  ,
  Aisling Cowell
  ,
  Andrew H.W. Lee
• FCPA Update June 2021
  30 June 2021
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Carter Burwell
  ,
  Erich O. Grosz
  ,
  Douglas S. Zolkind
• FCPA Update May 2021
  1 June 2021
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Taylor Booth
  ,
  Berk Guler
• FCPA Update April 2021
  30 April 2021
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Philip Rohlik
  ,
  Douglas S. Zolkind
• NYU Compliance & Enforcement Blog: Likely Policy Priorities of the Gensler SEC
  23 April 2021
  NYU Compliance & Enforcement Blog
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• SEC Division of Examinations Issues ESG Risk Alert
  16 April 2021
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Likely Policy Priorities of the Gensler SEC
  14 April 2021
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• FCPA Update March 2021
  31 March 2021
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Winston M. Paes
  ,
  Philip Rohlik
  ,
  Douglas S. Zolkind
• SEC Sues AT&T and Three Executives for Selective Disclosures to Analysts
  9 March 2021
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
• 2021 SEC Division of Examinations Priorities
  8 March 2021
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
• FCPA Update February 2021
  26 February 2021
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Robert Maddox
• A Shot Across the Bow: Acting SEC Chair Lee Reinstitutes Delegated Authority for Senior Enforcement Leadership and Rescinds Clayton’s Waiver Policy
  16 February 2021
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• FCPA Update January 2021
  2 February 2021
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Alexandre Bisch
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Konstantin Bureiko
  ,
  Aisling Cowell
• Second Circuit Set To Revisit Insider Trading Decision Post-Bridgegate
  19 January 2021
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• 2020/2021 Private Equity Year End Review and Outlook
  7 January 2021
  Jonathan Adler
  ,
  William D. Regner
  ,
  John W. Rife III
  ,
  Jennifer R. Cestaro
  ,
  Katherine Ashton
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Christopher Anthony
  ,
  Kevin M. Schmidt
  ,
  Maurizio Levi-Minzi
  ,
  Geoffrey P. Burgess
  ,
  Dominic Blaxill
  ,
  Wen-Wei Lai
  ,
  Jyotin Hamid
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
  ,
  Richard Ward
  ,
  Jennifer Wheater
  ,
  Paul Eastham
  ,
  Peter A. Furci
  ,
  Rafael Kariyev
  ,
  Samuel D. Krawiecz
  ,
  Andrew L. Bab
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Kim T. Le
  ,
  Jyotin Hamid
  ,
  Jonathan F. Lewis
  ,
  Tricia Bozyk Sherno
  ,
  Ezra Borut
  ,
  Jeffrey P. Cunard
  ,
  Marc Ponchione
  ,
  Kenneth J. Berman
  ,
  Patricia Volhard
  ,
  Christopher Dortschy
  ,
  Jin-Hyuk Jang
  ,
  John Young
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Sally Bergmann Hardesty
  ,
  Scott B. Selinger
  ,
  Stuart Hammer
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  M. Natasha Labovitz
  ,
  Sidney P. Levinson
  ,
  Peter J. Irwin
  ,
  Paul S. Bird
• SEC Adopts New Market Data Infrastructure Rules to Modernize the National Market System; Implications for Best Execution Obligations
  7 January 2021
  Andrew J. Ceresney
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Charu A. Chandrasekhar
• SEC Announces Reg BI-Focused Examinations to Begin in January 2021
  7 January 2021
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• The SEC’s Expanded Disgorgement Authority Complicates Investigations and Settlements
  4 January 2021
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Mark D. Flinn
• FCPA Update December 2020
  31 December 2020
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Philip Rohlik
• The Cheesecake Factory Settles SEC’s First Enforcement Action Against a Public Company for Misleading COVID-19 Disclosures Regarding Financial Impact of the Pandemic
  8 December 2020
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Mark D. Flinn
• Recent U.S. Developments, Including Passage of Holding Foreign Companies Accountable Act, Signal Harder Stance with China
  7 December 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Satish M. Kini
  ,
  Peter J. Loughran
  ,
  Jonathan R. Tuttle
  ,
  Philip Rohlik
• FCPA Update November 2020
  30 November 2020
  Andrew M. Levine
  ,
  Jane Shvets
• SEC Annual Report on Whistleblower Program Highlights Record-Setting 10-Year Anniversary
  19 November 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
• Compliance & Enforcement: Despite Unprecedented Challenges, SEC’s Division of Enforcement’s 2020 Annual Report Presents Healthy Enforcement Results
  9 November 2020
