US/North America

Fact Sheet

Publications

Daniel M. Abuhoff
,
Ted Hassi
,
Gary W. Kubek
,
Michael Schaper
,
Erica S. Weisgerber
,
Leah Martin
  • Proposed Increases to Federal Overtime Salary Thresholds Provide an Opportunity to Review FLSA Compliance
    13 March 2019
    • Lawrence K. Cagney
    ,
    Jyotin Hamid
    ,
    Meir D. Katz
    ,
    Jonathan F. Lewis
    ,
    Elizabeth Pagel Serebransky
    ,
    Rosemary Chandler
    ,
    Tricia Bozyk Sherno
  • U.S. Supreme Court Curtails International Organizations’ Immunity from Lawsuits
    11 March 2019
    • Catherine Amirfar
    ,
    Donald Francis Donovan
    ,
    Natalie L. Reid
    ,
    Floriane Lavaud
    ,
    Carl Micarelli
    ,
    Ashika Singh
    ,
    Harold W. Williford
    ,
    Alyssa T. Yamamoto
  • UK’s OFSI Imposes First Monetary Penalty for Breach of Sanctions
    4 March 2019
    Satish M. Kini
    ,
    Jane Shvets
    ,
    Karolos Seeger
    ,
    Konstantin Bureiko
  • FTC Announces Annual Adjustments to HSR Act and Clayton Act Section 8 Thresholds
    4 March 2019
    Daniel M. Abuhoff
    ,
    Ted Hassi
    ,
    Gary W. Kubek
    ,
    Michael Schaper
    ,
    Kyra K. Bromley
    ,
    Erica S. Weisgerber
    ,
    Leah Martin
  • The Third Circuit Sharply Curtails the FTC’s Preferred Enforcement Power
    1 March 2019
    David H. Bernstein
    ,
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Ted Hassi
    ,
    Paul D. Rubin
    ,
    Leah Martin
    ,
    Melissa B. Runsten
  • Indenture Breach Ruling leads to Windstream Bankruptcy
    26 February 2019
    Jeffrey E. Ross
    ,
    Scott B. Selinger
    ,
    Ramya S. Tiller
    ,
    Ryan T. Rafferty
  • Leveraged Finance Outlook: The Rise of Secured Bonds in M&A Deals
    21 February 2019
    Jeffrey E. Ross
    ,
    Scott B. Selinger
    ,
    Ramya S. Tiller
    ,
    Kevin R. Grondahl
  • Updated Russia Sanctions Bill Is Introduced to the U.S. Congress
    19 February 2019
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Jane Shvets
    ,
    Carl Micarelli
    ,
    David G. Sewell
    ,
    Zila Reyes Acosta-Grimes
    ,
    Konstantin Bureiko
    ,
    Robert T. Dura
  • House Financial Services Committee Puts Spotlight on Cannabis Banking Restrictions
    19 February 2019
    Satish M. Kini
    ,
    David Sarratt
    ,
    David G. Sewell
    ,
    Meryl Holt Silverman
    ,
    Andrew Field
  • Blockchain 2018 Year-in-Review
    14 February 2019
    Byungkwon Lim
    ,
    Klaudius Heda
    ,
    Anna V. Maximenko
    ,
    Gary E. Murphy
    ,
    Clarisse Hannotin
    ,
    Elena Klutchareva
    ,
    Dr. Oliver Krauß
    ,
    Charles Low
    ,
    Dr. Friedrich Popp
  • Consensual Relationships Policies in the #MeToo Era
    13 February 2019
    Jyotin Hamid
    ,
    Mary Beth Hogan
    ,
    Tricia Bozyk Sherno
    ,
    Brooke J. Willig
  • 2018/2019 Anti-Money Laundering Review and Outlook
    5 February 2019
    Matthew L. Biben
    ,
    Helen V. Cantwell
    ,
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    David Sarratt
    ,
    David G. Sewell
    ,
    Zila Reyes Acosta-Grimes
    ,
    Andrew Field
  • U.S. Sanctions Against Venezuela Escalate: PdVSA Now Subject to Blocking Sanctions
    30 January 2019
    Satish M. Kini
    ,
    Carl Micarelli
    ,
    David G. Sewell
    ,
    Zila Reyes Acosta-Grimes
    ,
    Robert T. Dura
    ,
    Andrew Field
  • Tenth Circuit Affirms SEC's Extraterritorial Reach
    29 January 2019
    Kara Brockmeyer
    ,
    Andrew J. Ceresney
    ,
    Matthew E. Kaplan
    ,
    Robert B. Kaplan
    ,
    Julie M. Riewe
    ,
    Jonathan R. Tuttle
    ,
    Mary Jo White
    ,
    Ada Fernandez Johnson
  • Disclosure of Hedging Policies to Be Required in Proxy and Information Statements
    17 January 2019
    Paul M. Rodel
    ,
    Elizabeth Pagel Serebransky
    ,
    Sandeep S. Dhaliwal
  • Federal Reserve Previews New Insurance Holding Company Capital Requirements
    17 January 2019
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Clare K. Lascelles
    ,
    Caroline Novogrod Swett
  • Failure to Present GAAP Measures with “Equal or Greater Prominence” Brings Swift SEC Enforcement Action
    10 January 2019
    Kara Brockmeyer
    ,
    Andrew J. Ceresney
    ,
    Matthew E. Kaplan
    ,
    Paul M. Rodel
    ,
    Mary Jo White
    ,
    C. Chloe Orlando
  • Changes Proposed to Conform Volcker Rule Regulations with Regulatory Relief Act
    31 December 2018
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Jennifer T. Barrows
    ,
    Chen Xu
  • TMT Insights: A Skeptical D.C. Circuit Hears Oral Argument in the Government’s Appeal of the AT&T-Time Warner Merger
    21 December 2018
    Michael Diz
    ,
    Jonathan E. Levitsky
    ,
    Jim Pastore
    ,
    Michael Schaper
    ,
    Leah Martin
  • NAIC 2018 Fall National Meeting Highlights
    21 December 2018
    Alexander R. Cochran
    ,
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Nicholas F. Potter
    ,
    Eugene Benger
    ,
    Risa B. Gordon
    ,
    Alana Simone Walker
  • Affordable Care Act Likely to Survive Latest Challenge
    19 December 2018
    Andrew L. Bab
    ,
    Jennifer L. Chu
    ,
    Mark P. Goodman
    ,
    Maura Kathleen Monaghan
    ,
    Kevin Rinker
    ,
    Paul D. Rubin
    ,
    Jacob W. Stahl
    ,
    Nora Niedzielski-Eichner
  • Base Erosion and Anti-Abuse Tax: Proposed Regulations Do Not Concede Much
    17 December 2018
    Gary M. Friedman
    ,
    Peter A. Furci
    ,
    Matthew D. Saronson
    ,
    Peter F.G. Schuur
    ,
    Cécile Beurrier
    ,
    Robert Nelson-Sullivan
    ,
    Daniel Priest
    ,
    Lena E. Smith
  • Custody of Digital Assets: Centralized Safekeeping of Decentralized Assets under the Investment Advisers Act
    17 December 2018
    Kenneth J. Berman
    ,
    Byungkwon Lim
    ,
    Gary E. Murphy
  • Basel Committee Publishes Report on Cyber-Resilience Practices
    14 December 2018
    Luke Dembosky
    ,
    Matthew E. Kaplan
    ,
    Jim Pastore
    ,
    David L. Portilla
    ,
    Paul M. Rodel
    ,
    Sandeep S. Dhaliwal
  • 2018 Farm Bill to Lift Federal Prohibition on Hemp Production, but State Laws May Restrict Certain Activities
    14 December 2018
    Satish M. Kini
    ,
    Paul D. Rubin
    ,
    David Sarratt
    ,
    David G. Sewell
    ,
    Melissa B. Runsten
    ,
    Meryl Holt Silverman
    ,
    Andrew Field
  • FinCEN and Banking Agencies Encourage Innovation in BSA/AML Compliance
    7 December 2018
    Matthew L. Biben
    ,
    Satish M. Kini
    ,
    David G. Sewell
    ,
    Zila Reyes Acosta-Grimes
    ,
    Robert T. Dura
  • Proposed Changes to Large Firm Prudential Framework
    5 December 2018
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Chen Xu
  • New Guidance on the GDPR’s Territorial Scope – Are You Covered?
    30 November 2018
    Jane Shvets
    ,
    Jeremy Feigelson
    ,
    Robert Maddox
  • FCPA Update November 2018
    30 November 2018
    Kara Brockmeyer
    ,
    Andrew J. Ceresney
    ,
    Andrew M. Levine
    ,
    Philip Rohlik
    ,
    Karolos Seeger
    ,
    Jane Shvets
    ,
    Jil Simon
    ,
    David A. O'Neil
    ,
    Bruce E. Yannett
    ,
    Erich O. Grosz
  • Managing the Minefield: How Life Sciences Companies Can Be Prepared for Legal and Public Relations Crises
    30 November 2018
    Mark P. Goodman
    ,
    Maura Kathleen Monaghan
    ,
    Paul D. Rubin
    ,
    Jacob W. Stahl
  • SEC Announces Record-Breaking Year for Whistleblower Program
    26 November 2018
    Andrew J. Ceresney
    ,
    Jyotin Hamid
    ,
    Mary Beth Hogan
    ,
    Andrew M. Levine
    ,
    Jonathan R. Tuttle
    ,
    Mary Jo White
    ,
    Ada Fernandez Johnson
    ,
    Arian M. June
    ,
    Ryan M. Kusmin
    ,
    Katherine L. Nelson
  • ISS Updates for 2019 Spotlight Gender Diversity
    26 November 2018
    Jennifer L. Chu
    ,
    Matthew E. Kaplan
    ,
    Paul M. Rodel
    ,
    Joshua M. Samit
    ,
    Jonathan C. Miu
    ,
    C. Chloe Orlando
  • New Congress Brings Heightened Risk of Investigations for Life Sciences Companies
    19 November 2018
    David A. O'Neil
    ,
    Paul D. Rubin
    ,
    Jacob W. Stahl
    ,
    Laura E. O'Neill
    ,
    Melissa B. Runsten
  • CFTC Proposes Rules to Streamline Certain CPO and CTA Regulations
    19 November 2018
    Byungkwon Lim
    ,
    Gary E. Murphy
    ,
    Aaron J. Levy
  • TMT Insights: CFIUS Launches Pilot Program Targeted at Technology
    9 November 2018
    Michael Diz
    ,
    Jonathan E. Levitsky
    ,
    Jim Pastore
    ,
    Michael Schaper
    ,
    Jeffrey P. Cunard
  • CMS’ Proposed Part B Price Controls: Hurdles and Unintended Consequences
    5 November 2018
    Andrew L. Bab
    ,
    Jennifer L. Chu
    ,
    Mark P. Goodman
    ,
    Maura Kathleen Monaghan
    ,
    Kevin Rinker
    ,
    Paul D. Rubin
    ,
    Jacob W. Stahl
    ,
    Nora Niedzielski-Eichner
  • SEC’s Division of Enforcement Issues 2018 Annual Report
    5 November 2018
    Kara Brockmeyer
    ,
    Matthew L. Biben
    ,
    Andrew J. Ceresney
    ,
    Robert B. Kaplan
    ,
    Andrew M. Levine
    ,
    Julie M. Riewe
    ,
    Jonathan R. Tuttle
    ,
    Mary Jo White
    ,
    Bruce E. Yannett
    ,
    Ada Fernandez Johnson
    ,
    James B. Amler
    ,
    Arian M. June
  • An All-Star Decision: Federal Circuit Increases Predictability in Trademark Enforcement
    2 November 2018
    David H. Bernstein
    ,
    Jeremy Feigelson
  • New Arbitration Rules of the Hong Kong International Arbitration Centre Come Into Force
    1 November 2018
    Tony Dymond
    ,
    Lord Goldsmith QC
    ,
    Gareth Hughes
    ,
    Mark Johnson
    ,
    David W. Rivkin
    ,
    Christopher K. Tahbaz
    ,
    Philip Rohlik
    ,
    Z.J. Jennifer Lim
    ,
    Cameron Sim
  • Federal Reserve Proposes Significant Changes to Large Firm Prudential Framework
    1 November 2018
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Chen Xu
  • TMT Insights: Key Insights from the New York AI in Finance Summit
    18 October 2018
    Michael Diz
    ,
    Jonathan E. Levitsky
    ,
    Jim Pastore
    ,
    Michael Schaper
    ,
    Anna R. Gressel
    ,
    David G. Sewell
  • U.S. Sanctions v. EU Blocking Regulation: Conflicting Landscape Poses Challenges for Compliance
    17 October 2018
    Satish M. Kini
    ,
    Jane Shvets
    ,
    Carl Micarelli
    ,
    Konstantin Bureiko
    ,
    Tom Cornell
    ,
    Robert T. Dura
  • SEC Investigation Report: Internal Accounting Controls Must be Calibrated to Cyber Risk
    17 October 2018
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Matthew E. Kaplan
    ,
    Jim Pastore
    ,
    Paul M. Rodel
    ,
    Steven J. Slutzky
    ,
    Joel D. Salomon
  • Beware Pitfalls In Private Equity Secondary Transactions
    3 October 2018
    Law360
    Katherine Ashton
    ,
    Kenneth J. Berman
    ,
    Julie M. Riewe
    ,
    John W. Rife III
    ,
    Norma Angelica Freeland
  • Yes, Virginia, there is an MAE
    2 October 2018
    Gregory V. Gooding
    ,
    William D. Regner
    ,
    Andrew L. Bab
  • FCPA Update September 2018
    28 September 2018
    Bruce E. Yannett
    ,
    Kara Brockmeyer
    ,
    Andrew J. Ceresney
    ,
    Andrew M. Levine
    ,
    David A. O'Neil
    ,
    Karolos Seeger
    ,
    Jane Shvets
    ,
    Erich O. Grosz
    ,
    Philip Rohlik
    ,
    Jil Simon
  • FinCEN Grants Exemptive Relief from the CDD Rule for Certain CD Rollovers and Credit Renewals
    10 September 2018
    Satish M. Kini
    ,
    David G. Sewell
    ,
    Robert T. Dura
    ,
    Zila Reyes Acosta-Grimes
  • IRS Guidance on Navigating the $1 Million Executive Compensation Deduction Limitation under Section 162(m)
    5 September 2018
    Lawrence K. Cagney
    ,
    Meir D. Katz
    ,
    Jonathan F. Lewis
    ,
    Elizabeth Pagel Serebransky
    ,
    J. Michael Snypes, Jr.
    ,
    Charles E. Wachsstock
    ,
    Rosemary Chandler
  • TMT Insights: Derived Data: Contracting Considerations and Market Practices
    30 August 2018
    Jeffrey P. Cunard
    ,
    Michael Diz
    ,
    Henry Lebowitz
    ,
    Jonathan E. Levitsky
    ,
    Jim Pastore
    ,
    Michael Schaper
  • FCPA Update August 2018
    Vol. 9, No. 13
    Bruce E. Yannett
    ,
    Andrew J. Ceresney
    ,
    David A. O'Neil
    ,
    Jane Shvets
    ,
    Philip Rohlik
    ,
    Kara Brockmeyer
    ,
    Andrew M. Levine
    ,
    Karolos Seeger
    ,
    Erich O. Grosz
    ,
    Jil Simon
  • NAIC 2018 Summer National Meeting
    24 August 2018
    Alexander R. Cochran
    ,
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Nicholas F. Potter
    ,
    Eugene Benger
    ,
    Risa B. Gordon
    ,
    Dan Pyon
    ,
    Nariné A. Atamian
  • IRS Releases Eagerly Awaited Guidance on Deduction for Business Owners
    21 August 2018
    Peter A. Furci
    ,
    Rafael Kariyev
    ,
    Peter F.G. Schuur
    ,
    Gregory A. Arutiunov
    ,
    Margo Watson
  • The Brazilian Data Protection Law - LGPD
    20 August 2018
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Maurizio Levi-Minzi
    ,
    Andrew M. Levine
    ,
    Dietmar W. Prager
    ,
    Dr. Thomas Schürrle
    ,
    Jane Shvets
    ,
    Will Bucher
  • The EU and Japan Announce Data Protection Deal
    13 August 2018
    Jeremy Feigelson
    ,
    Jane Shvets
    ,
    Naomi Aoyama
    ,
    Jordan Corrente Beck
    ,
    Dr. Friedrich Popp
  • 2018 Private Equity Midyear Review and Outlook
    9 August 2018
    Jonathan Adler
    ,
    Andrew M. Ahern
    ,
    Catherine Amirfar
    ,
    Christopher Anthony
    ,
    Kenneth J. Berman
    ,
    Andrew J. Ceresney
    ,
    Peter A. Furci
    ,
    Robert B. Kaplan
    ,
    Rafael Kariyev
    ,
    Satish M. Kini
    ,
    Sue Meng
    ,
    David L. Portilla
    ,
    Julie M. Riewe
    ,
    Thomas Smith
    ,
    Patricia Volhard
    ,
    Simon Witney
    ,
    Luke P. Eldridge
    ,
    Felix Paterson
  • FCPA Update July 2018
    Vol. 9, No. 12
    Kara Brockmeyer
    ,
    Andrew J. Ceresney
    ,
    Andrew M. Levine
    ,
    David A. O'Neil
    ,
    Karolos Seeger
    ,
    Jane Shvets
    ,
    Bruce E. Yannett
    ,
    Erich O. Grosz
    ,
    Philip Rohlik
    ,
    Jil Simon
  • SEC Proposes Changes to Facilitate Registered Guaranteed and Secured Debt Offerings
    31 July 2018
    Matthew E. Kaplan
    ,
    Peter J. Loughran
    ,
    Paul M. Rodel
    ,
    Steven J. Slutzky
    ,
    Lauren M. Isaacson
    ,
    Trey Reilly
  • German Constitutional Court Permits the Seizure of Documents in Possession of Third Party’s Lawyers
    26 July 2018
    Kara Brockmeyer
    ,
    Dr. Thomas Schürrle
    ,
    Erich O. Grosz
  • OCIE Lists Most Common Best Execution Deficiencies
    25 July 2018
    Kenneth J. Berman
    ,
    Robert B. Kaplan
    ,
    Gregory J. Lyons
    ,
    Julie M. Riewe
    ,
    Jeff Robins
    ,
    Gregory T. Larkin
    ,
    Norma Angelica Freeland
  • 2018 Mid-Year Anti-Money Laundering Review and Outlook
    19 July 2018
    Matthew L. Biben
    ,
    Satish M. Kini
    ,
    Zila Reyes Acosta-Grimes
  • Fire and Fury: The Sanctions Landscape in the Trump Administration
    19 July 2018
    Satish M. Kini
    ,
    Alan Kartashkin
    ,
    Jane Shvets
    ,
    Carl Micarelli
    ,
    Konstantin Bureiko
    ,
    Robert T. Dura
  • You Want What?: Responding to Individual Requests Under the GDPR
    18 July 2018
    Jeremy Feigelson
    ,
    Jane Shvets
    ,
    Christopher Garrett
  • Volcker Rule: A “Best First Effort” Paving the Way for More
    17 July 2018
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Jennifer T. Barrows
    ,
    Norma Angelica Freeland
    ,
    Chen Xu
  • INTA Urges Supreme Court to Clarify Impact of Bankruptcy on Trademark Licenses
    16 July 2018
    Jasmine Ball
    ,
    David H. Bernstein
    ,
    Jeffrey P. Cunard
    ,
    Jeremy Feigelson
    ,
    Henry Lebowitz
    ,
    Jared I. Kagan
    ,
    Elie J. Worenklein
  • UK and European Insurance Regulatory Developments, Q2 2018
    11 July 2018
    James C. Scoville
    ,
    Benjamin Lyon
    ,
    Clare Swirski
    ,
    Dexter Hoffman
    ,
    Sarah Hale
  • Federal Reserve Adopts Single Counterparty Credit Limits
    10 July 2018
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Chen Xu
  • Privacy Law Goes Big: California’s New Consumer Privacy Act
    3 July 2018
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Maura Kathleen Monaghan
    ,
    Jim Pastore
    ,
    Jane Shvets
    ,
    Will Bucher
  • FCPA Update June 2018
    Vol. 9, No. 11
    Kara Brockmeyer
    ,
    Andrew J. Ceresney
    ,
    Erich O. Grosz
    ,
    Andrew M. Levine
    ,
    David A. O'Neil
    ,
    Philip Rohlik
    ,
    Karolos Seeger
    ,
    Jane Shvets
    ,
    Jil Simon
    ,
    Bruce E. Yannett
  • LabMD Beats FTC in Cybersecurity Appeal – What’s Next for “Reasonableness”-Based Enforcement Cases?
    26 June 2018
    Jeremy Feigelson
    ,
    Jim Pastore
    ,
    Paul D. Rubin
  • CFTC Issues Advisory on Virtual Currency Derivative Product Listings
    21 June 2018
    Byungkwon Lim
    ,
    Gary E. Murphy
  • U.S. Sanctions and AML Measures Target Human Rights Abuses and Corruption
    21 June 2018
    Catherine Amirfar
    ,
    Kara Brockmeyer
    ,
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    Natalie L. Reid
    ,
    David W. Rivkin
    ,
    Jane Shvets
    ,
    Bruce E. Yannett
    ,
    Carl Micarelli
    ,
    David G. Sewell
    ,
    Zila Reyes Acosta-Grimes
    ,
    Robert T. Dura
    ,
    Norma Angelica Freeland
  • General License 12C Reports Are Due on June 19
    15 June 2018
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Jane Shvets
    ,
    Carl Micarelli
    ,
    Zila Reyes Acosta-Grimes
    ,
    Konstantin Bureiko
    ,
    Robert T. Dura
    ,
    Courtney Bradford Pike
  • The Director Talks Crypto and The Sun Shines (a Little)
    15 June 2018
    Morgan J. Hayes
    ,
    Matthew E. Kaplan
  • AT&T/Time Warner Merger Clearance Paves Way for Future Transactions
    13 June 2018
    Daniel M. Abuhoff
    ,
    Michael Diz
    ,
    Gary W. Kubek
    ,
    William D. Regner
    ,
    Michael Schaper
  • GDPR Is Here: Now What?
    11 June 2018
    Jeremy Feigelson
    ,
    Jim Pastore
    ,
    Jane Shvets
    ,
    Robert Maddox
    ,
    Ayushi Sharma
  • Russian Counter-Sanctions Law Is In Force
    8 June 2018
    Natalia A. Drebezgina
    ,
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Jane Shvets
    ,
    Anna V. Maximenko
    ,
    Carl Micarelli
    ,
    David G. Sewell
    ,
    Zila Reyes Acosta-Grimes
    ,
    Konstantin Bureiko
    ,
    Robert T. Dura
  • Debevoise & Plimpton Discusses Changes To The Volcker Rule
    6 June 2018
    The CLS Blue Sky Blog
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Satish M. Kini
    ,
    Jennifer T. Barrows
    ,
    Norma Angelica Freeland
    ,
    Chen Xu
  • Volcker Rule: Changes and Questions
    31 May 2018
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Jennifer T. Barrows
    ,
    Norma Angelica Freeland
    ,
    Chen Xu
  • FCPA Update May 2018
    Vol. 9, No. 10
    Kara Brockmeyer
    ,
    Andrew J. Ceresney
    ,
    Andrew M. Levine
    ,
    David A. O'Neil
    ,
    Karolos Seeger
    ,
    Jane Shvets
    ,
    Bruce E. Yannett
    ,
    Erich O. Grosz
    ,
    Philip Rohlik
    ,
    Jil Simon
  • TMT Insights: A Checklist for Cybersecurity and Data Privacy Diligence in TMT Transactions
    30 May 2018
    Jeffrey P. Cunard
    ,
    Michael Diz
    ,
    Jonathan E. Levitsky
    ,
    Jim Pastore
    ,
    Michael Schaper
  • Not Just the Banks: VC and Closed-End Funds Find Relief in Dodd-Frank Overhaul
    29 May 2018
    Jonathan Adler
    ,
    Andrew M. Ahern
    ,
    Kenneth J. Berman
    ,
    David J. Schwartz
    ,
    Rebecca F. Silberstein
    ,
    Gregory T. Larkin
    ,
    Norma Angelica Freeland
    ,
    Julie Baine Stem
  • Bank Regulatory Relief To Become Law, Focus Shifts to Agencies
    22 May 2018
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Zila Reyes Acosta-Grimes
    ,
    Jennifer T. Barrows
    ,
    Chen Xu
  • Accounting & Financial Reporting Enforcement Round-Up
    14 May 2018
    Andrew J. Ceresney
    ,
    Matthew E. Kaplan
    ,
    Jonathan R. Tuttle
    ,
    Arian M. June
    ,
    Anne M. Croslow
    ,
    Mark D. Flinn
  • Fiduciary Duties and New Best Interest Standard: The SEC Weighs In
    14 May 2018
    Jonathan Adler
    ,
    Andrew M. Ahern
    ,
    Kenneth J. Berman
    ,
    Lawrence K. Cagney
    ,
    David J. Schwartz
    ,
    Rebecca F. Silberstein
    ,
    Gregory T. Larkin
    ,
    Julie Baine Stem
  • GDPR: Should I Care?
