-
Key Issues in Enforcement with the Current and Former Chief Accountants of the SEC's Enforcement Division
8 April 2024
DC Bar
Remote Program: Key Issues in Enforcement with the Current and Former Chief Accountants of the SEC's Enforcement Division
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
1 April 2024
Debevoise & Plimpton LLP
Securities Enforcement Commentary
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
29 February 2024
Debevoise & Plimpton LLP
Securities Engagement Commentary
Webcast
Speaking Engagements
-
What Companies Should Know about SEC Rule 21F-17(a) and Tips for Compliance
21 February 2024
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Important Issues in Current Delaware Litigation
7 February 2024
New York City Bar Association
Securities Litigation & Enforcement Institute 2024
New York, New York
Speaking Engagements
-
SEC and FINRA Compliance Considerations for AI Use by RIAs and Broker-Dealers
6 February 2024
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
SEC Exams: Priorities, Risks and Preparation
6 February 2024
Regulatory Compliance Watch
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
31 January 2024
Debevoise & Plimpton LLP
Securities Enforcement Commentary
Webcast
Speaking Engagements
-
Major SEC/DOJ Enforcement Actions and Crypto Litigation
30 January 2024
Bar Association of San Francisco
Shareholder Litigation and Securities Enforcement seminar
San Francisco, CA
Speaking Engagements
-
Predictions and Priorities for 2024
23 January 2024
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Securities Enforcement Commentary
21 December 2023
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Meet the SEC's Division of Enforcement Home Office Associate Directors and Co-Chief of the Asset Management Unit
4 December 2023
D.C. Bar
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
29 November 2023
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
24 October 2023
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
SEC's New Private Funds Rule
5 October 2023
KPMG
San Francisco, CA
Speaking Engagements
-
Recent Developments in Securities Enforcement – September 2023
19 September 2023
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
The SEC’s Private Funds Rule
24 August 2023
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
17 August 2023
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Update on SEC Cybersecurity Rules and New AI Regulation
28 June 2023
Institutional Investor
Institutional Investor Legal Forum Summer Workshop
Boston, Massachusetts
Speaking Engagements
-
New SEC Securities Based Swap Rules
13 June 2023
Debevoise & Plimpton
Webcast
Speaking Engagements
-
SEC Examination Priorities and Trends
7 June 2023
American Investment Council
American Investment Council Roundtable
Boston, Massachusetts
Speaking Engagements
-
Financial Fraud and Operational Resiliency
17 May 2023
Securities Industry and Financial Markets Association
50th Annual Operations Conference & Exhibit
Orlando, Florida
Speaking Engagements
-
Recent Developments in Securities Enforcement – April 2023
5 April 2023
Debevoise & Plimpton LLP
Securities Enforcement Commentary
Webcast
Speaking Engagements
-
The Evolving ESG Landscape: Securities Litigation & Enforcement Risks
28 March 2023
Women In Securities, Debevoise & Plimpton and Morrison Foerster
San Francisco, California
Speaking Engagements
-
SEC Regulatory Landscape Pertinent to Private Fund Managers
22 March 2023
Financial Executives Alliance
Financial Executives Alliance Nor Cal Networking Groups
San Francisco, California
Speaking Engagements
-
Keeping CCOs Sane and Maintaining a Quality Compliance Program
21 March 2023
Investment Company Institute
San Francisco, California
Speaking Engagements
-
SEC’s Marketing Rule
16 March 2023
RCW Compliance
Webcast
Speaking Engagements
-
Ethical Traps for the Unwary In-House Counsel
12-15 March 2023
Securities Industry and Financial Markets Association
2023 SIFMA C&L Annual Seminar
San Diego, California
Speaking Engagements
-
Investment Banking and Capital Markets Enforcement Issues and Developments
12-15 March 2023
Securities Industry and Financial Markets Association
2023 SIFMA C&L Society Annual Seminar
San Diego, California
Speaking Engagements
-
Important Issues in Current Delaware Litigation
8 February 2023
New York City Bar Association
New York City Bar Securities Litigation Institute 2023
New York, New York
Speaking Engagements
-
Recent Developments in Securities Enforcement
1 February 2023
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
ESG Regulation
10 January 2023
Practising Law Institute
ESG Regulation Conference
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement Series
13 December 2022
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Enforcement – Year in Review
9 December 2022
PricewaterhouseCoopers
ABAC Enforcement Update
Webcast
Speaking Engagements
-
Insider Trading 360° – Enforcement Trends, Key Cases and Prosecutions (and Crypto!)