  Compliance & Enforcement
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Mark D. Flinn
• Despite Unprecedented Challenges, SEC’s Division of Enforcement 2020 Annual Report Presents Healthy Enforcement Results
  3 November 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Mark D. Flinn
• FCPA Update October 2020
  30 October 2020
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
• Insufficient Internal Controls Result in SEC Enforcement in Connection with Rule 10b5-1 Plan
  23 October 2020
  Andrew J. Ceresney
  ,
  Morgan J. Hayes
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
• FCPA Update September 2020
  1 October 2020
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
• SEC Adopts Amendments to Whistleblower Rules to Enhance Program Efficiency and Effectiveness
  24 September 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Compliance & Enforcement: SEC Brings Enforcement Action Against Investment Adviser for Section 13 Beneficial Ownership Reporting Failures
  23 September 2020
  Compliance & Enforcement
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• SEC Brings Enforcement Action Against Investment Adviser for Section 13 Beneficial Ownership Reporting Failures
  21 September 2020
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Nicholas P. Pellicani
• FCPA Update August 2020
  31 August 2020
  Kara Brockmeyer
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Alexandre Bisch
  ,
  Stephanie D. Thomas
• 2020 Private Equity Midyear Review and Outlook
  31 July 2020
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  Kenneth J. Berman
  ,
  Paul S. Bird
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Jennifer R. Cestaro
  ,
  Andrew J. Ceresney
  ,
  Jeffrey P. Cunard
  ,
  Peter A. Furci
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  M. Natasha Labovitz
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Nicole Levin Mesard
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Edward M. Rishty
  ,
  Kevin M. Schmidt
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Samuel D. Krawiecz
  ,
  Stuart Hammer
  ,
  Dominic Blaxill
  ,
  Christopher Dortschy
  ,
  Paul Eastham
  ,
  Jin-Hyuk Jang
  ,
  Jennifer Wheater
  ,
  John Young
  ,
  Almas Daud
  ,
  Paul Eastham
  ,
  Samuel D. Krawiecz
  ,
  Wen-Wei Lai
• FCPA Update July 2020
  31 July 2020
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Jane Shvets
  ,
  Philip Rohlik
• Law360: 5 Ways To Mitigate Whistleblower Risk During COVID-19
  8 July 2020
  Law360
  Arian M. June
  ,
  Andrew J. Ceresney
  ,
  Suzanne Zakaria
• U.S. Enforcement Agencies Release Second Edition of FCPA Resource Guide
  8 July 2020
  Kara Brockmeyer
  ,
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  David Sarratt
  ,
  Jane Shvets
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
• Law360: SEC's Insider Info Case Shows Perils Of Portfolio Co. Trading
  3 July 2020
  Law360
  Andrew J. Ceresney
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• FCPA Update June 2020
  30 June 2020
  Andrew M. Levine
  ,
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Stephanie D. Thomas
• Supreme Court Liu Decision Upholds SEC Disgorgement Power While Suggesting Potential Limits, and May Impact FTC Enforcement
  23 June 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Julie M. Riewe
  ,
  Paul D. Rubin
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Mary Jo White
• DOJ Updates Guidance on Corporate Compliance Programs
  8 June 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
• FCPA Update May 2020
  29 May 2020
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Aisling Cowell
• SEC to Fund Managers with Access to MNPI: Trade in Portfolio Company Securities at Your Peril
  28 May 2020
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• FCPA Update April 2020
  30 April 2020
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
• SEC Shows Continued Willingness to Award Compliance Whistleblowers
  3 April 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Suzanne Zakaria
• FCPA Update March 2020
  31 March 2020
• SEC Enforcement Co-Directors Address Important Issues of Market Integrity
  25 March 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• FCPA Update February 2020
  28 February 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Alexandre Bisch
  ,
  Philip Rohlik
  ,
  Aisling Cowell
  ,
  Martha Hirst
  ,
  Andrew H.W. Lee
  ,
  Stephanie D. Thomas
  ,
  Suzanne Zakaria
• FCPA Update January 2020
  31 January 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Alexandre Bisch
  ,
  Philip Rohlik
  ,
  Aisling Cowell
  ,
  Martha Hirst
  ,
  Andrew H.W. Lee
  ,
  Stephanie D. Thomas
  ,
  Suzanne Zakaria
