Publications

• Thanksgiving 701 and S-8 Revisions: Tasty Treats and a Turducken
  1 December 2020
  Lawrence K. Cagney
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  J. Michael Snypes, Jr.
  ,
  Simone S. Hicks
• The Trump Administration’s Final Drug Pricing Hurrah—Will It Last?
  24 November 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Kim Le
  ,
  Melissa Runsten
• UK Supreme Court Concludes FCA Business Interruption Hearing
  23 November 2020
  James C. Scoville
  ,
  Clare Swirski
  ,
  Benjamin Lyon
  ,
  Philip Orange
  ,
  Sarah Hale
  ,
  Katie Power
• Federal Government Shines Spotlight on Speaker Programs
  20 November 2020
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Paul D. Rubin
  ,
  Kristin D. Kiehn
  ,
  Jacob W. Stahl
  ,
  Kim Le
  ,
  Melissa Runsten
• COVID-19 Vaccines: FDA Regulatory Timeline and Next Steps Prior to Widespread Distribution
  20 November 2020
  Paul D. Rubin
  ,
  Melissa Runsten
  ,
  Kevin Rinker
  ,
  Andrew L. Bab
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Jennifer L. Chu
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
• SEC Annual Report on Whistleblower Program Highlights Record-Setting 10-Year Anniversary
  19 November 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Ada Fernandez Johnson
  ,
  Michael P. Geraltowski
• CFTC Expands Exemptive Relief for Certain Non-US Commodity Pool Operators
  19 November 2020
  Byungkwon Lim
  ,
  Gary E. Murphy
• The Trump Administration Targets China with Additional Sanctions
  17 November 2020
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Satish M. Kini
  ,
  Philip Rohlik
  ,
  David G. Sewell
  ,
  Robert T. Dura
  ,
  Elly Tso
• SEC Eases Rules Governing Private Placements
  12 November 2020
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Steven J. Slutzky
  ,
  Benjamin R. Pedersen
  ,
  Priya Soni
  ,
  Helen Wang
• A Green Wave: State Marijuana Initiatives Create Compliance Challenges for Financial Institutions and Impetus for Possible Federal Action
  10 November 2020
  Satish M. Kini
  ,
  Winston M. Paes
  ,
  Paul D. Rubin
  ,
  David G. Sewell
  ,
  Melissa Runsten
  ,
  Brenna Rae Sooy
• Compliance & Enforcement: Despite Unprecedented Challenges, SEC’s Division of Enforcement’s 2020 Annual Report Presents Healthy Enforcement Results
  9 November 2020
  Compliance & Enforcement
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Ada Fernandez Johnson
  ,
  Mark D. Flinn
• Compliance & Enforcement: Post-Election Law Privacy Law Prospects
  6 November 2020
  Compliance & Enforcement
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Frank Colleluori
  ,
  Mengyi Xu
  ,
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Tigist Kassahun
• The Future at Lloyd’s: Blueprint Two
  6 November 2020
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  Clare Swirski
  ,
  John M. Vasily
  ,
  Benjamin Lyon
  ,
  Philip Orange
  ,
  Sarah Hale
  ,
  Katie Power
• Banking Agencies Finalize Rule on TLAC Deduction Framework
  3 November 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  David G. Sewell
  ,
  Nariné A. Atamian
  ,
  Chen Xu
• Despite Unprecedented Challenges, SEC’s Division of Enforcement 2020 Annual Report Presents Healthy Enforcement Results
  3 November 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Ada Fernandez Johnson
  ,
  Mark D. Flinn
• IP Watchdog: Misguided: USPTO Examination Guide Misses the Mark on Booking.com
  2 November 2020
  IP Watchdog
  David H. Bernstein
  ,
  Megan K. Bannigan
  ,
  Elena Rodriguez Armenta
• The Potential Impact of a Biden Administration on Life Sciences, Healthcare, and Consumer Product Companies and Investors
  2 November 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Maura Kathleen Monaghan
  ,
  Jacob W. Stahl
  ,
  Kim Le
  ,
  Melissa Runsten
• CFPB Seeks Public Comment in Implementing Dodd-Frank’s Consumer Right of Access to Financial Records
  2 November 2020
  Courtney M. Dankworth
  ,
  Avi Gesser
  ,
  David L. Portilla
  ,
  James B. Amler
  ,
  Anna R. Gressel
  ,
  Christian J. Clark
• SEC Eases Auditor Independence Requirements
  23 October 2020
  Kara Brockmeyer
  ,
  Jennifer L. Chu
  ,
  Morgan J. Hayes
  ,
  Arian M. June
  ,
  Marc Ponchione
  ,
  Paul M. Rodel
  ,
  Jonathan Steinberg
• Federal Banking Regulators Invite Public Comment on Proposed Rule Clarifying the Role of Supervisory Guidance in Enforcement
  23 October 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  David G. Sewell
  ,
  Jason Samstein
• Insufficient Internal Controls Result in SEC Enforcement in Connection with Rule 10b5-1 Plan
  23 October 2020
  Andrew J. Ceresney
  ,
  Morgan J. Hayes
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Devon Klein
• Cayman Islands Removed from EU Tax “Blacklist” — But Have All the Consequences of Its Blacklisting Been Removed?
  23 October 2020
  Richard Ward
  ,
  Jennifer Wheater
  ,
  Tom Berry
  ,
  Charles Cartiglia
  ,
  Paul Eastham
• Hong Kong Autonomy Act Report Delivered to the U.S. Congress and Guidance Issued to Foreign Financial Institutions
  19 October 2020
  Gareth Hughes
  ,
  Satish M. Kini
  ,
  Philip Rohlik
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Isabel Espinosa de los Reyes
  ,
  Justin G. Maffett
  ,
  Jonathan R. Wong
• New York Law Journal: SPACs Could Become Formidable Bidders in the M&A Market
  16 October 2020
  New York Law Journal
  Christopher Anthony
  ,
  Kevin M. Schmidt
  ,
  Steven J. Slutzky
  ,
  Marisa Demko
• Proposed HSR Rules Amendments: Implications for Private Equity
  15 October 2020
  Ted Hassi
  ,
  Kyra K. Bromley
  ,
  Tristan M. Ellis
• The FTC Proposes Amendments to the HSR Rules That Would Redefine “Person” to Include “Associates” and Create a New "de Minimis" Exemption
  14 October 2020
  Ted Hassi
  ,
  Kyra K. Bromley
  ,
  Tristan M. Ellis
• Final Partnership Withholding Regulations Map New Terrain for Private Equity Investors and Sponsors
  12 October 2020
  Cécile Beurrier
  ,
  Michael Bolotin
  ,
  Erin Cleary
  ,
  Rafael Kariyev
  ,
  Daniel Priest
  ,
  Matthew D. Saronson
  ,
  Peter F.G. Schuur
  ,
  Adam M. Namm
  ,
  Cameron E. Rotblat
  ,
  Sabrina Y. Hsieh
• Regulation for Digital Platforms: Lessons from the Banking Industry
  9 October 2020
  Michael Diz
  ,
  Sue Meng
  ,
  David L. Portilla
  ,
  David Sarratt
  ,
  Will C. Giles
  ,
  Sandeep S. Dhaliwal
• SEC Amends And Updates Shareholder Proposal Submission Requirements Under Rule 14a-8
  7 October 2020
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
  ,
  Aleena B. Aspervil
  ,
  Erica C. Reich
• Companies Face Increased Sanctions Risk for Making Ransomware Payments — Takeaways from the Latest OFAC and FinCEN Advisories
  7 October 2020
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Satish M. Kini
  ,
  Paul M. Rodel
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Martha Hirst
  ,
  Robert Maddox
  ,
  Mengyi Xu
• Third Circuit Strikes Another Blow Against the FTC’s Preferred Enforcement Power, Setting the Stage for a Supreme Court Showdown
  5 October 2020
  Andrew L. Bab
  ,
  David H. Bernstein
  ,
  Jeremy Feigelson
  ,
  Ted Hassi
  ,
  Paul D. Rubin
  ,
  Leah Martin
  ,
  Melissa Runsten
• New York Insurance Regulation and Environmental Concerns
  2 October 2020
  Geoffrey P. Burgess
  ,
  Eric R. Dinallo
  ,
  AJ Salomon
  ,
  Brita Siepker
• INSIGHTS: SEC Adopts Expanded Definition of Accredited Investor Increasing Access to Private Markets
  October 2020
  INSIGHTS
  Kenneth J. Berman
  ,
  Marc Ponchione
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• It’s Time to Take Credential Stuffing Seriously
  30 September 2020
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Marc Ponchione
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
  ,
  Robert Maddox
• New York Department of Financial Services Reproposes Regulations Governing Confidential Supervisory Information
  29 September 2020
  Eric R. Dinallo
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  David G. Sewell
  ,
  Caroline Novogrod Swett
  ,
  Jason Samstein
• SEC Adopts Amendments to Whistleblower Rules to Enhance Program Efficiency and Effectiveness
  24 September 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• OCC Clarifies Bank Authority to Hold Stablecoin Reserves Following Guidance on Custody of Digital Assets
  24 September 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jeff Robins
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  David G. Sewell
  ,
  Danjie Fang
• U.S. Commerce Department Announces “Prohibited Transactions” Related to TikTok, WeChat Mobile Apps
  24 September 2020
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Isabel Espinosa de los Reyes
  ,
  Jonathan R. Wong
• Department of Labor Proposes New Rule Regarding Independent Contractor Classifications
  24 September 2020
  Jyotin Hamid
  ,
  Meir D. Katz
  ,
  Tricia Bozyk Sherno
  ,
  Malu Malhotra
• Final Regulations Clarify State of Play for Life Insurance Tax Reserve Deductions
  23 September 2020
  Daniel Priest
  ,
  Peter F.G. Schuur
  ,
  Jay E. Evans
  ,
  Robert Nelson-Sullivan
  ,
  Lena E. Smith
• Compliance & Enforcement: SEC Brings Enforcement Action Against Investment Adviser for Section 13 Beneficial Ownership Reporting Failures
  23 September 2020
  Compliance & Enforcement
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Law360: Trump's Drug Pricing Order Is More Bark Than Bite
  22 September 2020
  Law360
  Paul D. Rubin
  ,
  Jacob W. Stahl
• Recent FinCEN Developments
  22 September 2020
  Satish M. Kini
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Jonathan R. Wong
• Providers, Investors Need Clear Post-COVID Telehealth Picture
  22 September 2020
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Kim Le
  ,
  Melissa Runsten
• A Top Five Checklist for Automated Back-to-Work Covid Questionnaires
  22 September 2020
  Avi Gesser
  ,
  Tricia Bozyk Sherno
  ,
  Joshua B. Pickar
  ,
  Julia Wang
• SEC Updates Statistical Disclosures for Banks
  21 September 2020
  Matthew E. Kaplan
  ,
  Joshua M. Samit
  ,
  Yean Do
• SEC Brings Enforcement Action Against Investment Adviser for Section 13 Beneficial Ownership Reporting Failures
  21 September 2020
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Nicholas P. Pellicani
• Trump’s Newest Drug Pricing Executive Order: Still Much More Bark than Bite
  16 September 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Kim Le
  ,
  Melissa Runsten
• Bloomberg Law: Providers, Investors Need Clear Post-Covid Telehealth Picture
  16 September 2020
  Bloomberg Law
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
  ,
  Kim Le
• Bloomberg Law: Providers, Investors Need Clear Post-Covid Telehealth Picture
  16 September 2020
  Bloomberg Law
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
  ,
  Kim Le
• Bloomberg Law - Tax: A Review and Analysis of the Proposed Regulations on Section 1061 Carried Interest
  16 September 2020
  Bloomberg Law - Tax
  Michael Bolotin
  ,
  Peter A. Furci
  ,
  Rafael Kariyev
  ,
  Cameron E. Rotblat
• UK FCA Business Interruption Insurance Test Case Judgment Handed Down
  15 September 2020
  James C. Scoville
  ,
  Clare Swirski
  ,
  Benjamin Lyon
  ,
  Philip Orange
  ,
  Sarah Hale
  ,
  Katie Power
• Bloomberg Law: AI Legal Work Is Mirroring Cybersecurity Practice Path
  10 September 2020
  Bloomberg Law
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Anna R. Gressel
• Columbia Blue Sky Blog: Debevoise & Plimpton Expects More New York Regulatory Enforcement of Banking and Financial Services
  10 September 2020
  Columbia Blue Sky Blog
  Courtney M. Dankworth
  ,
  Eric R. Dinallo
  ,
  Gregory J. Lyons
  ,
  David G. Sewell
  ,
  Brenna Rae Sooy
• CLS Blue Sky Blog: Debevoise & Plimpton Expects More New York Regulatory Enforcement of Banking and Financial Services
  10 September 2020
  CLS Blue Sky Blog
  Courtney M. Dankworth
  ,
  Eric R. Dinallo
  ,
  Gregory J. Lyons
  ,
  David G. Sewell
  ,
  Brenna Rae Sooy
• Accommodating Protection: US Patent and Trademark Office v. Booking.com BV
  9 September 2020
  David H. Bernstein
  ,
  Jared I. Kagan
• Global Arbitration Review: Rebooting international law for the cyber age
  7 September 2020
  Rebooting international law for the cyber age
  Romain Zamour
• SEC Adopts Expanded Definition of Accredited Investor Providing Investors More Access to Private Markets
  3 September 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• SEC Modernizes Business Disclosures, Legal Proceedings and Risk Factors Under Regulation S-K
  2 September 2020
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Steven J. Slutzky
  ,
  Paul M. Rodel
  ,
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Devon Klein
  ,
  Jason P. Auman
• Expect Increased New York State Regulatory Enforcement in the Banking and Financial Services Industry
  2 September 2020
  Courtney M. Dankworth
  ,
  Eric R. Dinallo
  ,
  Gregory J. Lyons
  ,
  David G. Sewell
  ,
  David Imamura
  ,
  Román J. Rodriguez
  ,
  Brenna Rae Sooy
• New York Law Journal: Designs That Say It All: Steps To Protect and Enforce Trade Dress Rights
  28 August 2020
  New York Law Journal
  Megan K. Bannigan
• Federal Banking Agencies and FinCEN Seek to Clarify BSA/AML Enforcement
  28 August 2020
  Helen V. Cantwell
  ,
  Satish M. Kini
  ,
  David Sarratt
  ,
  Bruce E. Yannett
  ,
  Lisa Zornberg
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Noelle E. Lyle
  ,
  Tara Raam
• Senate Subcommittee Report Highlights Money Laundering and Sanctions Risks in the Art Industry
  27 August 2020
  Mark P. Goodman
  ,
  Satish M. Kini
  ,
  Andrew M. Levine
  ,
  William H. Taft V
  ,
  David G. Sewell
  ,
  Brenna Rae Sooy
• New York Law Journal: Court Dusts Off Test for Determining if a Record Is “Corporate” or “Personal”
  27 August 2020
  New York Law Journal
  Lisa Zornberg
• The UK School Algorithm Debacle: Five Lessons for Corporate AI Programs
  25 August 2020
  Avi Gesser
  ,
  Robin Lööf
  ,
  Anna R. Gressel
• AIFMD Review: ESMA Publishes Its Recommendations for Improvements
  25 August 2020
  Patricia Volhard
  ,
  John Young
  ,
  Eric Olmesdahl
  ,
  Jin-Hyuk Jang
  ,
  Christopher Dortschy
• Federal Reserve Checking Accounts and Postal Banking: Highlights of the Policy Debate
  24 August 2020
  David L. Portilla
  ,
  Will C. Giles
  ,
  Danjie Fang
• Compliance & Enforcement: Cybersecurity Requirements for Insurance Companies – The NYDFS Rules as the Emerging Standard
  19 August 2020
  Compliance & Enforcement
  Luke Dembosky
  ,
  Avi Gesser
  ,
  AJ Salomon
• OCIE Publishes COVID-19 Risk Alert Focused on Investment Advisers and Broker-Dealers
  19 August 2020
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• New LCIA Rules Encourage Streamlined Proceedings and the Use of Technology
  14 August 2020
  Donald Francis Donovan
  ,
  Lord Goldsmith QC
  ,
  David W. Rivkin
  ,
  Catherine Amirfar
  ,
  Tony Dymond
  ,
  Mark W. Friedman
  ,
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Antoine F. Kirry
  ,
  Ina C. Popova
  ,
  Dietmar W. Prager
  ,
  Natalie L. Reid
  ,
  Samantha J. Rowe
  ,
  William H. Taft V
  ,
  Christopher K. Tahbaz
  ,
  Patrick Taylor
  ,
  Gavin Chesney
  ,
  Robert Hoose
  ,
  Aimee-Jane Lee
  ,
  Mark McCloskey
• Cybersecurity Requirements for Insurance Companies – The NYDFS Rules as the Emerging Standard
  12 August 2020
  Luke Dembosky
  ,
  Avi Gesser
  ,
  AJ Salomon
• Corporate Counsel: Criminal Liability Risks for Compliance Officers: a Multi-Jurisdictional Perspective—PART II
  11 August 2020
  Corporate Counsel
  Robin Lööf
  ,
  Ariane Fleuriot
• U.S. Escalates Measures against China with New Sanctions against TikTok, WeChat and Senior Hong Kong Officials
  11 August 2020
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Philip Rohlik
  ,
  Ralph Sellar
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Jonathan R. Wong
• Final Regulations Narrow Limits on Interest Deductions but Retain Partnership and International Rules
  11 August 2020
  Michael Bolotin
  ,
  Rafael Kariyev
  ,
  Daniel Priest
  ,
  Samuel M. Duncan
  ,
  Molly Bailey Klinghoffer
  ,
  Lena E. Smith
• FinCEN Issues Guidance on the Customer Due Diligence Rule and Advisory on Cyber Crimes
  7 August 2020
  Luke Dembosky
  ,
  Satish M. Kini
  ,
  Jim Pastore
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
• Developing Regulatory Scrutiny of Underwriting Factors
  5 August 2020
  Eric R. Dinallo
  ,
  Avi Gesser
  ,
  Susan Reagan Gittes
  ,
  Maeve O'Connor
  ,
  Robert M. Fettman
  ,
  AJ Salomon
• Compliance & Enforcement: Schrems II – Where are we now?