    14 May 2018
    Jeremy Feigelson
    ,
    Jane Shvets
    ,
    Robert Maddox
  • NFA Advises Members to Comply with U.S. Sanctions in Digital Currency Activities
    14 May 2018
    Satish M. Kini
    ,
    Byungkwon Lim
    ,
    Gary E. Murphy
    ,
    Robert T. Dura
  • Reform Highlights, Trends and Developments in Real Estate and Construction in Russia
    14 May 2018
    Alyona N. Kucher
    ,
    Vadim Kolomnikov
    ,
    Roman L. Sadovsky
  • DOJ's New Policy on Coordination of Corporate Resolutions Aims to Reduce “Piling On”
    11 May 2018
    Kara Brockmeyer
    ,
    Andrew J. Ceresney
    ,
    Andrew M. Levine
    ,
    David A. O'Neil
    ,
    Bruce E. Yannett
    ,
    Erich O. Grosz
  • Revisions to New York’s Proposed Best Interest Standard for Life Insurance and Annuities
    10 May 2018
    Lawrence K. Cagney
    ,
    Thomas M. Kelly
    ,
    Eugene Benger
    ,
    Susan Reagan Gittes
    ,
    Khrystyna Rayko
  • President Trump Withdraws U.S. from Iran Deal, Announces Restoration of Sanctions
    9 May 2018
    Satish M. Kini
    ,
    Jane Shvets
    ,
    Carl Micarelli
    ,
    David G. Sewell
    ,
    Zila Reyes Acosta-Grimes
    ,
    Konstantin Bureiko
    ,
    Robert T. Dura
  • Scaling Brexit’s Walls: Key Issues for Non-EU Private Equity Sponsors
    9 May 2018
    Rebecca F. Silberstein
    ,
    Patricia Volhard
    ,
    Simon Witney
    ,
    Cécile Beurrier
    ,
    Delphine Jaugey
  • Lloyd’s to Restrict Members’ Use of Letters of Credit as Funds at Lloyd’s
    8 May 2018
    James C. Scoville
    ,
    Benjamin Lyon
    ,
    Clare Swirski
  • Cloudy with a Chance of Clearing: U.S. CLOUD Act and European Response
    8 May 2018
    Jeremy Feigelson
    ,
    Jane Shvets
    ,
    Bruce E. Yannett
    ,
    Anna R. Gressel
    ,
    Ayushi Sharma
  • Federal Reserve and OCC Propose Changes to the Enhanced Supplementary Leverage Ratio Standard
    7 May 2018
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Jennifer T. Barrows
    ,
    Chen Xu
  • Federal Reserve Proposes Stress Capital Buffer Requirement
    2 May 2018
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Jennifer T. Barrows
    ,
    Chen Xu
  • UK and European Insurance Regulatory Developments, Q1 2018
    1 May 2018
    James C. Scoville
    ,
    Benjamin Lyon
    ,
    Clare Swirski
  • U.S. Sanctions Against Russia Continue to Disrupt
    30 April 2018
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Carl Micarelli
    ,
    David G. Sewell
    ,
    Zila Reyes Acosta-Grimes
    ,
    Robert T. Dura
    ,
    Courtney Bradford Pike
  • FCPA Update April 2018
    Vol. 9, No. 9
    Kara Brockmeyer
    ,
    Frederick T. Davis
    ,
    Antoine F. Kirry
    ,
    Jane Shvets
    ,
    Bruce E. Yannett
    ,
    Erich O. Grosz
    ,
    Philip Rohlik
    ,
    Alexandre Bisch
    ,
    Fanny Gauthier
    ,
    Andreas A. Glimenakis
    ,
    Jil Simon
  • Breach Notification Hits the Big 5-0: Now the Law in All U.S. States
    24 April 2018
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Jim Pastore
    ,
    Stephanie M. Cipolla
  • India – 2018 Developments for Foreign Investors
    19 April 2018
    Geoffrey P. Burgess
    ,
    William Y. Chua
    ,
    Peter F.G. Schuur
    ,
    Mai T. Shapiro
    ,
    Shashwat Patel
    ,
    Monisha Elizabeth D'Souza
  • Debevoise Hosts Panel on Confronting Bias in AI
    Maura Kathleen Monaghan
    ,
    Anna R. Gressel
  • China Announces Updated Timeline for Further Opening Its Financial Sector to Foreign Investors
    17 April 2018
    William Y. Chua
    ,
    Alexander R. Cochran
    ,
    E. Drew Dutton
    ,
    David Grosgold
    ,
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Edwin Northover
    ,
    Nicholas F. Potter
    ,
    James C. Scoville
    ,
    John M. Vasily
    ,
    Clare Swirski
    ,
    Eugene Benger
    ,
    Michael D. Devins
    ,
    Benjamin Lyon
    ,
    Anna V. Maximenko
    ,
    Fengjian Ao
    ,
    Roman L. Sadovsky
    ,
    Tingting Wu
  • New Guidance on 163(j) Business Interest Deductions
    17 April 2018
    Michael Bolotin
    ,
    Peter A. Furci
    ,
    Peter F.G. Schuur
    ,
    Huey-Fun Lee
  • Imminent New Laws to Combat Sexual Harassment in New York
    16 April 2018
    Lawrence K. Cagney
    ,
    Helen V. Cantwell
    ,
    Jyotin Hamid
    ,
    Mary Beth Hogan
    ,
    Meir D. Katz
    ,
    Elizabeth Pagel Serebransky
    ,
    Edwin G. Schallert
  • Regulators Keep the Focus on Firms’ SAR Obligations
    12 April 2018
    Matthew L. Biben
    ,
    Kara Brockmeyer
    ,
    Andrew J. Ceresney
    ,
    Satish M. Kini
    ,
    Julie M. Riewe
    ,
    Mary Jo White
    ,
    Arian M. June
  • NAIC 2018 Spring National Meeting
    6 April 2018
    Alexander R. Cochran
    ,
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Nicholas F. Potter
    ,
    Eugene Benger
    ,
    Risa B. Gordon
    ,
    Nariné A. Atamian
  • FinCEN Issues Long-Awaited Guidance on the Customer Due Diligence Rule
    5 April 2018
    Satish M. Kini
    ,
    Zila Reyes Acosta-Grimes
    ,
    Robert T. Dura
  • New Guidance on Withholding on Sales of Partnership Interests
    4 April 2018
    Peter A. Furci
    ,
    Adele M. Karig
    ,
    Rafael Kariyev
    ,
    Peter F.G. Schuur
    ,
    David R. Rock
  • TMT Insights: Opportunities in FCC’s Revised Media Ownership Rules
    4 April 2018
  • Game Over: New York’s Highest Court Rejects Right of Publicity Claims Against Grand Theft Auto V
    2 April 2018
    David H. Bernstein
    ,
    Jeremy Feigelson
    ,
    Michael Schaper
    ,
    Jared I. Kagan
  • D.C. Circuit Court Decision May Help Level the Playing Field for TCPA Defendants
    29 March 2018
    Courtney M. Dankworth
    ,
    Maura Kathleen Monaghan
    ,
    Jacob W. Stahl
    ,
    Harold W. Williford
  • FCPA Update March 2018
    Vol. 9, No. 8
    Paul R. Berger
    ,
    Kara Brockmeyer
    ,
    Andrew M. Levine
    ,
    Jonathan R. Tuttle
    ,
    Bruce E. Yannett
    ,
    Erich O. Grosz
    ,
    Philip Rohlik
    ,
    Jil Simon
  • U.S. Supreme Court Limits Enforcement of Terrorism-Related Judgments against Foreign Sovereigns
    20 March 2018
    Catherine Amirfar
    ,
    Donald Francis Donovan
    ,
    Mark W. Friedman
    ,
    Ina C. Popova
    ,
    Dietmar W. Prager
    ,
    Natalie L. Reid
    ,
    David W. Rivkin
    ,
    William H. Taft V
    ,
    Christopher K. Tahbaz
    ,
    Carl Micarelli
    ,
    Floriane Lavaud
    ,
    Harold W. Williford
  • Private Equity Guide to Life Sciences Investing Under the Trump Administration: Food and Drug Administration (FDA) Developments
    15 March 2018
    Andrew L. Bab
    ,
    Jennifer L. Chu
    ,
    Kevin Rinker
    ,
    Paul D. Rubin
    ,
    Melissa B. Runsten
  • Bipartisan Consensus Emerges on Bank Regulatory Relief
    14 March 2018
    The Banking Law Journal
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Zila Reyes Acosta-Grimes
    ,
    Robert T. Dura
    ,
    Chen Xu
  • President Trump Bars Broadcom’s Proposed Takeover of Qualcomm
    14 March 2018
    Jeffrey P. Cunard
    ,
    Luke Dembosky
    ,
    Gregory V. Gooding
    ,
    William D. Regner
  • New SEC Cybersecurity Guidance: Focus on Governance
    12 March 2018
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Matthew E. Kaplan
    ,
    Jim Pastore
    ,
    Paul M. Rodel
    ,
    Steven J. Slutzky
    ,
    Joshua M. Samit
    ,
    Sandeep S. Dhaliwal
  • DOJ Memorandum Addressing Agency Guidance
    8 March 2018
    Matthew L. Biben
    ,
    Courtney M. Dankworth
    ,
    Mark P. Goodman
    ,
    Maura Kathleen Monaghan
    ,
    Jacob W. Stahl
  • New FTC Guidance for Security Updates to Mobile Devices and Applications
    7 March 2018
    Jeffrey P. Cunard
    ,
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Jim Pastore
    ,
    Christopher S. Ford
  • Thinking Inside the Box: The UK FCA Sandbox, a Playground for Innovation
    6 March 2018
    Byungkwon Lim
  • China’s New NDRC Regulations Extend Overseas Investment Regime to Insurance Companies
    28 February 2018
    William Y. Chua
    ,
    Alexander R. Cochran
    ,
    E. Drew Dutton
    ,
    David Grosgold
    ,
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Edwin Northover
    ,
    Nicholas F. Potter
    ,
    James C. Scoville
    ,
    John M. Vasily
    ,
    Eugene Benger
    ,
    Michael D. Devins
    ,
    Benjamin Lyon
    ,
    Clare Swirski
    ,
    Anna V. Maximenko
    ,
    Fengjian Ao
    ,
    Roman L. Sadovsky
    ,
    Tingting Wu
  • French Financial Markets Watchdog Encourages Settlements
    28 February 2018
    Antoine F. Kirry
    ,
    Alexandre Bisch
  • U.S. Announces North Korea Shipping Practices Advisory and Sanctions Designations
    28 February 2018
    Satish M. Kini
    ,
    Carl Micarelli
    ,
    Robert T. Dura
    ,
    Zila Reyes Acosta-Grimes
  • FCPA Update February 2018
    Vol. 9, No. 7
    Kara Brockmeyer
    ,
    Andrew J. Ceresney
    ,
    Andrew M. Levine
    ,
    David A. O'Neil
    ,
    Karolos Seeger
    ,
    Jane Shvets
    ,
    Bruce E. Yannett
    ,
    Erich O. Grosz
    ,
    Philip Rohlik
    ,
    Jil Simon
    ,
    Antoine F. Kirry
    ,
    Frederick T. Davis
    ,
    Alexandre Bisch
  • CFTC’s Proposed Interpretation of “Actual Delivery” for Virtual Currencies and its Potential Consequences to the Industry
    23 February 2018
    Byungkwon Lim
    ,
    Emilie T. Hsu
  • SEC Issues New Guidance on Public Company Cybersecurity Disclosure and Governance
    22 February 2018
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Matthew E. Kaplan
    ,
    Jim Pastore
    ,
    Paul M. Rodel
    ,
    Steven J. Slutzky
    ,
    Joshua M. Samit
    ,
    Sandeep S. Dhaliwal
  • Supreme Court Clarifies Scope of Dodd-Frank’s Whistleblower Protections
    22 February 2018
    Kara Brockmeyer
    ,
    Andrew J. Ceresney
    ,
    Jyotin Hamid
    ,
    Mary Beth Hogan
    ,
    Robert B. Kaplan
    ,
    Julie M. Riewe
    ,
    Jonathan R. Tuttle
    ,
    Mary Jo White
    ,
    Ada Fernandez Johnson
    ,
    Arian M. June
    ,
    Ryan M. Kusmin
  • SEC Approves NYSE Rule Change to Facilitate “Direct Listings” by Privately Held Companies
    21 February 2018
    Matthew E. Kaplan
    ,
    Paul M. Rodel
    ,
    Joshua M. Samit
  • The Latest on the Trump Administration’s Drug Pricing Initiatives
    21 February 2018
    Andrew L. Bab
    ,
    Jennifer L. Chu
    ,
    Mark P. Goodman
    ,
    Maura Kathleen Monaghan
    ,
    Kevin Rinker
    ,
    Paul D. Rubin
    ,
    Jacob W. Stahl
  • Draft EU Guidelines on Cross-Border Data Transfer
    21 February 2018
    Jim Pastore
    ,
    Jeremy Feigelson
    ,
    Dr. Thomas Schürrle
    ,
    Jane Shvets
    ,
    Christopher Garrett
    ,
    Dr. Friedrich Popp
    ,
    Ayushi Sharma
  • OCIE 2018 Examination Priorities Focus on Retail, but Private Fund Sponsors Still in Crosshairs
    13 February 2018
    Jonathan Adler
    ,
    Andrew M. Ahern
    ,
    Kenneth J. Berman
    ,
    Kara Brockmeyer
    ,
    Andrew J. Ceresney
    ,
    Robert B. Kaplan
    ,
    Julie M. Riewe
    ,
    Rebecca F. Silberstein
    ,
    Jonathan R. Tuttle
    ,
    Gregory T. Larkin
    ,
    Norma Angelica Freeland
  • SEC’s Division of Enforcement Announces Self-Reporting Program for Advisers Who Failed to Disclose Conflicts in Share Class Selection
    13 February 2018
    Kenneth J. Berman
    ,
    Andrew J. Ceresney
    ,
    Robert B. Kaplan
    ,
    Julie M. Riewe
    ,
    Jonathan R. Tuttle
  • Increasing State Oversight of Corporate Human Rights Governance: The Canadian Ombudsperson for Responsible Enterprise
    7 February 2018
    Catherine Amirfar
    ,
    Lord Goldsmith QC
    ,
    Mark Johnson
    ,
    Andrew M. Levine
    ,
    Wendy J. Miles
    ,
    David W. Rivkin
    ,
    Paul M. Rodel
    ,
    Simon Witney
    ,
    Merryl Lawry-White
  • U.S. Treasury Delivers Report to Congress on Russian Political Figures, Oligarchs and Parastatal Entities
    6 February 2018
    Carl Micarelli
    ,
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Zila Reyes Acosta-Grimes
    ,
    Robert T. Dura
  • Debevoise International Arbitration Clause Handbook
    31 January 2018
    Catherine Amirfar
    ,
    Donald Francis Donovan
    ,
    Tony Dymond
    ,
    Mark W. Friedman
    ,
    Lord Goldsmith QC
    ,
    Mark Johnson
    ,
    Antoine F. Kirry
    ,
    Wendy J. Miles
    ,
    Ina C. Popova
    ,
    Dietmar W. Prager
    ,
    Natalie L. Reid
    ,
    David W. Rivkin
    ,
    William H. Taft V
    ,
    Christopher K. Tahbaz
    ,
    Aimee-Jane Lee
    ,
    Samantha J. Rowe
    ,
    Carl Micarelli
  • FCPA Update January 2018
    Vol. 9, No. 6
    Kara Brockmeyer
    ,
    Andrew J. Ceresney
    ,
    Andrew M. Levine
    ,
    David A. O'Neil
    ,
    Karolos Seeger
    ,
    Jane Shvets
    ,
    Bruce E. Yannett
    ,
    Erich O. Grosz
    ,
    Philip Rohlik
    ,
    Jil Simon
    ,
    Antoine F. Kirry
    ,
    Frederick T. Davis
    ,
    Alexandre Bisch
    ,
    Carolina Kupferman
  • Accounting & Financial Reporting Enforcement Round-Up
    Issue 4, January 2018
    Andrew J. Ceresney
    ,
    Matthew E. Kaplan
    ,
    Jonathan R. Tuttle
    ,
    Arian M. June
    ,
    Anne M. Croslow
    ,
    Mark D. Flinn
  • T.H. v. Novartis: Implications for Companies That Have Sold or Are Considering Selling the Rights to Innovator Drugs
    19 January 2018
    Andrew L. Bab
    ,
    Jennifer L. Chu
    ,
    Mark P. Goodman
    ,
    Maura Kathleen Monaghan
    ,
    Kevin Rinker
    ,
    Paul D. Rubin
    ,
    Melissa B. Runsten
    ,
    Jacob W. Stahl
  • How the Tax Reform’s Changes to Section 162(m) Executive Compensation Rules Impact You
    17 January 2018
    Lawrence K. Cagney
    ,
    Meir D. Katz
    ,
    Elizabeth Pagel Serebransky
    ,
    Charles E. Wachsstock
    ,
    Rosemary Chandler
  • Draft GDPR Transparency Guidelines Issued: What Does Your Privacy Policy Need to Contain?
    16 January 2018
    Jeremy Feigelson
    ,
    Dr. Thomas Schürrle
    ,
    Jane Shvets
    ,
    Ceri Chave
    ,
    Christopher Garrett
    ,
    Dr. Friedrich Popp
  • Federal Reserve Proposes Guidance on Effective Management
    11 January 2018
    Matthew L. Biben
    ,
    Helen V. Cantwell
    ,
    Andrew J. Ceresney
    ,
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Caroline Novogrod Swett
  • Proposed Partnership Audit Regulations Liberalize Push-Out Rules
    8 January 2018
    Peter A. Furci
    ,
    Adele M. Karig
    ,
    Rafael Kariyev
    ,
    Peter F.G. Schuur
  • SEC Provides Guidance on Accounting Impacts of the Tax Cuts and Jobs Act
    5 January 2018
    Matthew E. Kaplan
    ,
    Paul M. Rodel
    ,
    Joshua M. Samit
  • FCPA Update December 2017
    Vol. 9, No. 5
    Kara Brockmeyer
    ,
    Andrew J. Ceresney
    ,
    Andrew M. Levine
    ,
    David A. O'Neil
    ,
    Karolos Seeger
    ,
    Jane Shvets
    ,
    Bruce E. Yannett
    ,
    Erich O. Grosz
    ,
    Philip Rohlik
    ,
    Jil Simon
    ,
    Antoine F. Kirry
    ,
    Frederick T. Davis
    ,
    Alexandre Bisch
  • 2018 Private Equity Review and Outlook
    21 December 2017
    Jonathan Adler
    ,
    Andrew M. Ahern
    ,
    Catherine Amirfar
    ,
    Kenneth J. Berman
    ,
    Paul S. Bird
    ,
    Andrew J. Ceresney
    ,
    Peter A. Furci
    ,
    Robert B. Kaplan
    ,
    Rafael Kariyev
    ,
    Julie M. Riewe
    ,
    Kevin M. Schmidt
    ,
    Thomas Smith
    ,
    Patricia Volhard
    ,
    Gregory T. Larkin
    ,
    Simon Witney
    ,
    Luke P. Eldridge
  • Federal Reserve Proposes to Increase Transparency of Stress Testing Regimes
    20 December 2017
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Chen Xu
    ,
    Courtney Bradford Pike
  • How Tax Reform and Other Recent Developments Could Impact the Healthcare Industry
    20 December 2017
    Andrew L. Bab
    ,
    Jennifer L. Chu
    ,
    Peter A. Furci
    ,
    Mark P. Goodman
    ,
    Maura Kathleen Monaghan
    ,
    Kevin Rinker
    ,
    Paul D. Rubin
    ,
    Jacob W. Stahl
  • Basel Committee Finalizes Post-Crisis Capital Reforms
    19 December 2017
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Nicholas M. Bessette
    ,
    Chen Xu
  • The Tax Cuts and Jobs Act Conference Report
    18 December 2017
    Michael Bolotin
    ,
    Gary M. Friedman
    ,
    Peter A. Furci
    ,
    Adele M. Karig
    ,
    Rafael Kariyev
    ,
    Meir D. Katz
    ,
    Matthew D. Saronson
    ,
    Peter F.G. Schuur
    ,
    Erin Cleary
    ,
    Charles E. Wachsstock
    ,
    Samuel M. Duncan
    ,
    Daniel Priest
  • Oral Downloads of Interview Memoranda to Government Regulators Waive Work Product Protection
    15 December 2017
    Kara Brockmeyer
    ,
    Andrew J. Ceresney
    ,
    Robert B. Kaplan
    ,
    Julie M. Riewe
    ,
    Colby A. Smith
    ,
    Jonathan R. Tuttle
    ,
    Bruce E. Yannett
    ,
    Ada Fernandez Johnson
  • NAIC 2017 Fall National Meeting
    14 December 2017
    Alexander R. Cochran
    ,
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Nicholas F. Potter
    ,
    Eugene Benger
    ,
    Risa B. Gordon
  • New Decision Confirms Narrow Meaning of “Personally Identifiable Information” Under Video Privacy Statute
    11 December 2017
    Jeremy Feigelson
    ,
    Christopher S. Ford
  • FCPA Update November 2017
    Vol. 9, No. 4
    Kara Brockmeyer
    ,
    Andrew J. Ceresney
    ,
    Andrew M. Levine
    ,
    David A. O'Neil
    ,
    Karolos Seeger
    ,
    Jane Shvets
    ,
    Bruce E. Yannett
    ,
    Erich O. Grosz
    ,
    Philip Rohlik
    ,
    Jil Simon
    ,
    Sol Czerwonko
    ,
    Carolina Kupferman
  • Special Chamber of the International Tribunal for the Law of the Sea Renders Important Decision on Hydrocarbon Activities Carried Out in a Disputed Area
    29 November 2017
    Catherine Amirfar
    ,
    Donald Francis Donovan
    ,
    Lord Goldsmith QC
    ,
    Natalie L. Reid
    ,
    Aimee-Jane Lee
    ,
    Samantha J. Rowe
    ,
    Romain Zamour
  • Bipartisan Consensus Emerges on Bank Regulatory Relief
    28 November 2017
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Zila Reyes Acosta-Grimes
    ,
    Robert T. Dura
    ,
    Chen Xu
  • China to Open its Financial Sector Further to Foreign Investors
    13 November 2017
    William Y. Chua
    ,
    Alexander R. Cochran
    ,
    E. Drew Dutton
    ,
    David Grosgold
    ,
    David Innes
    ,
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Edwin Northover
    ,
    Nicholas F. Potter
    ,
    James C. Scoville
    ,
    John M. Vasily
    ,
    Eugene Benger
    ,
    Michael D. Devins
    ,
    Benjamin Lyon
    ,
    Anna V. Maximenko
    ,
    Fengjian Ao
    ,
    Roman L. Sadovsky
    ,
    Tingting Wu
  • Tax Reform: The Impact on Management Incentive Programs for PE Sponsors
    13 November 2017
    Lawrence K. Cagney
    ,
    Meir D. Katz
    ,
    Jonathan F. Lewis
    ,
    Elizabeth Pagel Serebransky
    ,
    J. Michael Snypes, Jr.
    ,
    Charles E. Wachsstock
  • The Senate Tax Reform Proposal
    13 November 2017
    Michael Bolotin
    ,
    Gary M. Friedman
    ,
    Peter A. Furci
    ,
    Adele M. Karig
    ,
    Rafael Kariyev
    ,
    Meir D. Katz
    ,
    Matthew D. Saronson
    ,
    Peter F.G. Schuur
    ,
    Erin Cleary
    ,
    Charles E. Wachsstock
    ,
    Samuel M. Duncan
    ,
    Daniel Priest
  • NY Cybersecurity Bill Shows “Reasonable Security” Standard Gathering Force
    7 November 2017
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Jim Pastore
    ,
    Christopher S. Ford
  • U.S. Issues Guidance on New Russian Sanctions
    6 November 2017
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Carl Micarelli
    ,
    Sandeep S. Dhaliwal
    ,
    Robert T. Dura
  • House Releases Sweeping Tax Reform Legislation
    3 November 2017
    Michael Bolotin
    ,
    Gary M. Friedman
    ,
    Peter A. Furci
    ,
    Adele M. Karig
    ,
    Rafael Kariyev
    ,
    Meir D. Katz
    ,
    Matthew D. Saronson
    ,
    Peter F.G. Schuur
    ,
    Erin Cleary
    ,
    Charles E. Wachsstock
    ,
    Samuel M. Duncan
    ,
    Daniel Priest
  • Where Does Healthcare Reform Stand?
    31 October 2017
    Andrew L. Bab
    ,
    Jennifer L. Chu
    ,
    Mark P. Goodman
    ,
    Maura Kathleen Monaghan
    ,
    Kevin Rinker
    ,
    Jacob W. Stahl
  • FCPA Update October 2017
    Vol. 9, No. 3
    Kara Brockmeyer
    ,
    Andrew J. Ceresney
    ,
    Andrew M. Levine
    ,
    David A. O'Neil
    ,
    Karolos Seeger
    ,
    Jane Shvets
    ,
    Bruce E. Yannett
    ,
    Erich O. Grosz
    ,
    Philip Rohlik
    ,
    Jil Simon
  • U.S. Issues Guidance on Sanctions Relating to Russia’s Defense and Intelligence Sectors
    30 October 2017
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Carl Micarelli
    ,
    Sandeep S. Dhaliwal
    ,
    Robert T. Dura
  • Leveraged Lending Guidance: What Comes Next?