• 2020 OCIE Priorities: Private Equity Remains Area of Interest, Focus on Retail and New SEC and Market-Wide Developments
  15 January 2020
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Luke Dembosky
  ,
  Robert B. Kaplan
  ,
  Jim Pastore
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Jonathan R. Tuttle
• FCPA Update December 2019
  30 December 2019
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Dr. Thomas Schürrle
  ,
  Suzanne Zakaria
• 2019/2020 Private Equity Year-End Review and Outlook
  19 December 2019
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Kenneth J. Berman
  ,
  Lorna Bowen
  ,
  Andrew J. Ceresney
  ,
  Alan J. Davies
  ,
  Andrew Ford
  ,
  Robert B. Kaplan
  ,
  Pierre Maugüé
  ,
  Julie M. Riewe
  ,
  John W. Rife III
  ,
  Samantha J. Rowe
  ,
  Scott B. Selinger
  ,
  Thomas Smith
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Jin-Hyuk Jang
  ,
  John Young
  ,
  Dominic Blaxill
  ,
  Conway Blake
  ,
  Tom Cornell
  ,
  Paul Eastham
  ,
  Felix Paterson
  ,
  Ryan T. Rafferty
• FCPA Update November 2019
  26 November 2019
  David A. O'Neil
  ,
  Philip Rohlik
• SEC’s Division of Enforcement 2019 Annual Report Presents Strong Enforcement Results
  7 November 2019
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
• FCPA Update October 2019
  31 October 2019
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Robert Maddox
• Accounting and Financial Reporting Enforcement Round-Up
  28 October 2019
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• FCPA Update September 2019
  30 September 2019
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• Law360: Drugmaker Fine Shows SEC's Renewed Disclosure Focus
  30 August 2019
  Law360
  Andrew J. Ceresney
  ,
  Paul M. Rodel
  ,
  Paul D. Rubin
  ,
  Jonathan R. Tuttle
  ,
  Melissa Runsten
• FCPA Update August 2019
  30 August 2019
  Kara Brockmeyer
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Andrew H.W. Lee
• SEC Charges Pharmaceutical Company for Violation of Regulation FD, Reinforcing Need to Establish Policies for Handling Material Non-Public Information
  23 August 2019
  Andrew J. Ceresney
  ,
  Paul M. Rodel
  ,
  Paul D. Rubin
  ,
  Jonathan R. Tuttle
  ,
  Melissa Runsten
• FCPA Update July 2019
  31 July 2019
  Kara Brockmeyer
  ,
  Antoine F. Kirry
  ,
  David A. O'Neil
  ,
  Alexandre Bisch
  ,
  Philip Rohlik
• 2019 Private Equity Midyear Review and Outlook
  23 July 2019
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Jeffrey P. Cunard
  ,
  Andrew Ford
  ,
  Peter A. Furci
  ,
  Morgan J. Hayes
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Julie M. Riewe
  ,
  John W. Rife III
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Thomas Smith
  ,
  Steven J. Slutzky
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Jin-Hyuk Jang
  ,
  John Young
  ,
  Almas Daud
  ,
  Samuel D. Krawiecz
  ,
  Felix Paterson
• FCPA Update June 2019
  28 June 2019
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Dr. Thomas Schürrle
• House Financial Services Committee Considers Legislation that Would Make SEC Waivers More Difficult for Parties Settling with the Commission
  24 June 2019
  Kenneth J. Berman
  ,
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• FCPA Update May 2019
  30 May 2019
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Jonathan R. Tuttle
  ,
  Philip Rohlik
• Law360: DC Circ. Gives New Meaning To 'Willful' In Securities Statutes
  14 May 2019
  Law360
  Mary Jo White
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Kenneth J. Berman
• District Court Opinion Criticizes Government “Outsourcing” of Investigations
  6 May 2019
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  David A. O'Neil
  ,
  Mary Beth Hogan
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
• DOJ Updates Guidance on Evaluating Corporate Compliance Programs
  3 May 2019
  Kara Brockmeyer
  ,
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  David Sarratt
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
• FCPA Update April 2019
  30 April 2019
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Philip Rohlik
  ,
  Aisling Cowell
• Law360: What SEC Exam Trends Mean For Asset Managers
  26 April 2019
  Law360
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
• U.S. Supreme Court Sides with SEC in Interpreting “Scheme Liability”
  29 March 2019
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Matthew E. Kaplan
  ,
  Maeve O'Connor
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
• FCPA Update March 2019
  28 March 2019
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Sandy Tomasik
• FCPA Update February 2019
  28 February 2019
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