  5 August 2020
  Compliance & Enforcement
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Dr. Friedrich Popp
  ,
  Christopher Garrett
  ,
  Fanny Gauthier
  ,
  Robert Maddox
  ,
  Mengyi Xu
• Data Accountability and Transparency Act of 2020
  4 August 2020
  Eric R. Dinallo
  ,
  Susan Reagan Gittes
  ,
  Avi Gesser
  ,
  Maeve O'Connor
  ,
  Robert M. Fettman
  ,
  AJ Salomon
• HHS Announces Additional CARES Act Funding for Qualifying Providers
  4 August 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Kim Le
  ,
  Melissa Runsten
• SEC Supplements Guidance Relating to Proxy Voting Responsibilities of Investment Advisers
  4 August 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• Proposed Regulations on Carried Interest
  4 August 2020
  Michael Bolotin
  ,
  Erin Cleary
  ,
  Peter A. Furci
  ,
  Rafael Kariyev
  ,
  Daniel Priest
  ,
  Peter F.G. Schuur
• English High Court Concludes FCA Business Interruption Test Case
  4 August 2020
  James C. Scoville
  ,
  Clare Swirski
  ,
  Benjamin Lyon
  ,
  Philip Orange
  ,
  Sarah Hale
  ,
  Katie Power
• Federal Reserve Board Updates and Improves the Rules Governing Confidential Supervisory Information and FOIA Requests
  3 August 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  David G. Sewell
  ,
  Justin G. Maffett
  ,
  Caroline Novogrod Swett
• Update to Lloyd’s Supplemental Requirements on Outwards Reinsurance
  3 August 2020
  James C. Scoville
  ,
  Clare Swirski
  ,
  Benjamin Lyon
  ,
  Philip Orange
  ,
  Sarah Hale
  ,
  Katie Power
• Law Journal Newsletters: What’s in a Name? Booking.com and Consumer Perception Evidence
  1 August 2020
  Law Journal Newsletters
  David H. Bernstein
  ,
  Jared I. Kagan
• 2020 Private Equity Midyear Review and Outlook
  31 July 2020
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Christopher Anthony
  ,
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  Kenneth J. Berman
  ,
  Paul S. Bird
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Jennifer R. Cestaro
  ,
  Jennifer L. Chu
  ,
  William Y. Chua
  ,
  Andrew J. Ceresney
  ,
  Jeffrey P. Cunard
  ,
  Peter A. Furci
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  M. Natasha Labovitz
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Nicole Levin Mesard
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Edward M. Rishty
  ,
  Kevin M. Schmidt
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Alisa A. Waxman
  ,
  Michael P. McGuigan
  ,
  Samuel D. Krawiecz
  ,
  Stuart Hammer
  ,
  Dominic Blaxill
  ,
  Christopher Dortschy
  ,
  Paul Eastham
  ,
  James L. Harrington
  ,
  Gregory T. Larkin
  ,
  Jin-Hyuk Jang
  ,
  Jennifer Wheater
  ,
  John Young
  ,
  Almas Daud
  ,
  Paul Eastham
  ,
  Jay E. Evans
  ,
  Norma Angelica Freeland
  ,
  Richard A. Grossmann
  ,
  Samuel D. Krawiecz
  ,
  Wen-Wei Lai
  ,
  Merryl Lawry-White
  ,
  Joshua B. Pickar
• Looking High and Low, Don’t Know Where to Go: GILTI Regulations Promise Relief for High-Tax Operations, but at a Price
  30 July 2020
  Gary M. Friedman
  ,
  Daniel Priest
  ,
  Peter F.G. Schuur
  ,
  Elizabeth Haynes
  ,
  Samuel M. Duncan
  ,
  Cameron E. Rotblat
• Trump’s New Drug Pricing Executive Orders: Much More Bark Than Bite
  29 July 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• Jus Mundi: Reparation
  29 July 2020
  Jus Mundi
  Julio Rivera Rios
• SEC Adopts Final Rules on Proxy Voting Advice
  28 July 2020
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
  ,
  Priya Soni
• OCC Issues Proposed "True Lender" Rule
  28 July 2020
  Courtney M. Dankworth
  ,
  Mary Beth Hogan
  ,
  Gregory J. Lyons
  ,
  Alison M. Hashmall
  ,
  David G. Sewell
  ,
  Alexandra N. Mogul
  ,
  Caroline Novogrod Swett
  ,
  Jason Samstein
• Bloomberg Tax: Key Accounting and Financial Reporting Risks Arising From the Covid-19 Pandemic
  26 July 2020
  Bloomberg Tax
  Mark D. Flinn
  ,
  Jonathan R. Tuttle
  ,
  Jonathan M. DeMars
• Bill Ackman and Pershing Square Launch Largest SPAC To Date: A Harbinger of Things to Come?
  24 July 2020
  Christopher Anthony
  ,
  Steven J. Slutzky
  ,
  Erica C. Reich
• Practical Law: Volcker Rule 2.0: A Detailed Summary of the Covered Funds Final Rule
  21 July 2020
  Practical Law
  Alison M. Hashmall
  ,
  David L. Portilla
  ,
  Satish M. Kini
  ,
  Marc Ponchione
• U.S. Issues New Sanctions Authorities Following Implementation of China’s National Security Law for Hong Kong
  21 July 2020
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Satish M. Kini
  ,
  David G. Sewell
  ,
  Philip Rohlik
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Jonathan R. Wong
• Recent Developments in Fund Level Financings
  21 July 2020
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Michael P. McGuigan
  ,
  Andrew C. Rearick
  ,
  Lee Henderson
• Schrems II: Privacy Shield Invalid and Severe Challenges for Standard Contractual Clauses
  17 July 2020
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Dr. Thomas Schürrle
  ,
  Alexandre Bisch
  ,
  Christopher Garrett
  ,
  Fanny Gauthier
  ,
  Anna R. Gressel
  ,
  Robert Maddox
  ,
  Dr. Friedrich Popp
• SEC Proposes Substantial Increase to Form 13F Reporting Threshold: Proposed New Trigger is $3.5 billion
  15 July 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• UK Withdrawal from the EU – Impact on UK and EU Private Equity Firms
  15 July 2020
  Christopher Dortschy
  ,
  Patricia Volhard
  ,
  Jin-Hyuk Jang
  ,
  John Young
  ,
  Philip Orange
  ,
  Eric Olmesdahl
  ,
  Clarisse Hannotin
  ,
  Johanna Waber
  ,
  Helena Inghelram
• The Supreme Court Acts Twice on the TCPA: What It Means for Automated Callers, the First Amendment, and Statutory Challengers
  10 July 2020
  Jeremy Feigelson
  ,
  Maura Kathleen Monaghan
  ,
  Jacob W. Stahl
  ,
  Harold W. Williford
  ,
  Jared I. Kagan
• Latin Lawyer: Guide to Corporate Compliance
  9 July 2020
  Latin Lawyer
  Andrew M. Levine
• Practical Law: Business Crime and Investigations in the United States
  8 July 2020
  Practical Law: Financial and Business Crime Global Guide
  Bruce E. Yannett
  ,
  Erich O. Grosz
• FTC and DOJ Antitrust Announce New Vertical Merger Guidelines
  8 July 2020
  Ted Hassi
  ,
  Michael Schaper
  ,
  Kyra K. Bromley
  ,
  Erica S. Weisgerber
  ,
  Leah Martin
• U.S. Enforcement Agencies Release Second Edition of FCPA Resource Guide
  8 July 2020
  Kara Brockmeyer
  ,
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  David Sarratt
  ,
  Jane Shvets
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Lisa Zornberg
  ,
  Ada Fernandez Johnson
  ,
  Philip Rohlik
  ,
  Laura E. O'Neill
• Law360: 5 Ways To Mitigate Whistleblower Risk During COVID-19
  8 July 2020
  Law360
  Arian M. June
  ,
  Andrew J. Ceresney
  ,
  Suzanne Zakaria
• Bloomberg Law: Business Email Compromise—Who Bears the Loss?
  6 July 2020
  Bloomberg Law
  Jeremy Feigelson
• FCA’s New Prudential Rules for UK Private Equity Adviser-Arrangers
  6 July 2020
  Patricia Volhard
  ,
  John Young
  ,
  Philip Orange
• Law360: SEC's Insider Info Case Shows Perils Of Portfolio Co. Trading
  3 July 2020
  Law360
  Andrew J. Ceresney
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• DOL’s Third Bite at the Fiduciary Apple: The BIC Light(er)
  2 July 2020
  Lawrence K. Cagney
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
  ,
  Jeff Robins
  ,
  Alison E. Buckley-Serfass
  ,
  J. Michael Snypes, Jr.
• Compliance & Enforcement: Insulated No More: The Seila Decision and the End of the Independent CFPB Director
  2 July 2020
  Compliance & Enforcement
  Courtney M. Dankworth
  ,
  Mary Beth Hogan
  ,
  Gregory J. Lyons
  ,
  Erol Gulay
  ,
  David Imamura
  ,
  Alexandra N. Mogul
  ,
  Victoria L. Recalde
• Supreme Court Holds ‘Booking.com’ Can be Registered as a Trademark
  30 June 2020
  David H. Bernstein
  ,
  Megan K. Bannigan
  ,
  Jyotin Hamid
  ,
  Jared I. Kagan
• Volcker Rule 2.0: A Detailed Summary of Final Rule, Round 2 on Covered Funds
  30 June 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Marc Ponchione
  ,
  David L. Portilla
  ,
  Rebecca F. Silberstein
  ,
  Alison M. Hashmall
  ,
  Sandeep S. Dhaliwal
  ,
  Isabel Espinosa de los Reyes
  ,
  Chen Xu
• U.S. Senate Responds to New National Security Law for Hong Kong
  30 June 2020
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Satish M. Kini
  ,
  Philip Rohlik
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Jonathan R. Wong
• Déjà Vu? SEC Reiterates Concerns with Private Fund Advisers
  29 June 2020
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• Form CRS: Do I Have to File by June 30?
  29 June 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
  ,
  Jeff Robins
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• The Bell Tolls for ESG Investments in ERISA Plans
  26 June 2020
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Meir D. Katz
  ,
  Franklin L. Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  J. Michael Snypes, Jr.
• The Presumption Against Extraterritoriality: Reconciling Canons of Statutory Interpretation with Textualism
  25 June 2020
  University of Pennsylvania Journal of International Law
  Natascha Born
• NY State Court Refuses to Enjoin Serta’s Priming Credit Agreement Amendment
  24 June 2020
  Jeffrey E. Ross
  ,
  Sunil William Savkar
  ,
  Scott B. Selinger
  ,
  Ramya S. Tiller
• Supreme Court Liu Decision Upholds SEC Disgorgement Power While Suggesting Potential Limits, and May Impact FTC Enforcement
  23 June 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Julie M. Riewe
  ,
  Paul D. Rubin
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Mary Jo White
  ,
  Ada Fernandez Johnson
  ,
  Valerie A. Zuckerman
• Back to Work: Protect Directors Too
  19 June 2020
  Harvard Law School Forum on Corporate Governance
  William D. Regner
  ,
  Jeffrey J. Rosen
• The European Commission’s report on the review of the AIFMD
  17 June 2020
  Patricia Volhard
  ,
  Jin-Hyuk Jang
  ,
  John Young
• Reopening Schools in the COVID-19 Climate: Legal Issues to Consider
  16 June 2020
  Mary Beth Hogan
  ,
  Maura Kathleen Monaghan
  ,
  Elliot Greenfield
  ,
  Tricia Bozyk Sherno
  ,
  Amy C. Zimmerman
  ,
  Michael W. Gramer
• Supreme Court Rules that Title VII Prohibits Discrimination Based on Sexual Orientation and Transgender Status
  16 June 2020
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Tricia Bozyk Sherno
  ,
  Malu Malhotra
  ,
  Leonie M. Stoute
• United States International Legal Framework for Lunar Exploration and Resource Extraction
  16 June 2020
  Catherine Amirfar
  ,
  Natalie L. Reid
  ,
  Sebastian Dutz
  ,
  Merryl Lawry-White
  ,
  William C. Mattessich
• Banking Agencies Seeking to Make “Valid When Made” Valid for Fintech
  16 June 2020
  Courtney M. Dankworth
  ,
  Mary Beth Hogan
  ,
  Gregory J. Lyons
  ,
  Alison M. Hashmall
  ,
  David G. Sewell
  ,
  Alexandra N. Mogul
  ,
  Jason Samstein
• CFTC Expands Statutory Disqualification to Exempt CPOs
  11 June 2020
  Byungkwon Lim
  ,
  Gary E. Murphy
• COVID-19-Related Changes to Foreign Direct Investment Rules Pose Unique Challenges to Secondaries Market
  11 June 2020
  Gavin Anderson
  ,
  Katherine Ashton
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  John W. Rife III
  ,
  Andrew C. Rearick
  ,
  Jake Grandison
• DOL Provides 401(k) Plans a Path to Private Equity Investments
  10 June 2020
  Lawrence K. Cagney
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  J. Michael Snypes, Jr.