15 November 2022
Securities Docket
Securities Enforcement Forum 2022
Webcast and Washington, D.C.
Speaking Engagements
-
Inside the SEC: Understanding the Agency's Enforcement Philosophy
10 November 2022
National Association of Women Lawyers
NAWL General Counsel Institute
New York, New York
Speaking Engagements
-
SEC Examination Priorities
2 November 2022
PricewaterhouseCoopers (PwC), Pete Driscoll, Partner
Ascendant Compliance Conference for SEC Investment Advisers
Virtual
Speaking Engagements
-
SEC Marketing Rule
27 October 2022
PFM Health Sciences
Training on SEC Marketing Rule
Location: Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
26 October 2022
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
SEC Regulatory and Enforcement Update that will be Valuable Intelligence for Firms to Incorporate into their ODD Programs
20 October 2022
Shadmoor and DiligenceVault
Operational Due Diligence Networking Event
San Francisco, California
Speaking Engagements
-
Insider Trading Trends and Evolving Compliance Best Practices
17-19 October 2022
National Society of Compliance Professionals
2022 NSCP National Conference
National Harbor, Maryland
Speaking Engagements
-
ESG, Exams, and Enforcement: Practical Tips for Managers
13 October 2022
Investment Company Institute
2022 Securities Law Developments Conference
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
21 September 2022
Debevoise & Plimpton LLP
Webinar Securities Enforcement Series
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
23 August 2022
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
21 July 2022
Debevoise & Plimpton LLP
Securities Enforcement Series
Webcast
Speaking Engagements
-
What You Need to Know About Insider Dealing and the Legal Implications for Senior Management
17 June 2022
Hong Kong Chartered Governance Institute
Webinar
Hong Kong
Speaking Engagements
-
Recent Developments in Securities Enforcement
31 May 2022
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Hot Topics in Securities Law Defense
27 May 2022
Cambridge Forum
Cambridge Forum on Corporate Enforcement
Nashville, Tennessee
Speaking Engagements
-
Recent Developments in Securities Enforcement
28 April 2022
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
FCPA: Year in Review and Enforcement Trends
20 April 2022
Practising Law Institute
PLI FCPA Program New York 2022
New York, New York
Speaking Engagements
-
Litigating with the SEC in the Gensler Era
6 April 2022
DC Bar
Washington, DC
Speaking Engagements
-
2022 SEC and FINRA Examination and Enforcement Priorities
28 March 2022
Debevoise & Plimpton LLP, Accenture and PCEC Fordham Law
Webcast
Speaking Engagements
-
Pancakes and Priorities: Breakfast CLE with Debevoise’s Examinations and Enforcement Team
28 March 2022
ICI
ICI Conference Breakfast
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
24 February 2022
Debevoise & Plimpton LLP
Securities Enforcement Commentary Series
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
18 January 2022
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
20 December 2021
Debevoise & Plimpton LLP
Securities Enforcement Commentary Series
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
30 November 2021
Debevoise & Plimpton LLP
Securities Enforcement Commentary Series
Webcast
Speaking Engagements
-
The SEC's Cybersecurity Year in Review 2021: Disclosures, Enforcement, and More
2 November 2021
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
28 October 2021
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
ESG Enforcement – What Should We Expect?
5 October 2021
Global Investigations Review
GIR Live: New York 2021
New York, New York
Speaking Engagements
-
Recent Developments in Securities Enforcement
22 September 2021
Debevoise & Plimpton LLP
Securities Enforcement Commentary Series
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
19 August 2021
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Everything You Need to Know About the SEC's Private Funds Unit
22 July 2021
Debevoise & Plimpton LLP
Speaking Engagements
-
Recent Developments in Securities Enforcement
15 July 2021
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Privilege Considerations for Asset Managers
23 June 2021
Debevoise & Plimpton LLP
6th Annual SEC Alumni Seminar
Webcast
Speaking Engagements
-
Recent Developments in Securities Enforcement
16 June 2021
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
Due Diligence Insights
8 June 2021
Kroll
The SEC Under the Biden Administration
Webcast
Speaking Engagements
-
Sarbanes-Oxley Two Decades Later
13 May 2021
Accounting Department & The Pedro Arrupe, S. J. Center for Business Ethics
Webcast
Speaking Engagements
-
How Enforcement Agencies Evaluate Effective Compliance: Assessing Corporate Culture at the Roots of Organizations
31 March 2021
NYU School of Law
Corporate Compliance and Enforcement Conference
Webcast
Speaking Engagements
-
SPACs and Associated IAA/ICA/33 Act Regulatory and Enforcement Issues and More
23 March 2021
American Investment Council
AIC’s CCO Working Group Webinar
Webcast
Speaking Engagements
-
White Collar Enforcement in the Biden Era: A Change in Approach to Asia
23 February 2021
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
SEC/FCPA/Compliance
16 February 2021
Nasdaq
Engage in Place
Webcast
Speaking Engagements
-
Managing Risk in SEC Enforcement Investigations
27 January 2021
Northwestern Pritzker School of Law
Securities Regulation Institute
Webcast
Speaking Engagements
-
Predictions & Priorities for 2021
27 January 2021
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
-
The SEC in 2021 – Looking Ahead
25 January 2021
Northwestern Pritzker School of Law
Securities Regulation Institute
Webcast
Speaking Engagements
-
SEC Division Reports
29-30 October 2020
Financial Markets Association
FMA's 29th Annual Legal & Legislative Conference
Webinar
Speaking Engagements
-
FCPA Trends and Developments
28 October 2020
Securities Docket
Securities Enforcement Form on FCPA Issues
Webcast
Speaking Engagements
-
White Collar Crime 2020: FCPA and Anti-Corruption Investigations and Enforcement
23 September 2020
Practising Law Institute
Webcast
Speaking Engagements
-
Fireside Chat
17 September 2020
Compliance Week
Compliance Week Third Party Risk Management Conference
Webcast
Speaking Engagements
-
Enforcement Powers of the SFC and Recent Enforcement Cases
9 July 2020
Debevoise & Plimpton
Webinar
Speaking Engagements
-
Federal and State Securities Enforcement in the Age of COVID
30 June 2020
Risk Management Association
Webcast
Speaking Engagements
-
Enforcement Trends; What Counts as Cooperation for Corporations These Days?
18 June 2020
Securities Industry and Financial Markets Association
Handling a Regulatory Investigation – In House and Outside Counsel Perspective
Webinar
Speaking Engagements
-
SEC’s Role in FCPA Investigations
4 May 2020
TRACE
Webinar
Speaking Engagements
-
SEC/DOJ – Enforcement Update
28 April 2020
American Bar Association
Webinar
Speaking Engagements
-
Privilege in Investigations
22 April 2020
Debevoise & Plimpton LLP
Webinar
Speaking Engagements
-
Everyone Has Them: Identifying, Disclosing, and Managing Conflicts of Interest Under Your Fiduciary Duty
5-6 March 2020
Investment Adviser Association
IAA Investment Adviser 2020 Compliance Conference
Washington, DC
Speaking Engagements
-
Ethics: Lessons Learned from a Silicon Valley Startup
29 January 2020
Securities Regulation Institute
47th Annual Securities Regulation Institute
Coronado, California
Speaking Engagements
-
Trends in Enforcement and Internal Investigations
8 January 2020
Ethics & Compliance Initiative
Ethics & Compliance Initiative Fellows Conference
Washington, DC
Speaking Engagements
-
DOJ/SEC Enforcement Update
10 December 2019
ABA Criminal Justice Section
ABA CJS Regional Event
Miami, Florida
Speaking Engagements
-
The Globalization of Enforcement
2-3 December 2019
New York City Bar
International White Collar Crime Symposium
New York, New York
Speaking Engagements
-
DOJ/SEC Enforcement Update
14 November 2019
ABA and PwC
ABA CJS Charlotte Event: DOJ/SEC Enforcement Update
Charlotte, North Carolina
Speaking Engagements
-
Rebuttal: The Defense Perspective
6 November 2019
Practising Law Institute
51st Annual Institute on Securities Regulation
New York, New York
Speaking Engagements
-
SEC Enforcement
5 November 2019
InvestoRegulation
22nd Annual Conference: SEC Regulation Outside the United States
London, UK
Speaking Engagements
-
Changes and Challenges: The SEC View From the Top
25 October 2019
State Bar of Georgia/Business Law Section
Securities Litigation and Regulatory Practice
Atlanta, Georgia
Speaking Engagements
-
Director's Panel
23 October 2019
Securities Docket
Securities Enforcement Forum 2019
Washington, DC
Speaking Engagements
-
Managing a True Corporate Crisis/Major Internal Investigation
23 October 2019
Securities Docket
Securities Enforcement Forum 2019
Washington, DC
Speaking Engagements
-
Corporate Compliance
11 October 2019
NYU School of Law
NYU School of Law Program on Corporate Compliance and Enforcement
New York, New York
Speaking Engagements
-
Sanctions Enforcement
3 October 2019
New York City Bar Association
NYC Bar Association Banking Law Committee Monthly Meeting
New York, New York
Speaking Engagements
-
Corporate Whistleblowing in 2019
16 July 2019
Practising Law Institute
New York, New York
Speaking Engagements
-
Enforcement Issues Today
23-24 May 2019
Practising Law Institute
Seventh Annual Institute on Corporate & Securities Law in Hong Kong
Hong Kong
Speaking Engagements
-
Securities and White Collar Defense
3 May 2019
Colorado Bar Association
Denver Rocky Mountain Conference
Denver, Colorado
Speaking Engagements
-
Litigation Update – Regulatory and Criminal
25 March 2019
Securities Industry and Financial Markets Association
SIFMA's Annual C&L Seminar
Orlando, Florida
Speaking Engagements
-
The SEC’s Focus on Investor Protection: RICs on the Radar of OCIE and Enforcement
17-20 March 2019
Investment Company Institute
ICI 2019 Mutual Funds and Investment Management Conference
San Diego, California
Speaking Engagements
-
Investigations into Listed Companies by Securities Regulators
26 February 2019
LexOmnibus
Seminar
Hong Kong
Speaking Engagements
-
The SEC/FDA Nexus: Best Practices for Publicly Traded Life Sciences Companies
20 February 2019
Practicing Law Institute
Practice Briefing
Speaking Engagements
-
Medical Device Post-Market Cybersecurity – Stakeholder Interactions and the Importance of Advancing Coordinated Vulnerability Disclosure
7 February 2019
Practicing Law Institute
Practice Briefing
Speaking Engagements
-
Discussion with the SEC’s Newest Enforcement Associate Directors
12 December 2018
District of Columbia Bar
Washington, DC
Speaking Engagements
-
Hot Trends in DOJ and SEC Enforcement and Litigation
5 December 2018
Sandpiper Partners LLC
Breakfast and Educational Briefing
New York, New York
Speaking Engagements
-
Crisis Management: Keeping Calm and Coming Out the Other Side
7-9 November 2018
Practising Law Institute
PLI’s 50th Annual Institute on Securities Regulation
New York, New York
Speaking Engagements
-
FCPA Year in Review: Trends and Patterns in Enforcement and Lessons Learned from This Year’s Cases
8-9 November 2018
TRACE
European Forum
London, UK
Speaking Engagements
-
Rebuttal: The Defense Perspective
7-9 November 2018
Practising Law Institute
PLI’s 50th Annual Institute on Securities Regulation
New York, New York
Speaking Engagements
-
SFC Investigations and Enforcement Powers under the SFO
9 November 2018
Courses and Seminars
Hong Kong
Speaking Engagements
-
Tips for Corporate/Regulatory Attorneys to Add Value in Regulatory Examinations and Investigations
23 October 2018
D.C. Bar
D.C. Bar CFSL Program
Washington, D.C.
Speaking Engagements
-
SEC Inspections and Examinations of Private Hedge and Equity Funds
9 October 2018
Practising Law Institute
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2018
New York, New York
Speaking Engagements
-
Navigating the DOJ Corporate Enforcement Policy
21-23 May 2018
Compliance Week
13th Annual Compliance Week Conference
Washington, D.C.
Speaking Engagements
-
The IPC Case: A Convergence of Money Laundering and Microcap Fraud
15 May 2018
Federal Bureau of Investigation
Advanced Money Laundering Conference
Nashville, Tennessee
Speaking Engagements
-
Fiduciary Investment Advice: Litigation and Enforcement Perspectives
10 May 2018
Practising Law Institute
New York, New York
Speaking Engagements
-
Securities Litigation: The Investigation: Coordinating Requests from Government Regulators
4 April 2018
Practising Law Institute
New York, New York
Speaking Engagements
-
Enforcement Panel
18-21 March 2018
Securities Industry and Financial Markets Association
SIFMA C&L Annual Conference 2018
Orlando, Florida
Speaking Engagements
-
Keynote Address: Government Expectations for Third Party Compliance Programs
20 March 2018
Compliance Week
3rd Annual Third-Party Risk Management & Oversight Summit
Atlanta, Georgia
Speaking Engagements
-
DOJ & SEC Q&A: Enforcement Priorities, Impact of New Guidance and Takeaways from Recent Cases
8 March 2018
TRACE International
14th Annual TRACE Forum
Washington, DC
Speaking Engagements
-
What’s New? OCIE and Enforcement under Chairman Clayton
7 December 2017
Investment Company Institute
2017 Securities Law Procedures Conference
Washington, D.C.
Speaking Engagements
-
Crisis Management: The Advanced Course
10 November 2017
Practising Law Institute
New York, New York
Speaking Engagements
-
Keynote Address
10 November 2017
Practising Law Institute
New York, New York
Speaking Engagements
-
The Defense Perspective: The Many Shades of Gray
10 November 2017
Practising Law Institute
New York, New York
Speaking Engagements
-
A Look Inside Recent FCPA & UKBA Key Enforcement Cases and Practical Lessons for Your Global Anti-Corruption Programme
6 November 2017
C5
Advanced Conference on Anti-Corruption – The Nordic Edition
Stockholm, Sweden
Speaking Engagements
-
Current Issues in Wealth Management & Investment Advisory
11 November 2017
Securities Industry and Financial Markets Association
Compliance & Legal New York Regional Seminar
New York, New York
Speaking Engagements
-
Keynote Speaker
25 October 2017
ACA Compliance Group
Fall 2017 Compliance Conference
San Diego, California
Speaking Engagements
-
Former SEC Leadership to Discuss SEC Enforcement Priorities
20 October 2017
Debevoise & Plimpton LLP
Seminar
Debevoise & Plimpton, Hong Kong
Speaking Engagements
-
Former SEC Leadership to Discuss SEC Enforcement Priorities
18 October 2017
Debevoise & Plimpton and Deloitte Touche Tohmatsu LLC
Roundtable Discussion
Tokyo, Japan
Speaking Engagements
-
Emerging Enforcement Trends and Other Topics
13 September 2017
PricewaterhouseCoopers LLP
PwC Executive Briefing on Regulatory Enforcement: What We Can Learn From the First 180 Days About the Direction of the New Administration
New York, New York
Speaking Engagements
-
Panel: Breakfast Briefing
13 June 2017
Sandpiper Partners LLC
Annual SEC/DOJ Enforcement 2017 Update
Washington, D.C.
Speaking Engagements
-
Common Compliance Issues and Effective Programs
23 May 2017
Compliance Week
Compliance Week Annual Conference 2017
Washington, D.C.
Speaking Engagements
-
Regulatory Focus on Risk Management
20 April 2017
RMA and Debevoise & Plimpton
Debevoise & Plimpton LLP, New York
Speaking Engagements
-
Securities Litigation: The Investigation: Coordinating Requests from Government Regulators
5 April 2017
Practising Law Institute
Securities Litigation 2017: From Investigation to Trial
New York, New York
Speaking Engagements
-
Internal Investigations: A Simulation
19-22 March 2017
Securities Industry and Financial Markets Association
2017 SIFMA Compliance & Legal Society Annual Seminar
San Diego, California
Speaking Engagements
-
Managing Multiple Regulatory Investigations and Parallel, Private Securities Litigation: An In-House Perspective
1 March 2017
New York City Bar
5th Annual Securities Litigation & Enforcement Institute
New York, New York
Speaking Engagements
-
Insider Trading Enforcement in the Wake of Salman
20 December 2016
NYU Law School
NYU Law School Program on Corporate Compliance and Enforcement Conference
New York, New York
Speaking Engagements
-
Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective
1 December 2016
Practising Law Institute
Hedge and Private Fund Enforcement & Regulatory Developments 2016
New York, New York
Speaking Engagements
-
Policing the Markets: Updates on Securities Investigations and Enforcement
30 September 2016
Practising Law Institute (PLI)
Practising Law Institute: Prosecutors and Regulators Speak
New York, New York
Speaking Engagements
-
Targeting the ‘Gatekeepers’: Emerging Challenges for Financial Industry Legal and Compliance Professionals
15 September 2016
Global Investigations Review
3rd Annual GIR Live New York
New York, New York
Speaking Engagements
-
Current SEC Enforcement and Examination Trends
4 August 2016
Financial Law Institute
2016 Lavender Law Conference & Career Fair
Washington, DC
Speaking Engagements
-
Litigation and Enforcement
20 July 2016
Independent Directors Council
2016 Independent Counsel Roundtable
Washington, D.C.
Speaking Engagements
-
Preparing for Investigations & Enforcement
9 June 2016
Bloomberg BNA
Bloomberg BNA Big Law Business Summit
New York, NY
Speaking Engagements
-
Convergence Trends – From the Regulatory, Enforcement & Industry Perspective
2 June 2016
Sandpiper Partners
Financial Crime Summit
New York, NY
Speaking Engagements
-
Prosecutors Panel: Lifecycle of a Parallel Matter
31 May 2016
Securities and Exchange Commission
SEC’s Market Abuse Unit Conference
Washington, D.C.
Speaking Engagements
-
Insights into the SEC
11 May 2016
The Regulatory Fundamentals Group
RFG Webinar with Julie Riewe
New York, New York
Speaking Engagements
-
Emerging SEC Enforcement and Exam Issues: What's Next for Private Equity?
13 Apr 2016
Debevoise & Plimpton
Debevoise Seminar
Debevoise & Plimpton, New York
Speaking Engagements
-
Enforcement Actions by Banking Regulators
16 March 2016
Securities Industry and Financial Markets Association
2016 Annual Legal and Compliance Conference
Orlando, Florida
Speaking Engagements
-
SFC Investigations and Enforcement Power under the SFO
22 January 2016
Courses & Seminars
Seminar
Hong Kong
Speaking Engagements
-
SFC Investigations and Enforcement Powers under the SFO
24 November 2015
HKCCA & Debevoise & Plimpton
SFC Investigations and Enforcement Powers under the SFO
Hong Kong
Speaking Engagements
-
Mitigating Exposure to FCPA Enforcement
19 October 2015
ALM/Corporate Counsel
9th Annual Hedge Fund General Counsel and Chief Compliance Officer Summit
New York, New York
Speaking Engagements
-
Handling Global Regulatory Investigations
16 October 2015
New York City Bar Association
New York City Bar 4th Annual Securities Litigation & Enforcement Institute
New York, NY
Speaking Engagements
-
Keynote Speaker on White Collar Enforcement Issues
9 October 2015
The Columbia Law School Federalist Society for Law & Public Policy Studies
The Columbia Law School Federalist Society Fall Symposium: Government Enforcement in the Financial Sector
New York, New York
Speaking Engagements
-
Newman, High Frequency Trading - What Exactly are the Limits of Securities Fraud?
1 October 2015
American Bar Association
10th Annual National Institute on Securities Fraud
New Orleans, Louisiana
Speaking Engagements
-
Location, Location, Location
22 September 2015
Global Investigations Review
GIR Fall New York Conference
New York, NY
Speaking Engagements
-
Fundamentals of Investment Adviser Regulation 2015
15 July 2015
Practising Law Institute
Fundamentals of Investment Adviser Regulation 2015
New York, NY
Speaking Engagements
-
Cyber Security
2 June 2015
Hong Kong Securities and Investment Institute
Cyber Security
Hong Kong
Speaking Engagements
-
The Future of the 'Neither Admit Nor Deny' Settlement Policy in the Wake of the Citigroup Decision
22-23 January 2015
American Conference Institute
American Conference Institute 4th Securities Litigation & Enforcement Conference
The Carlton Hotel, New York, NY
Speaking Engagements