• FCPA Update January 2019
  31 January 2019
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  David A. O'Neil
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
• Nissan SEC Inquiry Highlights Uncertainty for Non-U.S. Issuers of ADRs
  31 January 2019
  James C. Scoville
  ,
  Alan Kartashkin
  ,
  Vera Losonci
  ,
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
• Tenth Circuit Affirms SEC's Extraterritorial Reach
  29 January 2019
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
• Failure to Present GAAP Measures with “Equal or Greater Prominence” Brings Swift SEC Enforcement Action
  10 January 2019
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Mary Jo White
• OCIE’s 2019 Priorities Focus on Retail, But PE Managers Remain in Examiners’ Sights
  9 January 2019
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Luke Dembosky
  ,
  Robert B. Kaplan
  ,
  Jim Pastore
  ,
  Julie M. Riewe
  ,
  Rebecca F. Silberstein
  ,
  Jonathan R. Tuttle
• FCPA Update December 2018
  20 December 2018
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Sarah Wolf
• SEC Enforcement Against Private Equity Advisers Continues
  18 December 2018
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Rebecca F. Silberstein
  ,
  Jonathan R. Tuttle
• FCPA Update November 2018
  30 November 2018
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
• SEC Announces Record-Breaking Year for Whistleblower Program
  26 November 2018
  Andrew J. Ceresney
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Andrew M. Levine
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Arian M. June
• The SEC/FDA Nexus: Best Practices for Publicly Traded Life Sciences Companies
  19 November 2018
  Bloomberg Law
  Andrew J. Ceresney
  ,
  Maura Kathleen Monaghan
  ,
  Paul M. Rodel
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• A Strong Year For SEC Enforcement
  6 November 2018
  Law360
  Mary Jo White
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• SEC’s Division of Enforcement Issues 2018 Annual Report
  5 November 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Andrew M. Levine
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Arian M. June
• Debevoise & Plimpton on the SEC Enforcement Division’s 2018 Annual Report
  2 November 2018
  CLS Blue Sky Blog
  Mary Jo White
  ,
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• FCPA Update October 2018
  31 October 2018
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Erich O. Grosz
  ,
  Ivona Josipovic
• FCPA Update September 2018
  28 September 2018
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Paul D. Rubin
  ,
  Philip Rohlik
  ,
  Colby A. Smith
• FCPA Update August 2018
  Vol. 9, No. 13
  Kara Brockmeyer
  ,
  Dr. Thomas Schürrle
  ,
  Bruce E. Yannett
  ,
  Alexandre Bisch
  ,
  Frederick T. Davis
  ,
  Philip Rohlik
  ,
  Colby A. Smith
• 2018 Private Equity Midyear Review and Outlook
  9 August 2018
  Jonathan Adler
  ,
  Catherine Amirfar
  ,
  Christopher Anthony
  ,
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Peter A. Furci
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Satish M. Kini
  ,
  Julie M. Riewe
  ,
  Thomas Smith
  ,
  Patricia Volhard
  ,
  Felix Paterson
• FCPA Update July 2018
  Vol. 9, No. 12
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Colby A. Smith
• FCPA Update June 2018
  Vol. 9, No. 11
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Jane Shvets
  ,
  Robert Maddox
• Supreme Court Holds Appointment of SEC’s In-House Judges Unconstitutional
  25 June 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
• FCPA Update May 2018
  Vol. 9, No. 10
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
• Banking Regulators’ Examination Authority Does Not Override Attorney-Client Privilege
  16 May 2018
  Mary Jo White
  ,
  Andrew J. Ceresney
  ,
  David Sarratt
• DOJ's New Policy on Coordination of Corporate Resolutions Aims to Reduce “Piling On”
  11 May 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
• Accounting & Financial Reporting Enforcement Round-Up
  5 May 2018
  Issue
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• FCPA Update April 2018
  Vol. 9, No. 9
  Kara Brockmeyer
  ,
  Frederick T. Davis
  ,
  Antoine F. Kirry
  ,
  Jane Shvets
  ,
  Alexandre Bisch
• Regulators Keep the Focus on Firms’ SAR Obligations
  12 April 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Satish M. Kini
  ,
  Julie M. Riewe
  ,
  Mary Jo White
  ,
  Arian M. June
• FCPA Update March 2018
  Vol. 9, No. 8
  Paul R. Berger
  ,
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• FCPA Update February 2018
  Vol. 9, No. 7
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
• Supreme Court Clarifies Scope of Dodd-Frank’s Whistleblower Protections