• DOJ Updates Guidance on Corporate Compliance Programs
  8 June 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
• OCC Invites Public Comment on Potential Revisions to Rules Affecting Bank Fintech Activities
  8 June 2020
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jeff Robins
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  David G. Sewell
  ,
  Jennifer T. Barrows
  ,
  Danjie Fang
  ,
  Anna R. Gressel
• CCPA Regulations Submitted to the California Office of Administrative Law for Publication
  4 June 2020
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Lisa Zornberg
  ,
  H Jacqueline Brehmer
  ,
  Christopher S. Ford
  ,
  Alexandra P. Swain
• OCC Finalizes Rule Intended to Strengthen and Modernize Community Reinvestment Act Regulations
  28 May 2020
  Courtney M. Dankworth
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Alison M. Hashmall
  ,
  Brenna Rae Sooy
  ,
  Jason Samstein
• Southern District of New York Rules That Syndicated Term Loans Are Not Securities
  28 May 2020
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Jeffrey E. Ross
  ,
  Sunil William Savkar
  ,
  Scott B. Selinger
  ,
  Ramya S. Tiller
  ,
  Kevin R. Grondahl
  ,
  Benjamin R. Pedersen
• SEC to Fund Managers with Access to MNPI: Trade in Portfolio Company Securities at Your Peril
  28 May 2020
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Nathaniel Johnson
• NYSE Provides Temporary Shareholder Approval Exemptions in Light of COVID-19
  22 May 2020
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Nicholas P. Pellicani
• New Consultation on Corporate WVR Beneficiaries and Updated Guidance to Listing Rules for Biotech Companies
  22 May 2020
  William Y. Chua
  ,
  Wen-Wei Lai
  ,
  Tiffany Wu
• Key Takeaways from IAA Webinar: Private Equity Fund Managers and the COVID-19 Liquidity Crunch
  21 May 2020
  Andrew M. Ahern
  ,
  Ramya S. Tiller
  ,
  Andrew C. Rearick
  ,
  Daniel Randazzo
  ,
  Julie Stem
• CMBS Loan Workouts During COVID-19: A Borrower’s Perspective
  14 May 2020
  Peter J. Irwin
  ,
  Nicole Levin Mesard
  ,
  Edward M. Rishty
  ,
  Isaac Stern
• DFS Data Requests
  14 May 2020
  Eric R. Dinallo
  ,
  Marilyn A. Lion
  ,
  Eugene Benger
  ,
  Robert M. Fettman
• Law360: Maintaining Integrity In Legalized Betting Amid Pandemic
  14 May 2020
  Law360
  David A. O'Neil
  ,
  David Sarratt
  ,
  Michael Compton McGregor
• Sponsor Purchases of Portfolio Company Debt: Key Considerations in an Uncertain Environment
  14 May 2020
  Jonathan Adler
  ,
  Lorna Bowen
  ,
  Peter A. Furci
  ,
  Sidney P. Levinson
  ,
  Peter J. Loughran
  ,
  Jeffrey E. Ross
  ,
  Kevin M. Schmidt
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Nicholas P. Pellicani
  ,
  Julie Stem
  ,
  Daniel E. Stroik
• Reforma: Reclamo de daṅos bajo el T-MEC
  13 May 2020
  Reforma
  Dietmar W. Prager
  ,
  Ina C. Popova
  ,
  Julio Rivera Rios
• Recent OFAC Enforcement Actions: Lessons for Aviation Industry
  12 May 2020
  Geoffrey P. Burgess
  ,
  Satish M. Kini
  ,
  Alan Kartashkin
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Dmitry A. Karamyslov
  ,
  Konstantin Bureiko
  ,
  Anastasia M. Magid
  ,
  Dmitry S. Stakheev
• HHS Issues Additional Guidance on Qualifications for CARES Act Funding
  8 May 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
• Nasdaq Provides Temporary Shareholder Approval Exemptions in Light of COVID-19
  8 May 2020
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Nicholas P. Pellicani
  ,
  Priya Soni
• Considerations for Developing a Back-to-Work Plan
  7 May 2020
  Jyotin Hamid
  ,
  Meir D. Katz
  ,
  Tricia Bozyk Sherno
  ,
  Joshua E. Roberts
• From NAFTA to USMCA: Main Changes to the Investor-State Dispute Settlement System
  7 May 2020
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Mark W. Friedman
  ,
  Lord Goldsmith QC
  ,
  Ina C. Popova
  ,
  Dietmar W. Prager
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  Guilherme Recena Costa
  ,
  Julio Rivera Rios
  ,
  Laura Sinisterra
• New European ESG Disclosure Standards for Funds: Consultation on Key Provisions
  7 May 2020
  Patricia Volhard
  ,
  Jin-Hyuk Jang
  ,
  John Young
  ,
  Clarisse Hannotin
  ,
  Eric Olmesdahl
  ,
  Philip Orange
  ,
  Johanna Waber
• CLS Blue Sky Blog: Debevoise Discusses Private Equity Options in Face of Liquidity Crunch
  6 May 2020
  CLS Blue Sky Blog
  Andrew C. Rearick
  ,
  Andrew M. Ahern
  ,
  Gavin Anderson
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  Katherine Ashton
  ,
  Ezra Borut
• New IRS FAQs on CARES ACT Employee Retention Credit Answer Some Questions, Raise Others
  5 May 2020
  Rafael Kariyev
  ,
  Meir D. Katz
  ,
  Peter F.G. Schuur
  ,
  Simone S. Hicks
  ,
  Jeri A. Brown
  ,
  Jay E. Evans
• Overview of the Main Street Lending Programs
  1 May 2020
  Michael Diz
  ,
  David L. Portilla
  ,
  Jeffrey E. Ross
  ,
  Kevin M. Schmidt
  ,
  Will C. Giles
  ,
  Zahra J. Khosrovi Sowder
• The Private Equity Report Spring 2020
  Vol 20, No. 1
  1 May 2020
  Andrew M. Ahern
  ,
  Paul S. Bird
  ,
  Jennifer L. Chu
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  Rafael Kariyev
  ,
  Scott B. Selinger
• Appropriations for Healthcare Providers Related to COVID-19
  30 April 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
• Blockchain 2019 Year-In-Review
  27 April 2020
  Byungkwon Lim
  ,
  Klaudius Heda
  ,
  Anna V. Maximenko
  ,
  Gary E. Murphy
  ,
  Clarisse Hannotin
  ,
  Elena Klutchareva
  ,
  Philip Orange
  ,
  Dr. Friedrich Popp
  ,
  Jan Schoberwalter
• New Appropriation for Healthcare Providers
  24 April 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
• Can Contact Tracing Apps Help Get Many of Us Back to Work Soon? A Framework for Evaluating the Various Options and Legal Concerns
  24 April 2020
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Anna R. Gressel
  ,
  Joshua B. Pickar
  ,
  Suchita Mandavilli Brundage
  ,
  Samantha B. Singh
• HHS Announces Additional Funding for Healthcare Providers Impacted by COVID-19
  23 April 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
• Supreme Court Holds Willful Infringement Is Not Required for an Award of Profits under the Lanham Act
  23 April 2020
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  Jeremy Feigelson
  ,
  Christopher S. Ford
  ,
  Jared I. Kagan
• Sponsor Backed PIPEs: COVID-19 and the Race for Liquidity
  22 April 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Gary M. Friedman
  ,
  Gregory V. Gooding
  ,
  Uri Herzberg
  ,
  Jonathan E. Levitsky
  ,
  Sunil William Savkar
  ,
  Kevin M. Schmidt
  ,
  Shannon Rose Selden
  ,
  Katherine E. Durnan
  ,
  Steven J. Slutzky
• Summary of the U.S. Treasury and Federal Reserve Programs and the Paycheck Protection Program
  21 April 2020
  Matthew E. Kaplan
  ,
  Rafael Kariyev
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Nicole Levin Mesard
  ,
  David L. Portilla
  ,
  Jeff Robins
  ,
  Jeffrey E. Ross
  ,
  Kevin M. Schmidt
  ,
  Steven J. Slutzky
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  David G. Sewell
  ,
  Chen Xu
• Conducting International Arbitrations During the COVID-19 Pandemic
  21 April 2020
  David W. Rivkin
  ,
  Catherine Amirfar
  ,
  Tony Dymond
  ,
  Lord Goldsmith QC
  ,
  Nawi Ukabiala
• Debevoise Coronavirus Checklists— Top 10 Return to Work Considerations for U.S. Employers
  20 April 2020
  Jyotin Hamid
  ,
  Jonathan F. Lewis
  ,
  Tricia Bozyk Sherno
  ,
  Joshua E. Roberts
• COVID-19 and Private Equity: U.S. Employment and Compensation Considerations
  20 April 2020
  Jyotin Hamid
  ,
  Jonathan F. Lewis
  ,
  Tricia Bozyk Sherno
• Thinking About a New or Updated Non-GAAP Financial Measure for COVID-19? Look Before You Leap.
  17 April 2020
  Kara Brockmeyer
  ,
  Matthew E. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Paul M. Rodel
  ,
  Jeffrey E. Ross
  ,
  Sunil William Savkar
  ,
  Jonathan R. Tuttle
  ,
  Jonathan C. Miu
  ,
  Priya Soni
• Banking Regulators Release Updates to BSA/AML Examination Manual
  17 April 2020
  Satish M. Kini
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Isabel Espinosa de los Reyes
  ,
  Jonathan R. Wong
• The More Things Change, the More They Stay the Same: Compensation-Related Guidance from ISS and Glass Lewis in Light of COVID-19
  15 April 2020
  Lawrence K. Cagney
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  J. Michael Snypes, Jr.
• Temporary Exemptive Relief for BDCs and Further Custody Rule Guidance
  15 April 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• GPs/LPs Weigh Options in Face of Liquidity Crunch
  14 April 2020
  Andrew M. Ahern
  ,
  Jonathan Adler
  ,
  Gavin Anderson
  ,
  Katherine Ashton
  ,
  Kenneth J. Berman
  ,
  Ezra Borut
  ,
  Lorna Bowen
  ,
  Geoffrey P. Burgess
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Geoffrey Kittredge
  ,
  Marc Ponchione
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Thomas Smith
  ,
  Justin Storms
  ,
  Andrew C. Rearick
  ,
  John W. Rife III
  ,
  Patricia Volhard
• BSA/AML and KYC in a Crisis: Treasury and Supervisory Agencies Provide Guidance as Financial Institutions Respond to the COVID-19 Pandemic
  13 April 2020
  Satish M. Kini
  ,
  David G. Sewell
  ,
  Jonathan R. Wong
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Isabel Espinosa de los Reyes
• New York State Enacts Permanent Paid Sick Leave Law
  13 April 2020
  Jyotin Hamid
  ,
  Tricia Bozyk Sherno
  ,
  Katie R. Aber
• SEC and ISS Issue New Guidance on Shareholder Meetings in Light of COVID-19 Pandemic
  10 April 2020
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Mary Jo White
  ,
  Priya Soni
• HHS Distributing $30 Billion in Grants to Medicare Providers
  10 April 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
• NYSE Provides Temporary Relief from Certain Shareholder Approval Rules
  10 April 2020
  Jennifer L. Chu
  ,
  Gregory V. Gooding
  ,
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• SEC Urges More Forward-Looking Disclosure in Upcoming Earnings Season
  10 April 2020
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• Rethinking Poison Pills, Again
  9 April 2020
  Andrew L. Bab
  ,
  Gregory V. Gooding
  ,
  William D. Regner
  ,
  Sergio Torres
  ,
  Sue Meng
• CMS Announces Intent to Provide $30 Billion to Medicare Providers
  9 April 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
• Department of Labor Issues Guidance for $600 Unemployment Payments under the CARES Act
  8 April 2020
  Jyotin Hamid
  ,
  Tricia Bozyk Sherno
  ,
  Malu Malhotra
  ,
  Joshua E. Roberts
• Implementing Emergency Paid Sick and Expanded Family and Medical Leave
  8 April 2020
  Jyotin Hamid
  ,
  Tricia Bozyk Sherno
  ,
  Katie R. Aber
• Proposed Regulations Update Landscape for Life Insurance Tax Reserve Deductions
  8 April 2020
  Peter F.G. Schuur
  ,
  Robert Nelson-Sullivan
  ,
  Daniel Priest
  ,
  Lena E. Smith
• COVID-19 and Private Equity: Portfolio Company and Fund Governance Practices in the Time of COVID
  8 April 2020
  Robert B. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Sidney P. Levinson
  ,
  Julie M. Riewe
  ,
  Shannon Rose Selden
  ,
  Jonathan R. Tuttle
• International Comparative Legal Guide to Lending & Secured Finance 2020: Liability Management
  7 April 2020
  International Comparative Legal Guide to Lending & Secured Finance 2020
  Scott B. Selinger
• Update Regarding Public Health and Social Services Emergency Fund
  6 April 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• SEC Shows Continued Willingness to Award Compliance Whistleblowers
  3 April 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Ada Fernandez Johnson
  ,
  Suzanne Zakaria
• Projecting Performance in the Age of COVID-19
  3 April 2020
  Michael Diz
  ,
  Gregory V. Gooding
  ,
  Matthew E. Kaplan
  ,
  Sue Meng
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
• UK Supreme Court Rules Employer Not Liable for Rogue Employee’s Malicious Data Breach
  3 April 2020
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Jeremy Feigelson
  ,
  Christopher Garrett
  ,
  Robert Maddox
• Employer Considerations Related to Health and Safety of Workers during Covid-19 Outbreak
  2 April 2020
  Jyotin Hamid
  ,
  Tricia Bozyk Sherno
• Legal Considerations for Layoffs, Furloughs, and Reduction of Workforce in the Wake of COVID-19
  31 March 2020
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
  ,
  Tricia Bozyk Sherno
  ,
  Alison E. Buckley-Serfass
  ,
  J. Michael Snypes, Jr.
• Congress and Financial Regulators: Responses to COVID-19
  31 March 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jeff Robins
  ,
  Sandeep S. Dhaliwal
  ,
  Danjie Fang
  ,
  Chen Xu
• CARES Act: Implications for PE-Sponsored Portfolio Companies
  31 March 2020
  Matthew E. Kaplan
  ,
  David L. Portilla
  ,
  Jeffrey E. Ross
  ,
  Sunil William Savkar
  ,
  Peter F.G. Schuur
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Will C. Giles
  ,
  Zahra J. Khosrovi Sowder
• COVID-19 and Private Equity: The Impact of Financing Disruptions on Private Equity Portfolio Companies and Funds
  31 March 2020
  Jonathan Adler
  ,
  Jeffrey E. Ross
  ,
  Kevin M. Schmidt
  ,
  Scott B. Selinger
  ,
  Rebecca F. Silberstein
  ,
  Thomas Smith
• The Federal Government Throws a Lifeline to Medicare Providers and Suppliers
  30 March 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
• Present Tense: Allocating the Evolving Risk of COVID-19 in M&A Transactions
  30 March 2020
  Jennifer L. Chu
  ,
  Michael Diz
  ,
  Gregory V. Gooding
  ,
  Sue Meng
  ,
  William D. Regner
  ,
  Kevin Rinker
  ,
  Jeffrey J. Rosen
• CARES Act: Implications for Healthcare and Life Science Companies and Investors
  27 March 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
• SEC Extends Relief Period for Late Disclosure Reports and Updates Coronavirus-Related Disclosure Guidance
  26 March 2020
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Erica C. Reich
• SEC Extends Exemptive Relief and Provides Additional Guidance for Advisers Affected by COVID-19
  26 March 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• CARES Act — Fiscal Response to COVID-19
  26 March 2020
  David L. Portilla
  ,
  Lawrence K. Cagney
  ,
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Rafael Kariyev
  ,
  Franklin L. Mitchell
  ,
  Peter F.G. Schuur
  ,
  Will C. Giles
  ,
  Courtney Bradford Pike
• SEC Enforcement Co-Directors Address Important Issues of Market Integrity
  25 March 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
  ,
  Jonathan M. DeMars
• Federal Reserve Establishes New Facility to Provide Credit Support to Corporate Issuers
  24 March 2020
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  David L. Portilla
  ,
  Jeffrey E. Ross
  ,
  Joshua M. Samit
  ,
  Zahra J. Khosrovi Sowder
  ,
  Priya Soni
  ,
  Chen Xu
• Stay-At-Home Orders and Essential Businesses during the COVID-19 Pandemic
  24 March 2020
  Jyotin Hamid
  ,
  Tricia Bozyk Sherno
  ,
  Malu Malhotra
  ,
  Joshua E. Roberts
• Financial Regulator Responses to COVID-19
  23 March 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jeff Robins
  ,
  Chen Xu
• COVID-19: Three Data Protection Tips for the EU and the UK
  23 March 2020
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Jane Shvets
  ,
  Alexandre Bisch
  ,
  Ariane Fleuriot
  ,
  Fanny Gauthier
  ,
  Robert Maddox
  ,
  Dr. Friedrich Popp
• Administering to Equity Compensation Programs Impacted by COVID-19
  20 March 2020
  Lawrence K. Cagney
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  J. Michael Snypes, Jr.
  ,
  Tricia Bozyk Sherno
• New York Adopts Sick Leave and Job Protections for Employees under Quarantine and Isolation Orders Due to COVID-19
  20 March 2020
  Jyotin Hamid
  ,
  Alison E. Buckley-Serfass
  ,
  Tricia Bozyk Sherno
  ,
  Ashley V. Hahn
• The Return of the ILC: The FDIC Issues a Proposal and Approval Orders
  20 March 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  David G. Sewell
  ,
  Clare K. Lascelles
  ,
  Brenna Rae Sooy
• Delaware Supreme Court Upholds Federal-Forum Provisions for Securities Act Claims
  20 March 2020
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Jonathan R. Tuttle
  ,
  Elliot Greenfield
  ,
  Michael W. Gramer
• Debevoise Debrief—SEC Issues Relief from CAT Reporting Requirements in Light of the COVID-19 Outbreak
  19 March 2020
  David L. Portilla
  ,
  Jeff Robins
  ,
  Danjie Fang
  ,
  Clare K. Lascelles
• California AG Updates Draft CCPA Regulations (Again)
  19 March 2020
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Henry Lebowitz
  ,
  Jim Pastore
  ,
  Lisa Zornberg
• Coronavirus Response Act Signed Into Law: Employers’ New Obligations Regarding Paid Sick Leave and FMLA Amendments
  19 March 2020
  Jyotin Hamid
  ,
  Tricia Bozyk Sherno
  ,
  Katie R. Aber
  ,
  Joshua E. Roberts
• U.S. Contractual “Outs” and COVID-19: Force Majeure, Material Adverse Effect and Frustration of Contract
  19 March 2020
  John S. Kiernan
  ,
  Shannon Rose Selden
  ,
  William H. Taft V
  ,
  Erich O. Grosz
  ,
  Joshua B. Pickar
  ,
  Clifton B. Fels
• COVID-19: Implications for Disclosure and Corporate Governance in the EU and UK
  19 March 2020
  James C. Scoville
  ,
  Vera Losonci
  ,
  Laurence Hanesworth
• Canadian Supreme Court Opens Door to Corporate Liability for Human Rights Abuses Abroad
  19 March 2020
  Catherine Amirfar
  ,
  Ezra Borut
  ,
  Donald Francis Donovan
  ,
  Lord Goldsmith QC
  ,
  Mark Johnson
  ,
  Ina C. Popova
  ,
  David W. Rivkin
  ,
  Samantha J. Rowe
  ,
  Patrick Taylor
  ,
  Natalie L. Reid
  ,
  Sebastian Dutz
  ,
  Justin R. Rassi
  ,
  Guilherme Recena Costa
• COVID-19: FDA Developments and Legal Considerations for Healthcare and Life Science Companies and Investors
  17 March 2020
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Suchita Mandavilli Brundage
  ,
  Melissa Runsten
• U.S. Legal Considerations for Remote Work Arrangements in the Wake of COVID-19
  17 March 2020
  Tricia Bozyk Sherno
  ,
  Jyotin Hamid
  ,
  Avi Gesser
  ,
  Jeremy Feigelson
• Debevoise Coronavirus Checklists – Coronavirus Disclosure
  16 March 2020
  Eric T. Juergens
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Erica C. Reich
• SEC Extends Form ADV and Form PF Deadlines for Advisers Affected by COVID-19
  16 March 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• Debevoise Coronavirus Resource Center Collates Latest Insights and Resources
  16 March 2020
  Jennifer L. Chu
  ,
  Lord Goldsmith QC
  ,
  Mark Johnson
  ,
  John S. Kiernan
  ,
  Jonathan E. Levitsky
  ,
  Peter J. Loughran
  ,
  Jeffrey E. Ross
  ,
  Shannon Rose Selden
• Financial Regulatory Agencies Issue Guidance and Call for Industry Preparedness Plans as the COVID-19 Outbreak Unfolds
  13 March 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jeff Robins
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  David G. Sewell
  ,
  Courtney Bradford Pike
  ,
  David C. Saltzman
• Debevoise Coronavirus Checklists – U.S. Employer Considerations
  13 March 2020
  Jyotin Hamid
  ,
  Meir D. Katz
  ,
  Tricia Bozyk Sherno
• Debevoise Alert – DFS Seeking Coronavirus Plans and Business Interruption Information from New York Insurers
  11 March 2020
  Eric R. Dinallo
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
• Debevoise Coronavirus Checklists—Cybersecurity
  10 March 2020
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Lisa Zornberg
  ,
  Tricia Bozyk Sherno
  ,
  Hilary Davidson
  ,
  Christopher S. Ford
• Pay Equity Update: Taking into Account Salary History in Setting Pay
  9 March 2020
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Meir D. Katz
  ,
  Alison E. Buckley-Serfass
  ,
  Tricia Bozyk Sherno
• Private Equity Secondaries Market Adapts to COVID-19
  9 March 2020
  Andrew M. Ahern
  ,
  Gavin Anderson
  ,
  Katherine Ashton
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  John W. Rife III
  ,
  Andrew C. Rearick
  ,
  David J. Schwartz
• Ninth Circuit Decision Increases Risk of RICO Economic Loss Claims Against Pharmaceutical Manufacturers and Highlights Evolving Circuit Split
  6 March 2020
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kristin D. Kiehn
  ,
  J. Robert Abraham
  ,
  Joshua E. Roberts
  ,
  Caroline Zielinski
• Blueprint One Update—Lloyd’s Outlines Its Priorities for the First Phase of the Future at Lloyd’s
  5 March 2020
  James C. Scoville
  ,
  Benjamin Lyon
  ,
  Clare Swirski
  ,
  Sarah Hale
  ,
  Katie Power
• In re: Marriott International Inc., Customer Data Security Breach Litigation
  27 February 2020
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Lisa Zornberg
  ,
  Suchita Mandavilli Brundage
• The Review of Securities & Commodities Regulation: Caremark Claims: “Mission Critical” Compliance Risks and a Board’s Duty to Monitor
  26 February 2020
  The Review of Securities & Commodities Regulation
  Maeve O'Connor
  ,
  Elliot Greenfield
  ,
  Tristan M. Ellis
• Fifteen Ways to Reduce Regulatory and Reputational Risks for Your AI-Powered Applications – Lessons from Recent Court Decisions and Regulatory Activity
  20 February 2020
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Henry Lebowitz
  ,
  Jim Pastore
  ,
  Lisa Zornberg
  ,
  Anna R. Gressel
  ,
  Steven Tegrar
• IP Watchdog: New USPTO Trademark Rules Seek to Streamline Filing and Crack Down on Fraud, But Could Increase Spam
  17 February 2020
  IP Watchdog
  Megan K. Bannigan
  ,
  Christopher S. Ford
  ,
  Marissa MacAneney
• Annual Filing, Notice and Reporting Requirements for Private Fund Sponsors
  13 February 2020
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  Lorna Bowen
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Marc Ponchione
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Justin Storms
  ,
  Jason Auerbach
  ,
  Cate H. Bae
  ,
  Jennifer Graff
  ,
  Gregory T. Larkin
  ,
  Anne-Lise Quach
  ,
  Norma Angelica Freeland
• Proposed Modifications to CCPA Regulations - Top Takeaways
  12 February 2020
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Javier Alvarez-Oviedo
  ,
  H Jacqueline Brehmer
  ,
  Christopher S. Ford
• Indian Pharma: Congress and FDA Continue Scrutiny of Foreign Drug Companies with Heightened Focus on Companies Located in India
  12 February 2020
  Andrew L. Bab
  ,
  Geoffrey P. Burgess
  ,
  Jennifer L. Chu
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Suchita Mandavilli Brundage
  ,
  Melissa Runsten
• The Practical Implications of the National Securities Clearing Corporation’s New Cybersecurity Rules
  7 February 2020
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  Lisa Zornberg
  ,
  H Jacqueline Brehmer
• Fed Vice Chair Quarles Calls for Significant Changes to the Supervisory Process: Implications and Open Questions for the Banking Industry
  6 February 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  David G. Sewell
• SEC’s New Cyber Observations Highlight Operational Resiliency
  4 February 2020
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Robert B. Kaplan
  ,
  Jim Pastore
  ,
  Julie M. Riewe
  ,
  Lisa Zornberg
  ,
  H Jacqueline Brehmer
  ,
  Stephanie M. Cipolla
  ,
  Christopher S. Ford
• Volcker Rule 2.0: Covered Funds Proposal
  31 January 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Marc Ponchione
  ,
  David L. Portilla
  ,
  Alison M. Hashmall
  ,
  Sandeep S. Dhaliwal
  ,
  Isabel Espinosa de los Reyes
  ,
  Chen Xu
• Federal Reserve Finalizes Revised Control Framework: Initial Reactions
  31 January 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  David G. Sewell
  ,
  Andrew Field
• UK Withdrawal from the EU—the Changing Landscape for UK Firms
  31 January 2020
  Katherine Ashton
  ,
  Patricia Volhard
  ,
  Jin-Hyuk Jang
  ,
  John Young
• FTC Announces Annual Adjustments to HSR Act and Clayton Act Section 8 Thresholds
  29 January 2020
  Ted Hassi
  ,
  Michael Schaper
  ,
  Kyra K. Bromley
  ,
  Erica S. Weisgerber
  ,
  Leah Martin
• SEC Proposes to Subject Proxy Voting Advice to U.S. Federal Proxy Rules
  24 January 2020
  BNY Mellon
  Matthew E. Kaplan
  ,
  Joshua M. Samit
• Pressure Mounts on Iran as U.S. Expands Sanctions and EU States Trigger Iran Nuclear Deal Snapback Mechanism
  22 January 2020
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
  ,
  Jonathan R. Wong
• Agencies Finalize Changes to Resolution Planning Requirements
  21 January 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  Sandeep S. Dhaliwal
  ,
  Jonathan Steinberg
  ,
  Chen Xu
• Modernizing Advertising Rule
  17 January 2020
  Kenneth J. Berman
  ,
  Jennifer Graff
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• International Space Law: A New Frontier of Risk
  17 January 2020
  Catherine Amirfar
  ,
  Natalie L. Reid
  ,
  Carl Micarelli
  ,
  Sebastian Dutz
  ,
  Merryl Lawry-White
  ,
  William C. Mattessich
• 2020 OCIE Priorities: Private Equity Remains Area of Interest, Focus on Retail and New SEC and Market-Wide Developments
  15 January 2020
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Luke Dembosky
  ,
  Robert B. Kaplan
  ,
  Jim Pastore
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Jonathan R. Tuttle
  ,
  James B. Amler
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• NFA Announces Launch of Swaps Proficiency Requirements
  13 January 2020
  Byungkwon Lim
  ,
  Gary E. Murphy
• SEC Proposes Changes to Accredited Investor Definition—But Are More Changes Coming?
  13 January 2020
  Kenneth J. Berman
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• SEC Adopts Final Set of Rules to Start the Clock for Registration of Security-Based Swap Dealers
  8 January 2020
  Jeff Robins
  ,
  Emilie T. Hsu
  ,
  Gary E. Murphy
  ,
  Sandeep S. Dhaliwal
• SEC Proposes Updates to Auditor Independence Requirements
  7 January 2020
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
• What the Bipartisan Budget Agreement Means for the Healthcare Industry and Life Sciences Companies
  23 December 2019
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Ted Hassi
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Leah Martin
• 2019/2020 Private Equity Year-End Review and Outlook
  19 December 2019
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Kenneth J. Berman
  ,
  Lorna Bowen
  ,
  Andrew J. Ceresney
  ,
  William Y. Chua
  ,
  Alan J. Davies
  ,
  Andrew Ford
  ,
  Robert B. Kaplan
  ,
  Pierre Maugüé
  ,
  Julie M. Riewe
  ,
  John W. Rife III
  ,
  Samantha J. Rowe
  ,
  Scott B. Selinger
  ,
  Thomas Smith
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Gregory T. Larkin
  ,
  Jin-Hyuk Jang
  ,
  John Young
  ,
  Dominic Blaxill
  ,
  Conway Blake
  ,
  Tom Cornell
  ,
  Paul Eastham
  ,
  Michelle Gilmore
  ,
  Felix Paterson
• Treasury Drops the BEAT—Final Base Erosion and Anti-Abuse Tax Regulations
  11 December 2019
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Peter F.G. Schuur
  ,
  Lillian Jo Aston
  ,
  Samuel M. Duncan
  ,
  Robert Nelson-Sullivan
  ,
  Cameron E. Rotblat
• Governance Round-Up Issue 11
  10 December 2019
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  C. Chloe Orlando
• UK and European Insurance Regulatory Update
  9 December 2019
  James C. Scoville
  ,
  Clare Swirski
  ,
  Benjamin Lyon
  ,
  Dexter Hoffman
  ,
  Sarah Hale
  ,
  Katie Power
• States Increase Scrutiny of Independent Contractor Usage
  26 November 2019
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
  ,
  Elizabeth Pagel Serebransky
  ,
  Justin C. Ferrone
  ,
  Tricia Bozyk Sherno
• SEC Annual Report on Whistleblowers Shows Tips Received Leveling Off
  20 November 2019
  Arian M. June
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• 2020 Proxy Advisor Voting Guidelines: What to Watch For
  19 November 2019
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
  ,
  Jonathan C. Miu
  ,
  C. Chloe Orlando
• Have Your Say on CCPA
  18 November 2019
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Maura Kathleen Monaghan
  ,
  Jim Pastore
• IAIS Adopts Global Supervision Framework
  18 November 2019
  Alexander R. Cochran
  ,
  E. Drew Dutton
  ,
  David Grosgold
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Edwin Northover
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Benjamin Lyon
  ,
  Clare Swirski
  ,
  Jan Buschmann
  ,
  Risa B. Gordon
  ,
  Sarah Hale
  ,
  Katie Power
• Transitioning from LIBOR—Some Key Considerations
  14 November 2019
  Michael Bolotin
  ,
  Jeff Robins
  ,
  Jeffrey E. Ross
  ,
  Sunil William Savkar
  ,
  Ramya S. Tiller
  ,
  Emilie T. Hsu
  ,
  Huey-Fun Lee
  ,
  Joshua M. Samit
  ,
  Giselle Alvarado
• ISS Sues SEC to Set Aside Guidance Subjecting Proxy Advisors to Proxy Rules
  12 November 2019
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Joshua M. Samit
  ,
  Carolina de Barros
• SEC Proposes New Rules on Proxy Voting Advice and Shareholder Proposals
  12 November 2019
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Carolina de Barros
  ,
  Milan Udawatta
  ,
  Ezra Newman
• SEC’s Division of Enforcement 2019 Annual Report Presents Strong Enforcement Results
  7 November 2019
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  James B. Amler
  ,
  Ada Fernandez Johnson
• Major Changes Coming to the Advertising Rule?
  6 November 2019
  Kenneth J. Berman
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• New Prudential Framework for Domestic and Foreign Banking Organizations
  1 November 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jeff Robins
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  David G. Sewell
• USDA Issues Long-Awaited Hemp Production Regulations
  31 October 2019
  Satish M. Kini
  ,
  Paul D. Rubin
  ,
  David Sarratt
  ,
  David G. Sewell
  ,
  Andrew Field
  ,
  Melissa Runsten
• Accounting and Financial Reporting Enforcement Round-Up
  28 October 2019
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
  ,
  Jonathan M. DeMars
• Delaware Court of Chancery Sustains Failure to Monitor Caremark Claim
  22 October 2019
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Jonathan R. Tuttle
  ,
  Paul D. Rubin
  ,
  Ada Fernandez Johnson
  ,
  Jacob W. Stahl
  ,
  Tara P. Ganapathy
• Sanctions Alert Issue 54
  22 October 2019
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• Solar Arbitrations: A Year in Review
  22 October 2019
  Catherine Amirfar
  ,
  Merryl Lawry-White
  ,
  Rhianna Hoover
• EIOPA Reveals Proposed Solvency II Reforms
  21 October 2019
  James C. Scoville
  ,
  Clare Swirski
  ,
  Benjamin Lyon
  ,
  Sarah Hale
  ,
  Katie Power
• Prudential plc and Rothesay Submit Their Appeal on the Blocked £12 Billion Part VII Transfer
  16 October 2019
  James C. Scoville
  ,
  Benjamin Lyon
  ,
  Clare Swirski
  ,
  Sarah Hale
  ,
  Katie Power
• U.K. and U.S. Sign Landmark Cross-Border Data Sharing Agreement
  9 October 2019
  Jeremy Feigelson
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Robin Lööf
  ,
  Robert Maddox
  ,
  Alma M. Mozetič
• SEC Extends “Testing-the-Waters” to All Issuers
  1 October 2019
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Devon Klein
• Marvell Technology Pays $5.5 Million to Settle SEC Charges of “Pull-In” Scheme
  October 2019
• RSM Settles Auditor Independence Violations
  October 2019
• Engine Manufacturing Executives Charged in Fraudulent Revenue Recognition Scheme
  October 2019
• Deloitte Japan Settles Auditor Independence Allegations
  October 2019
• Court Orders Cryptocurrency Firm to Pay $6.8 Million for Falsifying Revenue and Fraudulently Securing NASDAQ Listing
  October 2019
• Media Analytics Firm and Former CEO Settle Revenue Recognition Charges
  October 2019
• SEC Charges PwC and Partner with Violating Auditor Independence Rules
  October 2019
• SEC and DOJ Charge REIT and Four Former Executives with Manipulating Non-GAAP Measures
  October 2019
• SEC Charges Six Individuals with Misrepresenting and Overvaluing Clean Energy Projects
  October 2019
• Bancorp and Two Executives Settle Charges Related to Loan Impairment Allowances
  October 2019
• KPMG Agrees to $50 Million Settlement for Using Stolen PCAOB Data and Cheating on Training Exams
  October 2019
• Final Federal Rule to Increase Overtime Salary Thresholds
  27 September 2019
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
  ,
  Elizabeth Pagel Serebransky
  ,
  Tricia Bozyk Sherno
• U.S. House of Representatives Passes the SAFE Banking Act
  26 September 2019
  Satish M. Kini
  ,
  Paul D. Rubin
  ,
  David Sarratt
  ,
  David G. Sewell
  ,
  Andrew Field
• TMT Insights: What Is On The Horizon For Export Controls on “Emerging Technologies”? Industry Comments May Hold A Clue
  23 September 2019
  Jeffrey P. Cunard
  ,
  Michael Diz
  ,
  Jonathan E. Levitsky
  ,
  Jim Pastore
  ,
  Michael Schaper
  ,
  Anna R. Gressel
• Congressional Investigation Highlights Potential Risks for Private Equity Healthcare Investments
  19 September 2019
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Maura Kathleen Monaghan
  ,
  David A. O'Neil
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Kevin M. Schmidt
  ,
  Jacob W. Stahl
• Not With a Bang But a Whimper: At the Deadline, Minor Amendments to the California Consumer Privacy Act
  18 September 2019
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Maura Kathleen Monaghan
  ,
  Jim Pastore
  ,
  Jane Shvets
  ,
  Emily Rebecca Hush
• Failure to Prevent a Business Email Compromise, and to Notify Customers of It, Gives Rise to Sanctions Against Victim Company
  18 September 2019
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Christopher S. Ford
• Key Duties of International Investment Arbitrators: A Transnational Study of Legal and Ethical Dilemmas
  18 September 2019
  Ina C. Popova
  ,
  Berglind Halldorsdottir Birkland
• OFAC Amends Cuba Sanctions to Prohibit U-turn Transactions and Restrict Remittances
  17 September 2019
  Robert T. Dura
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Jane Shvets
  ,
  David G. Sewell
  ,
  Jonathan R. Wong
• Volcker Rule 2.0: A Detailed Summary of Final Rule Round 1
  16 September 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Alison M. Hashmall
  ,
  Andrew Field
  ,
  Chen Xu
• SEC Provides New Guidance on Proxy Voting Advice
  28 August 2019
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
  ,
  Milan Udawatta
• In the Best Interests of a Client: Proxy Voting and the Retention of Advisory Firms
  28 August 2019
  Kenneth J. Berman
  ,
  William D. Regner
  ,
  Norma Angelica Freeland
• Seventh Circuit Strikes a Blow Against the FTC’s Preferred Enforcement Power
  28 August 2019
  David H. Bernstein
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Ted Hassi
  ,
  Paul D. Rubin
  ,
  Leah Martin
  ,
  Melissa Runsten
• President Trump Announces New Sanctions Against China? Not Yet.
  28 August 2019
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Robert T. Dura
• Aviation Industry and Iran-Related Sanctions: Be Mindful of Deceptive Practices
  26 August 2019
  Geoffrey P. Burgess
  ,
  Alan Kartashkin
  ,
  Jane Shvets
  ,
  Dmitry A. Karamyslov
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Konstantin Bureiko
  ,
  Tamara S. Kulyk
  ,
  Dmitry S. Stakheev
• NAIC 2019 Summer National Meeting Highlights
  23 August 2019
  Alexander R. Cochran
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  Risa B. Gordon
  ,
  Matthew B. Parelman
  ,
  Leron Solomon
• SEC Charges Pharmaceutical Company for Violation of Regulation FD, Reinforcing Need to Establish Policies for Handling Material Non-Public Information
  23 August 2019
  Andrew J. Ceresney
  ,
  Paul M. Rodel
  ,
  Paul D. Rubin
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
  ,
  Laura E. O'Neill
  ,
  Melissa Runsten
• Volcker Rule: Version 2.0, Final Rule Round 1
  21 August 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Alison M. Hashmall
  ,
  Andrew Field
  ,
  Chen Xu
• Kisor v. Wilkie: A New Limit on Agency Deference and Its Implications for Banking Organizations
  15 August 2019
  David L. Portilla
  ,
  Will C. Giles
• Governance Round-Up Issue 10
  12 August 2019
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  C. Chloe Orlando
• United States Adopts Second Round of CBW Sanctions Targeting Russia
  9 August 2019
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Jane Shvets
  ,
  Robert T. Dura
  ,
  David G. Sewell
  ,
  Konstantin Bureiko
  ,
  Alan Kartashkin
  ,
  Anastasia M. Magid
  ,
  Jonathan Steinberg
• United States Sanctions the Venezuelan Government Controlled by the Maduro Regime
  8 August 2019
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Jane Shvets
  ,
  Robert T. Dura
  ,
  David G. Sewell
  ,
  Konstantin Bureiko
  ,
  Alan Kartashkin
• Chambers Practice Guides - Private Equity: USA 2019
  6 August 2019
  Chambers Practice Guides - Private Equity
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Julie M. Riewe
  ,
  Steven J. Slutzky
• New York Updates Data Breach Notification Law and Imposes “Reasonable Security” Requirement
  29 July 2019
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Stephanie M. Cipolla
  ,
  Christopher S. Ford
  ,
  Alexandra P. Swain
• Volcker Rule: Regulatory Relief Act Changes and Two-Year Extension of SOTUS Opt-in Relief
  29 July 2019
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Satish M. Kini
  ,
  Alison M. Hashmall
  ,
  Chen Xu
• 2019 Private Equity Midyear Review and Outlook
  23 July 2019
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Jeffrey P. Cunard
  ,
  Andrew Ford
  ,
  Peter A. Furci
  ,
  Morgan J. Hayes
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Julie M. Riewe
  ,
  John W. Rife III
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Thomas Smith
  ,
  Steven J. Slutzky
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Jin-Hyuk Jang
  ,
  Gregory T. Larkin
  ,
  Michael P. McGuigan
  ,
  John Young
  ,
  Almas Daud
  ,
  Anna R. Gressel
  ,
  Samuel D. Krawiecz
  ,
  Felix Paterson
• Proposed £99 Million Marriott GDPR Data Breach Fine Underscores Importance of Cybersecurity in M&A
  16 July 2019
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Jane Shvets
  ,
  Keith J. Slattery
  ,
  Stephanie M. Cipolla
  ,
  Christopher Garrett
  ,
  Robert Maddox
• DOJ Antitrust Announces New Policies on Antitrust Compliance Programs
  15 July 2019
  Daniel M. Abuhoff
  ,
  Ted Hassi
  ,
  Gary W. Kubek
  ,
  Michael Schaper
  ,
  Bruce E. Yannett
  ,
  Erica S. Weisgerber
  ,
  Leah Martin
• FATF Guidance on AML Regulations Poses Significant Challenges to Crypto Industry
  12 July 2019
  Byungkwon Lim
  ,
  Klaudius Heda
  ,
  Anna V. Maximenko
  ,
  Gary E. Murphy
  ,
  Elena Klutchareva
  ,
  Evgenii A. Lebedev
  ,
  Dr. Friedrich Popp
• Court Strikes Down Regulation Requiring Price Disclosure in TV Ads for Prescription Drugs
  11 July 2019
  Andrew L. Bab
  ,
  David H. Bernstein
  ,
  Jeremy Feigelson
  ,
  Jyotin Hamid
  ,
  Maura Kathleen Monaghan
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Caroline Zielinski
• ICO Proposes £183m Fine for British Airways GDPR Breach
  9 July 2019
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Alexandre Bisch
  ,
  Stephanie M. Cipolla
  ,
  Christopher Garrett
  ,
  Robert Maddox
  ,
  Dr. Friedrich Popp
• Loi PACTE: French Regulator Implements an Innovative Legal Framework for ICOs
  8 July 2019
  Byungkwon Lim
  ,
  Klaudius Heda
  ,
  Gary E. Murphy
  ,
  Philippe Tengelmann
  ,
  Clarisse Hannotin
  ,
  Rosanne Lariven
• Federal Reserve Board Proposes Revisions to Clarify and Modernize the Rules Governing Confidential Supervisory Information and FOIA Requests
  25 June 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  David G. Sewell
  ,
  Jonathan Steinberg
• House Financial Services Committee Considers Legislation that Would Make SEC Waivers More Difficult for Parties Settling with the Commission
  24 June 2019
  Kenneth J. Berman
  ,
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  James B. Amler
• Fiduciary Duties and Regulation Best Interest
  18 June 2019
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Jeff Robins
  ,
  Danjie Fang
  ,
  Norma Angelica Freeland
  ,
  Gregory T. Larkin
  ,
  Alexandra N. Mogul
• Fiduciary Duties: The SEC Weighs In Again
  18 June 2019
  Kenneth J. Berman
  ,
  Rebecca F. Silberstein
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• Key Takeaways on Data Privacy and Big Data from the National Association of Attorneys General Consumer Protection Conference
  7 June 2019
  Courtney M. Dankworth
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Christopher S. Ford
  ,
  Alexandra P. Swain
• Consumer Financial Protection Bureau Releases Rules for Comprehensive Reform of Debt Collection Industry
  3 June 2019
  Courtney M. Dankworth
  ,
  Mary Beth Hogan
  ,
  Gregory J. Lyons
  ,
  David Imamura
  ,
  Alexandra N. Mogul
• FCPA Update May 2019
  30 May 2019
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Jonathan R. Tuttle
  ,
  Robin Lööf
  ,
  Philip Rohlik
  ,
  Alma M. Mozetič
• Applying the Bank Secrecy Act Framework to Convertible Virtual Currency: FinCEN Issues Guidance and Clarifies Expectations
  28 May 2019
  Satish M. Kini
  ,
  Byungkwon Lim
  ,
  Gary E. Murphy
  ,
  David G. Sewell
  ,
  Robert T. Dura
  ,
  Jonathan Steinberg
• SEC Proposes to Eliminate Auditor Attestation Requirement for Low-Revenue Reporting Companies
  23 May 2019
  Andrew L. Bab
  ,
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Eric T. Juergens
  ,
  Devon Klein
• 10 Things U.S. Criminal Defense Lawyers Should Know About Defending a Case in France
  22 May 2019
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
  ,
  Robin Lööf
  ,
  Alice Stosskopf
  ,
  Fanny Gauthier
  ,
  Ariane Fleuriot
• Supreme Court: Trademark Licensees Can Use Trademarks Even after Licensor Rejects License in Bankruptcy
  20 May 2019
  Jasmine Ball
  ,
  David H. Bernstein
  ,
  Jeffrey P. Cunard
  ,
  Jeremy Feigelson
  ,
  Henry Lebowitz
  ,
  Jared I. Kagan
  ,
  Elie J. Worenklein
• CMS Issues Final Rule Requiring Disclosure of Drug and Biologic “List Prices” in Television Advertisements: Challenges Associated with Lanham Act Enforcement and First Amendment Implications
  16 May 2019
  David H. Bernstein
  ,
  Jeremy Feigelson
  ,
  Jyotin Hamid
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Michael Compton McGregor
  ,
  Melissa Runsten
• The Future at Lloyd’s – The World’s Leading Insurance Marketplace
  16 May 2019
  Alexander R. Cochran
  ,
  E. Drew Dutton
  ,
  David Innes
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  Clare Swirski
  ,
  John M. Vasily
  ,
  Benjamin Lyon
  ,
  Sarah Hale
  ,
  Dexter Hoffman
• Proposed Regulations on Foreign Partner’s Interest Sale — What Sponsors Should Know About Withholding
  15 May 2019
  Michael Bolotin
  ,
  Peter A. Furci
  ,
  Rafael Kariyev
  ,
  Yehuda Y. Halpert
  ,
  Molly Bailey Klinghoffer
• New U.S. Sanctions Target Non-U.S. Firms’ Transactions with Iran’s Metals Sector
  13 May 2019
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Will C. Giles
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Robert T. Dura
  ,
  Andrew Field
• EMIR Refit Regulation – Impact on Asset Managers
  13 May 2019
  Byungkwon Lim
  ,
  Jeff Robins
  ,
  Patricia Volhard
  ,
  Emilie T. Hsu
  ,
  John Young
• OFAC Guidance and Recent Enforcement Actions: A Road Map for Compliance with U.S. Sanctions
  9 May 2019
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Will C. Giles
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Andrew Field
• Corporate Board Practices in the Russell 3000 and S&P 500: Recent Trends and Developments
  7 May 2019
  Paul M. Rodel
  ,
  C. Chloe Orlando
• District Court Opinion Criticizes Government “Outsourcing” of Investigations
  6 May 2019
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  David A. O'Neil
  ,
  Mary Beth Hogan
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Lisa Zornberg
  ,
  Erich O. Grosz
• DOJ Updates Guidance on Evaluating Corporate Compliance Programs
  3 May 2019
  Kara Brockmeyer
  ,
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  David Sarratt
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Lisa Zornberg
• The California Consumer Privacy Act: Compliance Strategies for Financial Institutions
  2 May 2019
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Satish M. Kini
  ,
  Maura Kathleen Monaghan
  ,
  Jim Pastore
  ,
  Jane Shvets
• U.S. Supreme Court Limits Class Arbitration
  1 May 2019
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Mark W. Friedman
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Ina C. Popova
  ,
  Dietmar W. Prager
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  William H. Taft V
  ,
  Christopher K. Tahbaz
  ,
  Lisa Wang Lachowicz
  ,
  Alyssa T. Yamamoto
• Agencies Propose Significant Changes to Resolution Planning Requirements
  30 April 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  Sandeep S. Dhaliwal
  ,
  Jonathan Steinberg
  ,
  Chen Xu
• NAIC 2019 Spring National Meeting Highlights
  24 April 2019
  Alexander R. Cochran
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  AJ Salomon
  ,
  Risa B. Gordon
• Federal Reserve Proposes to Clarify and Revise Control Framework
  24 April 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  David G. Sewell
  ,
  Nariné A. Atamian
• TMT Insights: SEC Pares Back Required Content for Exhibit Filings: Takeaways for TMT
  23 April 2019
  Jeffrey P. Cunard
  ,
  Michael Diz
  ,
  Jonathan E. Levitsky
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Michael Schaper
  ,
  C. Chloe Orlando
• Governance Round-Up Issue 9
  23 April 2019
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  C. Chloe Orlando
• Private Equity Guide to Consumer Product Investing Under the Trump Administration: Food and Drug Administration (FDA) Developments
  18 April 2019
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Michael Diz
  ,
  Sue Meng
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Kevin M. Schmidt
  ,
  Melissa Runsten
• German and EU Authorities Present First Ideas on the Regulation of Artificial Intelligence
  18 April 2019
  Byungkwon Lim
  ,
  Dr. Thomas Schürrle
  ,
  Klaudius Heda
  ,
  Dr. Oliver Krauß
  ,
  Dr. Friedrich Popp
• Federal Reserve Proposes Significant Changes to Foreign Bank Prudential Framework
  15 April 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Alison M. Hashmall
  ,
  Sandeep S. Dhaliwal
  ,
  Chen Xu
• SEC Framework and No-Action Letter Provide Guidance on Analyzing Whether a Digital Asset is a Security
  11 April 2019
  Kenneth J. Berman
  ,
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Byungkwon Lim
  ,
  Gary E. Murphy
  ,
  Yean Do
  ,
  Jonathan Steinberg
• Updated DETER Act Introduced in the US Congress
  8 April 2019
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• Federal Cannabis Legislation Approved by House Financial Services Committee
  1 April 2019
  Satish M. Kini
  ,
  David Sarratt
  ,
  Winston M. Paes
  ,
  David G. Sewell
  ,
  Andrew Field
• Global Fund Finance Symposium – a 10-point Summary of the NAV/Hybrid Facilities Panel
  1 April 2019
  Ramya S. Tiller
  ,
  Thomas Smith
  ,
  Michael P. McGuigan
  ,
  Daniel Hoborough
• U.S. Supreme Court Sides with SEC in Interpreting “Scheme Liability”
  29 March 2019
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Matthew E. Kaplan
  ,
  Maeve O'Connor
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Ada Fernandez Johnson
• FCPA Update March 2019
  28 March 2019
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Farhana Choudhury
  ,
  Andreas A. Glimenakis
  ,
  Alma M. Mozetič
  ,
  Sandy Tomasik
• U.S. Issues New North Korean and Syrian Shipping Advisories
  27 March 2019
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• Global Fund Finance Symposium — a 10-Point Summary
  26 March 2019
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Michael P. McGuigan
  ,
  Daniel Hoborough
• Employee “No-Poach” Agreements Draw Antitrust Attention and Debate
  15 March 2019
  Daniel M. Abuhoff
  ,
  Ted Hassi
  ,
  Gary W. Kubek
  ,
  Michael Schaper
  ,
  Erica S. Weisgerber
  ,
  Leah Martin
• Proposed Increases to Federal Overtime Salary Thresholds Provide an Opportunity to Review FLSA Compliance
  13 March 2019
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  Tricia Bozyk Sherno
• U.S. Supreme Court Curtails International Organizations’ Immunity from Lawsuits
  11 March 2019
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Natalie L. Reid
  ,
  Floriane Lavaud
  ,
  Carl Micarelli
  ,
  Ashika Singh
  ,
  Harold W. Williford
  ,
  Alyssa T. Yamamoto
• FTC Announces Annual Adjustments to HSR Act and Clayton Act Section 8 Thresholds
  4 March 2019
  Daniel M. Abuhoff
  ,
  Ted Hassi
  ,
  Gary W. Kubek
  ,
  Michael Schaper
  ,
  Kyra K. Bromley
  ,
  Erica S. Weisgerber
  ,
  Leah Martin
• UK’s OFSI Imposes First Monetary Penalty for Breach of Sanctions
  4 March 2019
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Karolos Seeger
  ,
  Konstantin Bureiko
• The Third Circuit Sharply Curtails the FTC’s Preferred Enforcement Power
  1 March 2019
  David H. Bernstein
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Ted Hassi
  ,
  Paul D. Rubin
  ,
  Leah Martin
  ,
  Melissa Runsten
• Indenture Breach Ruling leads to Windstream Bankruptcy
  26 February 2019
  Jeffrey E. Ross
  ,
  Scott B. Selinger
  ,
  Ramya S. Tiller
• Leveraged Finance Outlook: The Rise of Secured Bonds in M&A Deals
  21 February 2019
  Jeffrey E. Ross
  ,
  Scott B. Selinger
  ,
  Ramya S. Tiller
  ,
  Kevin R. Grondahl
• House Financial Services Committee Puts Spotlight on Cannabis Banking Restrictions
  19 February 2019
  Satish M. Kini
  ,
  David Sarratt
  ,
  David G. Sewell
  ,
  Andrew Field
• Updated Russia Sanctions Bill Is Introduced to the U.S. Congress
  19 February 2019
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• Blockchain 2018 Year-in-Review
  14 February 2019
  Byungkwon Lim
  ,
  Klaudius Heda
  ,
  Anna V. Maximenko
  ,
  Gary E. Murphy
  ,
  Clarisse Hannotin
  ,
  Elena Klutchareva
  ,
  Dr. Oliver Krauß
  ,
  Charles Low
  ,
  Dr. Friedrich Popp
• Consensual Relationships Policies in the #MeToo Era
  13 February 2019
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Tricia Bozyk Sherno
• 2018/2019 Anti-Money Laundering Review and Outlook
  5 February 2019
  Helen V. Cantwell
  ,
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  David Sarratt
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Andrew Field
• U.S. Sanctions Against Venezuela Escalate: PdVSA Now Subject to Blocking Sanctions
  30 January 2019
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Andrew Field
• Tenth Circuit Affirms SEC's Extraterritorial Reach
  29 January 2019
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Ada Fernandez Johnson
• Federal Reserve Previews New Insurance Holding Company Capital Requirements
  17 January 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Clare K. Lascelles
  ,
  Caroline Novogrod Swett
• Disclosure of Hedging Policies to Be Required in Proxy and Information Statements
  17 January 2019
  Paul M. Rodel
  ,
  Elizabeth Pagel Serebransky
  ,
  Sandeep S. Dhaliwal
• Failure to Present GAAP Measures with “Equal or Greater Prominence” Brings Swift SEC Enforcement Action
  10 January 2019
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Mary Jo White
  ,
  C. Chloe Orlando
• The Guide to Energy Arbitrations - Third Edition
  8 January 2019
  Global Arbitration Review
  Mark W. Friedman
  ,
  Dietmar W. Prager
  ,
  Ina C. Popova
  ,
  Samantha J. Rowe
  ,
  Aimee-Jane Lee
  ,
  Maxim Osadchiy
• Changes Proposed to Conform Volcker Rule Regulations with Regulatory Relief Act
  31 December 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jennifer T. Barrows
  ,
  Chen Xu
• TMT Insights: A Skeptical D.C. Circuit Hears Oral Argument in the Government’s Appeal of the AT&T-Time Warner Merger
  21 December 2018
  Michael Diz
  ,
  Jonathan E. Levitsky
  ,
  Jim Pastore
  ,
  Michael Schaper
  ,
  Leah Martin
• NAIC 2018 Fall National Meeting Highlights
  21 December 2018
  Alexander R. Cochran
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  Risa B. Gordon
• Affordable Care Act Likely to Survive Latest Challenge
  19 December 2018
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• Custody of Digital Assets: Centralized Safekeeping of Decentralized Assets under the Investment Advisers Act
  17 December 2018
  Kenneth J. Berman
  ,
  Byungkwon Lim
  ,
  Gary E. Murphy
• Base Erosion and Anti-Abuse Tax: Proposed Regulations Do Not Concede Much
  17 December 2018
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Matthew D. Saronson
  ,
  Peter F.G. Schuur
  ,
  Cécile Beurrier
  ,
  Robert Nelson-Sullivan
  ,
  Daniel Priest
  ,
  Lena E. Smith
• 2018 Farm Bill to Lift Federal Prohibition on Hemp Production, but State Laws May Restrict Certain Activities
  14 December 2018
  Satish M. Kini
  ,
  Paul D. Rubin
  ,
  David Sarratt
  ,
  David G. Sewell
  ,
  Melissa Runsten
  ,
  Andrew Field
• Basel Committee Publishes Report on Cyber-Resilience Practices
  14 December 2018
  Luke Dembosky
  ,
  Matthew E. Kaplan
  ,
  Jim Pastore
  ,
  David L. Portilla
  ,
  Paul M. Rodel
  ,
  Sandeep S. Dhaliwal
• FinCEN and Banking Agencies Encourage Innovation in BSA/AML Compliance
  7 December 2018
  Satish M. Kini
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• FinCEN and Banking Agencies Encourage Innovation in BSA/AML Compliance
  7 December 2018
  Satish M. Kini
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• Proposed Changes to Large Firm Prudential Framework
  5 December 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Chen Xu
• Managing the Minefield: How Life Sciences Companies Can Be Prepared for Legal and Public Relations Crises
  30 November 2018
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• New Guidance on the GDPR’s Territorial Scope – Are You Covered?
  30 November 2018
  Jane Shvets
  ,
  Jeremy Feigelson
  ,
  Robert Maddox
• FCPA Update November 2018
  30 November 2018
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Daniel Aun
  ,
  Marisa R. Taney
  ,
  Victoria L. Recalde
• SEC Announces Record-Breaking Year for Whistleblower Program
  26 November 2018
  Andrew J. Ceresney
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Andrew M. Levine
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Ada Fernandez Johnson
  ,
  Arian M. June
  ,
  Katherine L. Nelson
• ISS Updates for 2019 Spotlight Gender Diversity
  26 November 2018
  Jennifer L. Chu
  ,
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
  ,
  Jonathan C. Miu
  ,
  C. Chloe Orlando
• CFTC Proposes Rules to Streamline Certain CPO and CTA Regulations
  19 November 2018
  Byungkwon Lim
  ,
  Gary E. Murphy
• New Congress Brings Heightened Risk of Investigations for Life Sciences Companies
  19 November 2018
  David A. O'Neil
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Laura E. O'Neill
  ,
  Melissa Runsten
• TMT Insights: CFIUS Launches Pilot Program Targeted at Technology
  9 November 2018
  Michael Diz
  ,
  Jonathan E. Levitsky
  ,
  Jim Pastore
  ,
  Michael Schaper
  ,
  Jeffrey P. Cunard
• CMS’ Proposed Part B Price Controls: Hurdles and Unintended Consequences
  5 November 2018
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• SEC’s Division of Enforcement Issues 2018 Annual Report
  5 November 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Andrew M. Levine
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Ada Fernandez Johnson
  ,
  James B. Amler
  ,
  Arian M. June
• An All-Star Decision: Federal Circuit Increases Predictability in Trademark Enforcement
  2 November 2018
  David H. Bernstein
  ,
  Jeremy Feigelson
• Federal Reserve Proposes Significant Changes to Large Firm Prudential Framework
  1 November 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Chen Xu
• New Arbitration Rules of the Hong Kong International Arbitration Centre Come Into Force
  1 November 2018
  Tony Dymond
  ,
  Lord Goldsmith QC
  ,
  Gareth Hughes
  ,
  Mark Johnson
  ,
  David W. Rivkin
  ,
  Christopher K. Tahbaz
  ,
  Philip Rohlik
  ,
  Cameron Sim
• TMT Insights: Key Insights from the New York AI in Finance Summit
  18 October 2018
  Michael Diz
  ,
  Jonathan E. Levitsky
  ,
  Jim Pastore
  ,
  Michael Schaper
  ,
  Anna R. Gressel
  ,
  David G. Sewell
• SEC Investigation Report: Internal Accounting Controls Must be Calibrated to Cyber Risk
  17 October 2018
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Matthew E. Kaplan
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joel D. Salomon
• U.S. Sanctions v. EU Blocking Regulation: Conflicting Landscape Poses Challenges for Compliance
  17 October 2018
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Tom Cornell
  ,
  Robert T. Dura
• Beware Pitfalls In Private Equity Secondary Transactions
  3 October 2018
  Law360
  Katherine Ashton
  ,
  Kenneth J. Berman
  ,
  Julie M. Riewe
  ,
  John W. Rife III
  ,
  Norma Angelica Freeland
• Yes, Virginia, there is an MAE
  2 October 2018
  Gregory V. Gooding
  ,
  William D. Regner
  ,
  Andrew L. Bab
• FCPA Update September 2018
  28 September 2018
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Paul D. Rubin
  ,
  Philip Rohlik
  ,
  Colby A. Smith
  ,
  Andreas A. Glimenakis
• FinCEN Grants Exemptive Relief from the CDD Rule for Certain CD Rollovers and Credit Renewals
  10 September 2018
  Satish M. Kini
  ,
  David G. Sewell
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• IRS Guidance on Navigating the $1 Million Executive Compensation Deduction Limitation under Section 162(m)
  5 September 2018
  Lawrence K. Cagney
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  J. Michael Snypes, Jr.
• TMT Insights: Derived Data: Contracting Considerations and Market Practices
  30 August 2018
  Jeffrey P. Cunard
  ,
  Michael Diz
  ,
  Henry Lebowitz
  ,
  Jonathan E. Levitsky
  ,
  Jim Pastore
  ,
  Michael Schaper
• FCPA Update August 2018
  Vol. 9, No. 13
  Kara Brockmeyer
  ,
  Dr. Thomas Schürrle
  ,
  Bruce E. Yannett
  ,
  Alexandre Bisch
  ,
  Frederick T. Davis
  ,
  Philip Rohlik
  ,
  Colby A. Smith
  ,
  Jennifer Deschins
• NAIC 2018 Summer National Meeting
  24 August 2018
  Alexander R. Cochran
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  Risa B. Gordon
  ,
  Dan Pyon
  ,
  Nariné A. Atamian
• IRS Releases Eagerly Awaited Guidance on Deduction for Business Owners
  21 August 2018
  Peter A. Furci
  ,
  Rafael Kariyev
  ,
  Peter F.G. Schuur
  ,
  Gregory A. Arutiunov
• The Brazilian Data Protection Law - LGPD
  20 August 2018
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Levine
  ,
  Dietmar W. Prager
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
• The EU and Japan Announce Data Protection Deal
  13 August 2018
  Jeremy Feigelson
  ,
  Jane Shvets
  ,
  Naomi Aoyama
  ,
  Jordan Corrente Beck
  ,
  Dr. Friedrich Popp
• 2018 Private Equity Midyear Review and Outlook
  9 August 2018
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Catherine Amirfar
  ,
  Christopher Anthony
  ,
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Peter A. Furci
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Satish M. Kini
  ,
  Sue Meng
  ,
  David L. Portilla
  ,
  Julie M. Riewe
  ,
  Thomas Smith
  ,
  Patricia Volhard
  ,
  Luke P. Eldridge
  ,
  Felix Paterson
• Congress Weighs Further Sanctions Against Russia
  1 August 2018
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• FCPA Update July 2018
  Vol. 9, No. 12
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Colby A. Smith
• SEC Proposes Changes to Facilitate Registered Guaranteed and Secured Debt Offerings
  31 July 2018
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• German Constitutional Court Permits the Seizure of Documents in Possession of Third Party’s Lawyers
  26 July 2018
  Kara Brockmeyer
  ,
  Dr. Thomas Schürrle
  ,
  Erich O. Grosz
• OCIE Lists Most Common Best Execution Deficiencies
  25 July 2018
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Gregory J. Lyons
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• 2018 Mid-Year Anti-Money Laundering Review and Outlook
  19 July 2018
  Satish M. Kini
  ,
  Zila Reyes Acosta-Grimes
• Fire and Fury: The Sanctions Landscape in the Trump Administration
  19 July 2018
  Satish M. Kini
  ,
  Alan Kartashkin
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• You Want What?: Responding to Individual Requests Under the GDPR
  18 July 2018
  Jeremy Feigelson
  ,
  Jane Shvets
  ,
  Christopher Garrett
• Volcker Rule: A “Best First Effort” Paving the Way for More
  17 July 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jennifer T. Barrows
  ,
  Norma Angelica Freeland
  ,
  Chen Xu
• INTA Urges Supreme Court to Clarify Impact of Bankruptcy on Trademark Licenses
  16 July 2018
  Jasmine Ball
  ,
  David H. Bernstein
  ,
  Jeffrey P. Cunard
  ,
  Jeremy Feigelson
  ,
  Henry Lebowitz
  ,
  Jared I. Kagan
  ,
  Elie J. Worenklein
• UK and European Insurance Regulatory Developments, Q2 2018
  11 July 2018
  James C. Scoville
  ,
  Benjamin Lyon
  ,
  Clare Swirski
  ,
  Dexter Hoffman
  ,
  Sarah Hale
• Federal Reserve Adopts Single Counterparty Credit Limits
  10 July 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Chen Xu
• Privacy Law Goes Big: California’s New Consumer Privacy Act
  3 July 2018
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Maura Kathleen Monaghan
  ,
  Jim Pastore
  ,
  Jane Shvets
• FCPA Update June 2018
  Vol. 9, No. 11
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Jane Shvets
  ,
  Jeremy Feigelson
  ,
  Robert Maddox
• LabMD Beats FTC in Cybersecurity Appeal – What’s Next for “Reasonableness”-Based Enforcement Cases?
  26 June 2018
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Paul D. Rubin
  ,
  Monisola Salaam
• CFTC Issues Advisory on Virtual Currency Derivative Product Listings
  21 June 2018
  Byungkwon Lim
  ,
  Gary E. Murphy
• U.S. Sanctions and AML Measures Target Human Rights Abuses and Corruption
  21 June 2018
  Catherine Amirfar
  ,
  Kara Brockmeyer
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Norma Angelica Freeland
• The Director Talks Crypto and The Sun Shines (a Little)
  15 June 2018
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
• General License 12C Reports Are Due on June 19
  15 June 2018
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Zila Reyes Acosta-Grimes
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
  ,
  Courtney Bradford Pike
• AT&T/Time Warner Merger Clearance Paves Way for Future Transactions
  13 June 2018
  Daniel M. Abuhoff
  ,
  Michael Diz
  ,
  Gary W. Kubek
  ,
  William D. Regner
  ,
  Michael Schaper
• GDPR Is Here: Now What?
  11 June 2018
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Jane Shvets
  ,
  Robert Maddox
• Russian Counter-Sanctions Law Is In Force
  8 June 2018
  Natalia A. Drebezgina
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Anna V. Maximenko
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• Debevoise & Plimpton Discusses Changes To The Volcker Rule
  6 June 2018
  The CLS Blue Sky Blog
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Satish M. Kini
  ,
  Jennifer T. Barrows
  ,
  Norma Angelica Freeland
  ,
  Chen Xu
• Volcker Rule: Changes and Questions
  31 May 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jennifer T. Barrows
  ,
  Norma Angelica Freeland
  ,
  Chen Xu
• FCPA Update May 2018
  Vol. 9, No. 10
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Andreas A. Glimenakis
• TMT Insights: A Checklist for Cybersecurity and Data Privacy Diligence in TMT Transactions
  30 May 2018
  Jeffrey P. Cunard
  ,
  Michael Diz
  ,
  Jonathan E. Levitsky
  ,
  Jim Pastore
  ,
  Michael Schaper
• Not Just the Banks: VC and Closed-End Funds Find Relief in Dodd-Frank Overhaul
  29 May 2018
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
  ,
  Julie Stem
• Bank Regulatory Relief To Become Law, Focus Shifts to Agencies
  22 May 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Zila Reyes Acosta-Grimes
  ,
  Jennifer T. Barrows
  ,
  Chen Xu
• GDPR: Should I Care?
  14 May 2018
  Jeremy Feigelson
  ,
  Jane Shvets
  ,
  Robert Maddox
• Reform Highlights, Trends and Developments in Real Estate and Construction in Russia
  14 May 2018
  Alyona N. Kucher
  ,
  Vadim Kolomnikov
  ,
  Roman L. Sadovsky
• Fiduciary Duties and New Best Interest Standard: The SEC Weighs In
  14 May 2018
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  Lawrence K. Cagney
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Gregory T. Larkin
  ,
  Julie Stem
• NFA Advises Members to Comply with U.S. Sanctions in Digital Currency Activities
  14 May 2018
  Satish M. Kini
  ,
  Byungkwon Lim
  ,
  Gary E. Murphy
  ,
  Robert T. Dura
• DOJ's New Policy on Coordination of Corporate Resolutions Aims to Reduce “Piling On”
  11 May 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
• Revisions to New York’s Proposed Best Interest Standard for Life Insurance and Annuities
  10 May 2018
  Lawrence K. Cagney
  ,
  Thomas M. Kelly
  ,
  Eugene Benger
  ,
  Susan Reagan Gittes
  ,
  Khrystyna Rayko
• President Trump Withdraws U.S. from Iran Deal, Announces Restoration of Sanctions
  9 May 2018
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• Scaling Brexit’s Walls: Key Issues for Non-EU Private Equity Sponsors
  9 May 2018
  Rebecca F. Silberstein
  ,
  Patricia Volhard
  ,
  Cécile Beurrier
  ,
  Delphine Jaugey
• Cloudy with a Chance of Clearing: U.S. CLOUD Act and European Response
  8 May 2018
  Jeremy Feigelson
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Anna R. Gressel
• Lloyd’s to Restrict Members’ Use of Letters of Credit as Funds at Lloyd’s
  8 May 2018
  James C. Scoville
  ,
  Benjamin Lyon
  ,
  Clare Swirski
• Federal Reserve and OCC Propose Changes to the Enhanced Supplementary Leverage Ratio Standard
  7 May 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jennifer T. Barrows
  ,
  Chen Xu
• Accounting & Financial Reporting Enforcement Round-Up
  5 May 2018
  Issue
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• Federal Reserve Proposes Stress Capital Buffer Requirement
  2 May 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jennifer T. Barrows
  ,
  Chen Xu
• UK and European Insurance Regulatory Developments, Q1 2018
  1 May 2018
  James C. Scoville
  ,
  Benjamin Lyon
  ,
  Clare Swirski
• U.S. Sanctions Against Russia Continue to Disrupt
  30 April 2018
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Courtney Bradford Pike
• FCPA Update April 2018
  Vol. 9, No. 9
  Kara Brockmeyer
  ,
  Frederick T. Davis
  ,
  Antoine F. Kirry
  ,
  Jane Shvets
  ,
  Alexandre Bisch
  ,
  Fanny Gauthier
  ,
  Andreas A. Glimenakis
• Breach Notification Hits the Big 5-0: Now the Law in All U.S. States
  24 April 2018
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Stephanie M. Cipolla
• India – 2018 Developments for Foreign Investors
  19 April 2018
  Geoffrey P. Burgess
  ,
  William Y. Chua
  ,
  Peter F.G. Schuur
  ,
  Mai T. Shapiro
  ,
  Monisha Elizabeth D'Souza
• Debevoise Hosts Panel on Confronting Bias in AI
  Maura Kathleen Monaghan
  ,
  Anna R. Gressel
• New Guidance on 163(j) Business Interest Deductions
  17 April 2018
  Michael Bolotin
  ,
  Peter A. Furci
  ,
  Peter F.G. Schuur
  ,
  Huey-Fun Lee
• China Announces Updated Timeline for Further Opening Its Financial Sector to Foreign Investors
  17 April 2018
  William Y. Chua
  ,
  Alexander R. Cochran
  ,
  E. Drew Dutton
  ,
  David Grosgold
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Edwin Northover
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Clare Swirski
  ,
  Eugene Benger
  ,
  Michael D. Devins
  ,
  Benjamin Lyon
  ,
  Anna V. Maximenko
  ,
  Fengjian Ao
  ,
  Roman L. Sadovsky
  ,
  Tingting Wu
• Imminent New Laws to Combat Sexual Harassment in New York
  16 April 2018
  Lawrence K. Cagney
  ,
  Helen V. Cantwell
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Meir D. Katz
  ,
  Elizabeth Pagel Serebransky
  ,
  Edwin G. Schallert
• Regulators Keep the Focus on Firms’ SAR Obligations
  12 April 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Satish M. Kini
  ,
  Julie M. Riewe
  ,
  Mary Jo White
  ,
  Arian M. June
• NAIC 2018 Spring National Meeting
  6 April 2018
  Alexander R. Cochran
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  Risa B. Gordon
  ,
  Nariné A. Atamian
• FinCEN Issues Long-Awaited Guidance on the Customer Due Diligence Rule
  5 April 2018
  Satish M. Kini
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• TMT Insights: Opportunities in FCC’s Revised Media Ownership Rules
  4 April 2018
• New Guidance on Withholding on Sales of Partnership Interests
  4 April 2018
  Peter A. Furci
  ,
  Adele M. Karig
  ,
  Rafael Kariyev
  ,
  Peter F.G. Schuur
  ,
  David R. Rock
• Game Over: New York’s Highest Court Rejects Right of Publicity Claims Against Grand Theft Auto V
  2 April 2018
  David H. Bernstein
  ,
  Jeremy Feigelson
  ,
  Michael Schaper
  ,
  Jared I. Kagan
• D.C. Circuit Court Decision May Help Level the Playing Field for TCPA Defendants
  29 March 2018
  Courtney M. Dankworth
  ,
  Maura Kathleen Monaghan
  ,
  Jacob W. Stahl
  ,
  Harold W. Williford
• FCPA Update March 2018
  Vol. 9, No. 8
  Paul R. Berger
  ,
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• U.S. Supreme Court Limits Enforcement of Terrorism-Related Judgments against Foreign Sovereigns
  20 March 2018
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Mark W. Friedman
  ,
  Ina C. Popova
  ,
  Dietmar W. Prager
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  William H. Taft V
  ,
  Christopher K. Tahbaz
  ,
  Carl Micarelli
  ,
  Floriane Lavaud
  ,
  Harold W. Williford
• Private Equity Guide to Life Sciences Investing Under the Trump Administration: Food and Drug Administration (FDA) Developments
  15 March 2018
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Melissa Runsten
• Bipartisan Consensus Emerges on Bank Regulatory Relief
  14 March 2018
  The Banking Law Journal
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Chen Xu
• President Trump Bars Broadcom’s Proposed Takeover of Qualcomm
  14 March 2018
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Gregory V. Gooding
  ,
  William D. Regner
• New SEC Cybersecurity Guidance: Focus on Governance
  12 March 2018
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Matthew E. Kaplan
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  Sandeep S. Dhaliwal
• DOJ Memorandum Addressing Agency Guidance
  8 March 2018
  Courtney M. Dankworth
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Jacob W. Stahl
  ,
  Eric Silverberg
• New FTC Guidance for Security Updates to Mobile Devices and Applications
  7 March 2018
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Christopher S. Ford
• Thinking Inside the Box: The UK FCA Sandbox, a Playground for Innovation
  6 March 2018
  Byungkwon Lim
• U.S. Announces North Korea Shipping Practices Advisory and Sanctions Designations
  28 February 2018
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• French Financial Markets Watchdog Encourages Settlements
  28 February 2018
  Antoine F. Kirry
  ,
  Alexandre Bisch
• China’s New NDRC Regulations Extend Overseas Investment Regime to Insurance Companies
  28 February 2018
  William Y. Chua
  ,
  Alexander R. Cochran
  ,
  E. Drew Dutton
  ,
  David Grosgold
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Edwin Northover
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Eugene Benger
  ,
  Michael D. Devins
  ,
  Benjamin Lyon
  ,
  Clare Swirski
  ,
  Anna V. Maximenko
  ,
  Fengjian Ao
  ,
  Roman L. Sadovsky
  ,
  Tingting Wu
• FCPA Update February 2018
  Vol. 9, No. 7
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
• CFTC’s Proposed Interpretation of “Actual Delivery” for Virtual Currencies and its Potential Consequences to the Industry
  23 February 2018
  Byungkwon Lim
  ,
  Emilie T. Hsu
• SEC Issues New Guidance on Public Company Cybersecurity Disclosure and Governance
  22 February 2018
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Matthew E. Kaplan
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  Sandeep S. Dhaliwal
• Supreme Court Clarifies Scope of Dodd-Frank’s Whistleblower Protections
  22 February 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Ada Fernandez Johnson
  ,
  Arian M. June
• The Latest on the Trump Administration’s Drug Pricing Initiatives
  21 February 2018
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• SEC Approves NYSE Rule Change to Facilitate “Direct Listings” by Privately Held Companies
  21 February 2018
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
• Draft EU Guidelines on Cross-Border Data Transfer
  21 February 2018
  Jim Pastore
  ,
  Jeremy Feigelson
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Christopher Garrett
  ,
  Dr. Friedrich Popp
• OCIE 2018 Examination Priorities Focus on Retail, but Private Fund Sponsors Still in Crosshairs
  13 February 2018
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Rebecca F. Silberstein
  ,
  Jonathan R. Tuttle
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• SEC’s Division of Enforcement Announces Self-Reporting Program for Advisers Who Failed to Disclose Conflicts in Share Class Selection
  13 February 2018
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Increasing State Oversight of Corporate Human Rights Governance: The Canadian Ombudsperson for Responsible Enterprise
  7 February 2018
  Catherine Amirfar
  ,
  Lord Goldsmith QC
  ,
  Mark Johnson
  ,
  Andrew M. Levine
  ,
  David W. Rivkin
  ,
  Paul M. Rodel
  ,
  Merryl Lawry-White
• U.S. Treasury Delivers Report to Congress on Russian Political Figures, Oligarchs and Parastatal Entities
  6 February 2018
  Carl Micarelli
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• Debevoise International Arbitration Clause Handbook
  31 January 2018
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Tony Dymond
  ,
  Mark W. Friedman
  ,
  Lord Goldsmith QC
  ,
  Mark Johnson
  ,
  Antoine F. Kirry
  ,
  Ina C. Popova
  ,
  Dietmar W. Prager
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  William H. Taft V
  ,
  Christopher K. Tahbaz
  ,
  Aimee-Jane Lee
  ,
  Samantha J. Rowe
  ,
  Carl Micarelli
• FCPA Update January 2018
  Vol. 9, No. 6
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
  ,
  Carolina Kupferman
• T.H. v. Novartis: Implications for Companies That Have Sold or Are Considering Selling the Rights to Innovator Drugs
  19 January 2018
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Melissa Runsten
  ,
  Jacob W. Stahl
• Accounting & Financial Reporting Enforcement Round-Up
  Issue 4, January 2018
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• How the Tax Reform’s Changes to Section 162(m) Executive Compensation Rules Impact You
  17 January 2018
  Lawrence K. Cagney
  ,
  Meir D. Katz
  ,
  Elizabeth Pagel Serebransky
• Draft GDPR Transparency Guidelines Issued: What Does Your Privacy Policy Need to Contain?
  16 January 2018
  Jeremy Feigelson
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Christopher Garrett
  ,
  Dr. Friedrich Popp
• Federal Reserve Proposes Guidance on Effective Management
  11 January 2018
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Caroline Novogrod Swett
• Proposed Partnership Audit Regulations Liberalize Push-Out Rules
  8 January 2018
  Peter A. Furci
  ,
  Adele M. Karig
  ,
  Rafael Kariyev
  ,
  Peter F.G. Schuur
• SEC Provides Guidance on Accounting Impacts of the Tax Cuts and Jobs Act
  5 January 2018
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
• FCPA Update December 2017
  Vol. 9, No. 5
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
• 2018 Private Equity Review and Outlook
  21 December 2017
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Catherine Amirfar
  ,
  Kenneth J. Berman
  ,
  Paul S. Bird
  ,
  Andrew J. Ceresney
  ,
  Peter A. Furci
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Julie M. Riewe
  ,
  Kevin M. Schmidt
  ,
  Thomas Smith
  ,
  Patricia Volhard
  ,
  Gregory T. Larkin
  ,
  Luke P. Eldridge
• Federal Reserve Proposes to Increase Transparency of Stress Testing Regimes
  20 December 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Chen Xu
  ,
  Courtney Bradford Pike
• How Tax Reform and Other Recent Developments Could Impact the Healthcare Industry
  20 December 2017
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Peter A. Furci
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• Basel Committee Finalizes Post-Crisis Capital Reforms
  19 December 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Chen Xu
• The Tax Cuts and Jobs Act Conference Report
  18 December 2017
  Michael Bolotin
  ,
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Adele M. Karig
  ,
  Rafael Kariyev
  ,
  Meir D. Katz
  ,
  Matthew D. Saronson
  ,
  Peter F.G. Schuur
  ,
  Erin Cleary
  ,
  Samuel M. Duncan
  ,
  Daniel Priest
• Oral Downloads of Interview Memoranda to Government Regulators Waive Work Product Protection
  15 December 2017
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Ada Fernandez Johnson
• NAIC 2017 Fall National Meeting
  14 December 2017
  Alexander R. Cochran
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  Risa B. Gordon
• New Decision Confirms Narrow Meaning of “Personally Identifiable Information” Under Video Privacy Statute
  11 December 2017
  Jeremy Feigelson
  ,
  Christopher S. Ford
• FCPA Update November 2017
  Vol. 9, No. 4
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Sol Czerwonko
  ,
  Carolina Kupferman
• Special Chamber of the International Tribunal for the Law of the Sea Renders Important Decision on Hydrocarbon Activities Carried Out in a Disputed Area
  29 November 2017
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Lord Goldsmith QC
  ,
  Natalie L. Reid
  ,
  Aimee-Jane Lee
  ,
  Samantha J. Rowe
  ,
  Romain Zamour
• Bipartisan Consensus Emerges on Bank Regulatory Relief
  28 November 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Chen Xu
• Tax Reform: The Impact on Management Incentive Programs for PE Sponsors
  13 November 2017
  Lawrence K. Cagney
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  J. Michael Snypes, Jr.