    27 October 2017
    David A. Brittenham
    ,
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Jeffrey E. Ross
    ,
    Scott B. Selinger
  • CFPB Finalizes Rule on Payday Lending
    23 October 2017
    Matthew L. Biben
    ,
    Courtney M. Dankworth
    ,
    Gregory J. Lyons
  • Revisiting Dodd-Frank's $50 Billion Asset Threshold Gains Momentum
    18 October 2017
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Caroline Novogrod Swett
    ,
    Sandeep S. Dhaliwal
  • Bright Lines Don't Work for Blockchain Tokens
    17 October 2017
    Morgan J. Hayes
    ,
    Henry Lebowitz
    ,
    Byungkwon Lim
    ,
    Steven J. Slutzky
    ,
    Matthew E. Kaplan
  • Additional Flexibility for Upcoming CEO Pay Ratio Compliance
    16 October 2017
    Lawrence K. Cagney
    ,
    Meir D. Katz
    ,
    Jonathan F. Lewis
    ,
    Elizabeth Pagel Serebransky
    ,
    Alison E. Buckley-Serfass
  • Implementing the CAATS Act: Revisions to Sectoral Sanctions Against Russia
    3 October 2017
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Carl Micarelli
    ,
    Robert T. Dura
    ,
    Sandeep S. Dhaliwal
  • EU and U.S. Sign Covered Agreement
    2 October 2017
    Alexander R. Cochran
    ,
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    James C. Scoville
    ,
    Clare Swirski
    ,
    John M. Vasily
    ,
    Eugene Benger
    ,
    Benjamin Lyon
    ,
    Risa B. Gordon
  • FCPA Update September 2017
    Vol. 9, No. 2
    Kara Brockmeyer
    ,
    Andrew J. Ceresney
    ,
    Andrew M. Levine
    ,
    David A. O'Neil
    ,
    Karolos Seeger
    ,
    Jane Shvets
    ,
    Bruce E. Yannett
    ,
    Erich O. Grosz
    ,
    Carolina Kupferman
    ,
    Philip Rohlik
    ,
    Daniel Aun
    ,
    Jil Simon
  • Accounting & Financial Reporting Enforcement Round-Up
    Issue 3, September 2017
    Andrew J. Ceresney
    ,
    Matthew E. Kaplan
    ,
    Jonathan R. Tuttle
    ,
    Arian M. June
    ,
    Anne M. Croslow
    ,
    Mark D. Flinn
  • Tax Reform Frame Released - Picture Missing
    28 September 2017
    Gary M. Friedman
    ,
    Peter A. Furci
    ,
    Matthew D. Saronson
    ,
    Peter F.G. Schuur
    ,
    Samuel M. Duncan
  • United States Imposes New Sanctions on North Korea
    26 September 2017
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Carl Micarelli
    ,
    Sandeep S. Dhaliwal
    ,
    Robert T. Dura
  • Financial Sector Facing Increased Climate-Related Financial and Litigation Risk
    22 September 2017
    Catherine Amirfar
    ,
    David W. Rivkin
    ,
    Wendy J. Miles
    ,
    Paul M. Rodel
    ,
    Nicola Swan
  • SEC Leadership Discusses Continuing Priorities
    8 September 2017
    Kara Brockmeyer
    ,
    Andrew J. Ceresney
    ,
    Robert B. Kaplan
    ,
    Julie M. Riewe
    ,
    Jonathan R. Tuttle
    ,
    Mary Jo White
    ,
    Arian M. June
  • FCPA Update August 2017
    Vol. 9, No. 1
    Kara Brockmeyer
    ,
    Andrew J. Ceresney
    ,
    Andrew M. Levine
    ,
    David A. O'Neil
    ,
    Karolos Seeger
    ,
    Jane Shvets
    ,
    Bruce E. Yannett
    ,
    Erich O. Grosz
    ,
    Philip Rohlik
  • China’s New Guidelines on Overseas Investment Likely to Spur Tighter Regulation of Investments by the PRC Insurance Regulator
    28 August 2017
    William Y. Chua
    ,
    Alexander R. Cochran
    ,
    E. Drew Dutton
    ,
    David Grosgold
    ,
    David Innes
    ,
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Edwin Northover
    ,
    Nicholas F. Potter
    ,
    James C. Scoville
    ,
    John M. Vasily
    ,
    Eugene Benger
    ,
    Michael D. Devins
    ,
    Benjamin Lyon
    ,
    Anna V. Maximenko
    ,
    Fengjian Ao
    ,
    Roman L. Sadovsky
    ,
    Tingting Wu
  • United States Imposes New Sanctions on Venezuela
    28 August 2017
    Satish M. Kini
    ,
    Carl Micarelli
    ,
    Sandeep S. Dhaliwal
    ,
    Robert T. Dura
  • NAIC 2017 Summer National Meeting
    21 August 2017
    Alexander R. Cochran
    ,
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Nicholas F. Potter
    ,
    Eugene Benger
    ,
    AJ Farkas
    ,
    Risa B. Gordon
    ,
    Leron Solomon
  • Professional Service Advisers in the United Kingdom Under New Obligations to Report Suspicions of Financial Sanctions Breaches
    18 August 2017
    Satish M. Kini
    ,
    Carl Micarelli
    ,
    Konstantin Bureiko
  • Sanctions Alert Issue 53
    August 2017
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
    ,
    Konstantin Bureiko
  • SEC Releases Observations from Cybersecurity Examinations
    14 August 2017
    Kenneth J. Berman
    ,
    Luke Dembosky
    ,
    Jim Pastore
    ,
    Gregory T. Larkin
    ,
    Julie Baine Stem
  • NAIC Cybersecurity Model Law Moves One Step Closer to Approval
    11 August 2017
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Jim Pastore
  • The Regulatory Pendulum Swings Back: Fed Proposals for Board Governance and a Supervisory Rating System for Large Institutions
    7 August 2017
    Mary Jo White
    ,
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Paul M. Rodel
    ,
    Chen Xu
  • Volcker Rule: OCC Seeks Comment on Changes in Approach
    3 August 2017
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Sandeep S. Dhaliwal
  • FCPA Update July 2017
    Vol. 8, No. 12
    Bruce E. Yannett
    ,
    Andrew J. Ceresney
    ,
    Andrew M. Levine
    ,
    Karolos Seeger
    ,
    Erich O. Grosz
    ,
    Kara Brockmeyer
    ,
    David A. O'Neil
    ,
    Jane Shvets
    ,
    Philip Rohlik
  • FCPA Update September 2017
    Vol. 8, No. 12
    Bruce E. Yannett
    ,
    Andrew J. Ceresney
    ,
    Andrew M. Levine
    ,
    Karolos Seeger
    ,
    Erich O. Grosz
    ,
    Jil Simon
    ,
    Kara Brockmeyer
    ,
    David A. O'Neil
    ,
    Jane Shvets
    ,
    Philip Rohlik
  • U.S. Congress Passes Final Sanctions Legislation
    28 July 2017
    Satish M. Kini
    ,
    Alan Kartashkin
    ,
    Carl Micarelli
    ,
    Robert T. Dura
  • Volcker Rule: Fed Issues Guidelines on Requesting Extension of Seeding Period for Covered Funds
    27 July 2017
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Sandeep S. Dhaliwal
  • SEC Enforcement Provides Clarity on When a Blockchain Token Is a Security
    26 July 2017
    Steven J. Slutzky
    ,
    Risa B. Gordon
    ,
    Alexandra N. Mogul
  • U.S. Courts Confirm Judgment Recognition Approach to Annulled Awards
    24 July 2017
    Catherine Amirfar
    ,
    Donald Francis Donovan
    ,
    Mark W. Friedman
    ,
    Ina C. Popova
    ,
    Dietmar W. Prager
    ,
    Natalie L. Reid
    ,
    David W. Rivkin
    ,
    William H. Taft V
    ,
    Christopher K. Tahbaz
  • Volcker Rule: Temporary Relief for Foreign Excluded Funds
    24 July 2017
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Sandeep S. Dhaliwal
  • Second Circuit Rejects Ex Parte Enforcement of ICSID Awards Against Foreign States
    21 July 2017
    Catherine Amirfar
    ,
    Donald Francis Donovan
    ,
    Mark W. Friedman
    ,
    Ina C. Popova
    ,
    Dietmar W. Prager
    ,
    Natalie L. Reid
    ,
    David W. Rivkin
    ,
    William H. Taft V
    ,
    Christopher K. Tahbaz
    ,
    Floriane Lavaud
    ,
    Julianne J. Marley
  • Tax Court Rejects Controversial IRS Ruling Taxing Foreign Investors on Sales of Partnership Interests
    19 July 2017
    Gary M. Friedman
    ,
    Peter A. Furci
    ,
    Peter F.G. Schuur
    ,
    Samuel M. Duncan
  • Confidential SEC Review of IPOs Now Available To All Companies
    6 July 2017
    Morgan J. Hayes
    ,
    Matthew E. Kaplan
    ,
    Steven J. Slutzky
    ,
    Benjamin R. Pedersen
  • Funds Finance Focus: Impact of the ILPA Guidance
    5 July 2017
    Jonathan Adler
    ,
    Andrew M. Ahern
    ,
    Gavin Anderson
    ,
    Kenneth J. Berman
    ,
    Craig A. Bowman
    ,
    Alan J. Davies
    ,
    Sally Gibson
    ,
    Geoffrey Kittredge
    ,
    Pierre Maugüé
    ,
    Andrew M. Ostrognai
    ,
    David J. Schwartz
    ,
    Rebecca F. Silberstein
    ,
    Thomas Smith
    ,
    Patricia Volhard
    ,
    Simon Witney
    ,
    Almas Daud
    ,
    John W. Rife III
  • U.S. Senate Seeks to Expand Sanctions on Iran, Russia
    30 June 2017
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Carl Micarelli
    ,
    David G. Sewell
    ,
    Robert T. Dura
  • FCPA Update June 2017
    Vol. 8, No. 11
    Bruce E. Yannett
    ,
    Andrew J. Ceresney
    ,
    Andrew M. Levine
    ,
    Karolos Seeger
    ,
    Erich O. Grosz
    ,
    Kara Brockmeyer
    ,
    David A. O'Neil
    ,
    Jane Shvets
    ,
    Philip Rohlik
  • Accounting & Financial Reporting Enforcement Round-Up
    Issue 2, June 2017
    Andrew J. Ceresney
    ,
    Matthew E. Kaplan
    ,
    Jonathan R. Tuttle
    ,
    Arian M. June
    ,
    Anne M. Croslow
    ,
    Mark D. Flinn
  • Petya Ransomware Attacks
    28 June 2017
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Mark Johnson
    ,
    Jim Pastore
    ,
    Anna V. Maximenko
    ,
    Jane Shvets
    ,
    Stephanie M. Cipolla
    ,
    Robert Maddox
  • The “Better Care Act”: Winners and Losers in the Healthcare Industry
    28 June 2017
    Andrew L. Bab
    ,
    Jennifer L. Chu
    ,
    Mark P. Goodman
    ,
    Maura Kathleen Monaghan
    ,
    Kevin Rinker
    ,
    Jacob W. Stahl
  • The Senate’s Healthcare Bill – What’s In It?
    28 June 2017
    Andrew L. Bab
    ,
    Jennifer L. Chu
    ,
    Mark P. Goodman
    ,
    Maura Kathleen Monaghan
    ,
    Kevin Rinker
    ,
    Jacob W. Stahl
  • U.S. Supreme Court Strictly Interprets Three-Year Time Limit for Filing Section 11 Claims
    28 June 2017
    Maeve O'Connor
    ,
    Colby A. Smith
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
    ,
    Ryan M. Kusmin
  • FinReg Reform Steps Continue: Treasury Report and CHOICE 2.0
    26 June 2017
    Courtney M. Dankworth
    ,
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Alexandra N. Mogul
    ,
    Chen Xu
  • Supreme Court Limits Forum Shopping, Creates Risk Management Opportunities
    23 June 2017
    Maura Kathleen Monaghan
    ,
    William H. Taft V
    ,
    Jacob W. Stahl
    ,
    Harold W. Williford
  • The SEC Releases New Form ADV Frequently Asked Questions
    19 June 2017
    Jonathan Adler
    ,
    Andrew M. Ahern
    ,
    Kenneth J. Berman
    ,
    David J. Schwartz
    ,
    Rebecca F. Silberstein
    ,
    Gregory T. Larkin
    ,
    Julie Baine Stem
  • Government Proposes Partnership Audit Regulations—This Time for Real
    14 June 2017
    Peter A. Furci
    ,
    Adele M. Karig
    ,
    Rafael Kariyev
    ,
    Peter F.G. Schuur
  • U.S. Supreme Court Holds SEC Disgorgement Is a Penalty Subject to a Five-Year Statute of Limitations
    7 June 2017
    Mary Jo White
    ,
    Kara Brockmeyer
    ,
    Andrew J. Ceresney
    ,
    Robert B. Kaplan
    ,
    Jonathan R. Tuttle
    ,
    Julie M. Riewe
    ,
    Ada Fernandez Johnson
    ,
    Anna Moody
  • New Regulation of Online Cinemas in Russia
    2 June 2017
    Jeffrey P. Cunard
    ,
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Dmitri V. Nikiforov
    ,
    Jim Pastore
    ,
    Anna V. Maximenko
    ,
    Jane Shvets
    ,
    Elena Klutchareva
  • The United States Withdraws From the Paris Agreement on Climate Change
    2 June 2017
    Catherine Amirfar
    ,
    Wendy J. Miles
    ,
    Maura Kathleen Monaghan
    ,
    David W. Rivkin
    ,
    Nicola Swan
  • Russian Data Protection Developments: Localization, Messengers and Data Transfer
    31 May 2017
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Dmitri V. Nikiforov
    ,
    Jim Pastore
    ,
    Anna V. Maximenko
    ,
    Jane Shvets
    ,
    Elena Klutchareva
  • FCPA Update May 2017
    Vol. 8, No. 10
    Bruce E. Yannett
    ,
    Andrew M. Levine
    ,
    Jane Shvets
    ,
    Philip Rohlik
    ,
    Andrew J. Ceresney
    ,
    Karolos Seeger
    ,
    David A. O'Neil
    ,
    Erich O. Grosz
  • Information Security Programs Play a Central Role in Target Data Breach Settlement
    25 May 2017
    Luke Dembosky
    ,
    Jim Pastore
    ,
    Jeremy Feigelson
    ,
    Stephanie M. Cipolla
  • U.S. Supreme Court Sets High Standard for Expropriation Exception to Sovereign Immunity
    24 May 2017
    Catherine Amirfar
    ,
    Donald Francis Donovan
    ,
    Mark W. Friedman
    ,
    Ina C. Popova
    ,
    Natalie L. Reid
    ,
    David W. Rivkin
    ,
    Floriane Lavaud
    ,
    Julianne J. Marley
  • GDPR – 12 Months to Go – 10 Steps You Should Consider Now
    23 May 2017
    Pierre Clermontel
    ,
    Jeremy Feigelson
    ,
    Jim Pastore
    ,
    Dr. Thomas Schürrle
    ,
    Jane Shvets
    ,
    Christopher Garrett
    ,
    Fanny Gauthier
    ,
    Robert Maddox
    ,
    Dr. Friedrich Popp
  • CHOICE 2.0 and New Presidential Memoranda
    19 May 2017
    Courtney M. Dankworth
    ,
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Alexandra N. Mogul
    ,
    Chen Xu
  • Executive Order on Cybersecurity Raises More Questions than It Answers
    17 May 2017
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Jim Pastore
  • Global Ransomware Attack: Essential Steps To Manage The Risks
    14 May 2017
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Mark Johnson
    ,
    Jim Pastore
    ,
    Anna V. Maximenko
    ,
    Jane Shvets
    ,
    Stephanie M. Cipolla
    ,
    Robert Maddox
  • Sanctions Alert Issue 52
    May 2017
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
    ,
    Konstantin Bureiko
  • Connecticut Adopts Act Authorizing Domestic Insurers to Divide
    11 May 2017
    Alexander R. Cochran
    ,
    David Grosgold
    ,
    Eugene Benger
    ,
    Michael D. Devins
    ,
    Angela W. Lee
  • Finally A Health Care Reform Plan Passes the House – What’s in the Bill and What it Means for the Healthcare Industry
    5 May 2017
    Andrew L. Bab
    ,
    Jennifer L. Chu
    ,
    Mark P. Goodman
    ,
    Maura Kathleen Monaghan
    ,
    Kevin Rinker
    ,
    Jacob W. Stahl
  • IRS Issues Guidance on ‘North-South’ Transactions
    5 May 2017
    Gary M. Friedman
    ,
    Peter A. Furci
    ,
    Peter F.G. Schuur
    ,
    Daniel Priest
  • FCPA Update April 2017
    Vol. 8, No. 9
    Bruce E. Yannett
    ,
    Andrew J. Ceresney
    ,
    Karolos Seeger
    ,
    Andrew M. Levine
    ,
    David A. O'Neil
    ,
    Erich O. Grosz
    ,
    Philip Rohlik
    ,
    Jane Shvets
    ,
    Michael W. Gramer
  • The Trump Tax Reform Proposals
    27 April 2017
    Gary M. Friedman
    ,
    Peter A. Furci
    ,
    Peter F.G. Schuur
    ,
    Rafael Kariyev
    ,
    Samuel M. Duncan
  • Financial CHOICE Act 2.0: Implications for the SEC and Capital Markets
    25 April 2017
    Mary Jo White
    ,
    Andrew J. Ceresney
    ,
    Julie M. Riewe
    ,
    Paul M. Rodel
    ,
    Jonathan R. Tuttle
    ,
    Brandon S. Finz
    ,
    Mark D. Flinn
  • NAIC 2017 Spring National Meeting
    19 April 2017
    Alexander R. Cochran
    ,
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Nicholas F. Potter
    ,
    Eugene Benger
    ,
    AJ Farkas
    ,
    Risa B. Gordon
  • Accounting & Financial Reporting Enforcement Round-Up
    Issue 1, April 2017
    Andrew J. Ceresney
    ,
    Matthew E. Kaplan
    ,
    Jonathan R. Tuttle
    ,
    Arian M. June
    ,
    Anne M. Croslow
    ,
    Mark D. Flinn
  • Eighth Circuit Affirms Dismissal of Putative Class Action Challenging Affiliate Reinsurance Transactions
    14 April 2017
    Maeve O'Connor
    ,
    Michael D. Devins
  • DOL Grants 60-Day Delay on Applicability of Fiduciary Rule, But Hope of Rescission Fades
    12 April 2017
    Lawrence K. Cagney
    ,
    Jonathan F. Lewis
    ,
    Charles E. Wachsstock
    ,
    Franklin L. Mitchell
  • Public Company M&A in the Insurance Sector—Current Legal and Strategic Issues Spring 2017
    11 April 2017
    Nicholas F. Potter
  • DOL Grants 60-Day Delay on Applicability of Fiduciary Rule, But Hope of Rescission Fades
    6 April 2017
    Lawrence K. Cagney
    ,
    Jonathan F. Lewis
    ,
    Charles E. Wachsstock
    ,
    Franklin L. Mitchell
  • FCPA Update March 2017
    Vol. 8, No. 8
    Paul R. Berger
    ,
    Andrew M. Levine
    ,
    Erich O. Grosz
    ,
    Jane Shvets
    ,
    Bruce E. Yannett
    ,
    Karolos Seeger
    ,
    David A. O'Neil
    ,
    Philip Rohlik
  • Restructuring Round-up: Two Steps Forward, One Step Back
    30 March 2017
    Jasmine Ball
    ,
    Richard F. Hahn
    ,
    M. Natasha Labovitz
    ,
    My Chi To
    ,
    Craig A. Bruens
  • OCC Proposes Chartering Process for FinTech Firms
    29 March 2017
    Gregory J. Lyons
    ,
    David L. Portilla
  • SEC Reduces Standard Settlement Cycle from T+3 to T+2
    27 March 2017
    Peter J. Loughran
    ,
    Paul M. Rodel
    ,
    Steven J. Slutzky
    ,
    Max M. Borg
  • Ninth Circuit Widens Split Over Application of Dodd-Frank’s Whistleblower Protections
    13 March 2017
    Andrew J. Ceresney
    ,
    Jyotin Hamid
    ,
    Mary Beth Hogan
    ,
    Julie M. Riewe
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
    ,
    Arian M. June
    ,
    Mark D. Flinn
    ,
    Ryan M. Kusmin
  • SEC Issues Guidance for Robo-Advisers
    6 March 2017
    Kenneth J. Berman
    ,
    Gregory T. Larkin
    ,
    Alexandra N. Mogul
  • SEC Requires Hyperlinks to Exhibits and HTML Formatting for Many Filings
    3 March 2017
    Matthew E. Kaplan
    ,
    Paul M. Rodel
    ,
    Steven J. Slutzky
    ,
    Max M. Borg
    ,
    Kevin R. Grondahl
  • EU Developments in Uncleared Derivatives Margin Rules
    28 February 2017
    Byungkwon Lim
    ,
    Emilie T. Hsu
  • FCPA Update February 2017
    Vol. 8, No. 7
    Paul R. Berger
    ,
    Andrew M. Levine
    ,
    Erich O. Grosz
    ,
    Jane Shvets
    ,
    Bruce E. Yannett
    ,
    Karolos Seeger
    ,
    David A. O'Neil
    ,
    Philip Rohlik
  • Just a Bit of Clarity – Recent Developments Shine Some Light on Trump and GOP Plans for Healthcare Reform
    27 February 2017
    Andrew L. Bab
    ,
    Jennifer L. Chu
    ,
    Mark P. Goodman
    ,
    Kevin Rinker
    ,
    Maura Kathleen Monaghan
    ,
    Jacob W. Stahl
    ,
    Meredith E. Stewart
  • Banking Agencies’ Guidance on Compliance Date for Uncleared Swap Margin Rules
    24 February 2017
    Byungkwon Lim
    ,
    Emilie T. Hsu
  • The Custody Rule Clarified (Again)
    24 February 2017
    Kenneth J. Berman
    ,
    Gregory T. Larkin
  • The Future of Blockchain: FINRA Has Some Thoughts
    22 February 2017
    Jeffrey P. Cunard
    ,
    Luke Dembosky
    ,
    Satish M. Kini
  • CFTC No-Action Letters on Uncleared Swap Margin Rules
    15 February 2017
    Byungkwon Lim
    ,
    Emilie T. Hsu
  • FRB Finalizes Capital Plan and Stress Testing Changes; Recent Developments Suggest More Changes Possible
    14 February 2017
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Chen Xu
  • Advisers Beware! OCIE Announces Most Frequent Compliance Topics
    9 February 2017
    Jonathan Adler
    ,
    Andrew M. Ahern
    ,
    Kenneth J. Berman
    ,
    Sally Gibson
    ,
    Robert B. Kaplan
    ,
    Geoffrey Kittredge
    ,
    Andrew M. Ostrognai
    ,
    Julie M. Riewe
    ,
    David J. Schwartz
    ,
    Rebecca F. Silberstein
    ,
    Jonathan R. Tuttle
    ,
    Simon Witney
    ,
    Michael P. Harrell
    ,
    Gregory T. Larkin
  • India Budget 2017 – A Step in the Right Direction
    9 February 2017
    Geoffrey P. Burgess
    ,
    William Y. Chua
    ,
    Michael J. Gillespie
    ,
    Matthew D. Saronson
    ,
    Monisha Elizabeth D'Souza
    ,
    Shashwat Patel
  • No-Action Relief from Notice Filing Requirement under the CFTC Rules on Aggregation of Positions
    9 February 2017
    Byungkwon Lim
    ,
    Aaron J. Levy
  • U.S. Sanctions on Iran: The Trump Administration’s First Actions
    8 February 2017
    Satish M. Kini
    ,
    Carl Micarelli
    ,
    David G. Sewell
    ,
    Konstantin Bureiko
    ,
    Robert T. Dura
  • Cybersecurity for Funds
    6 February 2017
    Luke Dembosky
    ,
    Jane Shvets
    ,
    Robert Maddox
  • Trump Orders Review of DOL Fiduciary Rule; DOL to Consider Delay
    6 February 2017
    Lawrence K. Cagney
    ,
    Jonathan F. Lewis
    ,
    Franklin L. Mitchell
  • Executive Order and DOL Memo Signal Shift in Federal Financial Regulatory Agenda
    5 February 2017
    Lawrence K. Cagney
    ,
    Satish M. Kini
    ,
    Jonathan F. Lewis
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Franklin L. Mitchell
  • Privacy Shield Not Trumped
    1 February 2017
    Jeffrey P. Cunard
    ,
    Jeremy Feigelson
    ,
    Dr. Thomas Schürrle
    ,
    Jane Shvets
    ,
    Dr. Friedrich Popp
    ,
    Olena V. Ripnick-O'Farrell
  • Government Insights into the New Partnership Tax Audit Regime
    31 January 2017
    Peter A. Furci
    ,
    Adele M. Karig
    ,
    Peter F.G. Schuur
    ,
    Pamela Boorman
    ,
    Rafael Kariyev
  • FCPA Update January 2017
    Vol. 8, No. 6
    Paul R. Berger
    ,
    Andrew M. Levine
    ,
    Erich O. Grosz
    ,
    Jane Shvets
    ,
    Bruce E. Yannett
    ,
    Karolos Seeger
    ,
    David A. O'Neil
    ,
    Philip Rohlik
    ,
    Ceri Chave
    ,
    Laurah J. Samuels
    ,
    Carolina Kupferman
  • SEC Charges Exempt Reporting Adviser’s CCO for False Statements in Forms ADV
    24 January 2017
    Jonathan Adler
    ,
    Andrew M. Ahern
    ,
    Kenneth J. Berman
    ,
    Sally Gibson
    ,
    Geoffrey Kittredge
    ,
    Andrew M. Ostrognai
    ,
    Julie M. Riewe
    ,
    David J. Schwartz
    ,
    Rebecca F. Silberstein
    ,
    Ada Fernandez Johnson
  • U.S. and EU Announce Insurance and Reinsurance Covered Agreement
    24 January 2017
    Alexander R. Cochran
    ,
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    James C. Scoville
    ,
    John M. Vasily
    ,
    Eugene Benger
    ,
    Benjamin Lyon
    ,
    Risa B. Gordon
  • Sanctions Alert Issue 51
    December 2016
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
    ,
    Konstantin Bureiko
  • SEC Brings Two Enforcement Actions Against Employers for Taking Steps to Impede Whistleblower Activity
    20 January 2017
    Jyotin Hamid
    ,
    Mary Beth Hogan
    ,
    Julie M. Riewe
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
    ,
    Arian M. June
    ,
    Mark D. Flinn
    ,
    Ryan M. Kusmin
  • Second Circuit Court of Appeals Lifts Cloud of Uncertainty over Bond Restructurings
    18 January 2017
    Jasmine Ball
    ,
    David A. Brittenham
    ,
    Richard F. Hahn
    ,
    M. Natasha Labovitz
    ,
    Jeffrey E. Ross
    ,
    Shannon Rose Selden
    ,
    Scott B. Selinger
    ,
    My Chi To
    ,
    Craig A. Bruens
  • 2017 Public Company Compensation Checklist: A Look at What’s New, Interesting (and Uncertain) for 2017
    12 January 2017
    Lawrence K. Cagney
    ,
    Meir D. Katz
    ,
    Jonathan F. Lewis
    ,
    Elizabeth Pagel Serebransky
    ,
    Alison E. Buckley-Serfass
  • Businesses Beware: JASTA’s Expansion of Civil Liability for Terrorism
    9 January 2017
    Catherine Amirfar
    ,
    Donald Francis Donovan
    ,
    Maeve O'Connor
    ,
    David A. O'Neil
    ,
    David W. Rivkin
    ,
    Edwin G. Schallert
    ,
    Carl Micarelli
  • While You Were Celebrating: Cyber and Privacy News from the Holiday Season
    4 January 2017
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Jim Pastore
    ,
    Dr. Thomas Schürrle
    ,
    Philip Rohlik
  • New York Eases Proposed Cybersecurity Regulation for Financial Sector, But Practical Issues Remain
    3 January 2017
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Jim Pastore
  • FCPA Update December 2016
    Vol. 8, No. 5
    Paul R. Berger
    ,
    Andrew M. Levine
    ,
    Philip Rohlik
    ,
    Bruce E. Yannett
    ,
    Karolos Seeger
    ,
    David A. O'Neil
    ,
    Erich O. Grosz
    ,
    Jane Shvets
    ,
    Ceri Chave
  • NAIC 2016 Fall National Meeting
    19 December 2016
    Alexander R. Cochran
    ,
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Nicholas F. Potter
    ,
    Eugene Benger
    ,
    Dexter Hoffman
    ,
    Khrystyna Rayko
  • Final CFTC Rules on Aggregation of Positions
    16 December 2016
    Byungkwon Lim
    ,
    Aaron J. Levy
  • SEC Enforcement Action Puts Spotlight on Segment Reporting
    14 December 2016
    Matthew E. Kaplan
    ,
    Alan H. Paley
    ,
    Jonathan R. Tuttle
  • Federal Reserve Issues Guidance on Extended Transition Period for Illiquid Funds
    13 December 2016
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Luke P. Eldridge
  • U.S. Sanctions Under a Trump Administration
    13 December 2016
    Satish M. Kini
    ,
    Alan Kartashkin
    ,
    David A. O'Neil
    ,
    Carl Micarelli
    ,
    David G. Sewell
    ,
    Robert T. Dura
  • Badger Breach: Good Housekeeping?
    12 December 2016
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Jim Pastore
  • CFTC Adopts Amendments Regarding CPO Reports
    9 December 2016
    Byungkwon Lim
    ,
    Gary E. Murphy
  • Proxy Flash: Say-on-Pay Frequency Vote
    8 December 2016
    Lawrence K. Cagney
    ,
    Matthew E. Kaplan
    ,
    Meir D. Katz
    ,
    Jonathan F. Lewis
    ,
    Elizabeth Pagel Serebransky
    ,
    Paul M. Rodel
    ,
    Steven J. Slutzky
    ,
    Joshua M. Samit
  • Failure to Comply with Internal Corporate Processes and Policies May Violate Exchange Act Accounting Provisions
    7 December 2016
    Paul R. Berger
    ,
    Matthew E. Kaplan
    ,
    Alan H. Paley
    ,
    Colby A. Smith
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
  • Supreme Court’s Holding in Salman v. United States Leaves Many Important Questions Unanswered
    7 December 2016
    Paul R. Berger
    ,
    Matthew E. Kaplan
    ,
    Robert B. Kaplan
    ,
    Julie M. Riewe
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
  • French Conseil d’Etat Annuls ICC Award for Failure to Apply Domestic Administrative Law Rule
    6 December 2016
    Tony Dymond
    ,
    Antoine F. Kirry
    ,
    Ina C. Popova
    ,
    Floriane Lavaud
    ,
    Alice Stosskopf
  • Prudential Regulation in an Age of Protectionism
    6 December 2016
    Gregory J. Lyons
    ,
    Chen Xu
  • A Cybersecurity Fine From FINRA
    5 December 2016
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Jim Pastore
  • OCC Greenlights Special FinTech Bank Charter
    5 December 2016
    David L. Portilla
  • Recent Notable CFTC and SEC Actions Relating to Swaps and Security-Based Swaps
    5 December 2016
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • FCPA Update November 2016
    Vol. 8, No. 4
    Paul R. Berger
    ,
    Andrew M. Levine
    ,
    Philip Rohlik
    ,
    Bruce E. Yannett
    ,
    Karolos Seeger
    ,
    David A. O'Neil
    ,
    Erich O. Grosz
    ,
    Jane Shvets
  • Sanctions Alert Issue 50
    30 November 2016
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
    ,
    Konstantin Bureiko
  • The Outlook for Financial Regulatory Reform Under President Trump
    30 November 2016
    Kenneth J. Berman
    ,
    Lawrence K. Cagney
    ,
    Matthew E. Kaplan
    ,
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    Elizabeth Pagel Serebransky
    ,
    David L. Portilla
    ,
    Julie M. Riewe
    ,
    Paul M. Rodel
    ,
    Steven J. Slutzky
    ,
    Jonathan R. Tuttle
  • The Outlook for International Law Under President Trump
    23 November 2016
    Catherine Amirfar
    ,
    Donald Francis Donovan
    ,
    Lord Goldsmith QC
    ,
    Natalie L. Reid
    ,
    David W. Rivkin
  • SEC Approves CAT Plan While Mitigating Data Security Concerns
    21 November 2016
    Luke Dembosky
    ,
    Zila Reyes Acosta-Grimes
  • Tax Reform on the Horizon
    21 November 2016
    Gary M. Friedman
    ,
    Peter A. Furci
    ,
    Matthew D. Saronson
    ,
    Peter F.G. Schuur
  • Optimism and Innovation at the SEC’s FinTech Forum
    17 November 2016
  • SEC Approves FINRA’s “Capital Acquisition Broker” Rules
    15 November 2016
    Kenneth J. Berman
    ,
    Luke P. Eldridge
    ,
    Gregory T. Larkin
  • Still in the Waiting Room: Outlook for the Healthcare Industry Under the Trump Administration
    15 November 2016
    Andrew L. Bab
    ,
    Jennifer L. Chu
    ,
    Gary M. Friedman
    ,
    Mark P. Goodman
    ,
    Maura Kathleen Monaghan
    ,
    Kevin Rinker
    ,
    Jacob W. Stahl
  • Banking Regulators Focus on Sales Practices
    11 November 2016
    Matthew L. Biben
    ,
    Gregory J. Lyons
    ,
    Satish M. Kini
  • The SEC’s Robare Decision: Potential Financial Conflicts of Interest are Per Se Material and Must Be Disclosed
    11 November 2016
    Kenneth J. Berman
    ,
    Robert B. Kaplan
    ,
    Jonathan R. Tuttle
  • Regulatory Focus on Innovation Grows: The OCC and CFPB’s Differing Approaches
    8 November 2016
    Zila Reyes Acosta-Grimes
  • CFTC Proposes Rules on Cross-Border Application of Registration Thresholds and External Business Conduct Standards
    3 November 2016
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • Mandatory Universal Proxy Cards and Disclosure of Voting Options
    2 November 2016
    William D. Regner
    ,
    Paul M. Rodel
    ,
    Steven J. Slutzky
    ,
    Kevin R. Grondahl
  • UK Government Launches Five Year National Cyber Security Strategy
    2 November 2016
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Jim Pastore
    ,
    Jane Shvets
    ,
    Robert Maddox
  • FCPA Update October 2016
    Vol. 8, No. 3
    Paul R. Berger
    ,
    Andrew M. Levine
    ,
    Philip Rohlik
    ,
    Farhana Choudhury
    ,
    Bruce E. Yannett
    ,
    Karolos Seeger
    ,
    David A. O'Neil
    ,
    Erich O. Grosz
    ,
    Jane Shvets
  • SEC Exams Focus on Whistleblower Compliance by Investment Advisers and Brokers
    26 October 2016
    Kenneth J. Berman
    ,
    Jyotin Hamid
    ,
    Michael P. Harrell
    ,
    Mary Beth Hogan
    ,
    Robert B. Kaplan
    ,
    Julie M. Riewe
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
    ,
    Ryan M. Kusmin
  • Federal Financial Regulators to Propose Enhanced Cyber Risk Management Standards
    25 October 2016
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Gregory J. Lyons
    ,
    Jim Pastore
    ,
    David L. Portilla
    ,
    Joshua J. Smith
  • Finalized Section 385 Regulations Ease Burdens on Private Equity Industry
    25 October 2016
    Gary M. Friedman
    ,
    Peter A. Furci
    ,
    Adele M. Karig
    ,
    Peter F.G. Schuur
    ,
    Rafael Kariyev
  • Final Related-Party Debt Regulations Provide Exceptions for Insurance Industry
    24 October 2016
    Gary M. Friedman
    ,
    Peter A. Furci
    ,
    Peter F.G. Schuur
    ,
    Adam M. Namm
    ,
    Daniel Priest
  • Treasury and IRS Issue Final Regulations Restricting Earnings Stripping Through Related-Party Debt
    18 October 2016
    Michael Bolotin
    ,
    Gary M. Friedman
    ,
    Peter A. Furci
    ,
    Burt Rosen
    ,
    Peter F.G. Schuur
  • DC Circuit Strips CFPB of Its Independence, Vacates Enforcement Order Against PHH
    17 October 2016
    Matthew L. Biben
    ,
    Courtney M. Dankworth
    ,
    Mary Beth Hogan
    ,
    Gregory J. Lyons
  • SFC Cybersecurity Review of Internet/Mobile Trading Systems
    17 October 2016
    Luke Dembosky
    ,
    Mark Johnson
    ,
    Jim Pastore
    ,
    Robert Maddox
    ,
    Ralph Sellar
  • New York State Department of Financial Services Issues Guidance on Incentive Compensation in the Banking Sector
    14 October 2016
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    Elizabeth Pagel Serebransky
    ,
    David L. Portilla
    ,
    Alison E. Buckley-Serfass
  • NAIC 2016 Summer National Meeting and Subsequent Developments
    11 October 2016
    Alexander R. Cochran
    ,
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Nicholas F. Potter
    ,
    Eugene Benger
    ,
    Risa B. Gordon
    ,
    Dexter Hoffman
  • Regulatory Developments in the FinTech Space
    7 October 2016
  • Federal Reserve Board Proposes Capital Plan and Stress Testing Changes
    6 October 2016
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Zila Reyes Acosta-Grimes
    ,
    Chen Xu
  • SEC Brings First Stand-Alone Anti-Retaliation Enforcement Action Under Dodd-Frank
    4 October 2016
    Jyotin Hamid
    ,
    Mary Beth Hogan
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
    ,
    Mark D. Flinn
    ,
    Ryan M. Kusmin
  • FCPA Update September 2016
    Vol. 8, No. 2
    Paul R. Berger
    ,
    Andrew M. Levine
    ,
    Erich O. Grosz
    ,
    Jane Shvets
    ,
    Bruce E. Yannett
    ,
    Karolos Seeger
    ,
    David A. O'Neil
    ,
    Philip Rohlik
    ,
    Carolina Kupferman
  • FTC Emphasizes the Importance of Testing Disclosures
    30 September 2016
    David H. Bernstein
    ,
    Jeremy Feigelson
    ,
    Michael Schaper
    ,
    Megan K. Bannigan
    ,
    Anna Domyancic
  • Federal Reserve Proposes Changes to Rules Relating to Physical Commodities; Foreshadows Merchant Banking Reforms
    28 September 2016
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Clare K. Lascelles
  • SEC Complaint Serves as Reminder to Carefully Consider Disclosure Obligations Relating to Government Investigations
    23 September 2016
    Matthew E. Kaplan
    ,
    Alan H. Paley
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
    ,
    Jil Simon
  • New York’s Proposed Cyber Regulations: Implications and Challenges
    15 September 2016
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Gregory J. Lyons
    ,
    Jim Pastore
  • Banking Agencies Issue Dodd-Frank Act Section 620 Report
    12 September 2016
    Matthew L. Biben
    ,
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Clare K. Lascelles
  • How to Disclose a Cybersecurity Event: Recent Fortune 100 Experience
    12 September 2016
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Jim Pastore
    ,
    Paul M. Rodel
    ,
    David M. Becker
    ,
    Brett M. Novick
    ,
    Benjamin R. Pedersen
  • The SEC Adopts Form ADV and Recordkeeping Rule Amendments
    8 September 2016
    Jonathan Adler
    ,
    Andrew M. Ahern
    ,
    Kenneth J. Berman
    ,
    Michael P. Harrell
    ,
    David J. Schwartz
    ,
    Rebecca F. Silberstein
    ,
    Gregory T. Larkin
    ,
    Julie Baine Stem
  • SEC Proposes Requiring Hyperlinked Exhibit Indexes in Filings
    6 September 2016
    Matthew E. Kaplan
    ,
    Steven J. Slutzky
    ,
    Paul M. Rodel
  • Brexit and Other News for Insurers
    6 September 2016
    James C. Scoville
    ,
    Benjamin Lyon
  • Another Rural/Metro Lesson for Sell-Side Advisors: Bank Agrees to Pay $2.5 Million to SEC to Settle Proxy Statement Claims
    2 September 2016
    Andrew L. Bab
    ,
    Gregory V. Gooding
    ,
    William D. Regner
  • Early Returns: Companies Change Non-GAAP Financial Disclosures Following Recently Issued SEC Guidance
    1 September 2016
    Matthew E. Kaplan
    ,
    Joshua M. Samit
    ,
    David M. Becker
    ,
    Lauren M. Isaacson
  • FCPA Update August 2016
    Vol. 8, No. 1
    Paul R. Berger
    ,
    Andrew M. Levine
    ,
    Erich O. Grosz
    ,
    Jane Shvets
    ,
    Dr. Friedrich Popp
    ,
    Bruce E. Yannett
    ,
    Karolos Seeger
    ,
    David A. O'Neil
    ,
    Philip Rohlik
  • Regulatory Focus on AML Continues – New Actions at the State and Federal Levels
    31 August 2016
    Satish M. Kini
    ,
    David G. Sewell
    ,
    Zila Reyes Acosta-Grimes
    ,
    Robert T. Dura
  • Sanctions Alert Issue 49
    22 August 2016
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
    ,
    Konstantin Bureiko
  • Final Report on Swap Dealer De Minimis Exception
    19 August 2016
    Byungkwon Lim
    ,
    Aaron J. Levy
  • CFTC Proposes Amendments on Registration Relief for Foreign CPOs, CTAs and IBs
    18 August 2016
    Byungkwon Lim
    ,
    Gary E. Murphy
  • U.S. Court of Appeals Denies Confirmation of CIETAC Arbitral Award Due to Inadequate Notice of Arbitration
    17 August 2016
    Christopher K. Tahbaz
    ,
    Philip Rohlik
    ,
    Z.J. Jennifer Lim
  • D.C. Circuit Upholds Constitutionality of SEC’s In-House Courts
    12 August 2016
    Paul R. Berger
    ,
    Matthew E. Kaplan
    ,
    Robert B. Kaplan
    ,
    Julie M. Riewe
    ,
    Colby A. Smith
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
    ,
    Laura E. O'Neill
  • U.S. Second Circuit Affirms Decision Enforcing Annulled Arbitral Award
    12 August 2016
    Donald Francis Donovan
    ,
    Mark W. Friedman
    ,
    Ina C. Popova
    ,
    Dietmar W. Prager
    ,
    Natalie L. Reid
    ,
    David W. Rivkin
    ,
    William H. Taft V
    ,
    Christopher K. Tahbaz
  • SEC Brings Action Against Employer for Agreements Requiring Employees to Waive Recovery if They Blow the Whistle
    11 August 2016
    Jyotin Hamid
    ,
    Mary Beth Hogan
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
    ,
    Ryan M. Kusmin
  • Consumer Financial Protection Bureau Outlines Plan for Comprehensive Reform of Debt Collection Industry
    10 August 2016
    Matthew L. Biben
    ,
    Courtney M. Dankworth
    ,
    Mary Beth Hogan
  • Treasury Issues Regulations for Early Election into New Partnership Tax Audit Regime
    5 August 2016
    Adele M. Karig
    ,
    Peter F.G. Schuur
    ,
    Rafael Kariyev
  • IAIS Issues Second Consultation on Global Insurance Capital Standard
    4 August 2016
    Alexander R. Cochran
    ,
    E. Drew Dutton
    ,
    Thomas M. Kelly
    ,
    Gregory J. Lyons
    ,
    Nicholas F. Potter
    ,
    James C. Scoville
    ,
    John M. Vasily
    ,
    Risa B. Gordon
    ,
    Benjamin Lyon
  • Brexit: What Now for UK Data Protection?
    3 August 2016
    Jeffrey P. Cunard
    ,
    Jeremy Feigelson
    ,
    Dr. Thomas Schürrle
    ,
    Jane Shvets
    ,
    Christopher Garrett
    ,
    Dr. Friedrich Popp
  • Brexit for Re/Insurers: One Month On
    1 August 2016
    Alexander R. Cochran
    ,
    E. Drew Dutton
    ,
    Thomas M. Kelly
    ,
    Nicholas F. Potter
    ,
    James C. Scoville
    ,
    John M. Vasily
    ,
    Edwin Northover
    ,
    Benjamin Lyon
  • FCPA Update July 2016
    Vol. 7, No. 12
    Paul R. Berger
    ,
    Andrew M. Levine
    ,
    Erich O. Grosz
    ,
    Jane Shvets
    ,
    Bruce E. Yannett
    ,
    Karolos Seeger
    ,
    David A. O'Neil
    ,
    Philip Rohlik
    ,
    Robin Lööf
  • EU-U.S. Privacy Shield Open for Self-Certification on August 1
    26 July 2016
    Jeffrey P. Cunard
    ,
    Jeremy Feigelson
    ,
    Dr. Thomas Schürrle
    ,
    Jane Shvets
    ,
    Dr. Friedrich Popp
  • U.S. Fund Managers – ESMA’s Advice on the Extension of the AIFMD Passport (Take Two)
    22 July 2016
    Sally Gibson
    ,
    Geoffrey Kittredge
  • New Federal Ransomware Guidance
    19 July 2016
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Mark P. Goodman
    ,
    Maura Kathleen Monaghan
    ,
    Jim Pastore
    ,
    David Sarratt
  • Treasury and IRS Provide New Spin-off Guidance
    19 July 2016
    Michael Bolotin
    ,
    Gary M. Friedman
    ,
    Peter A. Furci
    ,
    Peter F.G. Schuur
  • SEC Adopts New Disclosure Requirements for Resource Extraction Issuers
    18 July 2016
    Matthew E. Kaplan
    ,
    Alan Kartashkin
    ,
    Andrew M. Levine
    ,
    Paul M. Rodel
    ,
    James C. Scoville
    ,
    Bruce E. Yannett
  • Court Approves Second UK DPA
    13 July 2016
    Karolos Seeger
    ,
    Robin Lööf
  • “Living Wills” for Private Fund Sponsors? Proposed Rule Requiring Investment Adviser Business Continuity and Transition Plans
    13 July 2016
    Jonathan Adler
    ,
    Andrew M. Ahern
    ,
    Kenneth J. Berman
    ,
    Sally Gibson
    ,
    Michael P. Harrell
    ,
    Satish M. Kini
    ,
    Geoffrey Kittredge
    ,
    Andrew M. Ostrognai
    ,
    David J. Schwartz
    ,
    Rebecca F. Silberstein
    ,
    Gregory T. Larkin
    ,
    Julie Baine Stem
  • NYDFS Issues Final Anti-Money Laundering and Sanctions Rule
    6 July 2016
    Matthew L. Biben
    ,
    Helen V. Cantwell
    ,
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    David G. Sewell
    ,
    Paul L. Lee
    ,
    Robert T. Dura
    ,
    Zila Reyes Acosta-Grimes
  • SEC Proposes to Expand Availability of Scaled Disclosure Requirements
    5 July 2016
    Matthew E. Kaplan
    ,
    Paul M. Rodel
    ,
    Joshua M. Samit
    ,
    David M. Becker
  • CFTC Adopts Final Cross-Border Margin Rules for Non-Cleared Swaps
    30 June 2016
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • Regulators Probe Marketplace Lending Business Model
    30 June 2016
  • SEC Proposes Overhaul of Mining Disclosures
    30 June 2016
    Natalia A. Drebezgina
    ,
    Matthew E. Kaplan
    ,
    Alan Kartashkin
    ,
    Paul M. Rodel
    ,
    James C. Scoville
    ,
    Vera Losonci
  • FCPA Update June 2016
    Vol 7, No. 11
    Paul R. Berger
    ,
    Andrew M. Levine
    ,
    Erich O. Grosz
    ,
    Jane Shvets
    ,
    Bruce E. Yannett
    ,
    Karolos Seeger
    ,
    David A. O'Neil
    ,
    Philip Rohlik
  • Federal Reserve Proposes Rules Restricting Default Rights in Qualified Financial Contracts with GSIBs
    28 June 2016
    Byungkwon Lim
    ,
    Gregory J. Lyons
    ,
    Aaron J. Levy
    ,
    Chen Xu
  • Eleventh Circuit Halts Parallel Federal Litigation Against the SEC’s In-House Judges
    27 June 2016
    Paul R. Berger
    ,
    Robert B. Kaplan
    ,
    Julie M. Riewe
    ,
    Colby A. Smith
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
    ,
    Laura E. O'Neill
  • Sanctions Alert Issue 48
    27 June 2016
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
    ,
    Konstantin Bureiko
  • IAIS Introduces New Assessment Methodology for G SIIs and Discontinues NTNI Label
    21 June 2016
    Alexander R. Cochran
    ,
    E. Drew Dutton
    ,
    Thomas M. Kelly
    ,
    Gregory J. Lyons
    ,
    Nicholas F. Potter
    ,
    James C. Scoville
    ,
    John M. Vasily
    ,
    Benjamin Lyon
  • SEC Increases Qualified Client Net Worth Threshold
    20 June 2016
    Kenneth J. Berman
    ,
    Gregory T. Larkin
    ,
    Julie Baine Stem
  • The Outlook in Enforcement Actions against Foreign Banks at the New NYDFS
    16 June 2016
    Matthew L. Biben
    ,
    Courtney M. Dankworth
    ,
    Mary Beth Hogan
    ,
    Gregory J. Lyons
    ,
    David Sarratt
    ,
    David G. Sewell
  • OFAC Provides Additional Iran Sanctions Guidance
    14 June 2016
    Satish M. Kini
    ,
    Carl Micarelli
    ,
    David G. Sewell
    ,
    Zila Reyes Acosta-Grimes
    ,
    Robert T. Dura
  • U.S. Agencies Propose Net Stable Funding Ratio
    14 June 2016
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    Clare K. Lascelles
    ,
    David L. Portilla
    ,
    Chen Xu
  • SEC Approves Interim Final Rule Amending Form 10-K to Allow Filers to Include a Summary Section
    10 June 2016
    Matthew E. Kaplan
    ,
    Alan H. Paley
    ,
    Steven J. Slutzky
  • Another Message to Private Fund Sponsors on Broker Registration – This Time from Enforcement
    6 June 2016
    Kenneth J. Berman
    ,
    Michael P. Harrell
    ,
    Robert B. Kaplan
    ,
    Andrew M. Ostrognai
    ,
    Jonathan R. Tuttle
    ,
    Gregory T. Larkin
    ,
    Julie Baine Stem
  • Federal Reserve Proposes Enhanced Prudential Standards for Insurance SIFIs
    6 June 2016
    Alexander R. Cochran
    ,
    Thomas M. Kelly
    ,
    Gregory J. Lyons
    ,
    James C. Scoville
    ,
    John M. Vasily
    ,
    Luke P. Eldridge
    ,
    Clare K. Lascelles
    ,
    Chen Xu
  • Federal Reserve Publishes Advance Notice of Proposed Rulemaking on Capital Requirements for Insurers
    6 June 2016
    Alexander R. Cochran
    ,
    Thomas M. Kelly
    ,
    Gregory J. Lyons
    ,
    James C. Scoville
    ,
    John M. Vasily
    ,
    Luke P. Eldridge
    ,
    Clare K. Lascelles
    ,
    Chen Xu
  • Eleventh Circuit Holds that SEC Claims for Disgorgement and Declaratory Relief are Subject to Five-Year Limitations Period
    3 June 2016
    Paul R. Berger
    ,
    Robert B. Kaplan
    ,
    Andrew M. Levine
    ,
    Julie M. Riewe
    ,
    Colby A. Smith
    ,
    Jonathan R. Tuttle
    ,
    Bruce E. Yannett
    ,
    Ada Fernandez Johnson
  • Proposed Order Regarding the SEC’s Performance Fee Rule: Inflation Adjustments to Qualified Client Thresholds
    3 June 2016
    Kenneth J. Berman
    ,
    Gregory T. Larkin
    ,
    Julie Baine Stem
  • Delaware Court of Chancery Determines Fair Value in Dell Appraisal
    1 June 2016
    Gregory V. Gooding
    ,
    Gary W. Kubek
    ,
    Maeve O'Connor
    ,
    William D. Regner
    ,
    Jeffrey J. Rosen
  • Federal Reserve Provides Guidance on Supervisory Approach to Insurance
    31 May 2016
    Alexander R. Cochran
    ,
    Thomas M. Kelly
    ,
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    Nicholas F. Potter
    ,
    James C. Scoville
    ,
    John M. Vasily
    ,
    Benjamin Lyon
    ,
    David L. Portilla
  • Non-GAAP Metrics in the Crosshairs: SEC Issues New Guidance
    19 May 2016
    Matthew E. Kaplan
    ,
    Alan H. Paley
    ,
    Steven J. Slutzky
  • The SEC Proposes the CAT Plan, but at What Cost?
    17 May 2016
  • FinCEN Issues New Rule Requiring Identification of Beneficial Owners and Risk-Based Customer Due Diligence
    16 May 2016
    Satish M. Kini
    ,
    Paul L. Lee
    ,
    David G. Sewell
    ,
    Robert T. Dura
    ,
    Zila Reyes Acosta-Grimes
  • A Modest Proposal? CFPB to Gut Arbitration in Consumer Financial Contracts
    10 May 2016
    Matthew L. Biben
    ,
    Courtney M. Dankworth
    ,
    Mary Beth Hogan
    ,
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    Maeve O'Connor
    ,
    Clare K. Lascelles
  • SEC Adopts Final Rules Reflecting JOBS Act Changes to Registration Requirements
    10 May 2016
    Steven J. Slutzky
    ,
    Matthew E. Kaplan
    ,
    Elizabeth Pagel Serebransky
  • New York Adopts Delaware's MFW Standard for Going-Private Mergers
    6 May 2016
    Andrew L. Bab
    ,
    Gregory V. Gooding
    ,
    Gary W. Kubek
    ,
    Maeve O'Connor
    ,
    William D. Regner
  • Regulators Set Sights on Online Marketplace Lenders
    5 May 2016
    Christopher Rosekrans
  • Further Extension of No-Action Relief from Certain Reporting Requirements Under the Ownership and Control Final Rule
    3 May 2016
    Byungkwon Lim
    ,
    Aaron J. Levy
  • New Incentive Compensation Rules: Implications for Private Equity Firms
    2 May 2016
    Kenneth J. Berman
    ,
    Michael P. Harrell
    ,
    Elizabeth Pagel Serebransky
    ,
    Alison E. Buckley-Serfass
    ,
    Gregory T. Larkin
  • Debevoise Publishes Spring 2016 Edition of UK, US and Hong Kong Banking Litigation, Regulatory and Competition Law Update
    April 2016
    Lord Goldsmith QC
    ,
    Richard Lawton
    ,
    Kevin Lloyd
    ,
    Karolos Seeger
    ,
    Christopher Boyne
    ,
    Akima Paul Lambert
    ,
    Robert Maddox
    ,
    Paul R. Berger
    ,
    Matthew L. Biben
    ,
    Helen V. Cantwell
    ,
    Courtney M. Dankworth
    ,
    Mary Beth Hogan
    ,
    Robert B. Kaplan
    ,
    David A. O'Neil
    ,
    Jim Pastore
    ,
    Jonathan R. Tuttle
    ,
    Bruce E. Yannett
    ,
    Mark Johnson
    ,
    Philip Rohlik
    ,
    Emily Lam
    ,
    Christy Leung
    ,
    Ralph Sellar
    ,
    Yu Dong
    ,
    Timothy McIver
    ,
    Anne-Mette Heemsoth
  • FCPA Update April 2016
    Vol. 7, No. 9
    Paul R. Berger
    ,
    Andrew M. Levine
    ,
    Erich O. Grosz
    ,
    Jane Shvets
    ,
    Anna V. Maximenko
    ,
    Bruce E. Yannett
    ,
    Karolos Seeger
    ,
    David A. O'Neil
    ,
    Philip Rohlik
  • Compensation Practices at Financial Institutions Targeted: Proposed Incentive Compensation Rules Aim To Curb Excessive Risk-Taking
    26 April 2016
    Kenneth J. Berman
    ,
    Michael P. Harrell
    ,
    Satish M. Kini
    ,
    Elizabeth Pagel Serebransky
    ,
    Alison E. Buckley-Serfass
  • 28 Law Firms Publish White Paper Addressing Trust Indenture Act Complications In Debt Restructurings
    25 April 2016
    David A. Brittenham
    ,
    Matthew E. Kaplan
    ,
    M. Natasha Labovitz
    ,
    Peter J. Loughran
    ,
    Jeffrey E. Ross
    ,
    My Chi To
  • NYSE Listed Foreign Private Issuers Now Required to File Semiannual Unaudited Financial Information
    25 April 2016
    Matthew E. Kaplan
    ,
    James C. Scoville
    ,
    Steven J. Slutzky
    ,
    Vera Losonci
    ,
    Benjamin P. Collins-Wood
  • PRA Consults on Remuneration Rules
    25 April 2016
    James C. Scoville
    ,
    Benjamin Lyon
    ,
    Christopher Garrett
  • NAIC 2016 Spring National Meeting
    15 April 2016
    Alexander R. Cochran
    ,
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Nicholas F. Potter
    ,
    Eugene Benger
    ,
    Risa B. Gordon
    ,
    Khrystyna Rayko
  • Final DOL Fiduciary Rules Simplify Some Mechanics, but Retain Core Principles . . . and Flaws
    13 April 2016
    Lawrence K. Cagney
    ,
    Jonathan F. Lewis
    ,
    Charles E. Wachsstock
    ,
    Franklin L. Mitchell
  • FinCEN Proposes Subjecting Funding Portals to BSA-AML Obligations
    11 April 2016
    Satish M. Kini
    ,
    David G. Sewell
    ,
    Zila Reyes Acosta-Grimes
    ,
    Robert T. Dura
  • Latest Sun Capital Decision Clouds Controlled Group Analysis for Private Equity Funds
    8 April 2016
    Lawrence K. Cagney
    ,
    Jonathan F. Lewis
    ,
    Charles E. Wachsstock
    ,
    Franklin L. Mitchell
  • Treasury's Sweeping Proposed Regulations Attack Related-Party Debt
    8 April 2016
    Gary M. Friedman
    ,
    Peter A. Furci
    ,
    Burt Rosen
    ,
    Peter F.G. Schuur
  • Treasury Issues Regulations Imposing Additional Restrictions on Inversion Transactions
    7 April 2016
    Gary M. Friedman
    ,
    Peter A. Furci
    ,
    Peter F.G. Schuur
  • Basel Committee Proposes Constraints on Use of Internal Model Approaches
    6 April 2016
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Chen Xu
  • Sanctions Alert Issue 47
    31 March 2016
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
    ,
    Konstantin Bureiko
  • FCPA Update March 2016
    Vol. 7, No. 8
    Paul R. Berger
    ,
    Andrew M. Levine
    ,
    Philip Rohlik
    ,
    Bruce E. Yannett
    ,
    Karolos Seeger
    ,
    David A. O'Neil
    ,
    Erich O. Grosz
    ,
    Jane Shvets
    ,
    Jil Simon
  • FINRA Releases Report on Digital Investment Advice Tools
    24 March 2016
    Kenneth J. Berman
    ,
    Gregory T. Larkin
  • The FTC Draws the Line on Native Advertising
    23 March 2016
    David H. Bernstein
    ,
    Jeremy Feigelson
    ,
    Michael Schaper
    ,
    Megan K. Bannigan
    ,
    Zheng Wang
  • CFTC Eliminates Reporting and Recordkeeping Requirements for End-Users of Trade Options
    21 March 2016
    Byungkwon Lim
    ,
    Aaron J. Levy
  • Environmental and Climate Change Disclosure Under the Securities Laws: A Multijurisdictional Survey
    16 March 2016
    Paul M. Rodel
    ,
    Stuart Hammer
    ,
    Trey Reilly
  • Federal Reserve Re-Proposes Single-Counterparty Credit Limits
    10 March 2016
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Chen Xu
  • A Week of Hot News in Cybersecurity and Data Privacy
    8 March 2016
    Lawrence K. Cagney
    ,
    Luke Dembosky
    ,
    Jeremy Feigelson
    ,
    Jonathan F. Lewis
    ,
    Jim Pastore
    ,
    Dr. Friedrich Popp
  • FCPA Update February 2016
    Vol. 7, No. 7
    Paul R. Berger
    ,
    Andrew M. Levine
    ,
    Philip Rohlik
    ,
    Robert T. Dura
    ,
    Bruce E. Yannett
    ,
    Karolos Seeger
    ,
    David A. O'Neil
    ,
    Erich O. Grosz
    ,
    Jane Shvets
  • Florida Court Dismisses Data Breach Lawsuit for Lack of Standing
    29 February 2016
    Jeremy Feigelson
    ,
    Mark P. Goodman
    ,
    Maura Kathleen Monaghan
    ,
    Elliot Greenfield
    ,
    David Sarratt
  • U.S. Federal Court Denies Immunity to Sovereign Wealth Funds
    26 February 2016
    Mark W. Friedman
    ,
    Katherine Ashton
    ,
    Floriane Lavaud
  • SEC Final Cross-Border Rules on "Arranging, Negotiating, or Executing" Security-Based Swaps and the De Minimis Exception
    24 February 2016
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • CFTC Registration Relief for Foreign CPOs and CTAs: Correct Result, Incorrect Reasoning?
    22 February 2016
    Byungkwon Lim
    ,
    Gary E. Murphy
  • NFA Cybersecurity Notice Takes Effect March 1
    19 February 2016
    Jeremy Feigelson
    ,
    Byungkwon Lim
    ,
    Jim Pastore
    ,
    Gary E. Murphy
  • Sanctions Alert Issue 46
    10 February 2016
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
    ,
    Konstantin Bureiko
  • EU-U.S. “Privacy Shield” Greeted Cautiously
    4 February 2016
    Jeffrey P. Cunard
    ,
    Jeremy Feigelson
    ,
    Dr. Thomas Schürrle
    ,
    Dr. Friedrich Popp
  • FCPA Update January 2016
    Vol. 7, No. 6
    Paul R. Berger
    ,
    Andrew M. Levine
    ,
    David A. O'Neil
    ,
    Dmitri V. Nikiforov
    ,
    Dr. Thomas Schürrle
    ,
    Karolos Seeger
    ,
    Bruce E. Yannett
    ,
    Frederick T. Davis
    ,
    Philip Rohlik
    ,
    Jane Shvets
    ,
    Daniel Aun
    ,
    Elena Klutchareva
    ,
    Anna V. Maximenko
    ,
    Dr. Friedrich Popp
    ,
    Jessica Polebaum
  • SEC Proposes New Limits on Registered Funds’ and BDCs’ Use of Derivatives
    26 January 2016
    Kenneth J. Berman
    ,
    Byungkwon Lim
    ,
    Aaron J. Levy
  • FDA Publishes Guidance on Postmarket Cybersecurity Risk Management for Medical Device Manufacturers
    25 January 2016
    Jeremy Feigelson
    ,
    Mark P. Goodman
    ,
    Maura Kathleen Monaghan
    ,
    Jim Pastore
    ,
    David Sarratt
    ,
    Jacob W. Stahl
  • Supreme Court Rules that Unaccepted Rule 68 Offers of Complete Relief Do Not Moot a Plaintiff’s Case – But Payment of Full Relief Just May
    25 January 2016
    David H. Bernstein
    ,
    Jeffrey P. Cunard
    ,
    Courtney M. Dankworth
    ,
    Jyotin Hamid
    ,
    Mary Beth Hogan
    ,
    Maura Kathleen Monaghan
    ,
    Erol Gulay
  • Disclosure Considerations for the 2016 Annual Reporting Season
    20 January 2016
    Matthew E. Kaplan
    ,
    Peter J. Loughran
    ,
    Paul M. Rodel
    ,
    Steven J. Slutzky
  • Recent Decisions Create Further Uncertainty on Question of Whether Internal Reporting Triggers Dodd-Frank Whistleblower Anti-Retaliation Protection
    20 January 2016
    Jyotin Hamid
    ,
    Mary Beth Hogan
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
    ,
    Ryan M. Kusmin
  • Implementation Day – Iran Sanctions Relief Now Effective
    19 January 2016
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
    ,
    David G. Sewell
    ,
    Konstantin Bureiko
    ,
    Robert T. Dura
    ,
    Zila Reyes Acosta-Grimes
  • New PCAOB Rules Require Disclosure of Certain Audit Participants
    19 January 2016
    Matthew E. Kaplan
    ,
    Alan H. Paley
    ,
    David M. Becker
  • Compliance Issues FinTech Firms (and FinTech Investors) Should Be Focused on in 2016
    12 January 2016
  • CFTC Proposes Rules Providing an Alternative to Fingerprinting for Foreign Natural Persons
    8 January 2016
    Byungkwon Lim
    ,
    Emilie T. Hsu
  • Changes to Annual Privacy Notice Requirements
    6 January 2016
    Jeremy Feigelson
    ,
    Satish M. Kini
    ,
    Gregory T. Larkin
  • The Cybersecurity Information Sharing Act
    6 January 2016
    Jeremy Feigelson
    ,
    David A. O'Neil
    ,
    Jim Pastore
  • CFTC Responds to Frequently Asked Questions Regarding Forms CPO-PQR and CTA-PR
    5 January 2016
    Byungkwon Lim
    ,
    Gary E. Murphy
  • CFTC Adopts Margin Rules for Non-Cleared Swaps
    30 December 2015
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • Paris Climate Change Accord: 195 Countries Agree to Limit Greenhouse Gas Emissions
    23 December 2015
    Stuart Hammer
  • New Legislation Relating to the Taxation of REITs and Foreign Investment in U.S. Real Property
    22 December 2015
    Michael Bolotin
    ,
    Peter A. Furci
    ,
    Rafael Kariyev
  • FCPA Update December 2015
    Vol. 7, No. 5
    Karolos Seeger
    ,
    Paul R. Berger
    ,
    Andrew M. Levine
    ,
    Bruce E. Yannett
  • Solvency II: What You Need to Know as Effectiveness Nears
    17 December 2015
    Alexander R. Cochran
    ,
    E. Drew Dutton
    ,
    Thomas M. Kelly
    ,
    Gregory J. Lyons
    ,
    Nicholas F. Potter
    ,
    James C. Scoville
    ,
    John M. Vasily
    ,
    Benjamin Lyon
  • The CFPB Eyes Mobile Financial Services
    17 December 2015
  • Two Decisions Highlight Significant Litigation Challenges for Prosecutors and Regulators
    17 December 2015
    Paul R. Berger
    ,
    Robert B. Kaplan
    ,
    Jonathan R. Tuttle
    ,
    Bruce E. Yannett
    ,
    Laura E. O'Neill
  • CFTC Proposes Rules Regulating Automated Trading
    16 December 2015
    Byungkwon Lim
    ,
    Aaron J. Levy
  • Sanctions Alert Issue 45
    15 December 2015
    Satish M. Kini
    ,
    Carl Micarelli
    ,
    Konstantin Bureiko
  • The "FAST" Act: New Limited Private Resale Exemption
    9 December 2015
    Matthew E. Kaplan
    ,
    Paul M. Rodel
    ,
    Steven J. Slutzky
  • NAIC 2015 Fall National Meeting
    7 December 2015
    Alexander R. Cochran
    ,
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Nicholas F. Potter
    ,
    Eugene Benger
    ,
    Risa B. Gordon
  • NYDFS Proposes New Anti-Money Laundering Requirements, Liability for Compliance Officers
    7 December 2015
    Helen V. Cantwell
    ,
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Paul L. Lee
    ,
    David G. Sewell
    ,
    Robert T. Dura
    ,
    Zila Reyes Acosta-Grimes
  • The "FAST" Act: Additional EGC Flexibility and Roadmap for Reform of Regulation S-K
    7 December 2015
    Matthew E. Kaplan
    ,
    Paul M. Rodel
  • IAIS Consults on G-SIIs and NTNI: Are G-SIIs Sellers of Non-Core and NTNI Business Units?
    3 December 2015
    Alexander R. Cochran
    ,
    E. Drew Dutton
    ,
    Thomas M. Kelly
    ,
    Gregory J. Lyons
    ,
    Nicholas F. Potter
    ,
    James C. Scoville
    ,
    John M. Vasily
    ,
    Benjamin Lyon
  • SEC Proposes Enhanced Disclosure and Oversight Rules for Alternative Trading Systems
    3 December 2015
    Zila Reyes Acosta-Grimes
  • Questions Stemming from FINRA’s Best Execution Guidance
    2 December 2015
  • Delaware Supreme Court Affirms “Narrow” Rural/Metro Ruling; Declines to Characterize Sell-Side Financial Advisors as “Gatekeepers”
    1 December 2015
    Andrew L. Bab
    ,
    Gregory V. Gooding
    ,
    Gary W. Kubek
    ,
    Maeve O'Connor
    ,
    William D. Regner
  • Solvency II Equivalence Decisions and U.S.-EU Covered Agreement
    1 December 2015
    Alexander R. Cochran
    ,
    E. Drew Dutton
    ,
    Thomas M. Kelly
    ,
    Gregory J. Lyons
    ,
    Nicholas F. Potter
    ,
    John M. Vasily
    ,
    James C. Scoville
    ,
    Benjamin Lyon
  • CFTC Issues Preliminary Report on Swap Dealer De Minimis Exception
    30 November 2015
    Byungkwon Lim
    ,
    Aaron J. Levy
  • Treasury Issues Additional Guidance Relating to Inversion Transactions
    23 November 2015
    Gary M. Friedman
    ,
    Peter A. Furci
    ,
    Peter F.G. Schuur
  • The Private Equity Report, Fall 2015, Vol. 15, Number 2
    Fall 2015, Vol. 15, Number 2
  • Further Extension of Temporary No-Action Relief for Inter-Affiliate Swaps
    20 November 2015
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • The SEC Hands Out a Halloween Treat to Crowdfunding Supporters
    17 November 2015
    Peter J. Loughran
  • New Federal Guidance on Cybersecurity for Mobile Devices
    9 November 2015
    Jeremy Feigelson
    ,
    Jim Pastore
  • Federal Reserve Proposes Total Loss Absorbing Capacity Requirement
    4 November 2015
    Satish M. Kini
    ,
    Paul M. Rodel
    ,
    Gregory J. Lyons
    ,
    Paul L. Lee
    ,
    David L. Portilla
  • Bipartisan Budget Act of 2015 Revamps Partnership Tax Audit and Collection Procedures
    3 November 2015
    Adele M. Karig
    ,
    Matthew D. Saronson
    ,
    Peter F.G. Schuur
    ,
    Rafael Kariyev
  • Financial Stability Board Publishes Updated List of Global Systemically Important Insurers and Global Systemically Important Banks
    3 November 2015
    E. Drew Dutton
    ,
    Thomas M. Kelly
    ,
    Gregory J. Lyons
    ,
    Nicholas F. Potter
    ,
    John M. Vasily
    ,
    James C. Scoville
    ,
    Benjamin Lyon
  • Financial Stability Board Publishes Updated List of Global Systemically Important Insurers and Global Systemically Important Banks
    3 November 2015
    E. Drew Dutton
    ,
    Thomas M. Kelly
    ,
    Gregory J. Lyons
    ,
    Nicholas F. Potter
    ,
    John M. Vasily
    ,
    James C. Scoville
    ,
    Benjamin Lyon
  • Sanctions Alert Issue 44
    3 November 2015
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
    ,
    Konstantin Bureiko
  • Bank Agencies Adopt Margin and Capital Rules for Non-Cleared Derivatives
    2 November 2015
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • U.S. and EU Take First Steps to Implement Nuclear Deal with Iran
    28 October 2015
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
    ,
    Ramsay McCulloch
  • SEC Issues Guidance on Rule 14a-8(i)(9)
    23 October 2015
    Matthew E. Kaplan
    ,
    Peter J. Loughran
    ,
    Alan H. Paley
    ,
    Paul M. Rodel
    ,
    Steven J. Slutzky
  • Proposed Revision to CFTC 2013 Proposal on Aggregation of Positions Under Part 150
    16 October 2015
    Byungkwon Lim
    ,
    Aaron J. Levy
  • U.S. Further Relaxes Cuba Sanctions
    14 October 2015
    Satish M. Kini
    ,
    Carl Micarelli
    ,
    Robert T. Dura
  • No Coverage Under Commercial General Liability Policies in Recent Data Privacy Suits
    13 October 2015
    Jeremy Feigelson
    ,
    Andrew M. Levine
    ,
    Keith J. Slattery
  • Significant New International Capital Requirements Announced for Global Insurers, with Potential Impact on M&A Activity
    9 October 2015
    E. Drew Dutton
    ,
    Thomas M. Kelly
    ,
    Gregory J. Lyons
    ,
    Nicholas F. Potter
    ,
    James C. Scoville
    ,
    John M. Vasily
    ,
    Benjamin Lyon
  • CFTC Staff Interpretations Regarding Derivatives Clearing Organizations
    6 October 2015
    Byungkwon Lim
    ,
    Aaron J. Levy
  • Transfers of Personal Data to the United States: European Court of Justice Rules the Safe Harbour Protocol Is Potentially Invalid
    6 October 2015
    Dr. Thomas Schürrle
    ,
    Karolos Seeger
    ,
    Jeremy Feigelson
    ,
    Jim Pastore
    ,
    Jeffrey P. Cunard
    ,
    David A. O'Neil
  • In Two Recent Orders, CFTC Holds that Bitcoins Are Commodities
    5 October 2015
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • Sanctions Alert Issue 43
    2 October 2015
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
    ,
    Konstantin Bureiko
  • New Volcker Rule FAQs Provide Guidance on Market Making in Covered Funds and CEO Certification for Prime Brokerage Transactions
    28 September 2015
    Satish M. Kini
    ,
    Gregory T. Larkin
    ,
    David L. Portilla
  • SEC Sanctions Investment Adviser for Failing to Adopt Cybersecurity Policies and Procedures
    24 September 2015
    Kenneth J. Berman
    ,
    Jeffrey P. Cunard
    ,
    Jeremy Feigelson
    ,
    Michael P. Harrell
    ,
    David A. O'Neil
    ,
    Jim Pastore
    ,
    David Sarratt
  • SEC Enforcement Actions Getting Up Close and Personal
    23 September 2015
    Matthew E. Kaplan
    ,
    Alan H. Paley
    ,
    Jonathan R. Tuttle
  • FINRA Continues Focus on Broker-Dealer Liquidity Risk Management
    22 September 2015
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    Chen Xu
  • SEC Final Rules on Registration of Security-Based Swap Entities and Proposed Rules on Statutorily Disqualified Associated Persons
    21 September 2015
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • SEC Releases Updated Cybersecurity Examination Guidelines
    18 September 2015
    Kenneth J. Berman
    ,
    Jeremy Feigelson
    ,
    David A. O'Neil
    ,
    Jim Pastore
    ,
    David Sarratt
  • The “Yates Memorandum”: Has DOJ Really Changed Its Approach To White Collar Criminal Investigations and Individual Prosecutions?
    15 September 2015
    Helen V. Cantwell
    ,
    Bruce E. Yannett
    ,
    David A. O'Neil
    ,
    Paul R. Berger
    ,
    Matthew L. Biben
    ,
    Courtney M. Dankworth
    ,
    Mark P. Goodman
    ,
    Mary Beth Hogan
    ,
    James E. Johnson
    ,
    Robert B. Kaplan
    ,
    Satish M. Kini
    ,
    Andrew M. Levine
    ,
    Michael B. Mukasey
    ,
    Jim Pastore
    ,
    Colby A. Smith
    ,
    Jonathan R. Tuttle
    ,
    Erich O. Grosz
    ,
    David Sarratt
  • Second Circuit Creates Circuit Split on the Question of Whether Internal Reporting Triggers Whistleblower Anti-Retaliation Protection Under Dodd-Frank
    11 September 2015
    Jyotin Hamid
    ,
    Mary Beth Hogan
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
    ,
    Ryan M. Kusmin
  • FinCEN Proposes Anti-Money Laundering Rules for Investment Advisers
    31 August 2015
    Kenneth J. Berman
    ,
    Michael P. Harrell
    ,
    Satish M. Kini
    ,
    Andrew M. Ostrognai
    ,
    David G. Sewell
    ,
    Robert T. Dura
    ,
    Gregory T. Larkin
  • In re Dole Food Co.: When Stockholders Deserve a Fairer Price
    28 August 2015
    Andrew L. Bab
    ,
    Gregory V. Gooding
    ,
    Gary W. Kubek
    ,
    Maeve O'Connor
    ,
    William D. Regner
  • NAIC 2015 Summer National Meeting
    28 August 2015
    Alexander R. Cochran
    ,
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Nicholas F. Potter
    ,
    Eugene Benger
    ,
    Risa B. Gordon
    ,
    Angela W. Lee
  • Sanctions Alert Issue 42
    28 August 2015
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
    ,
    Konstantin Bureiko
  • Court Upholds FTC Cyber Authority; Recent FTC Guidance on Insider Breaches Looms Larger
    25 August 2015
    David Sarratt
    ,
    David A. O'Neil
    ,
    Jeremy Feigelson
    ,
    Jim Pastore
    ,
    Sean Heikkila
  • Cyber Crime Gets Back to Basics: How Cyber Criminals Are Monetizing Stolen Information Through Well-Worn Criminal Strategies
    17 August 2015
    Jeremy Feigelson
    ,
    David A. O'Neil
    ,
    Jim Pastore
    ,
    David Sarratt
  • Minding the Gap: SEC Hands Down Final CEO Pay Ratio Rule
    11 August 2015
    Lawrence K. Cagney
    ,
    Meir D. Katz
    ,
    Jonathan F. Lewis
    ,
    Elizabeth Pagel Serebransky
    ,
    Charles E. Wachsstock
  • ISS 2016 Annual Policy Survey Open Until September 4
    6 August 2015
    Matthew E. Kaplan
    ,
    Paul M. Rodel
    ,
    Steven J. Slutzky
  • OFAC Updates Russia and Ukraine Sanctions Lists, Issues Advisory on Evasion of Crimea Embargo
    5 August 2015
    Natalia A. Drebezgina
    ,
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Alyona N. Kucher
    ,
    Dmitri V. Nikiforov
    ,
    David A. O'Neil
    ,
    Carl Micarelli
    ,
    Konstantin Bureiko
    ,
    Robert T. Dura
  • NAIC Begins to Develop a Group Capital Measure for U.S. Insurance Enterprises
    4 August 2015
    E. Drew Dutton
    ,
    Thomas M. Kelly
    ,
    Gregory J. Lyons
    ,
    Nicholas F. Potter
    ,
    James C. Scoville
    ,
    John M. Vasily
    ,
    Benjamin Lyon
  • Debevoise Publishes UK, U.S. and Hong Kong Banking Litigation, Regulatory and Competition Law Update
    3 August 2015
    Kevin Lloyd
    ,
    Mark Johnson
    ,
    Courtney M. Dankworth
    ,
    David A. O'Neil
    ,
    Tony Dymond
    ,
    Lord Goldsmith QC
    ,
    Richard Lawton
    ,
    Christopher Boyne
    ,
    Akima Paul Lambert
    ,
    Ralph Sellar
    ,
    Matthew L. Biben
    ,
    Helen V. Cantwell
    ,
    Mary Beth Hogan
    ,
    Jonathan R. Tuttle
    ,
    Bruce E. Yannett
    ,
    Karolos Seeger
    ,
    Robin Lööf
    ,
    Robert Maddox
    ,
    Timothy McIver
    ,
    Anne-Mette Heemsoth
    ,
    Christy Leung
  • US Fund Managers – The Latest AIFMD News
    3 August 2015
    Sally Gibson
    ,
    Tom Hodge
  • Sanctions Alert Issue 41
    1 August 2015
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
    ,
    Konstantin Bureiko
  • Treasury Issues Proposed Regulations on Management Fee “Waiver” Mechanisms
    29 July 2015
    Michael Bolotin
    ,
    Peter A. Furci
    ,
    Adele M. Karig
    ,
    Matthew D. Saronson
    ,
    Peter F.G. Schuur
    ,
    Rafael Kariyev
  • Data Breach Plaintiffs’ Suit Reinstated; Court Holds Affected Customers Have Standing
    28 July 2015
    Jeffrey P. Cunard
    ,
    Jeremy Feigelson
    ,
    David A. O'Neil
    ,
    Jim Pastore
  • Iran Nuclear Sanctions Deal Reached
    17 July 2015
    Satish M. Kini
    ,
    Carl Micarelli
    ,
    Konstantin Bureiko
    ,
    Robert T. Dura
  • New Volcker Rule FAQ Provides Guidance on Fund Seeding Periods
    17 July 2015
    Satish M. Kini
    ,
    David L. Portilla
    ,
    Gregory T. Larkin
  • The IRS Identifies Certain Basket Derivatives as Reportable Transactions
    17 July 2015
    Burt Rosen
    ,
    Robert J. Staffaroni
    ,
    Ben Lee Friedman
  • FCC Both Eases and Tightens TCPA Rules
    16 July 2015
    Matthew L. Biben
    ,
    Jeffrey P. Cunard
    ,
    Courtney M. Dankworth
  • No Fault, No Relief: SEC Proposes New “No-Fault” Clawback Rules
    13 July 2015
    Lawrence K. Cagney
    ,
    Meir D. Katz
    ,
    Jonathan F. Lewis
    ,
    Elizabeth Pagel Serebransky
    ,
    Charles E. Wachsstock
  • IAIS Begins Public Consultation on Higher Loss Absorbency Standard for Global Systematically Important Insurers
    10 July 2015
    E. Drew Dutton
    ,
    Thomas M. Kelly
    ,
    Gregory J. Lyons
    ,
    Nicholas F. Potter
    ,
    James C. Scoville
    ,
    John M. Vasily
    ,
    Benjamin Lyon
  • Sanctions Alert Issue 40
    10 July 2015
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
    ,
    Konstantin Bureiko
  • SEC Seeks Input on Potential Changes to Audit Committee Disclosures
    9 July 2015
    Matthew E. Kaplan
    ,
    Paul M. Rodel
    ,
    Steven J. Slutzky
  • SEC Pay-to-Play Placement Agent Restriction Delayed, and a Reminder for Campaign Season
    9 July 2015
    Kenneth J. Berman
    ,
    Michael P. Harrell
    ,
    Jennifer R. Cowan
    ,
    Gregory T. Larkin
    ,
    Julie Baine Stem
  • EU Extends Ukraine-Related Sanctions
    24 June 2015
    Natalia A. Drebezgina
    ,
    Lord Goldsmith QC
    ,
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Alyona N. Kucher
    ,
    Dmitri V. Nikiforov
    ,
    Carl Micarelli
    ,
    Konstantin Bureiko
    ,
    Robert T. Dura
    ,
    Ramsay McCulloch
  • CFPB Issues Final Auto Finance Larger Participant Rule and New Auto Finance Examination Procedures
    19 June 2015
    Matthew L. Biben
    ,
    Courtney M. Dankworth
    ,
    Satish M. Kini
  • Financial Regulators Issue Final Standards for Assessing Diversity and Inclusion Policies and Practices of Regulated Entities
    17 June 2015
    Courtney M. Dankworth
    ,
    Jyotin Hamid
    ,
    Mary Beth Hogan
    ,
    Gregory J. Lyons
  • Sanctions Alert Issue 39
    17 June 2015
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
  • New Volcker Rule FAQs Clarify Foreign Public Fund “Control” Issues and Limit Use of “Joint Venture” Exemption but Leave Many Issues Unresolved
    15 June 2015
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    Gregory T. Larkin
    ,
    David L. Portilla
  • The Private Equity Report, Spring 2015, Vol. 15, Number 1
    Spring 2015, Vol. 15, Number 1
  • D.C. Circuit Court Affirms Validus on Narrower Grounds
    29 May 2015
    Peter A. Furci
    ,
    Seth L. Rosen
    ,
    Peter F.G. Schuur
    ,
    Daniel Priest
  • Congress Establishes Framework for U.S. Approval of Iran Sanctions Deal
    15 May 2015
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
  • Sanctions Alert Issue 38
    15 May 2015
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
  • BE-10 Reporting by U.S. Persons Regarding Non-U.S. Business Holdings
    13 May 2015
    Jonathan Adler
    ,
    Gregory V. Gooding
    ,
    Michael P. Harrell
    ,
    Satish M. Kini
  • Apples to Oranges: SEC Proposes Rules to Show “Relationship” Between CEO Pay and Company Performance
    4 May 2015
    Lawrence K. Cagney
    ,
    Meir D. Katz
    ,
    Jonathan F. Lewis
    ,
    Elizabeth Pagel Serebransky
    ,
    Charles E. Wachsstock
  • ICSID Tribunal Rejects Ecuador’s Motion for Reconsideration
    22 April 2015
    Mark W. Friedman
    ,
    Z.J. Jennifer Lim
    ,
    Ina C. Popova
  • DOL Catches Many in Expanded Fiduciary Net; Is Proposed Exemption an Escape Hatch or a Trap Door?
    21 April 2015
    Lawrence K. Cagney
    ,
    Jonathan F. Lewis
    ,
    Charles E. Wachsstock
  • Sanctions Alert Issue 37
    20 April 2015
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
  • U.S. to Remove Cuba from List of State Sponsors of Terrorism
    15 April 2015
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
  • Bureau of Land Management Issues Final Rule for Fracking on Federal and Tribal Lands
    9 April 2015
    Stuart Hammer
  • IRS Confirms Restricted Use of 162(m) IPO Transition Rule
    7 April 2015
    Elizabeth Pagel Serebransky
    ,
    Jonathan F. Lewis
    ,
    Charles E. Wachsstock
    ,
    Meir D. Katz
  • SEC Brings First-of-Its-Kind Action for Confidentiality Agreement that Discourages Whistleblowing
    6 April 2015
    Jyotin Hamid
    ,
    Mary Beth Hogan
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
    ,
    Ryan M. Kusmin
  • U.S. Authorizes Cyber Sanctions, Recommends Tech Companies Adopt Compliance Programs
    6 April 2015
    Jeremy Feigelson
    ,
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
    ,
    Jim Pastore
    ,
    Robert T. Dura
  • Sanctions Alert Issue 36
    2 April 2015
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
  • SEC Staff Provides No-Action Relief from Custody Rule for Principals-Only Funds
    31 March 2015
    Jonathan Adler
    ,
    Kenneth J. Berman
    ,
    Rebecca F. Silberstein
    ,
    Gregory T. Larkin
  • DFS Expands Its Cyber Focus to Insurers
    30 March 2015
    Jeremy Feigelson
    ,
    Jim Pastore
    ,
    David A. O'Neil
  • In Omnicare, the Supreme Court Clarifies When Statements of Opinion Are Actionable Under Section 11 of the Securities Act
    26 March 2015
    Matthew E. Kaplan
    ,
    Gary W. Kubek
    ,
    Peter J. Loughran
    ,
    Maeve O'Connor
    ,
    Alan H. Paley
    ,
    Jonathan R. Tuttle
    ,
    Colby A. Smith
    ,
    Bruce E. Yannett
    ,
    Elliot Greenfield
  • New German Investment Regulation Adopted
    16 March 2015
    Michael P. Harrell
    ,
    Geoffrey Kittredge
    ,
    Sally Gibson
  • Sanctions Alert Issue 35
    11 March 2015
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
  • Volcker Rule FAQ Expands Ability of Non-U.S. Banks to Invest in Private Funds
    2 March 2015
    Jonathan Adler
    ,
    Andrew M. Ahern
    ,
    Kenneth J. Berman
    ,
    Michael P. Harrell
    ,
    Satish M. Kini
    ,
    Geoffrey Kittredge
    ,
    Gregory J. Lyons
    ,
    Andrew M. Ostrognai
    ,
    David J. Schwartz
    ,
    Rebecca F. Silberstein
    ,
    Gregory T. Larkin
    ,
    David L. Portilla
  • Resale Price Maintenance - The Forgotten Evergreen
    24 February 2015
    Dr. Thomas Schürrle
    ,
    Dr. Andrea Pomana
    ,
    Gary W. Kubek
  • Ninth Circuit Affirms District Court Order to Unwind Hospital Merger
    13 February 2015
    Gary W. Kubek
    ,
    Mark P. Goodman
    ,
    Andrew L. Bab
    ,
    Maura Kathleen Monaghan
    ,
    Kevin Rinker
    ,
    Kristin D. Kiehn
    ,
    Erica S. Weisgerber
  • Sanctions Alert Issue 34
    5 February 2015
    Satish M. Kini
    ,
    David A. O'Neil
    ,
    Carl Micarelli
  • D.C. Circuit's POM Wonderful Decision Points To Reduced Substantiation Burden For Advertisers
    4 February 2015
    David H. Bernstein
    ,
    Jeremy Feigelson
    ,
    Michael Schaper
  • What Will the “Eyes and Ears” of the SEC Choose to See and Hear this Year?
    OCIE Announces Examination Priorities for 2015
    4 February 2015
    Kenneth J. Berman
    ,
    Michael P. Harrell
    ,
    Gregory T. Larkin
  • Another Modest Step to Easing SEC Registration Standards
    2 February 2015
    Matthew E. Kaplan
    ,
    Elizabeth Pagel Serebransky
    ,
    Meir D. Katz
  • Breaking Ranks: Garlock Reaches Unprecedented Deal with Future Claims Representative on Value of Trust for Asbestos Claims
    21 January 2015
    Mark P. Goodman
    ,
    M. Natasha Labovitz
    ,
    Maura Kathleen Monaghan
    ,
    Shannon Rose Selden
    ,
    My Chi To
  • U.S. Updates Cuba Sanctions and Export Regulations
    20 January 2015
    Satish M. Kini
    ,
    Carl Micarelli
  • New Rules Take Effect at CIETAC
    14 January 2015
    Christopher K. Tahbaz
    ,
    Philip Rohlik
  • Sanctions Alert Issue 33
    14 January 2015
    Satish M. Kini
    ,
    Carl Micarelli
  • U.S. and EU Sanctions: How Are Insurers Affected?
    12 January 2015
    Satish M. Kini
    ,
    Carl Micarelli
  • The Arbitration Quarterly Issue 6
    January 2015
    David W. Rivkin
    ,
    John B. Missing
    ,
    Aimee-Jane Lee
    ,
    Nicola Swan
    ,
    Conway Blake
    ,
    Patrick Taylor
    ,
    Floriane Lavaud
    ,
    Evgeny Samoylov
    ,
    Gavin Chesney
  • IAIS Issues Consultation on Global Insurance Capital Standard
    9 January 2015
    Alexander R. Cochran
    ,
    David Grosgold
    ,
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Gregory J. Lyons
    ,
    Nicholas F. Potter
    ,
    John M. Vasily
    ,
    James C. Scoville
    ,
    E. Drew Dutton
  • FSOC Gets Curious: Are Asset Managers’ Products and Activities Creating Systemic Risk?
    8 January 2015
    Kenneth J. Berman
    ,
    Michael P. Harrell
    ,
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    Gregory T. Larkin
    ,
    David L. Portilla
  • U.S. and EU Continue to Expand Ukraine-related Sanctions and Clarify Sanctions Targeting Russian Companies
    8 January 2015
    Natalia A. Drebezgina
    ,
    Lord Goldsmith QC
    ,
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Alyona N. Kucher
    ,
    Dmitri V. Nikiforov
    ,
    Carl Micarelli
    ,
    Konstantin Bureiko
  • IRS Counsel’s Memorandum Challenges Deductibility of Ceding Commission for Indemnity Reinsurance Transaction
    6 January 2015
    Seth L. Rosen
    ,
    Peter F.G. Schuur
    ,
    Daniel Priest
  • FCPA Update - December 2014
    Volume 6, No. 5
    Andrew M. Levine
    ,
    Bruce E. Yannett
    ,
    Frederick T. Davis
    ,
    Paul R. Berger
    ,
    Karolos Seeger
    ,
    Robert Maddox
  • Reminder - Periodic Filing, Notice and Reporting Requirements for Private Equity Funds
    29 December 2014
    Jonathan Adler
    ,
    Andrew M. Ahern
    ,
    Kenneth J. Berman
    ,
    Jennifer J. Burleigh
    ,
    Michael P. Harrell
    ,
    Satish M. Kini
    ,
    Geoffrey Kittredge
    ,
    Jonathan F. Lewis
    ,
    Andrew M. Ostrognai
    ,
    David J. Schwartz
    ,
    Rebecca F. Silberstein
    ,
    Steven J. Slutzky
    ,
    Gavin Anderson
    ,
    Gary E. Murphy
    ,
    Sally Gibson
    ,
    Gregory T. Larkin
  • Amendments To U.S. Bank Capital and Other Rules To Address the Global Implementation of Special Resolution Regimes For Banks
    23 December 2014
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • CFTC Grants Relief from Commodity Pool Operator Registration for Insurance-Linked Securities Issued by SPVs
    23 December 2014
    Byungkwon Lim
    ,
    Gary E. Murphy
    ,
    Aaron J. Levy
  • The Empire State Strikes Back: New York State Bans Hydraulic Fracturing
    23 December 2014
    Stuart Hammer
  • United Nations General Assembly Adopts Convention on Transparency in Treaty-Based Investor-State Arbitration
    23 December 2014
    David W. Rivkin
    ,
    Lord Goldsmith QC
    ,
    Donald Francis Donovan
  • New Cyber Guidance From NY DFS: A Possible Path To “Reasonable Security”
    19 December 2014
    Jeremy Feigelson
    ,
    Gregory J. Lyons
    ,
    Satish M. Kini
    ,
    Jim Pastore
  • “Planning for the Worst”: The SEC Plans New Regulations for the Asset Management Industry
    19 December 2014
    Jonathan Adler
    ,
    Kenneth J. Berman
    ,
    Satish M. Kini
    ,
    Gregory T. Larkin
    ,
    David L. Portilla
  • Federal Reserve Board Extends Volcker Rule Conformance Period for Covered Funds
    18 December 2014
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    Gregory T. Larkin
    ,
    David L. Portilla
  • Third Circuit Affirms Enforceability of Pre-Dispute Arbitration Agreements for Whistleblower Claims Under Dodd-Frank
    17 December 2014
    Jyotin Hamid
    ,
    Mary Beth Hogan
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
  • United States to Ease Cuba Sanctions
    17 December 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • Sanctions Alert Issue 32
    16 December 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • Second Circuit Restores Teeth to Insider Trading Personal Benefit Requirement
    11 December 2014
    Paul R. Berger
    ,
    Helen V. Cantwell
    ,
    Mark P. Goodman
    ,
    Matthew E. Kaplan
    ,
    Robert B. Kaplan
    ,
    Andrew M. Levine
    ,
    Jonathan R. Tuttle
    ,
    Bruce E. Yannett
    ,
    Ada Fernandez Johnson
  • New York’s New Debt Collection Rules Extend Well Beyond the FDCPA and May Influence the CFPB’s Rulemaking
    10 December 2014
    Courtney M. Dankworth
    ,
    Mary Beth Hogan
    ,
    Andrew M. Levine
  • CFTC Amends No-Action Relief from Swap Clearing Requirement for Certain Treasury Affiliates
    5 December 2014
    Byungkwon Lim
    ,
    Aaron J. Levy
    ,
    Emilie T. Hsu
  • Basel Committee Adopts Net Stable Funding Ratio: How Much Liquidity Is Enough?
    2 December 2014
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Chen Xu
    ,
    Satish M. Kini
  • CFTC Grants Family Offices No-Action Relief from registration as CTAs
    2 December 2014
    Byungkwon Lim
    ,
    Gary E. Murphy
  • Is the “Proxy Put” Dead? Pontiac General Employees Retirement Fund v. Healthways
    2 December 2014
    David A. Brittenham
    ,
    Jeffrey E. Ross
    ,
    Scott B. Selinger
  • Chesapeake Energy Loses $1.3 Billion Bond Redemption Appeal: Will a Handful of Missing Words Cost $400 Million?
    26 November 2014
    David A. Brittenham
    ,
    Jeffrey E. Ross
    ,
    Ramya S. Tiller
  • Sanctions Alert Issue 31
    26 November 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • CFTC and SEC Proposed Interpretation Concerning Forward Contracts with Embedded Volumetric Optionality
    25 November 2014
    Byungkwon Lim
    ,
    Aaron J. Levy
  • FCPA Update - November 2014
    Vol. 6, No. 4
    Andrew M. Levine
    ,
    Bruce E. Yannett
    ,
    Philip Rohlik
    ,
    Frederick T. Davis
    ,
    Antoine F. Kirry
    ,
    Paul R. Berger
  • Second Circuit Extends Equitable Mootness Doctrine to Chapter 11 Liquidations
    24 November 2014
    Jasmine Ball
    ,
    Richard F. Hahn
    ,
    M. Natasha Labovitz
    ,
    George E.B. Maguire
    ,
    Shannon Rose Selden
    ,
    My Chi To
    ,
    Erica S. Weisgerber
  • NAIC 2014 Fall National Meeting
    21 November 2014
    Alexander R. Cochran
    ,
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Nicholas F. Potter
    ,
    Spencer K. Gilbert
    ,
    Risa B. Gordon
    ,
    Chen Xu
  • CFTC Interpretation on Notification and Reporting Obligations of Swap Dealers and Major Swap Participants for Uncleared Swaps Margin
    20 November 2014
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • CFTC Extends and Expands No-Action Relief for Swaps Executed as Part of Certain Package Transactions
    20 November 2014
    Byungkwon Lim
    ,
    Aaron J. Levy
  • CFTC Extends Temporary No-Action Relief for Swaps Between Eligible Affiliate Counterparties
    12 November 2014
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • ISS and Glass Lewis Publish 2015 Proxy Voting Updates
    12 November 2014
    Alan H. Paley
    ,
    Paul M. Rodel
  • Financial Stability Board Opts Not to Amend List of Global Systemically Important Insurers or to Designate Reinsurers
    11 November 2014
    Alexander R. Cochran
    ,
    E. Drew Dutton
    ,
    David Grosgold
    ,
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Gregory J. Lyons
    ,
    Nicholas F. Potter
    ,
    James C. Scoville
    ,
    John M. Vasily
  • Regulators Clarify Leveraged Lending Guidance
    11 November 2014
    David A. Brittenham
    ,
    Jeffrey E. Ross
    ,
    Satish M. Kini
    ,
    Christopher Rosekrans
  • Sanctions Alert Issue 30
    11 November 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • FCPA Update - October 2014
    Vol. 6, No. 3
    Andrew M. Levine
    ,
    Colby A. Smith
  • Highlights from the 21st Annual IAIS Conference, and Their Implications
    27 October 2014
    Alexander R. Cochran
    ,
    E. Drew Dutton
    ,
    David Grosgold
    ,
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Gregory J. Lyons
    ,
    Nicholas F. Potter
    ,
    James C. Scoville
    ,
    John M. Vasily
  • CFTC Provides No-Action Relief To Certain Delegating Commodity Pool Operators
    21 October 2014
    Byungkwon Lim
    ,
    Gary E. Murphy
  • Sanctions Alert Issue 29
    14 October 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • Delaware Court Affirms Refusal to Extend WARN Act Liability to Private Equity Sponsor
    7 October 2014
    Jasmine Ball
    ,
    Richard F. Hahn
    ,
    M. Natasha Labovitz
    ,
    George E.B. Maguire
    ,
    Kevin M. Schmidt
    ,
    Shannon Rose Selden
    ,
    My Chi To
  • The Private Equity Report, Fall 2014, Vol. 14, Number 2
    Fall 2014, Vol. 14, Number 2
  • CFTC Excludes Certain Swaps with Utility Special Entities from Swap Dealer De Minimis Calculation
    3 October 2014
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • Be Timely or Else: SEC Imposes Sanctions Against Both Insiders and Issuers for Beneficial Ownership Reporting Failures
    2 October 2014
    Lawrence K. Cagney
    ,
    Matthew E. Kaplan
    ,
    Jonathan F. Lewis
    ,
    Elizabeth Pagel Serebransky
    ,
    Charles E. Wachsstock
    ,
    Meir D. Katz
  • FCPA Update - September 2014
    Vol 6., No. 2
    Andrew M. Levine
    ,
    Bruce E. Yannett
    ,
    David Sarratt
    ,
    Karolos Seeger
    ,
    Thomas Jenkins
  • Important Lessons Come in Small Packages: SEC Focus on MD&A Trends and Uncertainties Disclosure
    26 September 2014
    Matthew E. Kaplan
    ,
    Alan H. Paley
    ,
    Jonathan R. Tuttle
    ,
    Morgan J. Hayes
  • CFTC Issues Relief Regarding Insurance Company General Account Entities, CPO Use of Third-Party Recordkeepers, and Form CPO-PQR Filing Requirements
    24 September 2014
    Byungkwon Lim
    ,
    Gary E. Murphy
  • SEC Proposed Rule for Treatment of Certain Communications of Security-Based Swap Quotes
    23 September 2014
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • U.S. Treasury Department Tries to Curtail Inversion Transactions
    23 September 2014
    Gary M. Friedman
    ,
    Matthew D. Saronson
    ,
    Peter F.G. Schuur
  • CFPB Proposes Auto Finance Larger Participant Rule, Releases Fair Lending Supervisory Report and Proxy Methodology
    22 September 2014
    Helen V. Cantwell
    ,
    Courtney M. Dankworth
    ,
    Mary Beth Hogan
    ,
    Satish M. Kini
  • Provocative DOJ Proposal Aims to Hold Financial Services Executives Criminally Liable, Even Absent Criminal Intent
    22 September 2014
    Bruce E. Yannett
    ,
    Mary Beth Hogan
    ,
    Helen V. Cantwell
    ,
    Mark P. Goodman
    ,
    James E. Johnson
    ,
    Andrew M. Levine
    ,
    Jonathan R. Tuttle
    ,
    Kristin D. Kiehn
    ,
    Jacob W. Stahl
  • Employee Classification: An Old Issue Getting Renewed Attention
    19 September 2014
    Lawrence K. Cagney
    ,
    Jonathan F. Lewis
    ,
    Elizabeth Pagel Serebransky
    ,
    Charles E. Wachsstock
  • Questions and Answers on the Liquidity Coverage Ratio
    17 September 2014
    Satish M. Kini
    ,
    Gregory J. Lyons
    ,
    Byungkwon Lim
    ,
    David L. Portilla
    ,
    Chen Xu
  • ЕС расширяет секторальные санкции в отношении России и вводит санкции в отношении новых физических и юридических лиц
    15 сентября 2014 г.
    Natalia A. Drebezgina
    ,
    Lord Goldsmith QC
    ,
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Alyona N. Kucher
    ,
    Dmitri V. Nikiforov
    ,
    Carl Micarelli
    ,
    Ramsay McCulloch
  • США расширяют секторальные санкции в отношении России, введено блокирование в отношении ряда новых оборонных предприятий
    15 сентября 2014 г.
    Natalia A. Drebezgina
    ,
    Lord Goldsmith QC
    ,
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Alyona N. Kucher
    ,
    Dmitri V. Nikiforov
    ,
    Carl Micarelli
  • Sanctions Alert Issue 27
    15 September 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • US Expands Sectoral Sanctions Against Russia, Blocks New Defense Companies
    15 September 2014
    Natalia A. Drebezgina
    ,
    Lord Goldsmith QC
    ,
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Alyona N. Kucher
    ,
    Dmitri V. Nikiforov
    ,
    Carl Micarelli
  • Amendment to France-Luxembourg Tax Treaty Affects French Real Estate Holding Company Structures
    12 September 2014
    Matthew D. Saronson
    ,
    Peter F.G. Schuur
    ,
    Eric Bérengier
  • CFTC Opens Door for Use of Jobs Act General Solicitations
    12 September 2014
    Kenneth J. Berman
    ,
    Byungkwon Lim
    ,
    Gary E. Murphy
  • OCC’s Final “Heightened Expectations”: An Overview Focusing on How the OCC Responded to Industry Comments
    12 September 2014
    Satish M. Kini
    ,
    Byungkwon Lim
    ,
    Gregory J. Lyons
    ,
    Paul L. Lee
    ,
    David L. Portilla
  • CFTC’S DSIO Addresses the Treatment of Wholly-Owned Subsidiaries of Commodity Pools in No-Action Relief to Permit Consolidated Reporting
    11 September 2014
    Byungkwon Lim
    ,
    Gary E. Murphy
  • Sanctions Alert Issue 26
    29 August 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • FCPA Update - August 2014
    Vol. 6, No. 1
    Paul R. Berger
    ,
    Andrew M. Levine
    ,
    Colby A. Smith
    ,
    Bruce E. Yannett
  • NAIC 2014 Summer National Meeting
    25 August 2014
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Nicholas F. Potter
    ,
    Alexander R. Cochran
    ,
    Risa B. Gordon
    ,
    Spencer K. Gilbert
  • Second Circuit Holds Whistleblower Anti-Retaliation Provision Does Not Apply Extraterritorially
    19 August 2014
    Jyotin Hamid
    ,
    Mary Beth Hogan
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
  • OFAC Revises and Clarifies “50% Rule”, Combines Ownership Interests of Different Blocked Persons
    18 August 2014
    Natalia A. Drebezgina
    ,
    Lord Goldsmith QC
    ,
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Alyona N. Kucher
    ,
    Dmitri V. Nikiforov
    ,
    Carl Micarelli
  • Sanctions Alert Issue 25
    15 August 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • Supreme Court Decision in Stock Drop Case: Are Fiduciaries Now Vulnerable or Bulletproof?