  22 February 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Arian M. June
• OCIE 2018 Examination Priorities Focus on Retail, but Private Fund Sponsors Still in Crosshairs
  13 February 2018
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Rebecca F. Silberstein
  ,
  Jonathan R. Tuttle
• SEC’s Division of Enforcement Announces Self-Reporting Program for Advisers Who Failed to Disclose Conflicts in Share Class Selection
  13 February 2018
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• FCPA Update January 2018
  Vol. 9, No. 6
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
• Accounting & Financial Reporting Enforcement Round-Up
  Issue 4, January 2018
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• Federal Reserve Proposes Guidance on Effective Management
  11 January 2018
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Caroline N. Swett
• FCPA Update December 2017
  Vol. 9, No. 5
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
• 2018 Private Equity Review and Outlook
  21 December 2017
  Jonathan Adler
  ,
  Catherine Amirfar
  ,
  Kenneth J. Berman
  ,
  Paul S. Bird
  ,
  Andrew J. Ceresney
  ,
  Peter A. Furci
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Julie M. Riewe
  ,
  Kevin M. Schmidt
  ,
  Thomas Smith
  ,
  Patricia Volhard
• Oral Downloads of Interview Memoranda to Government Regulators Waive Work Product Protection
  15 December 2017
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
• France Announces First-Ever Deferred Prosecution Agreement
  11 December 2017
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Matthew E. Fishbein
  ,
  Antoine F. Kirry
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
• DOJ Announces a Revised FCPA Corporate Enforcement Policy
  30 November 2017
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Matthew E. Fishbein
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Bruce E. Yannett
  ,
  Ivona Josipovic
• FCPA Update November 2017
  Vol. 9, No. 4
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• FCPA Update October 2017
  Vol. 9, No. 3
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• FCPA Update September 2017
  Vol. 9, No. 2
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• Accounting & Financial Reporting Enforcement Round-Up
  Issue 3, September 2017
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• SEC Leadership Discusses Continuing Priorities
  8 September 2017
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Arian M. June
• FCPA Update August 2017
  Vol. 9, No. 1
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• FCPA Update July 2017
  Vol. 8, No. 12
  Bruce E. Yannett
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Erich O. Grosz
  ,
  Kara Brockmeyer
  ,
  David A. O'Neil
  ,
  Jane Shvets
  ,
  Philip Rohlik
• FCPA Update June 2017
  Vol. 8, No. 11
  Bruce E. Yannett
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Erich O. Grosz
  ,
  Kara Brockmeyer
  ,
  David A. O'Neil
  ,
  Jane Shvets
  ,
  Philip Rohlik
• The Impact Of The Kokesh Decision On Disgorgement For Conduct Within The Statute Of Limitations
  29 June 2017
  Bloomberg BNA Securities & Capital Markets
  Andrew J. Ceresney
• Accounting & Financial Reporting Enforcement Round-Up
  Issue 2, June 2017
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• What Kokesh V. SEC Means For Enforcement Actions
  8 June 2017
  Law 360
  Mary Jo White
  ,
  Andrew J. Ceresney
• U.S. Supreme Court Holds SEC Disgorgement Is a Penalty Subject to a Five-Year Statute of Limitations
  7 June 2017
  Mary Jo White
  ,
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Julie M. Riewe
  ,
  Anna Moody
• FCPA Update May 2017
  Vol. 8, No. 10
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Philip Rohlik
  ,
  Andrew J. Ceresney
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
• Individual Accountability: Not Always Accomplished Through Enforcement
  19 May 2017
  New York Law Journal
  Mary Jo White
  ,
  Andrew J. Ceresney
• FCPA Update April 2017
  Vol. 8, No. 9
  Bruce E. Yannett
  ,
  Andrew J. Ceresney
  ,
  Karolos Seeger
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Jane Shvets
• Financial CHOICE Act 2.0: Implications for the SEC and Capital Markets
  25 April 2017
  Mary Jo White
  ,
  Andrew J. Ceresney
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  Jonathan R. Tuttle
  ,
  Mark D. Flinn
• Accounting & Financial Reporting Enforcement Round-Up
  Issue 1, April 2017
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• Ninth Circuit Widens Split Over Application of Dodd-Frank’s Whistleblower Protections
  13 March 2017
  Andrew J. Ceresney
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn