Publications

• Securities and Futures Commission Proposes Amendments to the Securities and Futures Ordinance to Strengthen Enforcement
  24 June 2022
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Emily Lam
  ,
  Allison Lau
• Developments in Ukraine: U.S., UK and EU Sanctions and Export Controls
  14 June 2022
  Satish M. Kini
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
  ,
  Carl Micarelli
  ,
  Aseel M. Rabie
  ,
  Aisling Cowell
  ,
  Isabel Espinosa de los Reyes
• OFSI Publishes Updated Enforcement and Penalty Guidance
  13 June 2022
  Satish M. Kini
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Aisling Cowell
• FCPA Update May 2022
  2 June 2022
  Kara Brockmeyer
  ,
  Satish M. Kini
  ,
  Andrew M. Levine
  ,
  Robert T. Dura
  ,
  Christopher M. Carter
  ,
  Matthew S. French
  ,
  Andreas A. Glimenakis
  ,
  Lily D. Vo
• The SEC’s New Risk Alert Warns about the Use of Alternative Data
  2 May 2022
  Andrew J. Ceresney
  ,
  Avi Gesser
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Mengyi Xu
• FCPA Update April 2022
  28 April 2022
  Winston M. Paes
  ,
  Bruce E. Yannett
  ,
  Antoine F. Kirry
  ,
  Alexandre Bisch
  ,
  Aymeric D. Dumoulin
  ,
  Matthew S. French
  ,
  Fanny Gauthier
  ,
  Mai-Lee Picard
  ,
  Stephanie D. Thomas
• An In-Depth Review of the SEC Proposed Climate Change Disclosure Rule
  25 April 2022
  Eric T. Juergens
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David W. Rivkin
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Alison M. Hashmall
  ,
  Caroline N. Swett
  ,
  Ulysses Smith
  ,
  Isabelle Glimcher
  ,
  Katherine L. Nelson
  ,
  Jonathan Steinberg
  ,
  Lily D. Vo
  ,
  Mengyi Xu
• Lessons from the Recent Enforcement Action Highlighting the SEC’s Broad Interpretation of Whistleblower-Related Rules
  20 April 2022
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
  ,
  Scott M. Caravello
  ,
  Stephen Petraeus
• FinCEN Issues Advisory on Kleptocracy and Foreign Public Corruption
  20 April 2022
  Kara Brockmeyer
  ,
  Satish M. Kini
  ,
  Andrew M. Levine
  ,
  Robert T. Dura
  ,
  Lily D. Vo
• 2022 SEC Division of Examinations Priorities
  6 April 2022
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  James B. Amler
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
  ,
  Stephen Petraeus
• AI Oversight Is Becoming a Board Issue
  6 April 2022
  Avi Gesser
  ,
  William D. Regner
  ,
  Anna R. Gressel
• FCPA Update March 2022
  1 April 2022
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Konstantin Bureiko
  ,
  Philip Rohlik
  ,
  Aisling Cowell
  ,
  Andreas A. Glimenakis
  ,
  Andrew Lee
• France Beefs Up Whistleblower Protections
  23 March 2022
  Antoine F. Kirry
  ,
  Alexandre Bisch
  ,
  Aymeric D. Dumoulin
  ,
  Fanny Gauthier
• French Blocking Statute: Small Changes, Big Expectations
  21 March 2022
  Antoine F. Kirry
  ,
  Alexandre Bisch
  ,
  Aymeric D. Dumoulin
  ,
  Fanny Gauthier
• UK Economic Crime Act Strengthens Anti-Money Laundering and Sanctions Framework
  16 March 2022
  Karolos Seeger
  ,
  Konstantin Bureiko
  ,
  Aisling Cowell
  ,
  Andrew Lee
• Draft Directive on Corporate Sustainability Due Diligence
  16 March 2022
  David W. Rivkin
  ,
  Samantha J. Rowe
  ,
  Patricia Volhard
  ,
  Ulysses Smith
  ,
  Julia Y. Chen
  ,
  Merryl Lawry-White
• FCPA Update February 2022
  1 March 2022
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Douglas S. Zolkind
  ,
  Andrew Stamboulidis
• New U.S., UK and EU Sanctions against Russia in Response to Actions in the Donetsk and Luhansk Regions of Ukraine
  24 February 2022
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
  ,
  Carl Micarelli
  ,
  Aseel M. Rabie
  ,
  Anastasia M. Magid
• District Court Addresses Issues Arising from Corporate Investigations and Voluntary Cooperation with DOJ
  17 February 2022
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
• SEC Proposes Significant Amendments to Section 13 Reporting Requirements and Deadlines
  16 February 2022
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Nicholas P. Pellicani
  ,
  Marc Ponchione
  ,
  Steven J. Slutzky
  ,
  Maayan G. Stein
• The UK Expands the Scope of Its Russian Sanctions Regime
  14 February 2022
  Alan Kartashkin
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Martha Hirst
• Mainland Chinese Court Grants First Recognition Order under New Arrangement in Support of Hong Kong Bankruptcy (Insolvency) Proceedings
  8 February 2022
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Emily Lam
  ,
  Philip Rohlik
  ,
  Tiffany Chan
  ,
  Lillian Wong
• U.S. Business Advisory and New Sanctions Issued One Year after Military Coup
  3 February 2022
  Satish M. Kini
  ,
  Robert T. Dura
  ,
  Catherine Morrison
• CCPA Enforcement Update: California AG Announces a New Enforcement Sweep Targeting Customer Loyalty Programs
  2 February 2022
  David Sarratt
  ,
  H Jacqueline Brehmer
  ,
  Christopher S. Ford
• FCPA Update January 2022
  1 February 2022
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Mark Johnson
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Alexandre Bisch
  ,
  Erich O. Grosz
  ,
  Dr. Friedrich Popp
  ,
  Philip Rohlik
  ,
  Douglas S. Zolkind
  ,
  Clara Correa
  ,
  Aisling Cowell
  ,
  Matthew S. French
  ,
  Fanny Gauthier
  ,
  Andreas A. Glimenakis
  ,
  Martha Hirst
  ,
  Madelaine J. Horn
  ,
  Thomas Jenkins
  ,
  Carolina Kupferman
  ,
  Andrew Lee
  ,
  Daniel J. Marcus
  ,
  José Jesús Martínez III
  ,
  Lorena Rodriguez
  ,
  Jennifer Romero
  ,
  Caroline H. Wallace
• 2021/2022 Private Equity Year-End Review and Outlook
  January 2022
  Jonathan Adler
  ,
  Catherine Amirfar
  ,
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Andrew L. Bab
  ,
  Geoffrey P. Burgess
  ,
  Ezra Borut
  ,
  Andrew J. Ceresney
  ,
  William Y. Chua
  ,
  Jennifer L. Chu
  ,
  Jeffrey P. Cunard
  ,
  Alexander R. Cochran
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Maurizio Levi-Minzi
  ,
  Nicholas P. Pellicani
  ,
  Ryan T. Rafferty
  ,
  Julie M. Riewe
  ,
  Scott B. Selinger
  ,
  Marc Ponchione
  ,
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Alisa A. Waxman
  ,
  Marshal L. Bozzo
  ,
  Christopher Dortschy
  ,
  Andrew J. Gershon
  ,
  Emily F. Huang
  ,
  Andrew C. Rearick
  ,
  Jennifer Wheater
  ,
  Sasha Burger
  ,
  Dominic Blaxill
  ,
  Charles Cartiglia
  ,
  Robert T. Dura
  ,
  Nathan Frost
  ,
  Natalia Pszenny
  ,
  Matthew J. Sacco
  ,
  Sheng Shao
  ,
  Sergio Torres
  ,
  Charlotte A. Walkovik
  ,
  Paul Eastham
  ,
  Christopher Gossage
  ,
  Robert B. Kaplan
  ,
  Scott M. Caravello
  ,
  Stephen Petraeus
  ,
  Sheena Paul
  ,
  John Young
  ,
  Jin-Hyuk Jang
  ,
  Lukas Ott
  ,
  Andrew M. Levine
  ,
  Stuart Hammer
  ,
  Ulysses Smith
  ,
  Merryl Lawry-White
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Michael R. Roberts
  ,
  Peter J. Irwin
  ,
  Ina C. Popova
  ,
  Samantha J. Rowe
  ,
  M. Natasha Labovitz
  ,
  Sidney P. Levinson
  ,
  Paul D. Rubin
  ,
  Eric R. Dinallo
  ,
  Marilyn A. Lion
  ,
  Jacob W. Stahl
  ,
  Nicholas F. Potter
  ,
  Kim T. Le
  ,
  Adam Aukland-Peck
  ,
  Melissa Runsten
  ,
  Matthew Mrozek
  ,
  Michael C. Godbe
  ,
  Christel Y. Tham
  ,
  Lisa Wang Lachowicz
• Hong Kong Court Finds Police Action to Freeze Bank Accounts Unlawful
  13 January 2022
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Emily Lam
  ,
  Ralph Sellar
  ,
  Tiffany Chan
• Regulatory Risks of the Log4j Vulnerability: FTC Warns Companies to Take Reasonable Steps to Protect Consumer Data
  10 January 2022
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Michael R. Roberts
• The Evolution of the EU Blocking Regulation: CJEU on Bank Melli
  5 January 2022
  Satish M. Kini
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Dr. Friedrich Popp
  ,
  Martha Hirst
• FCPA Update December 2021
  30 December 2021
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Douglas S. Zolkind
  ,
  Cara Ortiz
  ,
  Jennifer Romero
  ,
  Katelyn McNelis
• Senate Again Rejects SAFE Banking Act, Extending Financial Institutions’ Compliance Quandary
  22 December 2021
  Satish M. Kini
  ,
  Paul D. Rubin
  ,
  Aseel M. Rabie
  ,
  Andrew Field
  ,
  Melissa Runsten
  ,
  Zoë Zissu
• SEC Proposes Major Amendments to Share Repurchase Disclosures
  17 December 2021
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• SEC Proposes Significant Amendments Regarding 10b5-1 Trading Plans and Augmented Trading-Related Disclosure Requirements
  16 December 2021
  Andrew J. Ceresney
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• FinCEN Proposes Beneficial Ownership Reporting Rule
  10 December 2021
  Satish M. Kini
  ,
  Aseel M. Rabie
  ,
  Robert T. Dura
  ,
  Josie Dikkers
• United States Expands Sanctions against Lukashenka Regime, Intensifies Focus on Human Rights Abuses and Corruption
  9 December 2021
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Aseel M. Rabie
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
  ,
  Anastasia M. Magid
  ,
  Catherine Morrison
• OECD Raises the Bar with New Recommendations for Combating Bribery of Foreign Officials
  3 December 2021
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Kara Brockmeyer
  ,
  Katelyn McNelis
• FCPA Update November 2021
  1 December 2021
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Lisa Zornberg
  ,
  Philip Rohlik
  ,
  Douglas S. Zolkind
  ,
  Nestor D. Almeida
  ,
  Matthew S. French
  ,
  Michael Compton McGregor
  ,
  Lorena Rodriguez
• SEC’s Division of Enforcement Year-End Results Announcement Reflects Transition in Enforcement Priorities and Chair Gensler’s Enforcement Agenda
  29 November 2021
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  James B. Amler
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
  ,
  Scott M. Caravello
  ,
  Mark D. Flinn
• OFAC and FinCEN Update Ransomware Guidance to Include New Red-Flag Indicators and Additional Sanctions Designations
  10 November 2021
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Satish M. Kini
  ,
  Aseel M. Rabie
  ,
  H Jacqueline Brehmer
• President's Working Group on Financial Markets and Federal Banking Regulators Issue Report on Stablecoins
  8 November 2021
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Jeff Robins
  ,
  Alison M. Hashmall
  ,
  Robert T. Dura
  ,
  Caroline N. Swett
  ,
  Chen Xu
  ,
  Amy Aixi Zhang
• FCPA Update October 2021
  1 November 2021
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Philip Rohlik
  ,
  Douglas S. Zolkind
  ,
  Delia M. Arias De Leon
• DOJ Revises Corporate Criminal Enforcement Policies
  1 November 2021
  Kara Brockmeyer
  ,
  Helen V. Cantwell
  ,
  John Gleeson
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  David Sarratt
  ,
  Jane Shvets
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Lisa Zornberg
  ,
  Philip Rohlik
  ,
  Michael Compton McGregor
• Six Quick Cybersecurity Takeaways from SEC Speaks 2021
  18 October 2021
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Charu A. Chandrasekhar
  ,
  H Jacqueline Brehmer
  ,
  Matthew C. Rametta
• Modern Slavery and Human Trafficking in the Financial Services Sector
  18 October 2021
  Samantha J. Rowe
  ,
  Patricia Volhard
  ,
  John Young
  ,
  Charlotte Bocage
  ,
  Merryl Lawry-White
• OFAC’s Ransomware Advisory Part 2 – How Banks Can Reduce Their Sanctions Risk for Client Cyber Ransom Payments
  5 October 2021
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Satish M. Kini
  ,
  H Jacqueline Brehmer
  ,
  Scott M. Caravello
• FCPA Update September 2021
  30 September 2021
  Kara Brockmeyer
  ,
  Gareth Hughes
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Tingting Wu
  ,
  Michael P. Geraltowski
  ,
  Andreas A. Glimenakis
• Improved Cybersecurity Can Mitigate Sanctions Risk and Other Takeaways from the Latest OFAC Advisory on Ransomware
  23 September 2021
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Satish M. Kini
  ,
  H Jacqueline Brehmer
  ,
  Sarah Quirk Smith
• Recent SEC Enforcement Action against App Annie Signals Continuing Focus on Data-Related Disclosure and Policy Violations
  20 September 2021
  Avi Gesser
  ,
  Charu A. Chandrasekhar
  ,
  Mengyi Xu
  ,
  Adrian Gonzalez
• The Proposed Anti-Foreign Sanctions Law in Hong Kong—Current Status and What You Need to Know
  15 September 2021
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Satish M. Kini
  ,
  Philip Rohlik
  ,
  Ralph Sellar
  ,
  Allison Lau
• FCPA Update August 2021
  1 September 2021
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Douglas S. Zolkind
  ,
  Nestor D. Almeida
• The Latest Round of SEC Cybersecurity Enforcement Actions Targets MFA Deficiencies, Inadequate Policies, and Misleading Breach Notifications
  1 September 2021
  Avi Gesser
  ,
  Jim Pastore
  ,
  Mengyi Xu
• U.S. and UK Impose New Sanctions on Belarus
  17 August 2021
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Martha Hirst
• OFSI Issues New Civil Penalty
  10 August 2021
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
• FCPA Update July 2021
  30 July 2021
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Antoine F. Kirry
  ,
  Alexandre Bisch
  ,
  Aisling Cowell
  ,
  Aymeric D. Dumoulin
  ,
  Fanny Gauthier
  ,
  Thomas Jenkins
  ,
  Andrew Lee
• The SEC’s Cyber Priorities and Four Additional Ways for Companies to Reduce Regulatory Risk
  29 July 2021
  Avi Gesser
  ,
  Johanna N. Skrzypczyk
  ,
  Suchita Mandavilli Brundage
• Key Takeaways from the First Year of CCPA Enforcement
  28 July 2021
  Jim Pastore
  ,
  David Sarratt
  ,
  Johanna N. Skrzypczyk
  ,
  H Jacqueline Brehmer
  ,
  Christopher S. Ford
• Senators Release Draft Marijuana Reform Bill, Setting Stage for Potential Congressional Action
  23 July 2021
  Satish M. Kini
  ,
  Winston M. Paes
  ,
  Paul D. Rubin
  ,
  Andrew Field
  ,
  Melissa Runsten
• 2021 Private Equity Midyear Review and Outlook
  22 July 2021
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Andrew L. Bab
  ,
  Megan K. Bannigan
  ,
  Sally Bergmann
  ,
  David H. Bernstein
  ,
  Paul S. Bird
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Jennifer L. Chu
  ,
  William Y. Chua
  ,
  Matthew Dickman
  ,
  Christopher Dortschy
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Peter A. Furci
  ,
  Avi Gesser
  ,
  Jyotin Hamid
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Meir D. Katz
  ,
  Rafael Kariyev
  ,
  M. Natasha Labovitz
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Jonathan F. Lewis
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  Paul D. Rubin
  ,
  Zachary H. Saltzman
  ,
  Kevin M. Schmidt
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Ramya S. Tiller
  ,
  Richard Ward
  ,
  Alisa A. Waxman
  ,
  Patricia Volhard
  ,
  Franci J. Blassberg
  ,
  Jeffrey P. Cunard
  ,
  Andrew J. Gershon
  ,
  Stuart Hammer
  ,
  Jin-Hyuk Jang
  ,
  Kim T. Le
  ,
  Sheena Paul
  ,
  Andrew C. Rearick
  ,
  Tricia Bozyk Sherno
  ,
  Jacob W. Stahl
  ,
  Jennifer Wheater
  ,
  John Young
  ,
  Adam Aukland-Peck
  ,
  Dominic Blaxill
  ,
  Charles Cartiglia
  ,
  Robert T. Dura
  ,
  Paul Eastham
  ,
  Jay E. Evans
  ,
  Norma Angelica Freeland
  ,
  David J. Hotelling
  ,
  Samuel D. Krawiecz
  ,
  Merryl Lawry-White
  ,
  Robert Maddox
  ,
  Sergio Torres
  ,
  Malina Welman
  ,
  Andrew Burnett
• UK Serious Fraud Office Reaches Deferred Prosecution Agreement with Amec Foster Wheeler Energy – Some Key Takeaways
  14 July 2021
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Thomas Jenkins
  ,
  Andrew Lee
• France Moves to Boost Its White Collar Enforcement
  13 July 2021
  Karolos Seeger
  ,
  Antoine F. Kirry
  ,
  Alexandre Bisch
  ,
  Aymeric D. Dumoulin
  ,
  Fanny Gauthier
• Debevoise Insight: The Federal Government’s Focus on Anti-Money Laundering Compliance Continues
  12 July 2021
  Satish M. Kini
  ,
  Zila Reyes Acosta-Grimes
  ,
  Andrew Field
• FCPA Update June 2021
  30 June 2021
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Carter Burwell
  ,
  Erich O. Grosz
  ,
  Dr. Friedrich Popp
  ,
  Douglas S. Zolkind
• EU Imposes New Extensive Sanctions on Belarus
  28 June 2021
  Alan Kartashkin
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Anastasia M. Magid