    12 August 2014
    Lawrence K. Cagney
    ,
    Jonathan F. Lewis
    ,
    Elizabeth Pagel Serebransky
    ,
    Charles E. Wachsstock
  • США вводят экспортные санкции в отношении российского нефтегазового сектора
    8 August 2014
    Natalia A. Drebezgina
    ,
    Lord Goldsmith QC
    ,
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Alyona N. Kucher
    ,
    Dmitri V. Nikiforov
    ,
    Carl Micarelli
  • Russia Imposes Restrictions on Agricultural Imports from the U.S., EU, Canada, Australia and Norway
    8 August 2014
    Natalia A. Drebezgina
    ,
    Lord Goldsmith QC
    ,
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Alyona N. Kucher
    ,
    Dmitri V. Nikiforov
    ,
    Carl Micarelli
  • U.S. Imposes Export Sanctions against Russian Oil and Gas Sector
    8 August 2014
    Natalia A. Drebezgina
    ,
    Lord Goldsmith QC
    ,
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Alyona N. Kucher
    ,
    Dmitri V. Nikiforov
    ,
    Carl Micarelli
  • Heads of SEC Whistleblower Office and FCPA Unit Warn against Interference with Potential Whistleblowers
    June 2014
    Financial Fraud Law Dept
    Paul R. Berger
    ,
    Andrew M. Levine
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
    ,
    Ryan M. Kusmin
  • FinCEN Proposes Enhanced Customer Due Diligence Requirements
    5 August 2014
    Satish M. Kini
    ,
    Paul L. Lee
    ,
    Gregory T. Larkin
  • FinCEN Proposes Enhanced Customer Due Diligence Requirements
    5 August 2014
    Satish M. Kini
    ,
    Paul L. Lee
    ,
    Gregory T. Larkin
  • Sanctions Alert Issue 24
    1 August 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • U.S. Announces New Sanctions on Russian Companies, Provides Guidance on Transactions Involving SSI Entities
    29 July 2014
    Natalia A. Drebezgina
    ,
    Lord Goldsmith QC
    ,
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Alyona N. Kucher
    ,
    Dmitri V. Nikiforov
    ,
    James C. Scoville
    ,
    Vera Losonci
    ,
    Carl Micarelli
  • CFIUS Review Requires Due Process
    24 July 2014
    Geoffrey P. Burgess
    ,
    Jeffrey P. Cunard
    ,
    E. Drew Dutton
    ,
    Mark W. Friedman
    ,
    Alan Kartashkin
    ,
    Maurizio Levi-Minzi
    ,
    Andrew M. Ostrognai
    ,
    Bruce E. Yannett
  • FCPA Update
    July 2014, Vol. 5, No. 12
    Helen V. Cantwell
    ,
    Andrew M. Levine
    ,
    Colby A. Smith
    ,
    Bruce E. Yannett
    ,
    Alan Kartashkin
    ,
    Dmitri V. Nikiforov
    ,
    Anna V. Maximenko
    ,
    Jane Shvets
  • United States Expands Sanctions on Russia, Introduces Limited Sectoral Sanctions against Four Companies
    16 July 2014
    Natalia A. Drebezgina
    ,
    Lord Goldsmith QC
    ,
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Alyona N. Kucher
    ,
    Dmitri V. Nikiforov
    ,
    Carl Micarelli
  • Sanctions Alert Issue 23
    15 July 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • Treatment of SPVs and M&A Escrow Accounts under the Advisers Act Custody Rule
    11 July 2014
    Kenneth J. Berman
    ,
    Michael P. Harrell
    ,
    Andrew M. Ostrognai
    ,
    Kevin M. Schmidt
    ,
    Gregory T. Larkin
  • D.C. Circuit Upholds Privilege Protections in Compliance Investigations
    3 July 2014
    Helen V. Cantwell
    ,
    Mary Beth Hogan
    ,
    Andrew M. Levine
    ,
    Bruce E. Yannett
    ,
    Paul R. Berger
    ,
    Jonathan R. Tuttle
  • SEC Final Rules on Cross-Border Application of Security-Based Swap Entity Definitions and Other Related Topics
    3 July 2014
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • SEC Issues Guidance with Respect to Proxy Advisory Firms and Proxy Voting by Investment Advisers
    3 July 2014
    Alan H. Paley
    ,
    Kenneth J. Berman
    ,
    Gregory T. Larkin
  • SEC Settles First “Pay-to-Play” Enforcement Action
    2 July 2014
    Jonathan Adler
    ,
    Andrew M. Ahern
    ,
    Jennifer J. Burleigh
    ,
    Michael P. Harrell
    ,
    Andrew M. Levine
    ,
    David J. Schwartz
    ,
    Rebecca F. Silberstein
    ,
    Kenneth J. Berman
    ,
    Jennifer R. Cowan
    ,
    Gregory T. Larkin
  • SEC Chair White Sets Equity Market Structure Agenda
    30 June 2014
    Byungkwon Lim
    ,
    Ryan M. Kusmin
  • FCPA Update
    June 2014, Vol. 5, No. 11
    Paul R. Berger
    ,
    Andrew M. Levine
    ,
    Colby A. Smith
    ,
    Jonathan R. Tuttle
    ,
    Bruce E. Yannett
    ,
    Ada Fernandez Johnson
    ,
    Karolos Seeger
  • FDA Issues Proposed Guidance on Social Media and Internet Communications for Pharmaceutical and Medical Device Manufacturers
    27 June 2014
    Mark P. Goodman
    ,
    Maura Kathleen Monaghan
    ,
    Kristin D. Kiehn
    ,
    Jacob W. Stahl
  • Municipalities File Fair Lending Lawsuits
    26 June 2014
    Mary Beth Hogan
  • Sanctions Alert Issue 22
    26 June 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • Supreme Court Upholds “Fraud on the Market” Presumption But Allows Evidence of Lack of Price Impact at the Class Certification Stage
    24 June 2014
    Gary W. Kubek
    ,
    Maeve O'Connor
    ,
    Edwin G. Schallert
    ,
    Colby A. Smith
    ,
    Jonathan R. Tuttle
    ,
    Bruce E. Yannett
    ,
    Ada Fernandez Johnson
    ,
    Elliot Greenfield
  • PCAOB Adopts New Rules for Scrutiny of Related Party and Similar Transactions
    19 June 2014
    Alan H. Paley
  • SEC Brings First Anti-Retaliation Enforcement Action under Dodd-Frank
    19 June 2014
    Jyotin Hamid
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
    ,
    Ryan M. Kusmin
  • Considerations for a Volcker Rule "Private Funds" Strategy
    18 June 2014
    Gregory J. Lyons
    ,
    Satish M. Kini
    ,
    David L. Portilla
  • Supreme Court: States Have Power to Restrict Contamination Suits Despite CERCLA Pre-Emption
    17 June 2014
    Stuart Hammer
    ,
    Harry Zirlin
  • Rector Modified Recommendations to NAIC Task Force on Financing of XXX and AXXX Reserves
    16 June 2014
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Nicholas F. Potter
    ,
    Alexander R. Cochran
  • NAIC Private Equity Issues Working Group Discusses New York Proposal and Exposes Proposed Guidance for Financial Analysis Handbook for Insurer Acquisitions
    13 June 2014
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Nicholas F. Potter
    ,
    Michael D. Devins
    ,
    Alexander R. Cochran
  • Sanctions Alert Issue 21
    13 June 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • The Supreme Court Confirms that Bankruptcy Courts Can Issue Proposed Findings of Fact and Conclusions of Law in Stern-Type Disputes
    11 June 2014
    Jasmine Ball
    ,
    Richard F. Hahn
    ,
    M. Natasha Labovitz
    ,
    George E.B. Maguire
    ,
    Shannon Rose Selden
    ,
    My Chi To
  • New EPA Rule Seeks to Reduce Greenhouse Gas Emissions from Existing Power Plants
    10 June 2014
    Stuart Hammer
  • Second Circuit Defers to SEC in Overturning District Court’s Rejection of Settlement with “Neither Admit or Deny” Language
    5 June 2014
    Andrew M. Levine
    ,
    Bruce E. Yannett
    ,
    Paul R. Berger
    ,
    Robert B. Kaplan
    ,
    Colby A. Smith
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
    ,
    David Sarratt
    ,
    Ryan M. Kusmin
  • FCA Enforcement Process Under Review
    4 June 2014
    Karolos Seeger
    ,
    Robert Maddox
  • The Private Equity Report, Summer/Fall 2012, Vol. 13, Number 1
    Summer/Fall 2012, Vol. 13, Number 1
  • Sanctions Alert Issue 20
    30 May 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • FCPA Update
    May 2014, Vol. 5, No. 10
    Andrew M. Levine
    ,
    Colby A. Smith
    ,
    Bruce E. Yannett
  • FCA Publishes Policy Statement on Changes to the Listing Rules
    27 May 2014
    James C. Scoville
    ,
    Guy Lewin-Smith
    ,
    Natalia A. Drebezgina
    ,
    Alan Kartashkin
  • CFTC Streamlines Process to Delegate Commodity Pool Operator Authority
    21 May 2014
    Byungkwon Lim
    ,
    Gary E. Murphy
  • Citing Private Equity Concerns, New York Department of Financial Services Proposes Increased Scrutiny and Disclosure for Acquisitions of New York Domestic and Commercially Domiciled Insurers
    20 May 2014
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Nicholas F. Potter
    ,
    Michael D. Devins
    ,
    Alexander R. Cochran
  • EU Expands Ukraine-Related Sanctions; U.S. Targets Russian Bank for Aiding Syrian Government; U.S. Updates Sanctions Rules
    14 May 2014
    Lord Goldsmith QC
    ,
    Natalia A. Drebezgina
    ,
    Alan Kartashkin
    ,
    Alyona N. Kucher
    ,
    Dmitri V. Nikiforov
    ,
    Satish M. Kini
    ,
    Carl Micarelli
  • Sanctions Alert Issue 19
    14 May 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • Second Circuit Further Limits Securities Claims Based on the Purchase of Foreign Securities
    8 May 2014
    Gary W. Kubek
    ,
    Maeve O'Connor
    ,
    Edwin G. Schallert
    ,
    Colby A. Smith
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
  • Wind Blowing against Coal
    7 May 2014
    Stuart Hammer
    ,
    Harry Zirlin
  • FCA Announces Changes to the Premium Listing Rules, with Focus on Companies with a Controlling Shareholder
    6 May 2014
    James C. Scoville
    ,
    Guy Lewin-Smith
    ,
    Natalia A. Drebezgina
    ,
    Alan Kartashkin
  • SEC Warns Against Interference with Potential Whistleblowers
    6 May 2014
    Kenneth J. Berman
    ,
    Jonathan R. Tuttle
    ,
    Jyotin Hamid
    ,
    Michael P. Harrell
    ,
    Mary Beth Hogan
    ,
    Ada Fernandez Johnson
    ,
    Ryan M. Kusmin
  • Foreign Bank Investments in Parallel Fund Structures under the Volcker Rule
    1 May 2014
    Kenneth J. Berman
    ,
    Jennifer J. Burleigh
    ,
    Michael P. Harrell
    ,
    Satish M. Kini
    ,
    Geoffrey Kittredge
    ,
    Gregory J. Lyons
    ,
    Andrew M. Ostrognai
    ,
    David J. Schwartz
    ,
    Rebecca F. Silberstein
    ,
    Gregory T. Larkin
    ,
    David L. Portilla
  • SEC Will Not Postpone Conflict Minerals Rule
    1 May 2014
    Alan H. Paley
    ,
    Paul M. Rodel
  • The Private Equity Report Article Index
    1 May 2014
  • Sanctions Alert Issue 18
    30 April 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • U.S. and EU Expand Sanctions against Russia
    29 April 2014
    Lord Goldsmith QC
    ,
    Natalia A. Drebezgina
    ,
    Alan Kartashkin
    ,
    Alyona N. Kucher
    ,
    Dmitri V. Nikiforov
    ,
    Satish M. Kini
  • FCPA Update
    April 2014, Vol. 5, No. 9
    Andrew M. Levine
    ,
    Paul R. Berger
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
    ,
    Ryan M. Kusmin
  • N.Y. Department of Financial Services Begins to Flex Dodd-Frank Muscles
    25 April 2014
  • Head of SEC Whistleblower Office Warns against Interference with Potential Whistleblowers
    24 April 2014
    Jyotin Hamid
    ,
    Mary Beth Hogan
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
    ,
    Ryan M. Kusmin
  • PBGC’s Weapon of Last Resort Brings Victory in St. Gobain
    24 April 2014
    Lawrence K. Cagney
    ,
    Elizabeth Pagel Serebransky
    ,
    Jonathan F. Lewis
    ,
    Charles E. Wachsstock
  • SEC Focuses on “Gatekeepers” in Recent Enforcement Actions
    23 April 2014
    Alan H. Paley
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
    ,
    Ryan M. Kusmin
  • SEC Releases Cybersecurity Examination Roadmap
    22 April 2014
    Kenneth J. Berman
    ,
    Jeremy Feigelson
    ,
    Michael P. Harrell
    ,
    Robert B. Kaplan
    ,
    Satish M. Kini
  • Sanctions Alert Issue 17
    17 April 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • Arbitration Quarterly Issue 5
    Issue No 5 – April 2014
    Christopher K. Tahbaz
    ,
    Dietmar W. Prager
    ,
    Gavin Chesney
    ,
    Ina C. Popova
    ,
    Z.J. Jennifer Lim
    ,
    Conway Blake
  • Court Greenlights FTC’s Data Security Lawsuit Against Wyndham
    14 April 2014
    Jeremy Feigelson
    ,
    David Sarratt
  • United States Authorizes Aid to Ukraine and Adopts New Sanctions
    11 April 2014
    Natalia A. Drebezgina
    ,
    Alan Kartashkin
    ,
    Alyona N. Kucher
    ,
    Dmitri V. Nikiforov
    ,
    Satish M. Kini
    ,
    Lord Goldsmith QC
    ,
    Carl Micarelli
  • The Financial Institutions Report
    Volume 8, Number 1, April 2014
    Seth L. Rosen
    ,
    Peter F.G. Schuur
    ,
    Daniel Priest
  • Distressed Investors Beware: Assignment Restrictions May Not Mean What You Think in Certain Jurisdictions
    8 April 2014
    Richard F. Hahn
    ,
    M. Natasha Labovitz
    ,
    My Chi To
    ,
    Katherine Ashton
    ,
    Klaudius Heda
    ,
    Pierre Clermontel
  • NAIC 2014 Spring National Meeting
    4 April 2014
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Nicholas F. Potter
    ,
    Alexander R. Cochran
    ,
    Spencer K. Gilbert
  • Sanctions Alert Issue 16
    2 April 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • The Effect of the Crisis in Ukraine on Russian Deals – Part II
    31 March 2014
    Natalia A. Drebezgina
    ,
    Alan Kartashkin
    ,
    Alyona N. Kucher
    ,
    Dmitri V. Nikiforov
    ,
    Geoffrey P. Burgess
    ,
    Lord Goldsmith QC
    ,
    Guy Lewin-Smith
    ,
    James C. Scoville
    ,
    Satish M. Kini
    ,
    Carl Micarelli
  • FCPA Update
    March 2014, Vol. 5, No. 8
    Andrew M. Levine
    ,
    Philip Rohlik
    ,
    Karolos Seeger
    ,
    Bruce E. Yannett
    ,
    Robin Lööf
    ,
    Robert Maddox
  • Recent Client Updates
    Winter 2014, Vol. 14, Number 1
  • Considering a Subscription Credit Facility? Here’s What You Need to Know
    Winter 2014, Vol. 14, Number 1
    William B. Beekman
    ,
    Craig A. Bowman
    ,
    Victoria G. J. Brown
  • Everything Old Is New Again: PIK Notes
    Winter 2014, Vol. 14, Number 1
    David A. Brittenham
    ,
    Scott B. Selinger
  • “Getting to an Answer in In re Answers”
    Winter 2014, Vol. 14, Number 1
    Gregory V. Gooding
    ,
    Sue Meng
  • Options under the Volcker Rule for Banks to Sponsor Private Equity and Hedge Funds
    Winter 2014, Vol. 14, Number 1
    Michael P. Harrell
    ,
    Satish M. Kini
    ,
    Rebecca F. Silberstein
    ,
    Gregory T. Larkin
  • Sponsor-Backed IPOs Keep Rolling
    Winter 2014, Vol. 14, Number 1
    Matthew E. Kaplan
    ,
    Steven J. Slutzky
  • SunGard 2.0
    Winter 2014, Vol. 14, Number 1
    Jeffrey E. Ross
    ,
    Scott B. Selinger
  • The Art of Spinning Off
    Winter 2014, Vol. 14, Number 1
    M. Natasha Labovitz
    ,
    Jonathan E. Levitsky
    ,
    Shannon Rose Selden
  • The King Can Do No Wrong: Sovereign Immunity and Its Exceptions
    Winter 2014, Vol. 14, Number 1
    Shannon Rose Selden
    ,
    Gavin Anderson
  • U.S. Expands Sanctions; Russia Responds
    20 March 2014
    Natalia A. Drebezgina
    ,
    Lord Goldsmith QC
    ,
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Alyona N. Kucher
    ,
    Dmitri V. Nikiforov
    ,
    Carl Micarelli
  • What’s New: Leverage Lending Guidance
    Winter 2014, Vol. 14, Number 1
    David A. Brittenham
    ,
    Satish M. Kini
    ,
    Christopher Rosekrans
  • The Private Equity Report, Winter 2014, Vol. 14, Number 1
    19 March 2014
  • Sanctions Alert Issue 15
    18 March 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • The United States and European Union Impose Sanctions on Russian Officials
    18 March 2014
    Natalia A. Drebezgina
    ,
    Lord Goldsmith QC
    ,
    Alan Kartashkin
    ,
    Satish M. Kini
    ,
    Alyona N. Kucher
    ,
    Dmitri V. Nikiforov
    ,
    Carl Micarelli
  • Maritime Delimitation: ICJ Rules on Peru-Chile Maritime Boundary Dispute
    17 March 2014
    Donald Francis Donovan
    ,
    Lord Goldsmith QC
    ,
    Aimee-Jane Lee
  • Delaware Supreme Court Applies Business Judgment Review to Controlling Stockholder Mergers Using Dual Protection Structure
    14 March 2014
    Gregory V. Gooding
    ,
    Gary W. Kubek
    ,
    Maeve O'Connor
    ,
    William D. Regner
    ,
    Jeffrey J. Rosen
  • How Sell Side Advisors Can Reduce Litigation Risk in Light of Delaware’s Rural/Metro Decision
    14 March 2014
    Gregory V. Gooding
    ,
    Gary W. Kubek
    ,
    Maeve O'Connor
    ,
    William D. Regner
  • Temporary No-Action Relief for Swaps between Eligible Affiliate Counterparties
    10 March 2014
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • Sanctions Alert Issue 14
    7 March 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • Supreme Court Gives SOX Whistleblower Provision Expansive Reading
    7 March 2014
    Jyotin Hamid
    ,
    Mary Beth Hogan
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
  • United States and European Union Adopt Ukraine-Related Sanctions
    7 March 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • Are Your Employees Now “Knowledgeable”? New SEC Guidance for Private Fund Managers
    6 March 2014
    Jennifer J. Burleigh
    ,
    Michael P. Harrell
    ,
    David J. Schwartz
    ,
    Rebecca F. Silberstein
    ,
    Kenneth J. Berman
    ,
    Gregory T. Larkin
  • Rector Report to NAIC Task Force on Financing of XXX and AXXX Reserves
    5 March 2014
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Nicholas F. Potter
    ,
    Alexander R. Cochran
  • The Private Equity Report, Spring 2013, Vol. 13, Number 3
    Spring 2013, Vol. 13, Number 3
  • CFTC Advisory on Gramm-Leach-Bliley Act Security Safeguards
    28 February 2014
    Byungkwon Lim
    ,
    Gary E. Murphy
    ,
    Aaron J. Levy
  • Enhanced Prudential Standards for Foreign Banking Organizations – A Guide for Each FBO Type
    27 February 2014
    Gregory J. Lyons
    ,
    Paul L. Lee
    ,
    David L. Portilla
    ,
    Satish M. Kini
  • Recent CFTC Actions Relating to Mandatory Exchange-trading of Swaps
    27 February 2014
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • FCPA Update
    February 2014, Vol. 5, No. 7
    Karolos Seeger
    ,
    Bruce E. Yannett
    ,
    Robin Lööf
    ,
    Robert Maddox
    ,
    Andrew M. Levine
    ,
    Shashwat Patel
  • SEC Updates Form PF Guidance
    24 February 2014
    Kenneth J. Berman
    ,
    Jennifer J. Burleigh
    ,
    Michael P. Harrell
    ,
    Byungkwon Lim
    ,
    David J. Schwartz
    ,
    Rebecca F. Silberstein
    ,
    Gregory T. Larkin
  • Newly Affirmed Bankruptcy Court Ruling Outlines Path to Bankruptcy Discharge for Mass Tort Claims
    18 February 2014
    Jasmine Ball
    ,
    Richard F. Hahn
    ,
    M. Natasha Labovitz
    ,
    George E.B. Maguire
    ,
    Maura Kathleen Monaghan
    ,
    Shannon Rose Selden
    ,
    My Chi To
    ,
    Craig A. Bruens
  • Sanctions Alert Issue 13
    18 February 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • Reporting by New York Domestic Insurers of Investments Made in Designated Persons Engaged in Energy Sector Investments in Iran
    13 February 2014
    Carl Micarelli
    ,
    Satish M. Kini
  • Fifth Circuit Provides a Reminder That Language Providing for a Prepayment Premium Must Be Unambiguous
    11 February 2014
    Jasmine Ball
    ,
    Richard F. Hahn
    ,
    M. Natasha Labovitz
    ,
    George E.B. Maguire
    ,
    Shannon Rose Selden
    ,
    My Chi To
  • Sanctions Alert Issue 12
    5 February 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • Swaps Subject to Mandatory Exchange-Trading: Update I
    31 January 2014
    Byungkwon Lim
    ,
    Aaron J. Levy
  • The SEC’s Examination Priorities for 2014
    28 January 2014
    Kenneth J. Berman
    ,
    Michael P. Harrell
    ,
    Robert B. Kaplan
    ,
    Jonathan R. Tuttle
  • NYSE Section 303A Written Affirmation Updated for New Compensation Committee Standards
    24 January 2014
    Alan H. Paley
  • Sanctions Alert Issue 11
    23 January 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • SEC Releases Form SD for Conflict Minerals Disclosure
    23 January 2014
    Alan H. Paley
    ,
    Paul M. Rodel
  • Court Rules That Due to Misrepresentations by Plaintiffs’ Firms, Garlock’s Settlement History Does Not Accurately Represent Its Actual Asbestos Liability
    21 January 2014
    Maura Kathleen Monaghan
    ,
    My Chi To
    ,
    Mark P. Goodman
    ,
    M. Natasha Labovitz
  • Handling State AG Parens Patriae Actions Now That the Supreme Court Has Rejected Federal Court Removal
    21 January 2014
    Mark P. Goodman
    ,
    John S. Kiernan
    ,
    Maura Kathleen Monaghan
    ,
    Erica S. Weisgerber
  • FCPA Update
    January 2014, Vol. 5, No. 6
    Paul R. Berger
    ,
    Andrew M. Levine
    ,
    Bruce E. Yannett
    ,
    Philip Rohlik
    ,
    Jane Shvets
  • CFTC Staff Advisory on Commodity Trading Advisors and Swaps
    14 January 2014
    Byungkwon Lim
    ,
    Gary E. Murphy
  • CFTC No-Action Relief and Request for Comment for Transaction-Level Requirements of Non-U.S. Swap Dealers
    9 January 2014
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • Sanctions Alert Issue 10
    9 January 2014
    Satish M. Kini
    ,
    Carl Micarelli
  • “New Year’s Resolutions” for New York Non-Profits: The New York Non-Profit Revitalization Act of 2013
    7 January 2014
    Craig A. Bowman
    ,
    Wolcott B. Dunham, Jr.
  • The Volcker Rule – An In-Depth Q&A about the Covered Funds Provisions
    7 January 2014
    Paul L. Lee
    ,
    Byungkwon Lim
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Satish M. Kini
    ,
    Gregory T. Larkin
  • The Volcker Rule: An In-Depth Q&A about the Proprietary Trading Provisions
    6 January 2014
    Satish M. Kini
    ,
    Byungkwon Lim
    ,
    Gregory J. Lyons
    ,
    Paul L. Lee
    ,
    Gregory T. Larkin
    ,
    David L. Portilla
  • The Private Equity Report, Winter 2014, Vol. 14, Number 1
    Winter 2014, Vol. 14, Number 1
  • Reminder – Periodic Filing, Notice and Reporting Requirements for Private Equity Funds
    26 December 2013
    Marwan Al-Turki
    ,
    Kenneth J. Berman
    ,
    Jennifer J. Burleigh
    ,
    Michael P. Harrell
    ,
    Satish M. Kini
    ,
    Geoffrey Kittredge
    ,
    Jonathan F. Lewis
    ,
    Byungkwon Lim
    ,
    Andrew M. Ostrognai
    ,
    David J. Schwartz
    ,
    Rebecca F. Silberstein
    ,
    Steven J. Slutzky
    ,
    Sally Gibson
    ,
    Gary E. Murphy
    ,
    Gregory T. Larkin
  • CFTC Comparability Determinations and No-Action Relief for Certain Foreign Swap Dealers and Major Swap Participants
    24 December 2013
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • FIO Report on the Modernization of Insurance Regulation
    24 December 2013
    Thomas M. Kelly
    ,
    Nicholas F. Potter
  • Arbitration Quarterly Issue 4
    Issue No 4 – December 2013
    Mark W. Friedman
    ,
    Carl Micarelli
    ,
    Ina C. Popova
    ,
    Gavin Chesney
  • NAIC 2013 Fall National Meeting
    23 December 2013
    Thomas M. Kelly
    ,
    Nicholas F. Potter
  • Second Circuit Limits Availability of Chapter 15
    20 December 2013
    Jasmine Ball
    ,
    Richard F. Hahn
    ,
    M. Natasha Labovitz
    ,
    George E.B. Maguire
    ,
    Shannon Rose Selden
    ,
    My Chi To
  • The Private Equity Report, Spring 2013, Volume 13, Number 3
    19 December 2013
  • Get Used to Steep Compliance Risk
    18 December 2013
    American Banker
    Paul L. Lee
  • FCPA Update
    December 2013, Vol. 5, No. 5
    Andrew M. Levine
    ,
    Philip Rohlik
    ,
    Dmitri V. Nikiforov
    ,
    Bruce E. Yannett
    ,
    Jane Shvets
  • The Private Equity Report, Fall 2013, Vol. 13, Number 4
    16 December 2013
  • The Volcker Rule: An Overview
    13 December 2013
    Paul L. Lee
    ,
    Gregory J. Lyons
    ,
    David L. Portilla
    ,
    Satish M. Kini
    ,
    Gregory T. Larkin
  • Mandatory Exchange-Trading for Swaps
    12 December 2013
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • Sanctions Alert Issue 9
    10 December 2013
    Satish M. Kini
    ,
    Carl Micarelli
  • Adviser Beware: Lessons Learned From Recent SEC Examinations and Enforcement Actions
    Fall 2013
    Robert B. Kaplan
    ,
    Kenneth J. Berman
  • Good News on "Bad Actors"
    Fall 2013
    Jonathan Adler
    ,
    Kenneth J. Berman
    ,
    Alan H. Paley
  • MAC Clauses in the UK and U.S.: Much Ado about Nothing?
    Fall 2013
    Katherine Ashton
    ,
    Kevin Rinker
  • Options under the Volcker Rule for Bank Investment in Unaffiliated Private Equity and Hedge Funds
    Fall 2013
    Satish M. Kini
    ,
    Michael P. Harrell
    ,
    Gregory T. Larkin
  • Secondary Acquisitions of Listed Private Equity Funds
    Fall 2013
    Katherine Ashton
    ,
    Cécile Beurrier
  • The Facts Make a Difference: Lower Court’s Dismissal of WARN Act Claim against Private Equity Sponsors Affirmed
    Fall 2013
    M. Natasha Labovitz
    ,
    Shannon Rose Selden
  • The Sun Capital Case: Does It Affect the Taxation of Your Private Equity Fund’s Gain?
    Fall 2013
    Adele M. Karig
    ,
    Peter A. Furci
  • Claim Trading Update: Third Circuit Holds that Section 502(d) Disallowance Runs with the Claim
    26 November 2013
    Jasmine Ball
    ,
    Richard F. Hahn
    ,
    M. Natasha Labovitz
    ,
    George E.B. Maguire
    ,
    Shannon Rose Selden
    ,
    My Chi To
  • Sanctions Alert Issue 8
    26 November 2013
    Satish M. Kini
    ,
    Carl Micarelli
  • FCPA Update
    November 2013, Vol. 5, No. 4
    Andrew M. Levine
    ,
    Bruce E. Yannett
    ,
    Karolos Seeger
    ,
    Robin Lööf
  • Proposed CFTC Rules on Position Limits
    22 November 2013
    Byungkwon Lim
    ,
    Aaron J. Levy
  • Bankruptcy Court Rules OID Generated in Fair Market Value Debt Exchange Should Be Allowed
    21 November 2013
    Jasmine Ball
    ,
    Richard F. Hahn
    ,
    M. Natasha Labovitz
    ,
    George E.B. Maguire
    ,
    Shannon Rose Selden
    ,
    My Chi To
  • Supreme Court to Review “Fraud on the Market” Presumption of Reliance in Securities Class Actions
    21 November 2013
    Mark P. Goodman
    ,
    John S. Kiernan
    ,
    Shannon Rose Selden
    ,
    William H. Taft V
    ,
    Edwin G. Schallert
    ,
    Gary W. Kubek
    ,
    Maeve O'Connor
    ,
    Colby A. Smith
  • Sanctions Alert Issue 7
    20 November 2013
    Satish M. Kini
    ,
    Carl Micarelli
  • New York Insurers’ Investments in Firms Engaged in Iranian Energy Sector Activities Treated as “Nonadmitted”
    19 November 2013
    Carl Micarelli
    ,
    Satish M. Kini
  • JOBS Act Title III Crowdfunding Moves Closer to Reality
    18 November 2013
    Peter J. Loughran
    ,
    Paul M. Rodel
  • CFPB Begins Comprehensive Rulemaking Process on Debt Collection
    12 November 2013
    Mary Beth Hogan
    ,
    Satish M. Kini
    ,
    Courtney M. Dankworth
  • Impact of Health Care Reform on Employers: Two Years In
    Summer/Fall 2012, Vol. 13, Number 1
    Jonathan F. Lewis
    ,
    Meir D. Katz
  • FCA Publishes Proposals on Changes to the Premium Listing Rules, with Focus on Companies with a Controlling Shareholder
    11 November 2013
    James C. Scoville
    ,
    Guy Lewin-Smith
    ,
    Natalia A. Drebezgina
    ,
    Alan Kartashkin
  • Final CFTC Rules on Protection of Collateral for Uncleared Swaps and Cleared Swap Account in Bankruptcy‬
    8 November 2013
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • FTC Expands Scope of Reportable Pharma Patent Licenses under the Hart-Scott-Rodino Act
    8 November 2013
    Daniel M. Abuhoff
    ,
    Kyra K. Bromley
    ,
    Gary W. Kubek
    ,
    Michael Schaper
  • ALERT: Compliance Date for Placement Agent Prohibition in Pay-to-Play Rule Delayed Again
    Spring 2012, Vol. 12, Number 3
    Kenneth J. Berman
    ,
    Michael P. Harrell
    ,
    Marcia L. MacHarg
    ,
    Gregory T. Larkin
  • Sponsors Beware: “Trades or Businesses” and Joint and Several Exposure for Unfunded Pension Liabilities under ERISA
    Spring 2012, Vol. 12, Number 3
    Lawrence K. Cagney
  • Springtime: The Return of “Covenant-Lite” Financings
    Spring 2012, Vol. 12, Number 3
    Pierre Maugüé
  • Wading in the Waters: Conducting IPO Pricing Discovery after the “JOBS” Act
    Spring 2012, Vol. 12, Number 3
    Matthew E. Kaplan
  • Yes, Virginia, You Really Can Waive Fraud Claims
    Spring 2012, Vol. 12, Number 3
    Gregory V. Gooding
  • Imitation Is The Sincerest Form of Flattery: Continued Use of Private Equity Technology in Acquisitions by Strategic Buyers
    Summer/Fall 2012, Vol 13, Number 1
    Kevin Rinker
    ,
    Uri Herzberg
  • Letter from the Editor
    Spring 2012, Vol. 12, Number 3
    Franci J. Blassberg
  • Olympic Update: The U.S. and the UK Battle for the Gold on Choice of Law
    Spring 2012, Vol. 12, Number 3
    David Innes
  • The Liquidity Crunch (This Year’s Model): Recent Delaware Cases Involving Controlling Stockholders
    Spring 2012, Vol. 12, Number 3
    Gregory V. Gooding
  • Financial Regulators Issue Proposed Standards for Assessing Diversity Policies and Practices of Regulated Entities
    1 November 2013
    Jyotin Hamid
    ,
    Mary Beth Hogan
    ,
    Gregory J. Lyons
  • The LCR Proposal: Questions and Answers
    1 November 2013
    Gregory J. Lyons
    ,
    Paul L. Lee
    ,
    Satish M. Kini
  • When Size Does Matter: The SEC’s New Rules on Large Trader Registration May Snare Private Equity
    Winter 2012, Vol. 12, Number 2
    Kevin Rinker
    ,
    Gary E. Murphy
  • Sanctions Alert Issue 6
    30 October 2013
  • FCPA Update
    October 2013, Vol. 5, No. 3
    Paul R. Berger
    ,
    Bruce E. Yannett
    ,
    Andrew M. Levine
    ,
    Erich O. Grosz
    ,
    Philip Rohlik
    ,
    Jane Shvets
    ,
    Samantha J. Rowe
    ,
    Satish M. Kini
  • SDNY Holds Anti-Retaliation Provision of Dodd-Frank Does Not Apply Extraterritorially
    24 October 2013
    Jyotin Hamid
    ,
    Mary Beth Hogan
    ,
    Colby A. Smith
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
  • Guidance (and a Touch of Solace) for Compliance and Legal Personnel on Potential Supervisory Liability
    21 October 2013
    Paul R. Berger
    ,
    Kenneth J. Berman
    ,
    Robert B. Kaplan
    ,
    Jonathan R. Tuttle
  • Sanctions Alert Issue 5
    15 October 2013
  • The Private Equity Report, Spring 2012, Vol. 12, Number 3
    Spring 2012, Vol. 12, Number 3
  • The Private Equity Report, Summer/Fall 2012, Vol. 13, Number 1
    10 October 2013
  • Winter 2013, Vol. 13, Number 2
    Winter 2013
  • ALERT - Congress Actually Passing Bipartisan Legislation: JOBS Act to Facilitate Access to Capital
    Winter 2012
    Matthew E. Kaplan
  • ALERT - UK/EU Developments: More Disclosure, More Regulation and a Potentially Shrinking Pool of Investors
    Winter 2012
  • GUEST COLUMN: Portfolio Valuation
    Winter 2012
  • New Opportunities for Private Equity to Help Financial Institutions Address Basel III Capital Requirements?
    Winter 2013
  • Pension Derisking: New Ways to Manage Old Pension Liabilities
    Winter 2013
  • Registration Rights in High Yield Debt Offerings: A Market Survey
    Winter 2012
    David A. Brittenham
  • Sanctions Alert Issue 4
    1 October 2013
  • Strategic Thinking: Special Considerations for Private Equity Sponsors Contemplating Add-On Acquisitions
    Winter 2013
    Kevin M. Schmidt
    ,
    Michael Schaper
  • Tax Reporting Gone Wild: Getting Ready for the New FATCA Rule
    Winter 2013
    Peter F.G. Schuur
    ,
    Adele M. Karig
    ,
    Matthew D. Saronson
  • Time for Private Equity to Relax About ERISA-Controlled Group Liability?
    Winter 2013
    Jonathan F. Lewis
  • When the SEC Knocks on Your Door, Will You Be Prepared?: Practical Steps PE Firms Should Take to Prepare for an SEC “Presence” Examination
    Winter 2013, Vol 13, Number 2
    Kenneth J. Berman
    ,
    Robert B. Kaplan
    ,
    Michael P. Harrell
    ,
    Jonathan R. Tuttle
  • You Have the Financials, Right? Some Challenges in Financing “Carve-Out” Acquisitions
    Winter 2012
    Jeffrey E. Ross
    ,
    Scott B. Selinger
  • The Private Equity Report, Fall 2013, Vol. 13, Number 4
    Fall 2013, Vol. 13, Number 4
  • Arbitration Quarterly Issue 3
    Issue No 3 - September 2013
    Donald Francis Donovan
    ,
    Carl Micarelli
    ,
    Conway Blake
    ,
    Nicola Swan
    ,
    Samantha J. Rowe
  • FCPA Update
    September 2013, Vol. 5, No. 2
    Andrew M. Levine
    ,
    Philip Rohlik
    ,
    Geoffrey P. Burgess
    ,
    Christopher K. Tahbaz
  • Investment Adviser Pleads Guilty to Lying to SEC Officials during an Examination
    24 September 2013
    Kenneth J. Berman
    ,
    Michael P. Harrell
    ,
    Robert B. Kaplan
  • SEC Proposes Controversial CEO-To-Worker Pay Ratio Disclosure Rule
    23 September 2013
    Lawrence K. Cagney
    ,
    Jonathan F. Lewis
    ,
    Elizabeth Pagel Serebransky
  • Sanctions Alert Issue 3
    17 September 2013
  • Second Circuit Affirms Bankruptcy Court Ruling Authorizing American Airlines to Repay $1.3 Billion Debt without Make-Whole
    16 September 2013
    Jasmine Ball
    ,
    Richard F. Hahn
    ,
    M. Natasha Labovitz
    ,
    George E.B. Maguire
    ,
    Shannon Rose Selden
    ,
    My Chi To
  • Regulation FD: Recent Charges Underscore Importance of Compliance Culture
    10 September 2013
    Matthew E. Kaplan
    ,
    Alan H. Paley
    ,
    Jonathan R. Tuttle
  • FSB Applies Key Attributes to Insurers
    9 September 2013
    Nicholas F. Potter
    ,
    Paul L. Lee
    ,
    Satish M. Kini
  • Second Circuit Curtails the Territorial Reach of Criminal Liability under Section 10(b)
    6 September 2013
    Paul R. Berger
    ,
    Matthew E. Kaplan
    ,
    Colby A. Smith
    ,
    Jonathan R. Tuttle
    ,
    Bruce E. Yannett
    ,
    Ada Fernandez Johnson
  • New York Insurance Holding Company Law and Regulation Amendments 2013
    5 September 2013
    Thomas M. Kelly
    ,
    Nicholas F. Potter
  • The Private Equity Report
    4 September 2013
  • NAIC 2013 Summer National Meeting
    3 September 2013
    Thomas M. Kelly
    ,
    Nicholas F. Potter
  • Alert: New Banking Guidance May Impact Leveraged Lending
    Spring 2013
    David A. Brittenham
    ,
    Satish M. Kini
    ,
    Christopher Rosekrans
  • Club Deal Class Action Survives Summary Judgment
    Spring 2013
    Gary W. Kubek
  • Delaware Court Decision Could Reduce Litigation Exposure in Going Private Transactions
    Spring 2013
    Gregory V. Gooding
    ,
    William D. Regner
  • Dividend Recaps: Used with Care, a Useful Tool
    Spring 2013
    M. Natasha Labovitz
    ,
    Daniel E. Stroik
  • Social Twist: Emerging ESG Policies Could Present More Opportunities Than Challenges for Private Equity
    Spring 2013
  • Tender Offers Poised to Become an Acquisition Structure
    Spring 2013
    Andrew L. Bab
  • The IRS Has Been Busy
    Spring 2013
  • CFTC Adopts Harmonization Rules for Registered Investment Company CPOs; Amends Rules for all CPOs and CTAs
    30 August 2013
    Byungkwon Lim
    ,
    Gary E. Murphy
    ,
    Kenneth J. Berman
  • Sanctions Alert Issue 2
    30 August 2013
  • FCPA Update
    August 2013, Vol. 5, No. 1
    Paul R. Berger
    ,
    Bruce E. Yannett
    ,
    Philip Rohlik
    ,
    Andrew M. Levine
    ,
    Dmitri V. Nikiforov
    ,
    Jane Shvets
    ,
    Anna V. Maximenko
    ,
    Karolos Seeger
  • The Zimbabwe Elections and the Current State of Sanctions
    21 August 2013
    Karolos Seeger
  • Sanctions Alert Issue 1
    16 August 2013
  • SEC Amends Financial Responsibility and Custody Rules
    9 August 2013
    Satish M. Kini
    ,
    Gregory J. Lyons
  • Did the Third Circuit Just Impose a Proof-of-Purchase Requirement in Consumer Product Class Actions?
    6 August 2013
    Mark P. Goodman
    ,
    Maura Kathleen Monaghan
  • SEC Staff Provides Relief under the Custody Rule with Respect to Restricted Stock Certificates Held by Private Funds
    6 August 2013
    Michael P. Harrell
    ,
    Kenneth J. Berman
    ,
    Gregory T. Larkin
  • New Case Increases ERISA Controlled Group Liability Concerns of Private Equity Funds
    29 July 2013
    Lawrence K. Cagney
    ,
    M. Natasha Labovitz
    ,
    Jonathan F. Lewis
    ,
    Elizabeth Pagel Serebransky
    ,
    Craig A. Bruens
    ,
    Charles E. Wachsstock
  • FCPA Update
    July 2013, Vol. 4, No. 12
    Paul R. Berger
    ,
    Bruce E. Yannett
  • FSB Designates G-SIIs and Releases Policy Measures for Enhanced G-SII Supervision
    26 July 2013
    Satish M. Kini
    ,
    Paul L. Lee
    ,
    Nicholas F. Potter
  • CFTC Cross-Border Guidance, Temporary Exemptive Order and No-Action Letters
    24 July 2013
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • NAIC E Committee Approves New Captive Transaction Peer Review Role for Its Financial Analysis Working Group
    22 July 2013
    Thomas M. Kelly
    ,
    Marilyn A. Lion
    ,
    Nicholas F. Potter
    ,
    Alexander R. Cochran
  • Circuit Court Adopts Narrow Interpretation of Anti-Retaliation Provision of Dodd-Frank Whistleblower Rules
    19 July 2013
    Jyotin Hamid
    ,
    Mary Beth Hogan
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
  • SEC Adopts JOBS Act Rules Eliminating Ban on General Solicitations in Certain Private Offerings
    17 July 2013
    Michael P. Harrell
    ,
    Matthew E. Kaplan
    ,
    Alan H. Paley
    ,
    Kenneth J. Berman
    ,
    Gregory T. Larkin
  • The Financial Institutions Report
    Volume 7, Number 2, July 2013
    Satish M. Kini
    ,
    Paul L. Lee
    ,
    Gregory J. Lyons
  • SEC Adopts JOBS Act Rule Eliminating Ban on General Solicitations in Certain Private Offerings
    10 July 2013
    Matthew E. Kaplan
    ,
    Alan H. Paley
    ,
    Steven J. Slutzky
    ,
    Paul M. Rodel
    ,
    Michael P. Harrell
    ,
    Kenneth J. Berman
  • The Final U.S. Basel III Capital Framework: The Banking Agencies Write a “Tale of Three Industries”
    10 July 2013
    Gregory J. Lyons
    ,
    Satish M. Kini
    ,
    Paul L. Lee
  • CFTC Issues Multiple No-Action Letters on Reporting and Business Conduct Rules
    3 July 2013
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • The Rise in Foreign Bank Enforcement Actions in New York
    1 July 2013
    Paul L. Lee
    ,
    Gregory J. Lyons
    ,
    Satish M. Kini
  • U.S. Government Imposes New Sanctions against Iran
    27 June 2013
    Satish M. Kini
    ,
    Carl Micarelli
  • Supreme Court Expands “Impossibility” Preemption to Design Defect Claims against Generic Drug Manufacturers
    26 June 2013
    Mark P. Goodman
    ,
    Maura Kathleen Monaghan
    ,
    Kristin D. Kiehn
    ,
    J. Robert Abraham
  • The Private Equity Report
    Spring 2013
    Gregory V. Gooding
    ,
    William D. Regner
    ,
    Gary W. Kubek
    ,
    David A. Brittenham
    ,
    Satish M. Kini
    ,
    Christopher Rosekrans
    ,
    David Innes
    ,
    Geoffrey P. Burgess
    ,
    Guy Lewin-Smith
    ,
    Andrew L. Bab
    ,
    M. Natasha Labovitz
    ,
    Daniel E. Stroik
    ,
    Sally Gibson
    ,
    Michael P. Harrell
  • Supreme Court Says ‘Reverse Payment’ Generic Drug Settlements Are Subject to Rule of Reason Antitrust Review
    18 June 2013
    Daniel M. Abuhoff
    ,
    Gary W. Kubek
    ,
    Michael Schaper
  • New York Department of Financial Services Issues a Report on the Use of Captive Insurers
    14 June 2013
    Thomas M. Kelly
    ,
    Nicholas F. Potter
    ,
    Marilyn A. Lion
    ,
    Alexander R. Cochran
  • SEC Issues Guidance on Conflict Minerals with One Year to Go
    13 June 2013
    Alan H. Paley
  • Independence Day for Compensation Committees: Advisor Independence Assessment Required as of July 1st
    10 June 2013
    Lawrence K. Cagney
    ,
    Jonathan F. Lewis
    ,
    Elizabeth Pagel Serebransky
    ,
    Charles E. Wachsstock
  • No-Action Relief from Clearing Requirement for Swaps Entered into by Certain Treasury Affiliates
    7 June 2013
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • Notice Regarding the Effective Date of the CFTC Clearing Exemption for Swaps Between Certain Affiliated Entities
    7 June 2013
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • Upping the Ante: PBGC Initiates Pension Plan Termination in Leveraged Acquisition
    3 June 2013
    Lawrence K. Cagney
    ,
    Jonathan F. Lewis
    ,
    Elizabeth Pagel Serebransky
    ,
    Charles E. Wachsstock
  • SEC Proposed Cross-Border Rules and Guidance on Security-Based Swap Activities
    31 May 2013
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • Delaware Court Applies Business Judgment Review to Going Private Merger
    30 May 2013
    Andrew L. Bab
    ,
    Gregory V. Gooding
    ,
    Gary W. Kubek
    ,
    William D. Regner
  • Holding the Defensive Line: Delaware Court Rejects Extension of Warn Act Liability to Private Equity Sponsor
    16 May 2013
    M. Natasha Labovitz
    ,
    Jasmine Ball
    ,
    Richard F. Hahn
    ,
    George E.B. Maguire
    ,
    My Chi To
  • Ninth Circuit Rejects Lodestar Fees in Coupon Class Action Settlements
    16 May 2013
    Maura Kathleen Monaghan
  • Arbitration Quarterly Issue 2
    Issue No 2 – May 2013
    Gavin Chesney
    ,
    Nicola Swan
    ,
    Conway Blake
    ,
    Samantha J. Rowe
  • EU and U.S. Amend Burmese Sanctions
    30 April 2013
    Carl Micarelli
    ,
    Satish M. Kini
    ,
    Philip Rohlik
  • FCPA Update
    April 2013, Vol. 4, No.9
    Paul R. Berger
    ,
    Bruce E. Yannett
    ,
    Andrew M. Levine
    ,
    Erich O. Grosz
    ,
    Amanda M. Bartlett
    ,
    Samantha J. Rowe
    ,
    Kristin D. Kiehn
    ,
    Dmitri V. Nikiforov
    ,
    Jane Shvets
    ,
    Anna V. Maximenko
  • Delaware Bankruptcy Court Allows Make-Whole Claim Representing 37% of Loan Balance
    26 April 2013
    Jasmine Ball
    ,
    Richard F. Hahn
    ,
    M. Natasha Labovitz
    ,
    George E.B. Maguire
    ,
    My Chi To
    ,
    Shannon Rose Selden
  • New Banking Guidance May Impact Leveraged Lending
    24 April 2013
    David A. Brittenham
    ,
    Satish M. Kini
    ,
    Christopher Rosekrans
  • SEC’s Division of Trading and Markets Delivers a Message to Private Fund Sponsors about Potential Broker-Dealer Registration Issues
    18 April 2013
    Kenneth J. Berman
    ,
    Michael P. Harrell
    ,
    Byungkwon Lim
    ,
    Alan H. Paley
    ,
    Gregory T. Larkin
  • SEC and CFTC Issue Final Rules on Identity Theft Protection
    16 April 2013
    Satish M. Kini
    ,
    Kenneth J. Berman
    ,
    Byungkwon Lim
    ,
    Aaron J. Levy
  • NAIC 2013 Spring National Meeting
    12 April 2013
    Thomas M. Kelly
    ,
    Nicholas F. Potter
  • No-Action Relief for End-Users from Certain Swaps Reporting Requirements
    11 April 2013
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • Federal Reserve Adopts Key Dodd-Frank Act Definitions
    9 April 2013
    Michael P. Harrell
    ,
    Satish M. Kini
    ,
    Gregory J. Lyons
  • Got Financing? You May Have to Extend Your Tender Offer
    5 April 2013
    Andrew L. Bab
    ,
    David A. Brittenham
    ,
    Matthew E. Kaplan
    ,
    Alan H. Paley
  • Blogs, Facebooking and Tweeting: May Be Public Enough for Regulation FD
    4 April 2013
    Matthew E. Kaplan
    ,
    Alan H. Paley
  • CFTC Issues Time-Limited No-Action Relief for CPOs of Securitization Vehicles
    4 April 2013
    Byungkwon Lim
    ,
    Gary E. Murphy
  • Final CFTC Rules on Clearing Exemption for Swaps between Certain Affiliated Entities
    4 April 2013
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • SEC Staff Raises Important Custody Rule Compliance Issues for Private Fund Sponsors
    2 April 2013
    Kenneth J. Berman
    ,
    David J. Schwartz
    ,
    Gregory T. Larkin
  • CFTC Grants Additional Temporary IB and CTA Registration Relief for Certain Persons
    1 April 2013
    Byungkwon Lim
    ,
    Aaron J. Levy
  • SEC Sanctions Private Fund Sponsor for Using Unlicensed Broker to Sell Private Fund Interests
    29 March 2013
    Kenneth J. Berman
    ,
    Michael P. Harrell
    ,
    Byungkwon Lim
  • Nasdaq Proposes to Require Internal Audit Function
    28 March 2013
    Alan H. Paley
  • Swap Data Reporting by End-Users
    28 March 2013
    Byungkwon Lim
    ,
    Aaron J. Levy
  • The CFPB Issues Bulletin on Indirect Auto Lending and Compliance with the Equal Credit Opportunity Act
    27 March 2013
    Mary Beth Hogan
    ,
    Satish M. Kini
  • The Financial Institutions Report
    Volume 7, Number 1, March 2013
    Gregory J. Lyons
  • Delaware Proposes to Eliminate Need for Stockholder Vote in Most Two-Step Deals
    22 March 2013
    Andrew L. Bab
    ,
    Gregory V. Gooding
    ,
    William D. Regner
  • Recent Developments Regarding CICI Requirements and Looming Deadlines for Compliance by End-Users of Swaps
    22 March 2013
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Victoria G. J. Brown
  • Chesapeake Moves Forward with $1.3B Par Note Redemption after Losing Preliminary Injunction Hearing
    18 March 2013
    William B. Beekman
    ,
    David A. Brittenham
    ,
    Paul D. Brusiloff
    ,
    Pierre Maugüé
    ,
    Jeffrey E. Ross
  • SEC Enforcement Action Targets Advisers to Private Equity Funds
    15 March 2013
    Paul R. Berger
    ,
    Kenneth J. Berman
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
    ,
    Mark P. Goodman
    ,
    Michael P. Harrell
    ,
    Shannon Rose Selden
  • The Private Equity Report
    Winter 2013
    Jonathan F. Lewis
    ,
    E. Drew Dutton
    ,
    David Innes
    ,
    Andrew M. Ostrognai
    ,
    Kenneth J. Berman
    ,
    Robert B. Kaplan
    ,
    Michael P. Harrell
    ,
    Jonathan R. Tuttle
    ,
    Kevin M. Schmidt
    ,
    Michael Schaper
    ,
    Peter F.G. Schuur
    ,
    Adele M. Karig
    ,
    Matthew D. Saronson
  • Proposed Amendments to NFA Rule 2-45 and Its Related Interpretive Notice for Member CPOs
    8 March 2013
    Byungkwon Lim
    ,
    Gary E. Murphy
  • SEC 2013 Examination Priorities Focus on Private Fund Sponsors
    5 March 2013
    Kenneth J. Berman
    ,
    Michael P. Harrell
    ,
    Robert B. Kaplan
    ,
    Shannon Rose Selden
    ,
    Jonathan R. Tuttle
    ,
    Ada Fernandez Johnson
  • Corporate Governance Feature: Employee Equity Repurchases Draw SEC Scrutiny
    March 2013
    The M&A Lawyer
    Jonathan F. Lewis
  • Critical Infrastructure Cybersecurity: U.S. Government Response and Implications
    1 March 2013
    Jeremy Feigelson
    ,
    Satish M. Kini
  • Supreme Court Rejects Application of the Discovery Rule to Penalty Actions Brought under 28 U.S.C. 2462
    28 February 2013
    Paul R. Berger
    ,
    Colby A. Smith
    ,
    Jonathan R. Tuttle
    ,
    Robert B. Kaplan
    ,
    Ada Fernandez Johnson
    ,
    Bruce E. Yannett
  • Supreme Court Rejects Proof of Materiality as Requirement for Certifying Securities Class Actions
    28 February 2013
    Edwin G. Schallert
    ,
    Gary W. Kubek
    ,
    Maeve O'Connor
    ,
    Colby A. Smith
  • FCPA Update
    February 2013, Vol. 4, No. 7
    Paul R. Berger
    ,
    Bruce E. Yannett
    ,
    Amanda M. Bartlett
    ,
    Andrew M. Levine
    ,
    Erich O. Grosz
    ,
    Samantha J. Rowe
    ,
    Alyona N. Kucher
    ,
    Anna V. Maximenko
  • Bankruptcy Court Upholds Post-Petition Plan Support Agreement
    25 February 2013
    Richard F. Hahn
  • Third Circuit Rejects Baby Products Antitrust Class Action Settlement
    20 February 2013
    Gary W. Kubek
    ,
    Maura Kathleen Monaghan
  • DOL Clarifies Role of Clearing Members in Cleared Swaps
    14 February 2013
    Jonathan F. Lewis
    ,
    Byungkwon Lim
    ,
    Charles E. Wachsstock
  • Court Finds FCPA's "Interstate Commerce" Requirement Satisfied by Foreign Emails That Touched U.S. Servers
    11 February 2013
    Colby A. Smith
    ,
    Jonathan R. Tuttle
    ,
    Bruce E. Yannett
    ,
    Erich O. Grosz
  • Financial Services (Banking Reform) Bill – Expect the Unexpected
    7 February 2013
  • IRS Issues Final FATCA Regulations
    4 February 2013
    Peter F.G. Schuur
    ,
    Burt Rosen
    ,
    Seth L. Rosen
    ,
    Matthew D. Saronson
    ,
    Robert J. Staffaroni
    ,
    Cécile Beurrier
  • CFTC Extends Registration Relief and Grants Additional Relief for Certain Persons
    31 January 2013
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • Relief for Foreign-Owned U.S. Banks in Respect of Foreign Affiliates’ Swap Activities
    31 January 2013
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • Recent Compliance Guidance from the National Futures Association
    30 January 2013
    Byungkwon Lim
    ,
    Gary E. Murphy
  • Bankruptcy Court Authorizes American Airlines to Repay $1.3 Billion Debt without Make-Whole
    29 January 2013
    Richard F. Hahn
    ,
    My Chi To
    ,
    George E.B. Maguire
    ,
    M. Natasha Labovitz
    ,
    Shannon Rose Selden
    ,
    Jasmine Ball
  • Further Expansion of U.S. Sanctions against Iran
    24 January 2013
    Satish M. Kini
    ,
    Carl Micarelli
  • NYSE Simplifies Notice Requirements
    24 January 2013
    Peter J. Loughran
    ,
    Alan H. Paley
  • CFPB Issues Final Rule Establishing Ability to Repay and Qualified Mortgage Standards
    16 January 2013
    Mary Beth Hogan
    ,
    Satish M. Kini
    ,
    Erol Gulay
  • Further Guidance and Order with Respect to Cross-Border Application of CFTC Swap Regulation
    16 January 2013
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • SEC Reporting Companies Must Disclose Certain Iran-Related Activities
    15 January 2013
    Matthew E. Kaplan
    ,
    Satish M. Kini
    ,
    Peter J. Loughran
    ,
    Alan H. Paley
    ,
    Carl Micarelli
  • No-Action Relief for Compression Exercise Swaps and Compo Equity Swaps
    7 January 2013
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • Three No-Action Letters on Swap Reporting Obligations
    7 January 2013
    Byungkwon Lim
    ,
    Emilie T. Hsu
    ,
    Aaron J. Levy
  • Full Steam Ahead: EPA Regulations Put Industrial Boiler Emissions under Pressure
    4 January 2013
    Stuart Hammer
  • The Private Equity Report, Winter 2013, Vol. 13, Number 2
    Winter 2013, Vol. 13, Number 2
  • Some Preliminary Observations: Impact of the Referendum on Scottish Independence on Private Equity and Other Alternative Asset Managers
    Michael P. Harrell
    ,
    Richard Ward
    ,
    Cécile Beurrier
  • Employee Equity Repurchases Draw SEC Scrutiny
    Summer/Fall 2012, Vol. 13, Number 1
    Jonathan F. Lewis
  • Guest Column — Washington Update: Politics, Policy and Private Equity
    Summer/Fall 2012, Vol. 13, Number 1
  • New IRS Rules Make Taxable COD Income More Likely in Debt Modifications and Restructurings
    Summer/Fall 2012, Vol. 13, Number 1
    Burt Rosen
    ,
    Robert J. Staffaroni
  • Something New: The Partial Section 338(h)(10) Election
    Summer/Fall 2012, Vol. 13, Number 1
    Erin Cleary
  • Sponsors Beware: “Trades or Businesses” and Joint and Several Exposure for Unfunded Pension Liabilities Under ERISA
    Spring 2012, Vol. 12, Number 3
    Lawrence K. Cagney
  • The Many Shades of Co-Investing
    Summer/Fall 2012, Vol. 13, Number 1
    Andrew C. Rearick
    ,
    David P. Iozzi
  • The Private Equity Report, Fall 2011, Vol. 12, Number 1
  • The Private Equity Report, Spring 2012, Vol. 12, Number 3
    Spring 2012, Vol. 12, Number 3
  • The Private Equity Report, Winter 2012, Vol. 12, Number 2
    Winter 2012, Vol. 12, Number 2

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