• President Biden Declares the Fight Against Corruption a National Security Priority and Directs Federal Agencies To Enhance Enforcement
  7 June 2021
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Carter Burwell
  ,
  Erich O. Grosz
  ,
  Douglas S. Zolkind
• President Biden Amends Chinese Military Companies Sanctions
  4 June 2021
  Satish M. Kini
  ,
  Carter Burwell
  ,
  Carl Micarelli
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• FCPA Update May 2021
  1 June 2021
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Taylor Booth
  ,
  Andreas A. Glimenakis
  ,
  Berk Guler
• Bank Melli Opinion: The EU Blocking Regulation Grows Teeth
  18 May 2021
  Satish M. Kini
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Martha Hirst
  ,
  Dr. Friedrich Popp
• Key Learning Points on Handling UK Legal Privilege in Internal Investigations
  4 May 2021
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Thomas Jenkins
  ,
  Andrew Lee
• Private Equity Report Spring 2021, Vol 21, No 1
  May 2021
  Christopher Anthony
  ,
  Paul S. Bird
  ,
  E. Raman Bet-Mansour
  ,
  Geoffrey P. Burgess
  ,
  Jennifer L. Chu
  ,
  Alexander R. Cochran
  ,
  E. Drew Dutton
  ,
  Gregory V. Gooding
  ,
  David Grosgold
  ,
  Morgan J. Hayes
  ,
  Uri Herzberg
  ,
  Eric T. Juergens
  ,
  Robert B. Kaplan
  ,
  Marilyn A. Lion
  ,
  Edwin Northover
  ,
  Marc Ponchione
  ,
  Nicholas F. Potter
  ,
  Julie M. Riewe
  ,
  Samantha J. Rowe
  ,
  Kevin M. Schmidt
  ,
  James C. Scoville
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Patricia Volhard
  ,
  Matthew Dickman
  ,
  Jin-Hyuk Jang
  ,
  Andrew G. Jamieson
  ,
  Allison Lee
  ,
  Benjamin Lyon
  ,
  Clare Swirski
  ,
  Norma Angelica Freeland
  ,
  Adrian St. Francis
  ,
  Laurence Hanesworth
  ,
  Spencer K. Gilbert
  ,
  Matthew B. Parelman
  ,
  Brett M. Novick
• FCPA Update April 2021
  30 April 2021
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Philip Rohlik
  ,
  Douglas S. Zolkind
  ,
  Javier Alvarez-Oviedo
  ,
  Daniel J. Marcus
• Germany: Mandatory Human Rights Due Diligence
  30 April 2021
  Samantha J. Rowe
  ,
  Patricia Volhard
  ,
  Jin-Hyuk Jang
  ,
  Philipp von Holst
  ,
  Christina Heil
  ,
  Merryl Lawry-White
  ,
  Jan Schoberwalter
• UK Introduces Global Anti-Corruption Sanctions Regime
  28 April 2021
  Satish M. Kini
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Martha Hirst
• EPPO Frameworks for Cooperation with OLAF, Eurojust and Europol
  26 April 2021
  Karolos Seeger
  ,
  Dr. Oliver Krauß
  ,
  Dr. Friedrich Popp
• Russian State Duma Adopts, in First Reading, Bills Exempting from Liability for Violation of Anti-Corruption Duties Due to Force Majeure
  20 April 2021
  Jane Shvets
• President Biden Targets Russia with New Sanctions
  16 April 2021
  Satish M. Kini
  ,
  Alan Kartashkin
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Robert T. Dura
  ,
  Andrew Field
  ,
  Zila Reyes Acosta-Grimes
  ,
  Anastasia M. Magid
• SEC Division of Examinations Issues ESG Risk Alert
  16 April 2021
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  James B. Amler
• Likely Policy Priorities of the Gensler SEC
  14 April 2021
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Amy Aixi Zhang
• FCPA Update March 2021
  31 March 2021
  Kara Brockmeyer
  ,
  Gareth Hughes
  ,
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Winston M. Paes
  ,
  Philip Rohlik
  ,
  Douglas S. Zolkind
  ,
  Adam Lee
  ,
  Kate Stein
  ,
  McCahey Townsend
• OFAC Enforcement Actions Target Digital Asset Companies
  26 March 2021
  Satish M. Kini
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• Recent Developments in the CCMC Designations of Xiaomi Corporation and Luokung Technology Corporation
  15 March 2021
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• SEC Sues AT&T and Three Executives for Selective Disclosures to Analysts
  9 March 2021
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
• 2021 SEC Division of Examinations Priorities
  8 March 2021
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  James B. Amler
  ,
  Charu A. Chandrasekhar
  ,
  Scott M. Caravello
• FCPA Update February 2021
  26 February 2021
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Robert Maddox
  ,
  Dr. Friedrich Popp
  ,
  Matthew Specht
• A Shot Across the Bow: Acting SEC Chair Lee Reinstitutes Delegated Authority for Senior Enforcement Leadership and Rescinds Clayton’s Waiver Policy
  16 February 2021
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• Tips for Creating a Sensible Cybersecurity and AI Risk Framework for Critical Vendors
  16 February 2021
  Avi Gesser
  ,
  Michael Bloom
  ,
  Anna R. Gressel
  ,
  Zila Reyes Acosta-Grimes
• Overhaul of the German Competition Act Brings Groundbreaking Changes, Namely for Digital Actors
  16 February 2021
  Dr. Thomas Schürrle
• President Biden Targets Burmese Government and Military in First Sanctions Action
  12 February 2021
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• Charged with Market Abuse in the EU? The ECJ Clarifies Your Right to Remain Silent in Administrative Proceedings
  10 February 2021
  Antoine F. Kirry
  ,
  Alexandre Bisch
  ,
  Aymeric D. Dumoulin
  ,
  Fanny Gauthier
• UK Supreme Court Rules That SFO Cannot Require Foreign Companies to Produce Documents Held Overseas
  9 February 2021
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Thomas Jenkins
  ,
  Andrew Lee
• SEC Information Requests: UK Privacy Regulator Clarifies Position
  8 February 2021
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Charu A. Chandrasekhar
  ,
  Robert Maddox
  ,
  Andrew Lee
  ,
  Martha Hirst
• Option Droit & Affaires: Le Parquet européen est prêt à travailler en France
  4 February 2021
  Option Droit & Affaires
  Alexandre Bisch
• FCPA Update January 2021
  2 February 2021
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Alexandre Bisch
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Konstantin Bureiko
  ,
  Aisling Cowell
  ,
  Andreas A. Glimenakis
  ,
  Ramsay McCulloch
  ,
  Daniel J. Marcus
  ,
  Dr. Friedrich Popp
• FinCEN and Federal Banking Agencies Publish FAQ Guidance on Suspicious Activity Reporting Obligations
  25 January 2021
  Satish M. Kini
  ,
  Zila Reyes Acosta-Grimes
• UK Government Issues New Business Integrity Measures Including New Penalties Under the Modern Slavery Act
  20 January 2021
  Catherine Amirfar
  ,
  Geoffrey P. Burgess
  ,
  Lord Goldsmith QC
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  Samantha J. Rowe
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Patricia Volhard
  ,
  Konstantin Bureiko
  ,
  Merryl Lawry-White
  ,
  Andrew Burnett
• Second Circuit Set To Revisit Insider Trading Decision Post-Bridgegate
  19 January 2021
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• China Establishes Blocking Mechanism Aimed at Extraterritorial Foreign Laws
  14 January 2021
  Gareth Hughes
  ,
  Satish M. Kini
  ,
  Edwin Northover
  ,
  Philip Rohlik
  ,
  Robert T. Dura
  ,
  Tingting Wu
• UK Financial Conduct Authority Imposes First Market Manipulation Penalty Under Market Abuse Regulation
  14 January 2021
  Karolos Seeger
  ,
  Kayleigh Anderson
  ,
  Andrew Lee
• The UKs Sanctions Regime Comes Into Force
  13 January 2021
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Martha Hirst
• SEC Adopts New Market Data Infrastructure Rules to Modernize the National Market System; Implications for Best Execution Obligations
  7 January 2021
  Andrew J. Ceresney
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Charu A. Chandrasekhar
• SEC Announces Reg BI-Focused Examinations to Begin in January 2021
  7 January 2021
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Jonathan M. DeMars
• 2020/2021 Private Equity Year End Review and Outlook
  7 January 2021
  Jonathan Adler
  ,
  William D. Regner
  ,
  John W. Rife III
  ,
  Alisa A. Waxman
  ,
  Jennifer R. Cestaro
  ,
  Katherine Ashton
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Andrew C. Rearick
  ,
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Christopher Anthony
  ,
  Kevin M. Schmidt
  ,
  Maurizio Levi-Minzi
  ,
  Geoffrey P. Burgess
  ,
  Dominic Blaxill
  ,
  William Y. Chua
  ,
  Jyotin Hamid
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
  ,
  Richard Ward
  ,
  Jennifer Wheater
  ,
  Paul Eastham
  ,
  Peter A. Furci
  ,
  Rafael Kariyev
  ,
  Jay E. Evans
  ,
  Samuel D. Krawiecz
  ,
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Kim T. Le
  ,
  Jyotin Hamid
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Tricia Bozyk Sherno
  ,
  Ezra Borut
  ,
  Jeffrey P. Cunard
  ,
  Marc Ponchione
  ,
  Kenneth J. Berman
  ,
  Norma Angelica Freeland
  ,
  Patricia Volhard
  ,
  Christopher Dortschy
  ,
  Jin-Hyuk Jang
  ,
  John Young
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Merryl Lawry-White
  ,
  Sally Bergmann
  ,
  Scott B. Selinger
  ,
  Stuart Hammer
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  M. Natasha Labovitz
  ,
  Sidney P. Levinson
  ,
  Peter J. Irwin
  ,
  Malina Welman
  ,
  Paul S. Bird
• Congress Passes Sweeping Anti-Money Laundering and Corporate Beneficial Ownership Law
  4 January 2021
  Satish M. Kini
  ,
  Winston M. Paes
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Caroline N. Swett
• The SEC’s Expanded Disgorgement Authority Complicates Investigations and Settlements
  4 January 2021
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Mark D. Flinn
• FCPA Update December 2020
  31 December 2020
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Philip Rohlik
  ,
  Scott M. Caravello
  ,
  Andreas Constantine Pavlou
• OFAC Issues Guidance Regarding Restrictions on Transactions in Securities Issued by Communist Chinese Military Companies
  30 December 2020
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• GIR Know-How: Privilege
  21 December 2020
  GIR Know-How
  Antoine F. Kirry
  ,
  Dr. Thomas Schürrle
  ,
  Alexandre Bisch
  ,
  Dr. Friedrich Popp
  ,
  Frederick T. Davis
• EU Introduces Magnitsky-Style Human Rights Sanctions Regime
  21 December 2020
  Samantha J. Rowe
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Martha Hirst
  ,
  Merryl Lawry-White
• Banking Agencies Propose 36-Hour Data Breach Reporting Rules for Significant Incidents
  18 December 2020
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Jim Pastore
  ,
  Zila Reyes Acosta-Grimes
  ,
  Alexandra N. Mogul
  ,
  Courtney Bradford Pike
  ,
  Amy Aixi Zhang
• The Cheesecake Factory Settles SEC’s First Enforcement Action Against a Public Company for Misleading COVID-19 Disclosures Regarding Financial Impact of the Pandemic
  8 December 2020
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Jonathan M. DeMars
  ,
  Mark D. Flinn
• Recent U.S. Developments, Including Passage of Holding Foreign Companies Accountable Act, Signal Harder Stance with China
  7 December 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  William Y. Chua
  ,
  Gareth Hughes
  ,
  Matthew E. Kaplan
  ,
  Satish M. Kini
  ,
  Peter J. Loughran
  ,
  Jonathan R. Tuttle
  ,
  Philip Rohlik
  ,
  Tingting Wu
• Progressing from Goal to Reality on Diversity, Equity and Inclusion
  December 2020
• FCPA Update November 2020
  30 November 2020
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Andreas A. Glimenakis
  ,
  Liliana Ramirez
• France Makes U-Turn on Corporate Successor Criminal Liability
  27 November 2020
  Antoine F. Kirry
  ,
  Alexandre Bisch
  ,
  Aymeric D. Dumoulin
• Insider Trading Disclosure Update - Vol. 7, Issue 1
  25 November 2020
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
  ,
  Mark D. Flinn
  ,
  Benjamin R. Pedersen
  ,
  Jonathan M. DeMars
• Rejection of “General Principle” That U.S. Sanctions Prevent Performance of Contracts Governed by English Law
  23 November 2020
  Satish M. Kini
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Tom Cornell
• SEC Annual Report on Whistleblower Program Highlights Record-Setting 10-Year Anniversary
  19 November 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Michael P. Geraltowski
• Debevoise Offers Guidance on the Impact of the New U.S. Administration
  19 November 2020
• The Trump Administration Targets China with Additional Sanctions
  17 November 2020
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Satish M. Kini
  ,
  Philip Rohlik
  ,
  Robert T. Dura
• Compliance & Enforcement: Despite Unprecedented Challenges, SEC’s Division of Enforcement’s 2020 Annual Report Presents Healthy Enforcement Results
  9 November 2020
  Compliance & Enforcement
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Mark D. Flinn
• Despite Unprecedented Challenges, SEC’s Division of Enforcement 2020 Annual Report Presents Healthy Enforcement Results
  3 November 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Mark D. Flinn
• FCPA Update October 2020
  30 October 2020
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Sol Czerwonko
  ,
  Andreas A. Glimenakis
  ,
  Carolina Kupferman
  ,
  Marisa R. Taney
• The SFO Publishes its Internal Guidance on Deferred Prosecution Agreements
  29 October 2020
  Karolos Seeger
  ,
  Aisling Cowell
• Insufficient Internal Controls Result in SEC Enforcement in Connection with Rule 10b5-1 Plan
  23 October 2020
  Andrew J. Ceresney
  ,
  Morgan J. Hayes
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
• UK Financial Conduct Authority Enforcement Risks—Looking Ahead
  16 October 2020
  Karolos Seeger
  ,
  Kayleigh Anderson
  ,
  Andrew Lee
• Hong Kong SFC and Insurance Authority Sign MoU to Enhance Information Sharing and Case Referral
  14 October 2020
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Edwin Northover
  ,
  Emily Lam
  ,
  Jan Buschmann
  ,
  Adam Lee
• English High Court Confirms Advice of Foreign In-House Lawyers Is Privileged
  13 October 2020
  Emma Laurie-Rhodes
• Recent Developments in Human Rights Due Diligence and Reporting
  9 October 2020
  Catherine Amirfar
  ,
  Lord Goldsmith QC
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  Samantha J. Rowe
  ,
  Karolos Seeger
  ,
  Patricia Volhard
  ,
  Jin-Hyuk Jang
  ,
  John Young
  ,
  Charlotte Bocage
  ,
  Merryl Lawry-White
  ,
  Andrew Burnett
• ICLG Guide to Business Crime: France
  6 October 2020
  ICLG Guide to Business Crime
  Antoine F. Kirry
  ,
  Alexandre Bisch
• FCPA Update September 2020
  1 October 2020
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
• China’s Ministry of Commerce Establishes Framework for Sanctions Against “Unreliable Entities”
  28 September 2020
  William Y. Chua
  ,
  Gareth Hughes
  ,
  Satish M. Kini
  ,
  Edwin Northover
  ,
  Carl Micarelli
  ,
  Philip Rohlik
  ,
  Tingting Wu
• SEC Adopts Amendments to Whistleblower Rules to Enhance Program Efficiency and Effectiveness
  24 September 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• U.S. Commerce Department Announces “Prohibited Transactions” Related to TikTok, WeChat Mobile Apps
  24 September 2020
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Isabel Espinosa de los Reyes
• Compliance & Enforcement: SEC Brings Enforcement Action Against Investment Adviser for Section 13 Beneficial Ownership Reporting Failures
  23 September 2020
  Compliance & Enforcement
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Recent FinCEN Developments
  22 September 2020
  Satish M. Kini
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• SEC Brings Enforcement Action Against Investment Adviser for Section 13 Beneficial Ownership Reporting Failures
  21 September 2020
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Nicholas P. Pellicani
• UK Provides Anti-Money Laundering Guidance for Cannabis-Related Companies
  21 September 2020
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Thomas Jenkins
  ,
  Andrew Lee
• The UK Proposes Legislation Targeting Use of Products Resulting from Illegal Deforestation and Mandating Supply Chain Due Diligence
  17 September 2020
  Catherine Amirfar
  ,
  Lord Goldsmith QC
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  Samantha J. Rowe
  ,
  Karolos Seeger
  ,
  Patrick Taylor
  ,
  Patricia Volhard
  ,
  Jin-Hyuk Jang
  ,
  John Young
  ,
  Merryl Lawry-White
  ,
  Charlotte Bocage
• Columbia Blue Sky Blog: Debevoise & Plimpton Expects More New York Regulatory Enforcement of Banking and Financial Services
  10 September 2020
  Columbia Blue Sky Blog
  Courtney M. Dankworth
  ,
  Eric R. Dinallo
  ,
  Gregory J. Lyons
• CLS Blue Sky Blog: Debevoise & Plimpton Expects More New York Regulatory Enforcement of Banking and Financial Services
  10 September 2020
  CLS Blue Sky Blog
  Courtney M. Dankworth
  ,
  Eric R. Dinallo
  ,
  Gregory J. Lyons
• CLS Blue Sky Blog: UK and EU Anti-Money Laundering Enforcement
  3 September 2020
  CLS Blue Sky Blog
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Andrew Lee
• UK and EU Anti-Money Laundering Enforcement—Looking Ahead
  2 September 2020
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Andrew Lee
• The International Investigations Review: France Chapter, and The Challenges of Managing Multi-jurisdictional Criminal Investigations
  2 September 2020
  The International Investigations Review
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
  ,
  Thomas Jenkins
• Jota: Exigências e benefícios da colaboração com as autoridades em temas anticorrupção
  31 August 2020
  Jota
  David A. O'Neil
  ,
  Andrew M. Levine
• Law360: Compliance Tips Amid Rising Fraud Risk In Latin America
  31 August 2020
  Law360
  Andrew M. Levine
  ,
  Bruce E. Yannett
• FCPA Update August 2020
  31 August 2020
  Kara Brockmeyer
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Alexandre Bisch
  ,
  Andreas A. Glimenakis
  ,
  Dr. Friedrich Popp
  ,
  Stephanie D. Thomas
• Federal Banking Agencies and FinCEN Seek to Clarify BSA/AML Enforcement
  28 August 2020
  Helen V. Cantwell
  ,
  Satish M. Kini
  ,
  David Sarratt
  ,
  Bruce E. Yannett
  ,
  Lisa Zornberg
  ,
  Zila Reyes Acosta-Grimes
  ,
  Noelle E. Lyle
  ,
  Tara Raam
• New York Law Journal: Court Dusts Off Test for Determining if a Record Is “Corporate” or “Personal”
  27 August 2020
  New York Law Journal
  Lisa Zornberg
• Compliance & Enforcement: Brazil Announces New Anti-Corruption Cooperation Framework; MPF’s 5th Chamber Opposes It
  26 August 2020
  Compliance & Enforcement
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
• Brazil Announces New Anti-Corruption Cooperation Framework; MPF’s 5th Chamber Opposes It
  14 August 2020
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
• Corporate Counsel: Criminal Liability Risks for Compliance Officers: a Multi-Jurisdictional Perspective—PART II
  11 August 2020
  Corporate Counsel
• U.S. Escalates Measures against China with New Sanctions against TikTok, WeChat and Senior Hong Kong Officials
  11 August 2020
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Philip Rohlik
  ,
  Ralph Sellar
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• Global Investigations Review: The EPPO and the EU’s covid-19 rescue package – Italian anti-mafia report outlines future challenges
  10 August 2020
  Global Investigations Review
  Karolos Seeger
  ,
  Alexandre Bisch
  ,
  Dr. Friedrich Popp
• FinCEN Issues Guidance on the Customer Due Diligence Rule and Advisory on Cyber Crimes
  7 August 2020
  Luke Dembosky
  ,
  Satish M. Kini
  ,
  Jim Pastore
  ,
  Zila Reyes Acosta-Grimes
• FCPA Update July 2020
  31 July 2020
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Jane Shvets
  ,
  Philip Rohlik
• 2020 Private Equity Midyear Review and Outlook
  31 July 2020
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Christopher Anthony
  ,
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  Kenneth J. Berman
  ,
  Paul S. Bird
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Jennifer R. Cestaro
  ,
  Jennifer L. Chu
  ,
  William Y. Chua
  ,
  Andrew J. Ceresney
  ,
  Jeffrey P. Cunard
  ,
  Peter A. Furci
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  M. Natasha Labovitz
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Nicole Levin Mesard
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Edward M. Rishty
  ,
  Kevin M. Schmidt
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Alisa A. Waxman
  ,
  Michael P. McGuigan
  ,
  Samuel D. Krawiecz
  ,
  Stuart Hammer
  ,
  Dominic Blaxill
  ,
  Christopher Dortschy
  ,
  Paul Eastham
  ,
  Jin-Hyuk Jang
  ,
  Jennifer Wheater
  ,
  John Young
  ,
  Almas Daud
  ,
  Paul Eastham
  ,
  Jay E. Evans
  ,
  Norma Angelica Freeland
  ,
  Samuel D. Krawiecz
  ,
  Merryl Lawry-White
• EPPO: Meet the College of European Prosecutors
  29 July 2020
  Antoine F. Kirry
  ,
  Karolos Seeger
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Alexandre Bisch
  ,
  Martha Hirst
  ,
  Dr. Oliver Krauß
  ,
  Alma M. Mozetič
  ,
  Dr. Friedrich Popp
• Bloomberg Tax: Key Accounting and Financial Reporting Risks Arising From the Covid-19 Pandemic
  26 July 2020
  Bloomberg Tax
  Mark D. Flinn
  ,
  Jonathan R. Tuttle
  ,
  Jonathan M. DeMars
• U.S. Issues New Sanctions Authorities Following Implementation of China’s National Security Law for Hong Kong
  21 July 2020
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Satish M. Kini
  ,
  Philip Rohlik
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• Compliance & Enforcement: UK Introduces Magnitsky-Style Human Rights Sanctions Regime
  14 July 2020
  Compliance & Enforcement
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Catherine Amirfar
  ,
  Andrew M. Levine
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  Alan Kartashkin
  ,
  Konstantin Bureiko
  ,
  Martha Hirst
• Corporate Counsel: Criminal Liability Risks for Compliance Officers: a Multi-Jurisdictional Perspective—Part I
  14 July 2020
  Corporate Counsel
• UK Introduces Magnitsky-Style Human Rights Sanctions Regime
  13 July 2020
  Catherine Amirfar
  ,
  Alan Kartashkin
  ,
  Andrew M. Levine
  ,
  David W. Rivkin
  ,
  Natalie L. Reid
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Martha Hirst
• Latin Lawyer: Guide to Corporate Compliance
  9 July 2020
  Latin Lawyer
  Andrew M. Levine
• Practical Law: Business Crime and Investigations in the United States
  8 July 2020
  Practical Law: Financial and Business Crime Global Guide
  Bruce E. Yannett
  ,
  Erich O. Grosz
• Law360: 5 Ways To Mitigate Whistleblower Risk During COVID-19
  8 July 2020
  Law360
  Arian M. June
  ,
  Andrew J. Ceresney
• U.S. Enforcement Agencies Release Second Edition of FCPA Resource Guide
  8 July 2020
  Kara Brockmeyer
  ,
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  David Sarratt
  ,
  Jane Shvets
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Lisa Zornberg
  ,
  Philip Rohlik
• English Court of Appeal Rules on Impact of US Secondary Sanctions
  7 July 2020
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Tom Cornell
• Debevoise Insight: Round-up of Recent Anti-Money Laundering Developments in Hong Kong
  2 July 2020
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Tiffany Chan
  ,
  Ralph Sellar
• Corruption: vers une nouvelle limitation de l’application extraterritoriale de la loi américaine?
  1 July 2020
  Option Droit & Affaires
  Antoine F. Kirry
  ,
  Alexandre Bisch
• La souveraineté économique face à l’extraterritorialité du droit
  1 July 2020
  Option Droit & Affaires
  Antoine F. Kirry
  ,
  Alexandre Bisch
• FCPA Update June 2020
  30 June 2020
  Andrew M. Levine
  ,
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Carolina Kupferman
  ,
  Dr. Friedrich Popp
  ,
  Stephanie D. Thomas
• U.S. Senate Responds to New National Security Law for Hong Kong
  30 June 2020
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Satish M. Kini
  ,
  Philip Rohlik
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• Supreme Court Liu Decision Upholds SEC Disgorgement Power While Suggesting Potential Limits, and May Impact FTC Enforcement
  23 June 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Julie M. Riewe
  ,
  Paul D. Rubin
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Mary Jo White
• DOJ Updates Guidance on Corporate Compliance Programs
  8 June 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
• Resourcing the EPPO—Starting out with Hands Tied Behind Its Back?
  4 June 2020
  Antoine F. Kirry
  ,
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Alexandre Bisch
  ,
  Alma M. Mozetič
  ,
  Dr. Friedrich Popp
  ,
  Martha Hirst
  ,
  Dr. Oliver Krauß
• Financial & Business Crime in France: Overview
  29 May 2020
  Financial & Business Crime Global Guide 2020
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
• FCPA Update May 2020
  29 May 2020
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Katherine L. Nelson
  ,
  Aisling Cowell
• White Collar Crime and COVID-19: Enforcement in a Rapidly Changing Landscape
  29 May 2020
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Katherine L. Nelson
• SEC to Fund Managers with Access to MNPI: Trade in Portfolio Company Securities at Your Peril
  28 May 2020
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Law360: Maintaining Integrity In Legalized Betting Amid Pandemic
  14 May 2020
  Law360
  David A. O'Neil
  ,
  David Sarratt
  ,
  Michael Compton McGregor
• Criminal “Dishonesty” - English Appellate Court Aligns with Civil Test
  1 May 2020
  Karolos Seeger
  ,
  Aisling Cowell
• FCPA Update April 2020
  30 April 2020
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
• UK Unexplained Wealth Orders: English High Court puts National Crime Agency to the test
  16 April 2020
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Andrew Lee
• COVID-19 and Private Equity: Portfolio Company and Fund Governance Practices in the Time of COVID
  8 April 2020
  Robert B. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Sidney P. Levinson
  ,
  Julie M. Riewe
  ,
  Shannon Rose Selden
  ,
  Jonathan R. Tuttle
• UK’s Sanctions Enforcement Authority Signals Tough Penalties for Russia Sanctions Breaches, Imposes Largest Ever Fine
  6 April 2020
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• SEC Shows Continued Willingness to Award Compliance Whistleblowers
  3 April 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
• FCPA Update March 2020
  31 March 2020
• COVID-19 and Private Equity: The Impact of Financing Disruptions on Private Equity Portfolio Companies and Funds
  31 March 2020
  Jonathan Adler
  ,
  Jeffrey E. Ross
  ,
  Kevin M. Schmidt
  ,
  Scott B. Selinger
  ,
  Rebecca F. Silberstein
  ,
  Thomas Smith
• SEC Enforcement Co-Directors Address Important Issues of Market Integrity
  25 March 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Jonathan M. DeMars
• Financial Regulatory Agencies Issue Guidance and Call for Industry Preparedness Plans as the COVID-19 Outbreak Unfolds
  13 March 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Jeff Robins
  ,
  Alison M. Hashmall
  ,
  Courtney Bradford Pike
• Hong Kong High Court Dismisses Judicial Review Challenging the SFC’s Investigative Powers
  11 March 2020
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Emily Lam
  ,
  Tiffany Chan
  ,
  Ralph Sellar
• Criminal Law Review: Corporate Agency and White Collar Crime—An Experience-led Case for Causation-based Corporate Liability for Criminal Harms
  1 March 2020
  Criminal Law Review
• FCPA Update February 2020
  28 February 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Alexandre Bisch
  ,
  Philip Rohlik
  ,
  Aisling Cowell
  ,
  Sol Czerwonko
  ,
  Andreas A. Glimenakis
  ,
  Martha Hirst
  ,
  Thomas Jenkins
  ,
  Carolina Kupferman
  ,
  Andrew Lee
  ,
  Alma M. Mozetič
  ,
  Katherine L. Nelson
  ,
  Gabriel Silva
  ,
  Marisa R. Taney
  ,
  Stephanie D. Thomas
• GIR Practitioners Guide to Global Investigations - Beginning an Internal Investigation: The US Perspective
  27 February 2020
  Bruce E. Yannett
  ,
  David Sarratt
  ,
  Lauren Dolecki Kober
• Fifteen Ways to Reduce Regulatory and Reputational Risks for Your AI-Powered Applications – Lessons from Recent Court Decisions and Regulatory Activity
  20 February 2020
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Henry Lebowitz
  ,
  Jim Pastore
  ,
  Lisa Zornberg
  ,
  Anna R. Gressel
• FCPA Update January 2020
  31 January 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Alexandre Bisch
  ,
  Philip Rohlik
  ,
  Aisling Cowell
  ,
  Sol Czerwonko
  ,
  Andreas A. Glimenakis
  ,
  Martha Hirst
  ,
  Thomas Jenkins
  ,
  Carolina Kupferman
  ,
  Andrew Lee
  ,
  Alma M. Mozetič
  ,
  Katherine L. Nelson
  ,
  Dr. Friedrich Popp
  ,
  Gabriel Silva
  ,
  Marisa R. Taney
  ,
  Stephanie D. Thomas
• Lessons from Recent Antitrust Enforcement in the UK Financial Services Sector
  24 January 2020
  Timothy McIver
  ,
  John Young
• Pressure Mounts on Iran as U.S. Expands Sanctions and EU States Trigger Iran Nuclear Deal Snapback Mechanism
  22 January 2020
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• FCPA Update December 2019
  30 December 2019
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Dr. Thomas Schürrle
  ,
  Dr. Friedrich Popp
• 2019/2020 Private Equity Year-End Review and Outlook
  19 December 2019
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Kenneth J. Berman
  ,
  Lorna Bowen
  ,
  Andrew J. Ceresney
  ,
  William Y. Chua
  ,
  Alan J. Davies
  ,
  Andrew Ford
  ,
  Robert B. Kaplan
  ,
  Pierre Maugüé
  ,
  Julie M. Riewe
  ,
  John W. Rife III
  ,
  Samantha J. Rowe
  ,
  Scott B. Selinger
  ,
  Thomas Smith
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Jin-Hyuk Jang
  ,
  John Young
  ,
  Dominic Blaxill
  ,
  Conway Blake
  ,
  Tom Cornell
  ,
  Paul Eastham
  ,
  Michelle Gilmore-Parry
  ,
  Felix Paterson
  ,
  Ryan T. Rafferty
• Insider Trading Disclosure Update - Vol. 6, Issue 1
  13 December 2019
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Julie M. Riewe
  ,
  Steven J. Slutzky
  ,
  Jonathan M. DeMars
  ,
  Mark D. Flinn
  ,
  Benjamin R. Pedersen
• The EPPO and International Co-Operation—New Kid on the Block
  11 December 2019
  Antoine F. Kirry
  ,
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Alexandre Bisch
  ,
  Alma M. Mozetič
  ,
  Dr. Friedrich Popp
  ,
  Martha Hirst
  ,
  Dr. Oliver Krauß
• The EPPO and Corporate Enforcement—Known Unknowns
  4 December 2019
  Antoine F. Kirry
  ,
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Alexandre Bisch
  ,
  Alma M. Mozetič
  ,
  Dr. Friedrich Popp
  ,
  Martha Hirst
  ,
  Dr. Oliver Krauß
• The EPPO’s Field of Operations—Jurisdiction and Coordination
  27 November 2019
  Antoine F. Kirry
  ,
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Alexandre Bisch
  ,
  Martha Hirst
  ,
  Dr. Oliver Krauß
  ,
  Alma M. Mozetič
  ,
  Dr. Friedrich Popp
• FCPA Update November 2019
  26 November 2019
  David A. O'Neil
  ,
  Philip Rohlik
  ,
  Andreas A. Glimenakis
• European Funds Comment: Workforce Engagement in Portfolio Companies
  22 November 2019
  Katherine Ashton
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  Kirsten Watson
• The EPPO’s Structure and Powers—1 European Head, 22 National Swords
  21 November 2019
  Antoine F. Kirry
  ,
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Alexandre Bisch
  ,
  Martha Hirst
  ,
  Dr. Oliver Krauß
  ,
  Alma M. Mozetič
  ,
  Dr. Friedrich Popp
• SEC Annual Report on Whistleblowers Shows Tips Received Leveling Off
  20 November 2019
  Arian M. June
  ,
  Jonathan R. Tuttle
• European Funds Comment: How to Raise Money in Europe in 2020 and Beyond
  15 November 2019
  Jin-Hyuk Jang
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  John Young
• The EPPO—A New Player in European White Collar Crime Enforcement
  13 November 2019
  Antoine F. Kirry
  ,
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Alexandre Bisch
  ,
  Dr. Oliver Krauß
  ,
  Alma M. Mozetič
  ,
  Martha Hirst
  ,
  Dr. Friedrich Popp
• European Funds Comment: The Impact of the UK's Modern Slavery Act
  8 November 2019
  Issue 99
  David Innes
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Samantha J. Rowe
  ,
  Patricia Volhard
• SEC’s Division of Enforcement 2019 Annual Report Presents Strong Enforcement Results
  7 November 2019
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  James B. Amler
• The Return of Regulation FD Enforcement: Implications for Private Equity
  November 2019
  Paul M. Rodel
• European Funds Comment: What Would a Boris Johnson Brexit Mean for Private Equity?
  1 November 2019
  Issue 98
  Katherine Ashton
  ,
  Delphine Jaugey
  ,
  Geoffrey Kittredge
  ,
  Patricia Volhard
  ,
  John W. Rife III
• USDA Issues Long-Awaited Hemp Production Regulations
  31 October 2019
  Satish M. Kini
  ,
  Paul D. Rubin
  ,
  David Sarratt
  ,
  Andrew Field
  ,
  Melissa Runsten
• FCPA Update October 2019
  31 October 2019
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Robert Maddox
  ,
  Alma M. Mozetič
• Accounting and Financial Reporting Enforcement Round-Up
  28 October 2019
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
  ,
  Jonathan M. DeMars
• European Funds Comment: Industry Highlights Concerns with the UK’s Draft Regulations on Disclosure of Cross-border Arrangements
  25 October 2019
  Issue 97
  Paul Eastham
  ,
  Geoffrey Kittredge
  ,
  Patricia Volhard
  ,
  John W. Rife III
  ,
  Richard Ward
• Delaware Court of Chancery Sustains Failure to Monitor Caremark Claim
  22 October 2019
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Jonathan R. Tuttle
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• European Funds Comment: What is Preventing UK Defined Contribution Pension Funds From Investing in Private Equity?
  18 October 2019
  Issue 96
  Geoffrey Kittredge
  ,
  Patricia Volhard
  ,
  John W. Rife III
  ,
  John Young
  ,
  Jin-Hyuk Jang
• U.K. and U.S. Sign Landmark Cross-Border Data Sharing Agreement
  9 October 2019
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Robert Maddox
  ,
  Alma M. Mozetič
• European Funds Comment: Delays to New EU ESG Rules for Investment Funds
  4 October 2019
  Issue 94
  Jin-Hyuk Jang
  ,
  Geoffrey Kittredge
  ,
  Patricia Volhard
  ,
  John W. Rife III
  ,
  John Young
• US Secondary Sanctions Recognized as “Mandatory Provision of Law” in UK Contract
  3 October 2019
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Tom Cornell
• Marvell Technology Pays $5.5 Million to Settle SEC Charges of “Pull-In” Scheme
  October 2019
• RSM Settles Auditor Independence Violations
  October 2019
• Engine Manufacturing Executives Charged in Fraudulent Revenue Recognition Scheme
  October 2019
• Deloitte Japan Settles Auditor Independence Allegations
  October 2019
• Court Orders Cryptocurrency Firm to Pay $6.8 Million for Falsifying Revenue and Fraudulently Securing NASDAQ Listing
  October 2019
• SEC Charges PwC and Partner with Violating Auditor Independence Rules
  October 2019
• Media Analytics Firm and Former CEO Settle Revenue Recognition Charges
  October 2019
• SEC and DOJ Charge REIT and Four Former Executives with Manipulating Non-GAAP Measures
  October 2019
• Bancorp and Two Executives Settle Charges Related to Loan Impairment Allowances
  October 2019
• SEC Charges Six Individuals with Misrepresenting and Overvaluing Clean Energy Projects
  October 2019
• KPMG Agrees to $50 Million Settlement for Using Stolen PCAOB Data and Cheating on Training Exams
  October 2019
• FCPA Update September 2019
  30 September 2019
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• European Funds Comment: Giving Priority to Tax in UK Insolvency Law
  27 September 2019
  Christopher Boyne
  ,
  Alan J. Davies
  ,
  Geoffrey Kittredge
  ,
  Patricia Volhard
  ,
  John W. Rife III
• European Funds Comment: The Senior Managers and Certification Regime
  20 September 2019
  Issue 92
  Geoffrey Kittredge
  ,
  Andrew Lee
  ,
  Natasha McCarthy
  ,
  Patricia Volhard
  ,
  John Young
• Congressional Investigation Highlights Potential Risks for Private Equity Healthcare Investments
  19 September 2019
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Maura Kathleen Monaghan
  ,
  David A. O'Neil
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Kevin M. Schmidt
  ,
  Jacob W. Stahl
  ,
  Samuel Rosh
• OFAC Amends Cuba Sanctions to Prohibit U-turn Transactions and Restrict Remittances
  17 September 2019
  Robert T. Dura
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Jane Shvets
• European Funds Comment: The Fiduciary Duties of UK Company Directors
  13 September 2019
  Issue 91
  Katherine Ashton
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  Kirsten Watson
• European Funds Comment: Moving Away from LIBOR
  6 September 2019
  Issue 90
  Alan J. Davies
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  Michelle Gilmore-Parry
• UK Court Adopts Broad Interpretation of “No Claims” Clauses in EU Sanctions Regulations
  6 September 2019
  Jane Shvets
  ,
  Patrick Taylor
  ,
  Konstantin Bureiko
  ,
  Tom Cornell
• FCPA Update August 2019
  30 August 2019
  Kara Brockmeyer
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Thomas Jenkins
  ,
  Andrew Lee
  ,
  Alma M. Mozetič
  ,
  Leonie M. Stoute
• President Trump Announces New Sanctions Against China? Not Yet.
  28 August 2019
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• SEC Charges Pharmaceutical Company for Violation of Regulation FD, Reinforcing Need to Establish Policies for Handling Material Non-Public Information
  23 August 2019
  Andrew J. Ceresney
  ,
  Paul M. Rodel
  ,
  Paul D. Rubin
  ,
  Jonathan R. Tuttle
  ,
  Melissa Runsten
• UK Serious Fraud Office Issues Corporate Cooperation Guidance
  12 August 2019
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Thomas Jenkins
  ,
  Andrew Lee
  ,
  Alma M. Mozetič
• United States Adopts Second Round of CBW Sanctions Targeting Russia
  9 August 2019
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Jane Shvets
  ,
  Robert T. Dura
  ,
  Konstantin Bureiko
  ,
  Alan Kartashkin
  ,
  Anastasia M. Magid
  ,
  Jonathan Steinberg
• United States Sanctions the Venezuelan Government Controlled by the Maduro Regime
  8 August 2019
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Jane Shvets
  ,
  Robert T. Dura
  ,
  Konstantin Bureiko
  ,
  Alan Kartashkin
• FCPA Update July 2019
  31 July 2019
  Kara Brockmeyer
  ,
  Antoine F. Kirry
  ,
  David A. O'Neil
  ,
  Alexandre Bisch
  ,
  Philip Rohlik
• European Funds Comment: Preparing For a Hard Brexit (Again) … and Autumn’s To-Do List
  26 July 2019
  Issue 89
  Katherine Ashton
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  John Young
• European Funds Comment Newsletter: Improving Transparency in the UK – But at What Cost to Legitimate Businesses?
  19 July 2019
  Issue 88
  David Innes
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  Kirsten Watson
• XYZ Ltd DPA: Anonymity Removed and Individuals Acquitted
  18 July 2019
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Thomas Jenkins
• DOJ Antitrust Announces New Policies on Antitrust Compliance Programs
  15 July 2019
  Daniel M. Abuhoff
  ,
  Ted Hassi
  ,
  Gary W. Kubek
  ,
  Michael Schaper
  ,
  Bruce E. Yannett
  ,
  Erica S. Weisgerber
  ,
  Leah Martin
• European Funds Comment: Investment Limited Partnership Reform in Ireland
  12 July 2019
  Issue 87
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
• French DPAs—First CJIP Guidelines Published
  9 July 2019
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
  ,
  Fanny Gauthier
• DPA Approved between the SFO and Serco Geografix Ltd
  8 July 2019
  Karolos Seeger
  ,
  Aisling Cowell
• European Funds Comment: Encouraging Shareholder Engagement in the European Union
  5 July 2019
  Issue 86
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  John Young
• EU Adopts Common Minimum Standards for Whistle-Blower Protection
  3 July 2019
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Dr. Friedrich Popp
  ,
  Thomas Jenkins
• UK Law Commission Recommends Reforms to Money Laundering Suspicious Activity Reports
  2 July 2019
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Andrew Lee
  ,
  Natasha McCarthy
• Policing Your Own Jardin – France Signals Eagerness to Take Control of Its White Collar Enforcement
  1 July 2019
  Antoine F. Kirry
  ,
  Alexandre Bisch
  ,
  Frederick T. Davis
  ,
  Fanny Gauthier
• FCPA Update June 2019
  28 June 2019
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Marisa R. Taney
  ,
  Dr. Thomas Schürrle
  ,
  Dr. Friedrich Popp
• European Funds Comment: The Nebulous Concept of Fiduciary Duty
  28 June 2019
  Issue 85
  Kenneth J. Berman
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Rebecca F. Silberstein
  ,
  Patricia Volhard
• House Financial Services Committee Considers Legislation that Would Make SEC Waivers More Difficult for Parties Settling with the Commission
  24 June 2019
  Kenneth J. Berman
  ,
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  James B. Amler
• European Funds Comment: Private Fund Restructurings: The Maturing Market
  21 June 2019
  Issue 84
  Katherine Ashton
  ,
  Geoffrey Kittredge
  ,
  Andrew C. Rearick
  ,
  John W. Rife III
  ,
  Patricia Volhard
• European Funds Comment: Capital Increases On The Way for Many UK-Based Private Equity Firms
  14 June 2019
  Issue 83
  Geoffrey Kittredge
  ,
  Eric Olmesdahl
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  John Young
• Key Takeaways on Data Privacy and Big Data from the National Association of Attorneys General Consumer Protection Conference
  7 June 2019
  Courtney M. Dankworth
  ,
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Christopher S. Ford
  ,
  Alexandra P. Swain
• European Funds Comment: The Importance of (Economic) Substance
  7 June 2019
  Issue 82
  Cécile Beurrier
  ,
  Peter A. Furci
  ,
  Matthew D. Saronson
  ,
  Richard Ward
• Consumer Financial Protection Bureau Releases Rules for Comprehensive Reform of Debt Collection Industry
  3 June 2019
  Courtney M. Dankworth
  ,
  Mary Beth Hogan
  ,
  Gregory J. Lyons
  ,
  Alexandra N. Mogul
• European Funds Comment: Preparing for Halloween 2019 … and beyond
  31 May 2019
  Issue 81
  Katherine Ashton
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
• FCPA Update May 2019
  30 May 2019
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Jonathan R. Tuttle
  ,
  Philip Rohlik
  ,
  Alma M. Mozetič
• French Anti-Corruption Authority Raises Alarm About M&A Transactions
  24 May 2019
  Lord Goldsmith QC
  ,
  Antoine F. Kirry
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
• European Funds Comment: Reporting Fees and Expenses for Private Equity Funds
  24 May 2019
  Issue 80
  Geoffrey Kittredge
  ,
  Philip Orange
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  John Young
• European Funds Comment: European Sustainability Regulation Moves into Second Gear
  17 May 2019
  Issue 79
  Geoffrey Kittredge
  ,
  Eric Olmesdahl
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  John Young
• European Funds Comment: U.S. Expands Scope of National Security Review of Inward Investment
  10 May 2019
  Issue 78
  Katherine Ashton
  ,
  Jeffrey P. Cunard
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
• District Court Opinion Criticizes Government “Outsourcing” of Investigations
  6 May 2019
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  David A. O'Neil
  ,
  Mary Beth Hogan
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Lisa Zornberg
  ,
  Erich O. Grosz
• DOJ Updates Guidance on Evaluating Corporate Compliance Programs
  3 May 2019
  Kara Brockmeyer
  ,
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  David Sarratt
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Lisa Zornberg
• European Funds Comment: The UK Bribery Act: A Good Model for New Corporate Offences?
  3 May 2019
  Issue 77
  David Innes
  ,
  Geoffrey Kittredge
  ,
  Andrew Lee
  ,
  John W. Rife III
  ,
  Patricia Volhard
• FCPA Update April 2019
  30 April 2019
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Philip Rohlik
  ,
  Aisling Cowell
  ,
  Ramsay McCulloch
  ,
  Katherine L. Nelson
  ,
  Andreas A. Glimenakis
• European Funds Comment: EU Agrees Harmonised European Rules on Whistleblowing
  26 April 2019
  Issue 76
  Geoffrey Kittredge
  ,
  Andrew Lee
  ,
  Dr. Friedrich Popp
  ,
  John W. Rife III
  ,
  Patricia Volhard
• European Funds Comment: EU Raises the Bar for Third-Country Access
  12 April 2019
  Issue 75
  Jin-Hyuk Jang
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  John Young
• Updated DETER Act Introduced in the US Congress
  8 April 2019
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Zila Reyes Acosta-Grimes
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• European Funds Comment: Invest Europe Updates Its ESG Due Diligence Guide
  5 April 2019
  Katherine Ashton
  ,
  David Innes
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
• U.S. Supreme Court Sides with SEC in Interpreting “Scheme Liability”
  29 March 2019
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Matthew E. Kaplan
  ,
  Maeve O'Connor
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
• European Funds Comment: European Commission Gives European Insurance Companies More Reasons to Invest in European Funds
  29 March 2019
  Issue 73
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  Jin-Hyuk Jang
  ,
  Clare Swirski
• FCPA Update March 2019
  28 March 2019
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Farhana Choudhury
  ,
  Andreas A. Glimenakis
  ,
  Alma M. Mozetič
  ,
  Sandy Tomasik
• U.S. Issues New North Korean and Syrian Shipping Advisories
  27 March 2019
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• European Funds Comment: Highest European Court Holds Parent Companies Liable for Cartel Damages of Subsidiaries
  22 March 2019
  Issue 72
  Timothy McIver
  ,
  Anne-Mette Heemsoth
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
• European Funds Comment: Significant Progress on Harmonisation of EU Fund Marketing Rules – But Will There be a Cost For Non-EU Managers?
  15 March 2019
  Issue 71
  Jin-Hyuk Jang
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
• European Funds Comment: How Can Private Funds Attract More Capital from UK Pension Funds?
  8 March 2019
  Issue 70
  Katherine Ashton
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Clare Swirski
  ,
  Patricia Volhard
  ,
  John Young
• UK’s OFSI Imposes First Monetary Penalty for Breach of Sanctions
  4 March 2019
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Karolos Seeger
  ,
  Konstantin Bureiko
• European Funds Comment: What Public Company Boards Can Learn from Private Equity
  1 March 2019
  Issue 69
  Katherine Ashton
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Jeffrey J. Rosen
  ,
  Patricia Volhard
• FCPA Update February 2019
  28 February 2019
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
• Insider Trading & Disclosure Update - Volume 5, Issue 1
  28 February 2019
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
  ,
  Mark D. Flinn
  ,
  Benjamin R. Pedersen
  ,
  Jonathan M. DeMars
• Hong Kong Court Confirms the SFC’s Broad Powers to Share Investigation Materials with Overseas Regulators
  27 February 2019
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Emily Austin
  ,
  Adam Lee
  ,
  Ralph Sellar
  ,
  Cameron Sim
  ,
  Emily Lam
• European Funds Comment: No-deal Brexit: The EU’s Patchwork Approach to Transitional Provisions
  22 February 2019
  Issue 68
  Jin-Hyuk Jang
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  Johanna Waber
• French Criminal Court Imposes Blockbuster Fine for Tax Fraud Related Offences
  21 February 2019
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
  ,
  Aymeric D. Dumoulin
• UK Treasury Publishes First Post-Brexit UK Sanctions Regulations and Guidance
  20 February 2019
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Tom Cornell
• European Funds Comment: The UK’s New Senior Managers and Certification Regime
  15 February 2019
  Issue 67
  Geoffrey Kittredge
  ,
  Philip Orange
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  John Young
• European Funds Comment: Responsible Investment: An Opportunity for Private Equity
  8 February 2019
  Issue 66
  Matthew Dickman
  ,
  Delphine Jaugey
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
• 2018/2019 Anti-Money Laundering Review and Outlook
  5 February 2019
  Helen V. Cantwell
  ,
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  David Sarratt
  ,
  Zila Reyes Acosta-Grimes
  ,
  Andrew Field
• UK Financial Conduct Authority Puts Heads of Legal Outside the Senior Managers Regime
  1 February 2019
  Karolos Seeger
  ,
  Andrew Lee
• European Funds Comment: Annual Reporting by Large UK Private Equity-Backed Companies
  1 February 2019
  Issue 65
  Katherine Ashton
  ,
  David Innes
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
• Nissan SEC Inquiry Highlights Uncertainty for Non-U.S. Issuers of ADRs
  31 January 2019
  James C. Scoville
  ,
  Alan Kartashkin
  ,
  Vera Losonci
  ,
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
• FCPA Update January 2019
  31 January 2019
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  David A. O'Neil
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Carolina Kupferman
• Tenth Circuit Affirms SEC's Extraterritorial Reach
  29 January 2019
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
• European Funds Comment: Assessing the Alternative Investment Fund Managers Directive
  25 January 2019
  Issue 64
  Jin-Hyuk Jang
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  John Young
• European Funds Comment: Regulatory Developments To Watch Out For In 2019
  11 January 2019
  Issue 62
  Jin-Hyuk Jang
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  John Young
• FCPA Update December 2018
  20 December 2018
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Javier Alvarez-Oviedo
  ,
  Sarah Wolf
• 2018 Farm Bill to Lift Federal Prohibition on Hemp Production, but State Laws May Restrict Certain Activities
  14 December 2018
  Satish M. Kini
  ,
  Paul D. Rubin
  ,
  David Sarratt
  ,
  Melissa Runsten
  ,
  Andrew Field
• European Funds Comment: UK Limited Partnership Law Reform
  14 December 2018
  Issue 61
  Geoffrey Kittredge
  ,
  Philip Orange
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  John Young
• European Funds Comment: Reporting Emissions in the UK: Further Disclosures Coming
  7 December 2018
  Issue 60
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
• FCPA Update November 2018
  30 November 2018
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Marisa R. Taney
  ,
  Victoria L. Recalde
• European Funds Comment: (Still) Planning for a No-Deal Brexit
  30 November 2018
  Issue 59
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  John Young
• SEC Announces Record-Breaking Year for Whistleblower Program
  26 November 2018
  Andrew J. Ceresney
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Andrew M. Levine
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Arian M. June
  ,
  Katherine L. Nelson
• European Funds Comment: Unlocking UK Pension Fund Money for Private Equity
  23 November 2018
  Issue 58
  Katherine Ashton
  ,
  Matthew Dickman
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
• New Congress Brings Heightened Risk of Investigations for Life Sciences Companies
  19 November 2018
  David A. O'Neil
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
• European Funds Comment: The Inevitable Policy Response to Climate Change
  16 November 2018
  Issue 57
  Catherine Amirfar
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  David W. Rivkin
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Patricia Volhard
• European Funds Comment: New Version of “Private Capital” Valuation Guidelines out for Consultation
  9 November 2018
  Issue 56
  Matthew Dickman
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  John Young
• Test Hong Kong Court of Final Appeal Confirms Jurisdiction over Insider Trading of Securities Listed OverseasHong Kong Court of Final Appeal Confirms Jurisdiction over Insider Trading of Securities Listed Overseas
  5 November 2018
  Gareth Hughes
  ,
  Mark Johnson
• Hong Kong Court of Final Appeal Confirms Jurisdiction over Insider Trading of Securities Listed Overseas
  5 November 2018
  Gareth Hughes
  ,
  Mark Johnson
• SEC’s Division of Enforcement Issues 2018 Annual Report
  5 November 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Andrew M. Levine
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  James B. Amler
  ,
  Arian M. June
• European Funds Comment: Immigration and Mobility after Brexit: The Good, the Bad and the Ugly for Private Equity Firms
  2 November 2018
  Issue 55
  Katherine Ashton
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
• FCPA Update October 2018
  31 October 2018
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Erich O. Grosz
  ,
  Thomas Jenkins
  ,
  Ivona Josipovic
• France Boosts Tax Fraud Prosecution
  30 October 2018
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
  ,
  Aymeric D. Dumoulin
  ,
  Fanny Gauthier
• UK High Court Rules on Sanctions Clauses in Insurance Contracts and Considers Application of the EU Blocking Regulation
  30 October 2018
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Tom Cornell
• UK Financial Conduct Authority Explains its Approach to Sexual Harassment Issues at Regulated Firms
  26 October 2018
  Karolos Seeger
  ,
  Andrew Lee
  ,
  Natasha McCarthy
• European Funds Comment: The Regulatory Implications of a “No-Deal” Brexit
  26 October 2018
  Issue 54
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  Johanna Waber
  ,
  John Young
• Insider Trading & Disclosure Update - Vol. 4, Issue 1
  October 2018
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
  ,
  Mark D. Flinn
  ,
  Benjamin R. Pedersen
• European Funds Comment: Sovereign Wealth Funds Respond to Climate Change Risks and Opportunities
  19 October 2018
  Issue 53
  Geoffrey Kittredge
  ,
  Floriane Lavaud
  ,
  John W. Rife III
  ,
  David W. Rivkin
  ,
  Patricia Volhard
• U.S. Sanctions v. EU Blocking Regulation: Conflicting Landscape Poses Challenges for Compliance
  17 October 2018
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Tom Cornell
  ,
  Robert T. Dura
• European Funds Comment: Marketing Private Funds to Individuals
  12 October 2018
  Issue 52
  Jin-Hyuk Jang
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  John Young
• European Funds Comment: The UK’s Proposed National Security Review for M&A Deals
  5 October 2018
  Issue 51
  Dominic Blaxill
  ,
  Geoffrey Kittredge
  ,
  Timothy McIver
  ,
  John W. Rife III
  ,
  Patricia Volhard
• European Funds Comment: Sustainability and Private Equity
  28 September 2018
  Issue 50
  Geoffrey Kittredge
  ,
  Eric Olmesdahl
  ,
  John W. Rife III
  ,
  Patricia Volhard
• FCPA Update September 2018
  28 September 2018
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Paul D. Rubin
  ,
  Philip Rohlik
  ,
  Colby A. Smith
  ,
  Andreas A. Glimenakis
  ,
  Rebecca Maria Urquiola
• SEC Sues Hedge Fund Adviser For Alleged Short-and-Distort Scheme
  25 September 2018
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
• European Funds Comment: Private Equity and European Competition Law
  21 September 2018
  Issue 49
  David Innes
  ,
  Geoffrey Kittredge
  ,
  Timothy McIver
  ,
  John W. Rife III
  ,
  Patricia Volhard
• OCC Leads Movement to Modernize Community Reinvestment Act Regulations
  19 September 2018
  Courtney M. Dankworth
  ,
  Gregory J. Lyons
  ,
  Lauren Dolecki Kober
  ,
  Ming Ming Yang
• European Funds Comment: UK Government Adapts Proposals to Reform Law on Insolvency and Corporate Governance
  14 September 2018
  Issue 48
  Christopher Boyne
  ,
  David Innes
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
• FinCEN Grants Exemptive Relief from the CDD Rule for Certain CD Rollovers and Credit Renewals
  10 September 2018
  Satish M. Kini
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• European Funds Comment: Brexit: A Summer Flurry of Activity, But Still No Clarity for Private Equity
  7 September 2018
  Issue 47
  Jin-Hyuk Jang
  ,
  Geoffrey Kittredge
  ,
  Philip Orange
  ,
  John W. Rife III
  ,
  Patricia Volhard
• Putting Privilege Back into UK Investigations: the ENRC Appeal
  6 September 2018
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Thomas Jenkins
  ,
  Andrew Lee
• FCPA Update August 2018
  Vol. 9, No. 13
  Kara Brockmeyer
  ,
  Dr. Thomas Schürrle
  ,
  Bruce E. Yannett
  ,
  Alexandre Bisch
  ,
  Frederick T. Davis
  ,
  Philip Rohlik
  ,
  Colby A. Smith
• UK Law Commission Proposes Reforms to Suspicious Activity Reports for Money Laundering
  28 August 2018
  Karolos Seeger
  ,
  Andrew Lee
  ,
  Natasha McCarthy
• The Brazilian Data Protection Law - LGPD
  20 August 2018
  Luke Dembosky
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Levine
  ,
  Dietmar W. Prager
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
• Congress Weighs Further Sanctions Against Russia
  1 August 2018
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• FCPA Update July 2018
  Vol. 9, No. 12
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Colby A. Smith
• European Funds Comment: Accepting Responsibility for the Behaviour of Portfolio Companies
  27 July 2018
  Issue 46
  Conway Blake
  ,
  Lord Goldsmith QC
  ,
  Jin-Hyuk Jang
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
• German Constitutional Court Permits the Seizure of Documents in Possession of Third Party’s Lawyers
  26 July 2018
  Kara Brockmeyer
  ,
  Dr. Thomas Schürrle
  ,
  Erich O. Grosz
• European Funds Comment: The Need for a Brexit Plan
  20 July 2018
  Issue 45
  Katherine Ashton
  ,
  Geoffrey Kittredge
  ,
  Vera Losonci
  ,
  John W. Rife III
  ,
  Patricia Volhard
• European Funds Comment: UK Regulator To Endorse New Private Equity Fee Disclosure Template
  13 July 2018
  Issue 44
  Geoffrey Kittredge
  ,
  Eric Olmesdahl
  ,
  Philip Orange
  ,
  John W. Rife III
  ,
  Patricia Volhard
• UK Financial Conduct Authority Issues Near-Final Rules on Extension of Senior Managers and Certification Regime and Introduces New Financial Services Directory
  11 July 2018
  Compliance & Enforcement
• UK Financial Conduct Authority Issues Near-Final Rules on Extension of Senior Managers and Certification Regime and Introduces New Financial Services Directory
  9 July 2018
  Karolos Seeger
  ,
  Andrew Lee
• European Funds Comment: ESG Monitoring and Reporting in Private Equity
  6 July 2018
  Issue 43
  Jin-Hyuk Jang
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
• European Funds Comment: Marketing Private Funds in Europe: Council of the European Union Rides to the Rescue
  29 June 2018
  Issue 42
  Jin-Hyuk Jang
  ,
  Geoffrey Kittredge
  ,
  Philip Orange
  ,
  John W. Rife III
  ,
  Patricia Volhard
• FCPA Update June 2018
  Vol. 9, No. 11
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Jane Shvets
  ,
  Robert Maddox
• Supreme Court Holds Appointment of SEC’s In-House Judges Unconstitutional
  25 June 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
• EU Anti-Money Laundering Developments: Fifth Directive Published and Sixth Directive Imminent
  22 June 2018
  Karolos Seeger
  ,
  Andrew Lee
  ,
  Natasha McCarthy
• European Funds Comment: Parental liability in competition law: Flawed European jurisprudence?
  22 June 2018
  Issue 41
  Geoffrey Kittredge
  ,
  Timothy McIver
  ,
  John W. Rife III
  ,
  Patricia Volhard
• U.S. Sanctions and AML Measures Target Human Rights Abuses and Corruption
  21 June 2018
  Catherine Amirfar
  ,
  Kara Brockmeyer
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Carl Micarelli
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Norma Angelica Freeland
• European Funds Comment: Corporate Governance in UK Private Companies
  15 June 2018
  Issue 40
  David Innes
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Kirsten Watson
  ,
  Patricia Volhard
• General License 12C Reports Are Due on June 19
  15 June 2018
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Zila Reyes Acosta-Grimes
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
  ,
  Courtney Bradford Pike
• Acquisition of Russian Strategic Companies: New Rules for Foreign Investors
  13 June 2018
  Dmitri V. Nikiforov
  ,
  Alan Kartashkin
  ,
  Natalia A. Drebezgina
• Russian Counter-Sanctions Law Is In Force
  8 June 2018
  Natalia A. Drebezgina
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Zila Reyes Acosta-Grimes
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• European Funds Comment: The Value of Rescue Financing, and the Danger of the UK’s Reform Proposals
  8 June 2018
  Christopher Boyne
  ,
  Geoffrey Kittredge
  ,
  M. Natasha Labovitz
  ,
  John W. Rife III
  ,
  Patricia Volhard
• European Funds Comment: Sustainability and Private Equity Fund Managers
  1 June 2018
  Geoffrey Kittredge
  ,
  Patricia Volhard
  ,
  John W. Rife III
• FCPA Update May 2018
  Vol. 9, No. 10
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Andreas A. Glimenakis
• European Funds Comment: The EU’s Proposed Increase to Capital Requirements for Investment Firms
  25 May 2018
  Geoffrey Kittredge
  ,
  Eric Olmesdahl
  ,
  Philip Orange
  ,
  John W. Rife III
  ,
  Patricia Volhard
• European Funds Comment: Corporate Rescues and the Law of Unintended Consequences
  18 May 2018
  Issue 36
  David Innes
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
  ,
  Kirsten Watson
• DOJ's New Policy on Coordination of Corporate Resolutions Aims to Reduce “Piling On”
  11 May 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
• European Funds Comment: Measuring Impact
  10 May 2018
  Issue 35
  Geoffrey P. Burgess
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
• Cloudy with a Chance of Clearing: U.S. CLOUD Act and European Response
  8 May 2018
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Anna R. Gressel
• Accounting & Financial Reporting Enforcement Round-Up
  5 May 2018
  Issue
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• European Funds Comment: Reforms to UK Limited Partnership Law
  03 May 2018
  Issue 34
  Geoffrey Kittredge
  ,
  Patricia Volhard
  ,
  Jin-Hyuk Jang
  ,
  Delphine Jaugey
  ,
  John W. Rife III
• U.S. Sanctions Against Russia Continue to Disrupt
  30 April 2018
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Courtney Bradford Pike
• FCPA Update April 2018
  Vol. 9, No. 9
  Kara Brockmeyer
  ,
  Frederick T. Davis
  ,
  Antoine F. Kirry
  ,
  Jane Shvets
  ,
  Alexandre Bisch
  ,
  Fanny Gauthier
  ,
  Andreas A. Glimenakis
• European Funds Comment: New European Money Laundering Rules (Again)
  26 April 2018
  Issue 33
  Geoffrey Kittredge
  ,
  Antoine F. Kirry
  ,
  Andrew Lee
  ,
  Dr. Friedrich Popp
  ,
  Patricia Volhard
• English High Court Considers Status of Internal Investigation Interview Notes
  25 April 2018
  Karolos Seeger
  ,
  Andrew Lee
• European Funds Comment: Europe’s Venture Capital Funds of Funds
  19 April 2018
  Issue 32
  Jin-Hyuk Jang
  ,
  Geoffrey Kittredge
  ,
  Patricia Volhard
• Regulators Keep the Focus on Firms’ SAR Obligations
  12 April 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Satish M. Kini
  ,
  Julie M. Riewe
  ,
  Mary Jo White
  ,
  Arian M. June
• FinCEN Issues Long-Awaited Guidance on the Customer Due Diligence Rule
  5 April 2018
  Satish M. Kini
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• FCPA Update March 2018
  Vol. 9, No. 8
  Paul R. Berger
  ,
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• European Funds Comment: Germany’s New Social Media Law: the Risk of Failing to Delete “Hate Speech”
  23 March 2018
  Issue 31
  Geoffrey Kittredge
  ,
  Johanna Marniok
  ,
  Dr. Thomas Schürrle
  ,
  Patricia Volhard
  ,
  Philipp von Holst
• European Funds Comment: Marketing Private Funds in Europe May be About to Get Even Harder
  16 March 2018
  Issue 30
  Geoffrey Kittredge
  ,
  Jin-Hyuk Jang
  ,
  Eric Olmesdahl
  ,
  Patricia Volhard
  ,
  Johanna Waber
• First French DPAs for Corruption Offences Concluded
  12 March 2018
  Antoine F. Kirry
  ,
  Karolos Seeger
  ,
  Alexandre Bisch
• European Funds Comment: European Professional Standards
  9 March 2018
  Issue 29
  Jin-Hyuk Jang
  ,
  Delphine Jaugey
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Patricia Volhard
• DOJ Memorandum Addressing Agency Guidance
  8 March 2018
  Courtney M. Dankworth
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Jacob W. Stahl
• U.S. Announces North Korea Shipping Practices Advisory and Sanctions Designations
  28 February 2018
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• French Financial Markets Watchdog Encourages Settlements
  28 February 2018
  Antoine F. Kirry
  ,
  Alexandre Bisch
• FCPA Update February 2018
  Vol. 9, No. 7
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
• European Funds Comment: Brexit: Hoping for the Best, Preparing for the Worst
  23 February 2018
  Issue 27
  Jin-Hyuk Jang
  ,
  Geoffrey Kittredge
  ,
  Eric Olmesdahl
  ,
  Philip Orange
  ,
  Patricia Volhard
• European Funds Comment: Good News for UK Directors: The UK Shifts the Balance Between Privacy and Transparency
  2 March 2018
  Issue 28
  David Innes
  ,
  Geoffrey Kittredge
  ,
  Patricia Volhard
  ,
  Kirsten Watson
• Supreme Court Clarifies Scope of Dodd-Frank’s Whistleblower Protections
  22 February 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Arian M. June
• Draft EU Guidelines on Cross-Border Data Transfer
  21 February 2018
  Jim Pastore
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Dr. Friedrich Popp
• European Funds Comment: Taxing Carried Interest in the United States
  16 February 2018
  Issue 26
  Cécile Beurrier
  ,
  Geoffrey Kittredge
  ,
  Matthew D. Saronson
  ,
  Patricia Volhard
  ,
  Richard Ward
• SEC’s Division of Enforcement Announces Self-Reporting Program for Advisers Who Failed to Disclose Conflicts in Share Class Selection
  13 February 2018
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Litigation Privilege in UK Internal Investigations Revived?
  13 February 2018
  Karolos Seeger
  ,
  Thomas Jenkins
  ,
  Andrew Lee
• European Funds Comment: Building a Sustainable European Economy: The Role of Company Directors
  9 February 2018
  Issue 25
  Geoffrey Kittredge
  ,
  Philippe Tengelmann
  ,
  Patricia Volhard
  ,
  Philipp von Holst
• Increasing State Oversight of Corporate Human Rights Governance: The Canadian Ombudsperson for Responsible Enterprise
  7 February 2018
  Catherine Amirfar
  ,
  Lord Goldsmith QC
  ,
  Mark Johnson
  ,
  Andrew M. Levine
  ,
  David W. Rivkin
  ,
  Paul M. Rodel
  ,
  Merryl Lawry-White
• U.S. Treasury Delivers Report to Congress on Russian Political Figures, Oligarchs and Parastatal Entities
  6 February 2018
  Carl Micarelli
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• European Funds Comment: The Costs (and Benefits) of the AIFMD
  2 February 2018
  Issue 24
  Geoffrey Kittredge
  ,
  Patricia Volhard
• DOJ Creates Potential Opening For Early Dismissal of False Claims Act Suits
  1 February 2018
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Jacob W. Stahl
• FCPA Update January 2018
  Vol. 9, No. 6
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
  ,
  Carolina Kupferman
• European Funds Comment: Brexit – The “No-deal Deal”
  26 January 2018
  Issue 23
  Katherine Ashton
  ,
  Geoffrey Kittredge
  ,
  Patricia Volhard
  ,
  Timothy McIver
  ,
  Vera Losonci
• Accounting & Financial Reporting Enforcement Round-Up
  Issue 4, January 2018
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• European Funds Comment: The Commission’s Flawed Plans to Enhance the Role of ESMA
  19 January 2018
  Issue 22
  Geoffrey Kittredge
  ,
  Patricia Volhard
  ,
  Jin-Hyuk Jang
  ,
  Eric Olmesdahl
• European Funds Comment: The (Regulatory) Outlook for 2018
  12 January 2018
  Issue 21
  Geoffrey Kittredge
  ,
  Jane Shvets
  ,
  Patricia Volhard
  ,
  Andrew Lee
• FCPA Update December 2017
  Vol. 9, No. 5
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
• 2018 Private Equity Review and Outlook
  21 December 2017
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Catherine Amirfar
  ,
  Kenneth J. Berman
  ,
  Paul S. Bird
  ,
  Andrew J. Ceresney
  ,
  Peter A. Furci
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Julie M. Riewe
  ,
  Kevin M. Schmidt
  ,
  Thomas Smith
  ,
  Patricia Volhard
  ,
  Luke P. Eldridge
• UK Financial Conduct Authority Publishes Details on Extension of Senior Managers and Certification Regime
  18 December 2017
  Karolos Seeger
  ,
  Patricia Volhard
  ,
  Andrew Lee
• Oral Downloads of Interview Memoranda to Government Regulators Waive Work Product Protection
  15 December 2017
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
• European Funds Comment: Non-Financial Reporting by Private Equity-Backed Companies
  15 December 2017
  Issue 20
  Catherine Amirfar
  ,
  Geoffrey Kittredge
  ,
  Patricia Volhard
• France Announces First-Ever Deferred Prosecution Agreement
  11 December 2017
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Matthew E. Fishbein
  ,
  Lord Goldsmith QC
  ,
  Antoine F. Kirry
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
• European Funds Comment: The Irish (Funds) Question
  8 December 2017
  Issue 19
  Katherine Ashton
  ,
  Sally Gibson
  ,
  Geoffrey Kittredge
  ,
  Patricia Volhard
  ,
  Nicola Bruton
• European Funds Comment: Investing in the 21st Century: The Role of Sustainable Investment in Fiduciary Duties
  1 December 2017
  Issue 18
  Catherine Amirfar
  ,
  Sally Gibson
  ,
  Geoffrey Kittredge
  ,
  Patricia Volhard
• DOJ Announces a Revised FCPA Corporate Enforcement Policy
  30 November 2017
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Matthew E. Fishbein
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Bruce E. Yannett
  ,
  Ivona Josipovic
• FCPA Update November 2017
  Vol. 9, No. 4
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Sol Czerwonko
  ,
  Carolina Kupferman
• European Funds Comment: The UK’s 2017 Budget: The Good News
  24 November 2017
  Issue 17
  Sally Gibson
  ,
  Geoffrey Kittredge
  ,
  Patricia Volhard
  ,
  Richard Ward
• European Funds Comment: MiFID II and Private Equity: A Square Peg and a Round Hole?
  17 November 2017
  Issue 16
  Sally Gibson
  ,
  Geoffrey Kittredge
  ,
  Patricia Volhard
  ,
  Jin-Hyuk Jang
• United States Imposes New Restrictions on Cuba Trade and Travel
  13 November 2017
  Carl Micarelli
  ,
  Satish M. Kini
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• European Funds Comment: Contingency Planning For Brexit
  10 November 2017
  Issue 15
  Katherine Ashton
  ,
  Sally Gibson
  ,
  David Innes
  ,
  Geoffrey Kittredge
  ,
  Patricia Volhard
• NY Cybersecurity Bill Shows “Reasonable Security” Standard Gathering Force
  7 November 2017
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Christopher S. Ford
• U.S. Issues Guidance on New Russian Sanctions
  6 November 2017
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• European Funds Comment: Does Responsible Investment Improve Returns?
  3 November 2017
  Issue 14
  Catherine Amirfar
  ,
  Sally Gibson
  ,
  Geoffrey Kittredge
  ,
  Patricia Volhard
  ,
  Samantha J. Rowe
• FCPA Update October 2017
  Vol. 9, No. 3
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• U.S. Issues Guidance on Sanctions Relating to Russia’s Defense and Intelligence Sectors
  30 October 2017
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• European Funds Comment: Energy and Carbon Reporting in Europe: Proposed New Rules for UK Private Companies
  27 October 2017
  Issue 13
  Sally Gibson
  ,
  Geoffrey Kittredge
  ,
  Patricia Volhard
  ,
  Philipp von Holst
• CFPB Finalizes Rule on Payday Lending
  23 October 2017
  Courtney M. Dankworth
  ,
  Gregory J. Lyons
• European Funds Comment: Improving the Environment for Venture Capital Funds in Europe
  20 October 2017
  Issue 12
  Sally Gibson
  ,
  Geoffrey Kittredge
  ,
  Patricia Volhard
  ,
  Jin-Hyuk Jang
  ,
  Eric Olmesdahl
• European Funds Comment: Controlling Investments into the EU
  13 October 2017
  Issue 11
  Sally Gibson
  ,
  Geoffrey Kittredge
  ,
  Timothy McIver
  ,
  Patricia Volhard
• European Funds Comment: Financing Growth in Innovative Firms
  6 October 2017
  Issue 10
  Sally Gibson
  ,
  Geoffrey Kittredge
  ,
  Matthew D. Saronson
  ,
  Patricia Volhard
  ,
  Richard Ward
• Implementing the CAATS Act: Revisions to Sectoral Sanctions Against Russia
  3 October 2017
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• European Funds Comment: European Commission Seeks New Powers for ESMA
  29 September 2017
  Issue 9
  Sally Gibson
  ,
  Geoffrey Kittredge
  ,
  Patricia Volhard
  ,
  Jin-Hyuk Jang
• FCPA Update September 2017
  Vol. 9, No. 2
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Carolina Kupferman
  ,
  Philip Rohlik
• Accounting & Financial Reporting Enforcement Round-Up
  Issue 3, September 2017
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• United States Imposes New Sanctions on North Korea
  26 September 2017
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• European Funds Comment: The Value of Compliance Management in Germany
  22 September 2017
  Issue 8
  Sally Gibson
  ,
  Geoffrey Kittredge
  ,
  Dr. Thomas Schürrle
  ,
  Patricia Volhard
  ,
  Philipp von Holst
• UK Government Issues Guidance on Corporate Offence of Failure to Prevent Facilitation of Tax Evasion
  20 September 2017
  Karolos Seeger
  ,
  Andrew Lee
• SEC Leadership Discusses Continuing Priorities
  8 September 2017
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Arian M. June
• European Funds Comment: The UK’s New Duty to Prevent the Facilitation of Tax Evasion
  8 September 2017
  Issue 6
  Sally Gibson
  ,
  Geoffrey Kittredge
  ,
  Patricia Volhard
• FCPA Update August 2017
  Vol. 9, No. 1
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• United States Imposes New Sanctions on Venezuela
  28 August 2017
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• Professional Service Advisers in the United Kingdom Under New Obligations to Report Suspicions of Financial Sanctions Breaches
  18 August 2017
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• SEC Releases Observations from Cybersecurity Examinations
  14 August 2017
  Kenneth J. Berman
  ,
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Julie Stem
• FCPA Update July 2017
  Vol. 8, No. 12
  Bruce E. Yannett
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Erich O. Grosz
  ,
  Kara Brockmeyer
  ,
  David A. O'Neil
  ,
  Jane Shvets
  ,
  Philip Rohlik
• U.S. Congress Passes Final Sanctions Legislation
  28 July 2017
  Satish M. Kini
  ,
  Alan Kartashkin
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• UK Financial Conduct Authority Outlines Extension of Senior Managers and Certification Regime to All Regulated Firms
  27 July 2017
  Karolos Seeger
  ,
  Andrew Lee
• U.S. Senate Seeks to Expand Sanctions on Iran, Russia
  30 June 2017
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• Hong Kong's Market Misconduct Tribunal Imposes Largest Ever Disgorgement Order
  30 June 2017
  Mark Johnson
• FCPA Update June 2017
  Vol. 8, No. 11
  Bruce E. Yannett
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Erich O. Grosz
  ,
  Kara Brockmeyer
  ,
  David A. O'Neil
  ,
  Jane Shvets
  ,
  Philip Rohlik
• U.S. Supreme Court Strictly Interprets Three-Year Time Limit for Filing Section 11 Claims
  28 June 2017
  Maeve O'Connor
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
• Accounting & Financial Reporting Enforcement Round-Up
  Issue 2, June 2017
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• UK Implements New Anti-Money Laundering Rules
  27 June 2017
  Karolos Seeger
  ,
  Andrew Lee
• U.S. Supreme Court Holds SEC Disgorgement Is a Penalty Subject to a Five-Year Statute of Limitations
  7 June 2017
  Mary Jo White
  ,
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Julie M. Riewe
  ,
  Anna Moody
• FCPA Update May 2017
  Vol. 8, No. 10
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Philip Rohlik
  ,
  Andrew J. Ceresney
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
• English High Court Rejects Claim of Litigation Privilege Over Internal Investigation Materials
  18 May 2017
  Karolos Seeger
  ,
  Thomas Jenkins
  ,
  Andrew Lee
• UK Criminal Finances Act 2017
  9 May 2017
  Karolos Seeger
  ,
  Andrew Lee
• FCPA Update April 2017
  Vol. 8, No. 9
  Bruce E. Yannett
  ,
  Andrew J. Ceresney
  ,
  Karolos Seeger
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Jane Shvets
  ,
  Michael W. Gramer
• Financial CHOICE Act 2.0: Implications for the SEC and Capital Markets
  25 April 2017
  Mary Jo White
  ,
  Andrew J. Ceresney
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  Jonathan R. Tuttle
  ,
  Mark D. Flinn
• Accounting & Financial Reporting Enforcement Round-Up
  Issue 1, April 2017
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• FCPA Update March 2017
  Vol. 8, No. 8
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• FCA v Macris: UK Supreme Court Clarifies the Test for Identifying Third Parties in FCA Enforcement Notices
  30 March 2017
  Karolos Seeger
  ,
  Natasha McCarthy
• Ninth Circuit Widens Split Over Application of Dodd-Frank’s Whistleblower Protections
  13 March 2017
  Andrew J. Ceresney
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• FCPA Update February 2017
  Vol. 8, No. 7
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• Russia 2016: Personal Data & Cybersecurity
  14 February 2017
  Dmitri V. Nikiforov
• Advisers Beware! OCIE Announces Most Frequent Compliance Topics
  9 February 2017
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  Sally Gibson
  ,
  Robert B. Kaplan
  ,
  Geoffrey Kittredge
  ,
  Andrew M. Ostrognai
  ,
  Julie M. Riewe
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Jonathan R. Tuttle
  ,
  Michael P. Harrell
• U.S. Sanctions on Iran: The Trump Administration’s First Actions
  8 February 2017
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• Seven Takeaways from the UK Government’s Cybersecurity Regulation and Incentives Review
  6 February 2017
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Jane Shvets
  ,
  Robert Maddox
• UK’s Financial Conduct Authority and Prudential Regulation Authority Announce Changes to Enforcement Processes
  2 February 2017
  Karolos Seeger
  ,
  Andrew Lee
• Privacy Shield Not Trumped
  1 February 2017
  Jeffrey P. Cunard
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Dr. Friedrich Popp
• FCPA Update January 2017
  Vol. 8, No. 6
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
  ,
  Laurah J. Samuels
  ,
  Carolina Kupferman
• SEC Charges Exempt Reporting Adviser’s CCO for False Statements in Forms ADV
  24 January 2017
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  Sally Gibson
  ,
  Geoffrey Kittredge
  ,
  Andrew M. Ostrognai
  ,
  Julie M. Riewe
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
• Brexit—The Future UK-EU relationship
  24 January 2017
  Katherine Ashton
  ,
  Lord Goldsmith QC
  ,
  James C. Scoville
  ,
  Richard Ward
  ,
  Vera Losonci
  ,
  Timothy McIver
  ,
  Konstantin Bureiko
• SEC Brings Two Enforcement Actions Against Employers for Taking Steps to Impede Whistleblower Activity
  20 January 2017
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• UK Government Launches Call for Evidence on Expanding Corporate Liability for Economic Crime
  17 January 2017
  Karolos Seeger
  ,
  Andrew Lee
• While You Were Celebrating: Cyber and Privacy News from the Holiday Season
  4 January 2017
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Dr. Thomas Schürrle
  ,
  Philip Rohlik
• New York Eases Proposed Cybersecurity Regulation for Financial Sector, But Practical Issues Remain
  3 January 2017
  Luke Dembosky
  ,
  Eric R. Dinallo
  ,
  Jim Pastore
• FCPA Update December 2016
  Vol. 8, No. 5
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
  ,
  Jane Shvets
• SEC Enforcement Action Puts Spotlight on Segment Reporting
  14 December 2016
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Jonathan R. Tuttle
• U.S. Sanctions Under a Trump Administration
  13 December 2016
  Satish M. Kini
  ,
  Alan Kartashkin
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• English High Court Rejects Claims of Privilege Over Internal Investigation Interview Notes
  13 December 2016
  Karolos Seeger
  ,
  Andrew Lee
• Supreme Court’s Holding in Salman v. United States Leaves Many Important Questions Unanswered
  7 December 2016
  Paul R. Berger
  ,
  Matthew E. Fishbein
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Failure to Comply with Internal Corporate Processes and Policies May Violate Exchange Act Accounting Provisions
  7 December 2016
  Paul R. Berger
  ,
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
• UK’s OFSI to Impose Cash Penalties for Sanctions Violations
  6 December 2016
  Konstantin Bureiko
• FCPA Update November 2016
  Vol. 8, No. 4
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
  ,
  Jane Shvets
• The Outlook for Financial Regulatory Reform Under President Trump
  30 November 2016
  Kenneth J. Berman
  ,
  Lawrence K. Cagney
  ,
  Matthew E. Kaplan
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Elizabeth Pagel Serebransky
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
• The SEC’s Robare Decision: Potential Financial Conflicts of Interest are Per Se Material and Must Be Disclosed
  11 November 2016
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
• FCPA Update October 2016
  Vol. 8, No. 3
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Farhana Choudhury
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
  ,
  Jane Shvets
• SEC Exams Focus on Whistleblower Compliance by Investment Advisers and Brokers
  26 October 2016
  Kenneth J. Berman
  ,
  Jyotin Hamid
  ,
  Michael P. Harrell
  ,
  Mary Beth Hogan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Federal Financial Regulators to Propose Enhanced Cyber Risk Management Standards
  25 October 2016
  Luke Dembosky
  ,
  Eric R. Dinallo
  ,
  Gregory J. Lyons
  ,
  Jim Pastore
  ,
  Johanna N. Skrzypczyk
• UK Telco Fined for Cyber Breach: Lessons Learned
  19 October 2016
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Jane Shvets
  ,
  Robert Maddox
• DC Circuit Strips CFPB of Its Independence, Vacates Enforcement Order Against PHH
  17 October 2016
  Courtney M. Dankworth
  ,
  Mary Beth Hogan
  ,
  Gregory J. Lyons
• SFC Cybersecurity Review of Internet/Mobile Trading Systems
  17 October 2016
  Luke Dembosky
  ,
  Mark Johnson
  ,
  Jim Pastore
  ,
  Robert Maddox
  ,
  Ralph Sellar
• SEC Brings First Stand-Alone Anti-Retaliation Enforcement Action Under Dodd-Frank
  4 October 2016
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
  ,
  Mark D. Flinn
• FCPA Update September 2016
  Vol. 8, No. 2
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
  ,
  Carolina Kupferman
• SEC Complaint Serves as Reminder to Carefully Consider Disclosure Obligations Relating to Government Investigations
  23 September 2016
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Jonathan R. Tuttle
• New York’s Proposed Cyber Regulations: Implications and Challenges
  15 September 2016
  Luke Dembosky
  ,
  Eric R. Dinallo
  ,
  Gregory J. Lyons
  ,
  Jim Pastore
• Insider Trading & Disclosure Update - Vol. 3, Issue 1
  August 2016
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
  ,
  Mark D. Flinn
  ,
  Benjamin R. Pedersen
  ,
  Bruce E. Yannett
  ,
  Colby A. Smith
  ,
  Julie M. Riewe
  ,
  Paul R. Berger
  ,
  Robert B. Kaplan
• Regulatory Focus on AML Continues – New Actions at the State and Federal Levels
  31 August 2016
  Satish M. Kini
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• FCPA Update August 2016
  Vol. 8, No. 1
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Dr. Friedrich Popp
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• D.C. Circuit Upholds Constitutionality of SEC’s In-House Courts
  12 August 2016
  Paul R. Berger
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
• SEC Brings Action Against Employer for Agreements Requiring Employees to Waive Recovery if They Blow the Whistle
  11 August 2016
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
• Consumer Financial Protection Bureau Outlines Plan for Comprehensive Reform of Debt Collection Industry
  10 August 2016
  Courtney M. Dankworth
  ,
  Eric R. Dinallo
  ,
  Mary Beth Hogan
• FCPA Update July 2016
  Vol. 7, No. 12
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• Colombia Adopts New Law on Transnational Corruption
  21 July 2016
  Andrew M. Levine
  ,
  Bruce E. Yannett
• New Federal Ransomware Guidance
  19 July 2016
  Luke Dembosky
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Jim Pastore
  ,
  David Sarratt
• SEC Adopts New Disclosure Requirements for Resource Extraction Issuers
  18 July 2016
  Matthew E. Kaplan
  ,
  Alan Kartashkin
  ,
  Andrew M. Levine
  ,
  Paul M. Rodel
  ,
  James C. Scoville
  ,
  Bruce E. Yannett
• Court Approves Second UK DPA
  13 July 2016
  Karolos Seeger
• NYDFS Issues Final Anti-Money Laundering and Sanctions Rule
  6 July 2016
  Helen V. Cantwell
  ,
  Eric R. Dinallo
  ,
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Paul L. Lee
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• FCPA Update June 2016
  Vol 7, No. 11
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• Eleventh Circuit Halts Parallel Federal Litigation Against the SEC’s In-House Judges
  27 June 2016
  Paul R. Berger
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
• The Outlook in Enforcement Actions against Foreign Banks at the New NYDFS
  16 June 2016
  Courtney M. Dankworth
  ,
  Eric R. Dinallo
  ,
  Mary Beth Hogan
  ,
  Gregory J. Lyons
  ,
  David Sarratt
• OFAC Provides Additional Iran Sanctions Guidance
  14 June 2016
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• Eleventh Circuit Holds that SEC Claims for Disgorgement and Declaratory Relief are Subject to Five-Year Limitations Period
  3 June 2016
  Paul R. Berger
  ,
  Robert B. Kaplan
  ,
  Andrew M. Levine
  ,
  Julie M. Riewe
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
• FCPA Update May 2016
  Vol. 7, No. 10
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• FinCEN Issues New Rule Requiring Identification of Beneficial Owners and Risk-Based Customer Due Diligence
  16 May 2016
  Satish M. Kini
  ,
  Paul L. Lee
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• FCPA Update April 2016
  Vol. 7, No. 9
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• Debevoise Publishes Spring 2016 Edition of UK, US and Hong Kong Banking Litigation, Regulatory and Competition Law Update
  April 2016
  Lord Goldsmith QC
  ,
  Karolos Seeger
  ,
  Christopher Boyne
  ,
  Robert Maddox
  ,
  Paul R. Berger
  ,
  Helen V. Cantwell
  ,
  Courtney M. Dankworth
  ,
  Eric R. Dinallo
  ,
  Mary Beth Hogan
  ,
  Robert B. Kaplan
  ,
  David A. O'Neil
  ,
  Jim Pastore
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Mark Johnson
  ,
  Philip Rohlik
  ,
  Emily Lam
  ,
  Ralph Sellar
  ,
  Timothy McIver
  ,
  Anne-Mette Heemsoth
• UK Getting More Serious About Sanctions
  27 April 2016
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert Maddox
• FinCEN Proposes Subjecting Funding Portals to BSA-AML Obligations
  11 April 2016
  Satish M. Kini
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• FCPA Update March 2016
  Vol. 7, No. 8
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Michael Brenner
• Officers and Employees of Private Sector Banks Deemed “Public Servants” Under India’s Anti-Corruption Law
  16 March 2016
  Mark Johnson
  ,
  Ralph Sellar
• Inside Information Disclosure Regime: No Exception for NEDS and INEDs
  14 March 2016
  Mark Johnson
• A Week of Hot News in Cybersecurity and Data Privacy
  8 March 2016
  Lawrence K. Cagney
  ,
  Luke Dembosky
  ,
  Jonathan F. Lewis
  ,
  Jim Pastore
  ,
  Dr. Friedrich Popp
• FCPA Update February 2016
  Vol. 7, No. 7
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Robert T. Dura
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
  ,
  Jane Shvets
• Being Kept Sweet: Court of Appeal Rules on Rafael Hui Appeal
  22 February 2016
  Mark Johnson
  ,
  Philip Rohlik
• EU-U.S. “Privacy Shield” Greeted Cautiously
  4 February 2016
  Jeffrey P. Cunard
  ,
  Dr. Thomas Schürrle
  ,
  Dr. Friedrich Popp
• FCPA Update January 2016
  Vol. 7, No. 6
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Dmitri V. Nikiforov
  ,
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Frederick T. Davis
  ,
  Philip Rohlik
  ,
  Jane Shvets
  ,
  Dr. Friedrich Popp
  ,
  Jessica Polebaum
• Recent Decisions Create Further Uncertainty on Question of Whether Internal Reporting Triggers Dodd-Frank Whistleblower Anti-Retaliation Protection
  20 January 2016
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
• Implementation Day – Iran Sanctions Relief Now Effective
  19 January 2016
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• SFO Section 300 used by the Hong Kong SFC to combat insider dealing in respect of securities listed overseas
  18 January 2016
  Mark Johnson
• The Shape of Things to Come: OCIE Announces Examination Priorities for 2016
  13 January 2016
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
  ,
  Jim Pastore
  ,
  Julie Stem
• The Cybersecurity Information Sharing Act
  6 January 2016
  David A. O'Neil
  ,
  Jim Pastore
• FCPA Update December 2015
  Vol. 7, No. 5
  Karolos Seeger
  ,
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Bruce E. Yannett
• Two Decisions Highlight Significant Litigation Challenges for Prosecutors and Regulators
  17 December 2015
  Paul R. Berger
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
• Insider Trading & Disclosure Update - Vol. 2, Issue 2
  December 2015
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
• NYDFS Proposes New Anti-Money Laundering Requirements, Liability for Compliance Officers
  7 December 2015
  Helen V. Cantwell
  ,
  Eric R. Dinallo
  ,
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Paul L. Lee
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• SEC Settles Action Concerning Adequacy of Policies to Prevent Dissemination of Material Nonpublic Information
  2 December 2015
  Paul R. Berger
  ,
  Kenneth J. Berman
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
• First UK DPA Starts to Answer Questions About Bribery Act Enforcement
  1 December 2015
  Lord Goldsmith QC
  ,
  Karolos Seeger
  ,
  Ramsay McCulloch
• FCPA Update November 2015
  Vol. 7, No. 4
  Dr. Thomas Schürrle
  ,
  Jeffrey P. Cunard
  ,
  Jim Pastore
  ,
  Dr. Friedrich Popp
• New Federal Guidance on Cybersecurity for Mobile Devices
  9 November 2015
  Jim Pastore
• FCPA Update - October 2015
  Vol 7, No. 3
  Karolos Seeger
  ,
  Andrew M. Levine
• U.S. and EU Take First Steps to Implement Nuclear Deal with Iran
  28 October 2015
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Ramsay McCulloch
• U.S. Further Relaxes Cuba Sanctions
  14 October 2015
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• Transfers of Personal Data to the United States: European Court of Justice Rules the Safe Harbour Protocol Is Potentially Invalid
  6 October 2015
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Jim Pastore
  ,
  Jeffrey P. Cunard
  ,
  David A. O'Neil
• FCPA Update - September 2015
  Vol. 7, No. 2
  Frederick T. Davis
  ,
  Antoine F. Kirry
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Karolos Seeger
  ,
  Colby A. Smith
  ,
  Jane Shvets
• The “Yates Memorandum”: Has DOJ Really Changed Its Approach To White Collar Criminal Investigations and Individual Prosecutions?
  15 September 2015
  Helen V. Cantwell
  ,
  Matthew E. Fishbein
  ,
  Bruce E. Yannett
  ,
  David A. O'Neil
  ,
  Paul R. Berger
  ,
  Courtney M. Dankworth
  ,
  Eric R. Dinallo
  ,
  Mark P. Goodman
  ,
  Mary Beth Hogan
  ,
  Robert B. Kaplan
  ,
  Satish M. Kini
  ,
  Andrew M. Levine
  ,
  Michael B. Mukasey
  ,
  Jim Pastore
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Erich O. Grosz
  ,
  David Sarratt
• Second Circuit Creates Circuit Split on the Question of Whether Internal Reporting Triggers Whistleblower Anti-Retaliation Protection Under Dodd-Frank
  11 September 2015
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
• FinCEN Proposes Anti-Money Laundering Rules for Investment Advisers
  31 August 2015
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Andrew M. Ostrognai
  ,
  Robert T. Dura
• FCPA Update - August 2015
  Vol. 7, No. 1
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  David Sarratt
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Colby A. Smith
  ,
  Johanna N. Skrzypczyk
• Court Upholds FTC Cyber Authority; Recent FTC Guidance on Insider Breaches Looms Larger
  25 August 2015
  David Sarratt
  ,
  David A. O'Neil
  ,
  Jim Pastore
• Cyber Crime Gets Back to Basics: How Cyber Criminals Are Monetizing Stolen Information Through Well-Worn Criminal Strategies
  17 August 2015
  David A. O'Neil
  ,
  Jim Pastore
  ,
  David Sarratt
• OFAC Updates Russia and Ukraine Sanctions Lists, Issues Advisory on Evasion of Crimea Embargo
  5 August 2015
  Natalia A. Drebezgina
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Dmitri V. Nikiforov
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• Fourth Anti-Money Laundering Directive Comes Into Force
  3 August 2015
  Karolos Seeger
• Debevoise Publishes UK, U.S. and Hong Kong Banking Litigation, Regulatory and Competition Law Update
  3 August 2015
  Mark Johnson
  ,
  Courtney M. Dankworth
  ,
  David A. O'Neil
  ,
  Tony Dymond
  ,
  Lord Goldsmith QC
  ,
  Christopher Boyne
  ,
  Ralph Sellar
  ,
  Helen V. Cantwell
  ,
  Eric R. Dinallo
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  Robert Maddox
  ,
  Timothy McIver
  ,
  Anne-Mette Heemsoth
• FCPA Update - July 2015
  Vol. 6, No. 12
  Andrew M. Levine
• Iran Nuclear Sanctions Deal Reached
  17 July 2015
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• FCPA Update - June 2015
  Vol. 6, No. 11
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Jane Shvets
  ,
  Alisa Melekhina
• Financial Regulators Issue Final Standards for Assessing Diversity and Inclusion Policies and Practices of Regulated Entities
  17 June 2015
  Courtney M. Dankworth
  ,
  Eric R. Dinallo
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Gregory J. Lyons
• FCPA Update - May 2015
  Vol. 6, No.10
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Karolos Seeger
• FCPA Update - April 2015
  Vol. 6, No.9
  Karolos Seeger
  ,
  Andrew M. Levine
  ,
  Mary Beth Hogan
  ,
  Jyotin Hamid
  ,
  Jonathan R. Tuttle
• U.S. to Remove Cuba from List of State Sponsors of Terrorism
  15 April 2015
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
• SEC Brings First-of-Its-Kind Action for Confidentiality Agreement that Discourages Whistleblowing
  6 April 2015
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
• Proposed Target Settlement Provides Roadmap for Future Consumer Settlements in Large-Scale Data Breach Cases
  1 April 2015
  David A. O'Neil
  ,
  Jim Pastore
  ,
  Megan K. Bannigan
• FCPA Update - March 2015
  Vol. 6, No. 8
  Jane Shvets
  ,
  Alisa Melekhina
  ,
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  Robert Maddox
• DFS Expands Its Cyber Focus to Insurers
  30 March 2015
  Eric R. Dinallo
  ,
  Jim Pastore
  ,
  David A. O'Neil
• Brazil Issues Long-Awaited Decree Implementing the Clean Company Act
  23 March 2015
  Paul R. Berger
  ,
  Mark Johnson
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Dietmar W. Prager
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Jane Shvets
• FCPA Update - February 2015
  Volume 6, No. 7
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Jane Shvets
  ,
  Alisa Melekhina
• FCPA Update - January 2015
  Volume 6, No. 6
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Dmitri V. Nikiforov
  ,
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Thomas Jenkins
• Insider Trading & Disclosure Update - Vol. 2, Issue 1
  January 2015
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
• FCPA Update - December 2014
  Volume 6, No. 5
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Frederick T. Davis
  ,
  Paul R. Berger
  ,
  Karolos Seeger
  ,
  Robert Maddox
• Third Circuit Affirms Enforceability of Pre-Dispute Arbitration Agreements for Whistleblower Claims Under Dodd-Frank
  17 December 2014
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
• Second Circuit Restores Teeth to Insider Trading Personal Benefit Requirement
  11 December 2014
  Paul R. Berger
  ,
  Helen V. Cantwell
  ,
  Eric R. Dinallo
  ,
  Matthew E. Fishbein
  ,
  Mark P. Goodman
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Andrew M. Levine
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
• First SFO Bribery Act Convictions Confirm New and Severe Sentencing Regime
  10 December 2014
  Karolos Seeger
  ,
  Thomas Jenkins
• FCPA Update - November 2014
  Vol. 6, No. 4
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Frederick T. Davis
  ,
  Antoine F. Kirry
  ,
  Paul R. Berger
• FCPA Update - October 2014
  Vol. 6, No. 3
  Andrew M. Levine
  ,
  Colby A. Smith
• FCPA Update - September 2014
  Vol 6., No. 2
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  David Sarratt
  ,
  Karolos Seeger
  ,
  Thomas Jenkins
• Expense Allocation: The SEC Brings Down the Hammer
  26 September 2014
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Geoffrey Kittredge
• Provocative DOJ Proposal Aims to Hold Financial Services Executives Criminally Liable, Even Absent Criminal Intent
  22 September 2014
  Bruce E. Yannett
  ,
  Mary Beth Hogan
  ,
  Helen V. Cantwell
  ,
  Matthew E. Fishbein
  ,
  Mark P. Goodman
  ,
  Andrew M. Levine
  ,
  Jonathan R. Tuttle
  ,
  Kristin D. Kiehn
  ,
  Jacob W. Stahl
• FCPA Update - August 2014
  Vol. 6, No. 1
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Colby A. Smith
  ,
  Bruce E. Yannett
• Heads of SEC Whistleblower Office and FCPA Unit Warn against Interference with Potential Whistleblowers
  June 2014
  Financial Fraud Law Dept
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Jonathan R. Tuttle
• Insider Trading & Disclosure Update - Vol. 1, No. 1
  July 2014
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
• FCPA Update
  July 2014, Vol. 5, No. 12
  Helen V. Cantwell
  ,
  Andrew M. Levine
  ,
  Colby A. Smith
  ,
  Bruce E. Yannett
  ,
  Alan Kartashkin
  ,
  Dmitri V. Nikiforov
  ,
  Jane Shvets
• D.C. Circuit Upholds Privilege Protections in Compliance Investigations
  3 July 2014
  Helen V. Cantwell
  ,
  Mary Beth Hogan
  ,
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Paul R. Berger
  ,
  Jonathan R. Tuttle
• FCPA Update
  June 2014, Vol. 5, No. 11
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
• SEC Brings First Anti-Retaliation Enforcement Action under Dodd-Frank
  19 June 2014
  Jyotin Hamid
  ,
  Jonathan R. Tuttle
• Second Circuit Defers to SEC in Overturning District Court’s Rejection of Settlement with “Neither Admit or Deny” Language
  5 June 2014
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Paul R. Berger
  ,
  Robert B. Kaplan
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  David Sarratt
• Philip Rohlik and Sebastian Ko discuss views in IFLR's 2014 Anti-Corruption Survey: Hong Kong
  June 2014
  IFLR
  Philip Rohlik
• FCPA Update
  May 2014, Vol. 5, No. 10
  Andrew M. Levine
  ,
  Colby A. Smith
  ,
  Bruce E. Yannett
• SEC Warns Against Interference with Potential Whistleblowers
  6 May 2014
  Kenneth J. Berman
  ,
  Jonathan R. Tuttle
  ,
  Jyotin Hamid
  ,
  Michael P. Harrell
  ,
  Mary Beth Hogan
• U.K. Financial Conduct Authority Imposes Fine on Besso Limited
  May 2014
  Financial Fraud Law Report
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Robert Maddox
• FCPA Update
  April 2014, Vol. 5, No. 9
  Andrew M. Levine
  ,
  Paul R. Berger
  ,
  Jonathan R. Tuttle
• N.Y. Department of Financial Services Begins to Flex Dodd-Frank Muscles
  25 April 2014
  Eric R. Dinallo
• SEC Focuses on “Gatekeepers” in Recent Enforcement Actions
  23 April 2014
  Alan H. Paley
  ,
  Jonathan R. Tuttle
• Court Greenlights FTC’s Data Security Lawsuit against Wyndham
  14 April 2014
  David Sarratt
• FCPA Update
  March 2014, Vol. 5, No. 8
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Robert Maddox
• Supreme Court Gives SOX Whistleblower Provision Expansive Reading
  7 March 2014
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
• FCPA Update
  February 2014, Vol. 5, No. 7
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Robert Maddox
  ,
  Andrew M. Levine
• Deferred Prosecution Agreements Enter Into Force in The UK
  April 2014
  Lord Goldsmith QC
  ,
  Karolos Seeger
• Definitive UK Sentencing Guideline for Corporate Offences Published
  4 February 2014
  Lord Goldsmith QC
  ,
  Karolos Seeger
• FCPA Update
  January 2014, Vol. 5, No. 6
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Jane Shvets
• FCPA Update
  December 2013, Vol. 5, No. 5
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Dmitri V. Nikiforov
  ,
  Bruce E. Yannett
  ,
  Jane Shvets
• FCPA Update
  November 2013, Vol. 5, No. 4
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
• Financial Regulators Issue Proposed Standards for Assessing Diversity Policies and Practices of Regulated Entities
  1 November 2013
  Eric R. Dinallo
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Gregory J. Lyons
• FCPA Update
  October 2013, Vol. 5, No. 3
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Jane Shvets
  ,
  Samantha J. Rowe
  ,
  Satish M. Kini
• SDNY Holds Anti-Retaliation Provision of Dodd-Frank Does Not Apply Extraterritorially
  24 October 2013
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
• Guidance (and a Touch of Solace) for Compliance and Legal Personnel on Potential Supervisory Liability
  21 October 2013
  Paul R. Berger
  ,
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
• FCPA Update
  September 2013, Vol. 5, No. 2
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Geoffrey P. Burgess
  ,
  Christopher K. Tahbaz
• Investment Adviser Pleads Guilty to Lying to SEC Officials during an Examination
  24 September 2013
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
• Second Circuit Curtails the Territorial Reach of Criminal Liability under Section 10(b)
  6 September 2013
  Paul R. Berger
  ,
  Matthew E. Kaplan
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
• FCPA Update
  August 2013, Vol. 5, No. 1
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Andrew M. Levine
  ,
  Dmitri V. Nikiforov
  ,
  Jane Shvets
  ,
  Karolos Seeger
• FCPA Update
  July 2013, Vol. 4, No. 12
  Paul R. Berger
  ,
  Bruce E. Yannett
• White Collar Update: Germany Increases Administrative Fines for Companies Tenfold
  3 July 2013
  Dr. Thomas Schürrle
• Deferred Prosecution Agreements in the UK: Draft Code of Practice Published
  3 July 2013
  Lord Goldsmith QC
  ,
  John B. Missing
  ,
  Karolos Seeger
• The Rise in Foreign Bank Enforcement Actions in New York
  1 July 2013
  Eric R. Dinallo
  ,
  Paul L. Lee
  ,
  Gregory J. Lyons
  ,
  Satish M. Kini
• Proposed UK Sentencing Guidelines for Corporate Offences
  1 July 2013
  Lord Goldsmith QC
  ,
  Karolos Seeger
• FCPA Update
  June 2013, Vol. 4, No. 11
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Paul R. Berger
  ,
  Philip Rohlik
  ,
  Samantha J. Rowe
  ,
  Christopher K. Tahbaz
  ,
  Jane Shvets
• FCPA Update
  May 2013, Vol. 4, No. 10
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Samantha J. Rowe
• FCPA Update
  April 2013, Vol. 4, No.9
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Samantha J. Rowe
  ,
  Kristin D. Kiehn
  ,
  Dmitri V. Nikiforov
  ,
  Jane Shvets
• New UK Criminal Offences and Regulatory Changes Relating to Financial Services
  3 April 2013
• SEC Enforcement Action Targets Advisers to Private Equity Funds
  15 March 2013
  Paul R. Berger
  ,
  Kenneth J. Berman
  ,
  Jonathan R. Tuttle
  ,
  Eric R. Dinallo
  ,
  Mark P. Goodman
  ,
  Michael P. Harrell
  ,
  Shannon Rose Selden
• FCPA Update
  March 2013, Vol. 4, No. 8
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Samantha J. Rowe
  ,
  Dietmar W. Prager
• Supreme Court Rejects Application of the Discovery Rule to Penalty Actions Brought under 28 U.S.C. 2462
  28 February 2013
  Paul R. Berger
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Robert B. Kaplan
  ,
  Bruce E. Yannett
• Supreme Court Rejects Proof of Materiality as Requirement for Certifying Securities Class Actions
  28 February 2013
  Gary W. Kubek
  ,
  Maeve O'Connor
  ,
  Colby A. Smith
• FCPA Update
  February 2013, Vol. 4, No. 7
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Samantha J. Rowe
• Court Finds FCPA's "Interstate Commerce" Requirement Satisfied by Foreign Emails That Touched U.S. Servers
  11 February 2013
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
• FCPA Update
  January 2013, Vol. 4, No. 6
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Samantha J. Rowe
  ,
  Karolos Seeger
  ,
  Philip Rohlik
• Korea's China Eastern Airlines Case: A Comparative Perspective on the 'Foreign Official' Debate
  January 2013
  Christopher K. Tahbaz
  ,
  Philip Rohlik
• FCPA Update
  December 2012, Vol.4, No.5
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Samantha J. Rowe
  ,
  Philip Rohlik
• New Law Protects Privileged Information Submitted to the CFPB from Waiver Claims
  20 December 2012
  Eric R. Dinallo
  ,
  Mary Beth Hogan
  ,
  Satish M. Kini
• Fund Directors Charged in Recent SEC Enforcement Case Targeting Valuation
  14 December 2012
  Paul R. Berger
  ,
  Jonathan R. Tuttle
  ,
  Eric R. Dinallo
  ,
  Mark P. Goodman
  ,
  Shannon Rose Selden
• Work Emails to Spouses May Not be Protected by Marital Privilege
  14 December 2012
  Jyotin Hamid
  ,
  Mary Beth Hogan
• Blogs, Facebooking and Tweeting: Public Enough for Regulation FD?
  12 December 2012
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Andrew G. Jamieson
• Second Circuit Concludes Truthful Off-Label Promotion Is Not Unlawful: Free Speech, But Not A Free Pass (Yet)
  5 December 2012
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Andrew M. Levine
  ,
  Kristin D. Kiehn
• FCPA Update
  November 2012, Vol.4, No.4
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Samantha J. Rowe
• U.S. Enforcement Agencies Issue Extensive New FCPA Guidance
  15 November 2012
  Bruce E. Yannett
  ,
  Mark P. Goodman
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Paul R. Berger
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Philip Rohlik
• FCPA Update
  October 2012, Vol.4, No.3
  Paul R. Berger
  ,
  Erich O. Grosz
  ,
  Samantha J. Rowe
  ,
  Bruce E. Yannett
  ,
  Colby A. Smith
  ,
  Lord Goldsmith QC
  ,
  Karolos Seeger
• Serious Fraud Office Issues New Policies on Self Reporting, Facilitation Payments and Business Expenditures
  12 October 2012
  Lord Goldsmith QC
  ,
  Karolos Seeger
  ,
  John B. Missing
• Court's Broad Interpretation of Dodd-Frank Whistleblower Provision Could Prompt More Employee Claims
  2 October 2012
  Jonathan R. Tuttle
  ,
  Colby A. Smith
  ,
  Mary Beth Hogan
  ,
  Jyotin Hamid
• Hofstra Law Review: Enforcing Self-Regulatory Organization's Penalties and the Nature of Self-Regulation
  1 October 2012
  Hofstra Law Review
  Caroline N. Swett
• FCPA Update
  September 2012, Vol.4, No.2
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Christopher K. Tahbaz
• FCPA Update
  August 2012, Vol.4, No.1
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
• FCPA Update
  July 2012, Vol.3, No.12
  Paul R. Berger
  ,
  Bruce E. Yannett
• Russia's Anti-Corruption Efforts: The Latest Legislation
  18 July 2012
  Law360
  Bruce E. Yannett
• Dodd-Frank’s New Whistleblower Protections: Guidance on Extraterritoriality and Retroactivity
  17 July 2012
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
• GSK $3 Billion Settlement Reflects Continued Expansion in Scope of Pharma Plea Agreements
  9 July 2012
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kristin D. Kiehn
• Southern District of New York Judge Rejects Claims Alleging a Duty to Disclose SEC Wells Notices
  3 July 2012
  Paul R. Berger
  ,
  Colby A. Smith
  ,
  Alan H. Paley
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
• No Shortcuts to Class Notice: Third Circuit Orders Sprint to Spend More Time and Money Identifying More Potential Class Members
  2 July 2012
  John S. Kiernan
  ,
  Maura Kathleen Monaghan
• FCPA Update
  June 2012, Vol.3, No.11
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Karolos Seeger
• SEC “Obey-The-Law” Injunctions Held Invalid
  8 June 2012
  Paul R. Berger
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
• FCPA Update
  May 2012, Vol.3, No.10
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
• Abbott Settlement Includes Unprecedented Term of Probation, Mandatory Compliance Measures
  10 May 2012
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kristin D. Kiehn
• FCPA Update
  April 2012, Vol. 3, No. 9
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Frederick T. Davis
  ,
  Peter F.G. Schuur
  ,
  Karolos Seeger
• UK Anti-Bribery Efforts Draw Qualified Praise from OECD
  5 April 2012
  Karolos Seeger
  ,
  John B. Missing
• President Obama Signs the STOCK Act
  4 April 2012
  Eric R. Dinallo
  ,
  Mark P. Goodman
  ,
  Jennifer R. Cowan
• FCPA Update
  March 2012, Vol. 3, No. 8
  Bruce E. Yannett
  ,
  Paul R. Berger
  ,
  Jonathan R. Tuttle
  ,
  Karolos Seeger
• Second Circuit Signals Support for the SEC’s Use of “Neither Admit Nor Deny” Language in Consent Settlements
  16 March 2012
  Paul R. Berger
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
• FCPA Update
  February 2012, Vol. 3, No. 7
  Bruce E. Yannett
  ,
  Paul R. Berger
• Serious Fraud Office to Recover Tainted Dividends from “Innocent” Investors
  20 January 2012
  Lord Goldsmith QC
  ,
  Karolos Seeger
  ,
  John B. Missing
• FCPA Update
  January 2012, Vol. 3, No. 6
  Bruce E. Yannett
  ,
  Paul R. Berger
• Honda Drives Ninth Circuit to Reject Certification of Nationwide Consumer Class
  13 January 2012
  Maura Kathleen Monaghan
• SEC Changes Policy on Settlement Language; “Neither Admit Nor Deny” Approach Narrowed
  9 January 2012
  Paul R. Berger
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
• FCPA Update
  December 2011, Vol. 3, No. 5
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Samantha J. Rowe
• FCPA Update
  November 2011, Vol. 3, No. 4
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Samantha J. Rowe
  ,
  Karolos Seeger
  ,
  Philip Rohlik
• FCPA Update
  October 2011, Vol. 3, No. 3
  Paul R. Berger
  ,
  Bruce E. Yannett
• FCPA Update
  September 2011, Vol. 3, No. 2
  Bruce E. Yannett
  ,
  Paul R. Berger
  ,
  Karolos Seeger
• FCPA Update
  August 2011, Vol. 3, No. 1
  Bruce E. Yannett
  ,
  Paul R. Berger
  ,
  Karolos Seeger
  ,
  Jane Shvets
• FCPA Update
  July 2011, Vol. 2, No. 12
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  James B. Amler
  ,
  Jane Shvets
• UK Bribery Act Enters into Force
  30 June 2011
  Lord Goldsmith QC
  ,
  Karolos Seeger
• FCPA Update
  June 2011, Vol. 2, No. 11
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Philip Rohlik
• Supreme Court Rules in Two Pharma Cases
  29 June 2011
  Anne E. Cohen
  ,
  Andrew L. Bab
  ,
  Kevin Rinker
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kristin D. Kiehn
• Judge Mukasey Testifies before Congress in Support of FCPA Reform
  21 June 2011
  Michael B. Mukasey
  ,
  Bruce E. Yannett
  ,
  Paul R. Berger
  ,
  Jonathan R. Tuttle
• The Bribery Act’s Effect on Debarment
  16 June 2011
  Lord Goldsmith QC
  ,
  Karolos Seeger
• Serious Fraud Office Reprieved – For the Time Being
  10 June 2011
  Lord Goldsmith QC
  ,
  Karolos Seeger
• FCPA Update
  May 2011, Vol. 2, No. 10
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• SEC Issues Final Rules Implementing New Whistleblower Program
  27 May 2011
  Paul R. Berger
  ,
  Matthew E. Kaplan
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
• FCPA Update
  April 2011, Vol. 2, No. 9
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Colby A. Smith
• FCPA Update
  March 2011, Vol. 2, No. 8
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Lord Goldsmith QC
  ,
  Karolos Seeger
  ,
  Tingting Wu
• The UK Bribery Act 2010: Update on Implementation and Guidance
  30 March 2011
  Lord Goldsmith QC
  ,
  Karolos Seeger
• FCPA Update
  February 2011, Vol. 2, No. 7
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
• The UK Bribery Act 2010: Implementation of the Act Delayed
  3 February 2011
  Lord Goldsmith QC
  ,
  Karolos Seeger
• FCPA Update
  January 2011, Vol. 2, No. 6
  Paul R. Berger
  ,
  Bruce E. Yannett
• U.S. Securities and Exchange Commission Launches Probe of Financial Institution Dealings with Sovereign Wealth Funds
  18 January 2011
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Eric R. Dinallo
  ,
  Mark P. Goodman
  ,
  Jonathan R. Tuttle
• FCPA Update
  December 2010, Vol. 2, No. 5
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Mark P. Goodman
• FCPA Update
  November 2010, Vol. 2, No. 4
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Jonathan R. Tuttle
  ,
  Colby A. Smith
• U.S. Attorney’s Office for the Southern District of New York and U.S. Securities and Exchange Commission Investigate Massive Insider Trading Ring
  22 November 2010
  Mark P. Goodman
  ,
  Anne E. Cohen
  ,
  Helen V. Cantwell
  ,
  Jonathan R. Tuttle
• FCPA Update
  October 2010, Vol. 2, No. 3
  Paul R. Berger
  ,
  Bruce E. Yannett
• UK Bribery Act Likely to Affect UK Listed Companies
  1 October 2010
  Lord Goldsmith QC
  ,
  Karolos Seeger
• FCPA Update
  September 2010, Vol. 2, No. 2
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Alan Kartashkin
• Still Cookin' in Dallas—Fifth Circuit Reverses Dismissal of Insider Trading Charges against Mark Cuban
  27 September 2010
  Paul R. Berger
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
• Recent Second Circuit Decision Holds That Corporations Are Not Subject to Jurisdiction under the Alien Tort Statute
  22 September 2010
  Donald Francis Donovan
  ,
  Anne E. Cohen
  ,
  David W. Rivkin
• Bribery Act Update: Ministry of Justice Invites Consultation on Guidance for Commercial Organisations in the Prevention of Bribery
  22 September 2010
  Lord Goldsmith QC
  ,
  Karolos Seeger
• European Court Holds That Internal Communications with In-House Counsel Are Not Privileged
  15 September 2010
  Lord Goldsmith QC
  ,
  Karolos Seeger
  ,
  Frederick T. Davis
  ,
  Antoine F. Kirry
• FCPA Update
  August 2010, Vol. 2, No. 1
  Paul R. Berger
  ,
  Bruce E. Yannett
• FCPA Update
  July 2010, Vol. 1, No. 12
  Paul R. Berger
  ,
  Bruce E. Yannett
• UK Bribery Act 2010: Are Your Anti-Bribery Procedures "Adequate"?
  20 July 2010
• The Times They Are a Changin': Bringing Litigation into the Twenty-First Century (Part I)
  8 July 2010
• FCPA Update
  June 2010, Vol. 1, No. 11
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Tricia Bozyk Sherno
• FCPA Update
  May 2010, Vol. 1, No. 10
  Paul R. Berger
  ,
  Bruce E. Yannett
• FCPA Update
  April 2010, Vol. 1, No. 9
  Paul R. Berger
  ,
  Bruce E. Yannett
• FCPA Update
  March 2010, Vol. 1, No. 8
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Lord Goldsmith QC
• The FSA Ramps Up Its Efforts to Crack Down on Insider Dealing
  22 March 2010
  Lord Goldsmith QC
  ,
  Karolos Seeger
• Bribery Bill Update: Anti-Corruption Developments in the UK
  12 March 2010
  Lord Goldsmith QC
  ,
  Karolos Seeger
• FCPA Update
  February 2010, Vol. 1, No. 7
  Paul R. Berger
  ,
  Bruce E. Yannett
• The SEC's Enforcement Cooperation Initiatives
  17 February 2010
  Paul R. Berger
  ,
  Jonathan R. Tuttle
• FCPA Update
  January 2010, Vol. 1, No. 6
  Paul R. Berger
  ,
  Bruce E. Yannett
• Judge Scheindlin Revisits Zubulake, Where the Preservation and Production Waters Still Can Boil You
  15 January 2010
  Timothy K. Beeken
  ,
  Colby A. Smith
• FCPA Update
  December 2009, Vol. 1, No. 5
  Paul R. Berger
  ,
  Bruce E. Yannett
• FCPA Update
  November 2009, Vol. 1, No. 4
  Paul R. Berger
  ,
  Bruce E. Yannett
• FCPA Update
  October 2009, Vol. 1, No. 3
  Paul R. Berger
  ,
  Bruce E. Yannett
• FCPA Update
  September 2009, Vol. 1, No. 2
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Colby A. Smith
• FCPA Update
  August 2009, Vol. 1, No. 1
  Paul R. Berger
  ,
  Bruce E. Yannett
• Second Circuit to Computer Hackers: Insider Trading Laws Apply
  14 August 2009
  Matthew E. Kaplan
  ,
  Paul R. Berger
  ,
  Steven J. Slutzky
  ,
  Colby A. Smith
• What’s Cookin’ in Dallas? Court Dismisses Insider Trading Charges against Mark Cuban
  4 August 2009
  Paul R. Berger
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
• The EU Rating Agency Regulation
  4 June 2009
  Jonathan R. Tuttle
  ,
  Paul R. Berger
  ,
  Bruce E. Yannett
• Fraud Enforcement and Recovery Act Toughens Financial Fraud Laws and Promises More Rigorous Enforcement
  21 May 2009
  Colby A. Smith
  ,
  Bruce E. Yannett
  ,
  Jonathan R. Tuttle
• Landmark Federal Regulation Mandates New Disclosure and Compliance Requirements for Federal Contractors
  26 March 2009
  Paul R. Berger
  ,
  Bruce E. Yannett
• Government Bailouts And The FCPA: Are Any Foreign Companies Now Government Instrumentalities?
  26 January 2009
  Bruce E. Yannett
  ,
  Paul R. Berger
• SPACs: Key Regulatory Considerations for Private Equity Sponsors
  May 2021
  Christopher Anthony
  ,
  Morgan J. Hayes
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Shannon Rose Selden
  ,
  Steven J. Slutzky
  ,
  Norma Angelica Freeland
  ,
  Adrian St. Francis