• The Senate Tax Reform Proposal
  13 November 2017
  Michael Bolotin
  ,
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Adele M. Karig
  ,
  Rafael Kariyev
  ,
  Meir D. Katz
  ,
  Matthew D. Saronson
  ,
  Peter F.G. Schuur
  ,
  Erin Cleary
  ,
  Samuel M. Duncan
  ,
  Daniel Priest
• China to Open its Financial Sector Further to Foreign Investors
  13 November 2017
  William Y. Chua
  ,
  Alexander R. Cochran
  ,
  E. Drew Dutton
  ,
  David Grosgold
  ,
  David Innes
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Edwin Northover
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Eugene Benger
  ,
  Michael D. Devins
  ,
  Benjamin Lyon
  ,
  Anna V. Maximenko
  ,
  Fengjian Ao
  ,
  Roman L. Sadovsky
  ,
  Tingting Wu
• NY Cybersecurity Bill Shows “Reasonable Security” Standard Gathering Force
  7 November 2017
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Christopher S. Ford
• U.S. Issues Guidance on New Russian Sanctions
  6 November 2017
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Sandeep S. Dhaliwal
  ,
  Robert T. Dura
• House Releases Sweeping Tax Reform Legislation
  3 November 2017
  Michael Bolotin
  ,
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Adele M. Karig
  ,
  Rafael Kariyev
  ,
  Meir D. Katz
  ,
  Matthew D. Saronson
  ,
  Peter F.G. Schuur
  ,
  Erin Cleary
  ,
  Samuel M. Duncan
  ,
  Daniel Priest
• Where Does Healthcare Reform Stand?
  31 October 2017
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Jacob W. Stahl
• FCPA Update October 2017
  Vol. 9, No. 3
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• U.S. Issues Guidance on Sanctions Relating to Russia’s Defense and Intelligence Sectors
  30 October 2017
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Sandeep S. Dhaliwal
  ,
  Robert T. Dura
• Leveraged Lending Guidance: What Comes Next?
  27 October 2017
  David A. Brittenham
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jeffrey E. Ross
  ,
  Scott B. Selinger
• CFPB Finalizes Rule on Payday Lending
  23 October 2017
  Courtney M. Dankworth
  ,
  Gregory J. Lyons
• Revisiting Dodd-Frank's $50 Billion Asset Threshold Gains Momentum
  18 October 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Caroline Novogrod Swett
  ,
  Sandeep S. Dhaliwal
• Bright Lines Don't Work for Blockchain Tokens
  17 October 2017
  Morgan J. Hayes
  ,
  Henry Lebowitz
  ,
  Byungkwon Lim
  ,
  Steven J. Slutzky
  ,
  Matthew E. Kaplan
• Additional Flexibility for Upcoming CEO Pay Ratio Compliance
  16 October 2017
  Lawrence K. Cagney
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  Alison E. Buckley-Serfass
• Implementing the CAATS Act: Revisions to Sectoral Sanctions Against Russia
  3 October 2017
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
  ,
  Sandeep S. Dhaliwal
• EU and U.S. Sign Covered Agreement
  2 October 2017
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  James C. Scoville
  ,
  Clare Swirski
  ,
  John M. Vasily
  ,
  Eugene Benger
  ,
  Benjamin Lyon
  ,
  Risa B. Gordon
• FCPA Update September 2017
  Vol. 9, No. 2
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Carolina Kupferman
  ,
  Philip Rohlik
  ,
  Daniel Aun
• Tax Reform Frame Released - Picture Missing
  28 September 2017
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Matthew D. Saronson
  ,
  Peter F.G. Schuur
  ,
  Samuel M. Duncan
• Accounting & Financial Reporting Enforcement Round-Up
  Issue 3, September 2017
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• United States Imposes New Sanctions on North Korea
  26 September 2017
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Sandeep S. Dhaliwal
  ,
  Robert T. Dura
• Financial Sector Facing Increased Climate-Related Financial and Litigation Risk
  22 September 2017
  Catherine Amirfar
  ,
  David W. Rivkin
  ,
  Paul M. Rodel
• SEC Leadership Discusses Continuing Priorities
  8 September 2017
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Arian M. June
• FCPA Update August 2017
  Vol. 9, No. 1
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• United States Imposes New Sanctions on Venezuela
  28 August 2017
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Sandeep S. Dhaliwal
  ,
  Robert T. Dura
• China’s New Guidelines on Overseas Investment Likely to Spur Tighter Regulation of Investments by the PRC Insurance Regulator
  28 August 2017
  William Y. Chua
  ,
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  E. Drew Dutton
  ,
  David Grosgold
  ,
  David Innes
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Edwin Northover
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Eugene Benger
  ,
  Michael D. Devins
  ,
  Benjamin Lyon
  ,
  Anna V. Maximenko
  ,
  Fengjian Ao
  ,
  Roman L. Sadovsky
  ,
  Tingting Wu
• NAIC 2017 Summer National Meeting
  21 August 2017
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  AJ Salomon
  ,
  Risa B. Gordon
  ,
  Leron Solomon
• Professional Service Advisers in the United Kingdom Under New Obligations to Report Suspicions of Financial Sanctions Breaches
  18 August 2017
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• SEC Releases Observations from Cybersecurity Examinations
  14 August 2017
  Kenneth J. Berman
  ,
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Gregory T. Larkin
  ,
  Julie Stem
• Sanctions Alert Issue 53
  August 2017
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• NAIC Cybersecurity Model Law Moves One Step Closer to Approval
  11 August 2017
  Luke Dembosky
  ,
  Eric R. Dinallo
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
• The Regulatory Pendulum Swings Back: Fed Proposals for Board Governance and a Supervisory Rating System for Large Institutions
  7 August 2017
  Mary Jo White
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Paul M. Rodel
  ,
  Chen Xu
• Volcker Rule: OCC Seeks Comment on Changes in Approach
  3 August 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Sandeep S. Dhaliwal
• FCPA Update July 2017
  Vol. 8, No. 12
  Bruce E. Yannett
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Erich O. Grosz
  ,
  Kara Brockmeyer
  ,
  David A. O'Neil
  ,
  Jane Shvets
  ,
  Philip Rohlik
• U.S. Congress Passes Final Sanctions Legislation
  28 July 2017
  Satish M. Kini
  ,
  Alan Kartashkin
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• Volcker Rule: Fed Issues Guidelines on Requesting Extension of Seeding Period for Covered Funds
  27 July 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Sandeep S. Dhaliwal
• SEC Enforcement Provides Clarity on When a Blockchain Token Is a Security
  26 July 2017
  Steven J. Slutzky
  ,
  Risa B. Gordon
  ,
  Alexandra N. Mogul
• Volcker Rule: Temporary Relief for Foreign Excluded Funds
  24 July 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Sandeep S. Dhaliwal
• U.S. Courts Confirm Judgment Recognition Approach to Annulled Awards
  24 July 2017
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Mark W. Friedman
  ,
  Ina C. Popova
  ,
  Dietmar W. Prager
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  William H. Taft V
  ,
  Christopher K. Tahbaz
• Second Circuit Rejects Ex Parte Enforcement of ICSID Awards Against Foreign States
  21 July 2017
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Mark W. Friedman
  ,
  Ina C. Popova
  ,
  Dietmar W. Prager
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  William H. Taft V
  ,
  Christopher K. Tahbaz
  ,
  Floriane Lavaud
  ,
  Julianne J. Marley
• Tax Court Rejects Controversial IRS Ruling Taxing Foreign Investors on Sales of Partnership Interests
  19 July 2017
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Peter F.G. Schuur
  ,
  Samuel M. Duncan
• Confidential SEC Review of IPOs Now Available To All Companies
  6 July 2017
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
  ,
  Benjamin R. Pedersen
• Funds Finance Focus: Impact of the ILPA Guidance
  5 July 2017
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Gavin Anderson
  ,
  Kenneth J. Berman
  ,
  Craig A. Bowman
  ,
  Alan J. Davies
  ,
  Sally Gibson
  ,
  Geoffrey Kittredge
  ,
  Pierre Maugüé
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Thomas Smith
  ,
  Patricia Volhard
  ,
  Almas Daud
  ,
  John W. Rife III
• U.S. Senate Seeks to Expand Sanctions on Iran, Russia
  30 June 2017
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Robert T. Dura
• FCPA Update June 2017
  Vol. 8, No. 11
  Bruce E. Yannett
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Erich O. Grosz
  ,
  Kara Brockmeyer
  ,
  David A. O'Neil
  ,
  Jane Shvets
  ,
  Philip Rohlik
• Petya Ransomware Attacks
  28 June 2017
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Mark Johnson
  ,
  Jim Pastore
  ,
  Anna V. Maximenko
  ,
  Jane Shvets
  ,
  Stephanie M. Cipolla
  ,
  Robert Maddox
• U.S. Supreme Court Strictly Interprets Three-Year Time Limit for Filing Section 11 Claims
  28 June 2017
  Maeve O'Connor
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• Accounting & Financial Reporting Enforcement Round-Up
  Issue 2, June 2017
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• The Senate’s Healthcare Bill – What’s In It?
  28 June 2017
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Jacob W. Stahl
• The “Better Care Act”: Winners and Losers in the Healthcare Industry
  28 June 2017
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Jacob W. Stahl
• FinReg Reform Steps Continue: Treasury Report and CHOICE 2.0
  26 June 2017
  Courtney M. Dankworth
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Alexandra N. Mogul
  ,
  Chen Xu
• Supreme Court Limits Forum Shopping, Creates Risk Management Opportunities
  23 June 2017
  Maura Kathleen Monaghan
  ,
  William H. Taft V
  ,
  Jacob W. Stahl
  ,
  Harold W. Williford
• The SEC Releases New Form ADV Frequently Asked Questions
  19 June 2017
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Gregory T. Larkin
  ,
  Julie Stem
• Government Proposes Partnership Audit Regulations—This Time for Real
  14 June 2017
  Peter A. Furci
  ,
  Adele M. Karig
  ,
  Rafael Kariyev
  ,
  Peter F.G. Schuur
• U.S. Supreme Court Holds SEC Disgorgement Is a Penalty Subject to a Five-Year Statute of Limitations
  7 June 2017
  Mary Jo White
  ,
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Julie M. Riewe
  ,
  Ada Fernandez Johnson
  ,
  Anna Moody
• The United States Withdraws From the Paris Agreement on Climate Change
  2 June 2017
  Catherine Amirfar
  ,
  Maura Kathleen Monaghan
  ,
  David W. Rivkin
• New Regulation of Online Cinemas in Russia
  2 June 2017
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Dmitri V. Nikiforov
  ,
  Jim Pastore
  ,
  Anna V. Maximenko
  ,
  Jane Shvets
  ,
  Elena Klutchareva
• Russian Data Protection Developments: Localization, Messengers and Data Transfer
  31 May 2017
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Dmitri V. Nikiforov
  ,
  Jim Pastore
  ,
  Anna V. Maximenko
  ,
  Jane Shvets
  ,
  Elena Klutchareva
• FCPA Update May 2017
  Vol. 8, No. 10
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Philip Rohlik
  ,
  Andrew J. Ceresney
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
• Information Security Programs Play a Central Role in Target Data Breach Settlement
  25 May 2017
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Jeremy Feigelson
  ,
  Stephanie M. Cipolla
• U.S. Supreme Court Sets High Standard for Expropriation Exception to Sovereign Immunity
  24 May 2017
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Mark W. Friedman
  ,
  Ina C. Popova
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  Floriane Lavaud
  ,
  Julianne J. Marley
• GDPR – 12 Months to Go – 10 Steps You Should Consider Now
  23 May 2017
  Pierre Clermontel
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Christopher Garrett
  ,
  Fanny Gauthier
  ,
  Robert Maddox
  ,
  Dr. Friedrich Popp
• CHOICE 2.0 and New Presidential Memoranda
  19 May 2017
  Courtney M. Dankworth
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Alexandra N. Mogul
  ,
  Chen Xu
• Executive Order on Cybersecurity Raises More Questions than It Answers
  17 May 2017
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
• Global Ransomware Attack: Essential Steps To Manage The Risks
  14 May 2017
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Mark Johnson
  ,
  Jim Pastore
  ,
  Anna V. Maximenko
  ,
  Jane Shvets
  ,
  Stephanie M. Cipolla
  ,
  Robert Maddox
• Sanctions Alert Issue 52
  May 2017
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• Connecticut Adopts Act Authorizing Domestic Insurers to Divide
  11 May 2017
  Alexander R. Cochran
  ,
  David Grosgold
  ,
  Eugene Benger
  ,
  Michael D. Devins
• Finally A Health Care Reform Plan Passes the House – What’s in the Bill and What it Means for the Healthcare Industry
  5 May 2017
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Jacob W. Stahl
• IRS Issues Guidance on ‘North-South’ Transactions
  5 May 2017
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Peter F.G. Schuur
  ,
  Daniel Priest
• FCPA Update April 2017
  Vol. 8, No. 9
  Bruce E. Yannett
  ,
  Andrew J. Ceresney
  ,
  Karolos Seeger
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Jane Shvets
  ,
  Michael W. Gramer
• The Trump Tax Reform Proposals
  27 April 2017
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Peter F.G. Schuur
  ,
  Rafael Kariyev
  ,
  Samuel M. Duncan
• Financial CHOICE Act 2.0: Implications for the SEC and Capital Markets
  25 April 2017
  Mary Jo White
  ,
  Andrew J. Ceresney
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  Jonathan R. Tuttle
  ,
  Mark D. Flinn
• NAIC 2017 Spring National Meeting
  19 April 2017
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  AJ Salomon
  ,
  Risa B. Gordon
• Accounting & Financial Reporting Enforcement Round-Up
  Issue 1, April 2017
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• Eighth Circuit Affirms Dismissal of Putative Class Action Challenging Affiliate Reinsurance Transactions
  14 April 2017
  Maeve O'Connor
  ,
  Michael D. Devins
• DOL Grants 60-Day Delay on Applicability of Fiduciary Rule, But Hope of Rescission Fades
  12 April 2017
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
• Public Company M&A in the Insurance Sector—Current Legal and Strategic Issues Spring 2017
  11 April 2017
  Nicholas F. Potter
• DOL Grants 60-Day Delay on Applicability of Fiduciary Rule, But Hope of Rescission Fades
  6 April 2017
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
• FCPA Update March 2017
  Vol. 8, No. 8
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• Restructuring Round-up: Two Steps Forward, One Step Back
  30 March 2017
  Jasmine Ball
  ,
  Richard F. Hahn
  ,
  M. Natasha Labovitz
  ,
  Craig A. Bruens
• OCC Proposes Chartering Process for FinTech Firms
  29 March 2017
  Gregory J. Lyons
  ,
  David L. Portilla
• SEC Reduces Standard Settlement Cycle from T+3 to T+2
  27 March 2017
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• Ninth Circuit Widens Split Over Application of Dodd-Frank’s Whistleblower Protections
  13 March 2017
  Andrew J. Ceresney
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
  ,
  Arian M. June
  ,
  Mark D. Flinn
• SEC Issues Guidance for Robo-Advisers
  6 March 2017
  Kenneth J. Berman
  ,
  Gregory T. Larkin
  ,
  Alexandra N. Mogul
• SEC Requires Hyperlinks to Exhibits and HTML Formatting for Many Filings
  3 March 2017
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Kevin R. Grondahl
• EU Developments in Uncleared Derivatives Margin Rules
  28 February 2017
  Byungkwon Lim
  ,
  Emilie T. Hsu
• FCPA Update February 2017
  Vol. 8, No. 7
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• Just a Bit of Clarity – Recent Developments Shine Some Light on Trump and GOP Plans for Healthcare Reform
  27 February 2017
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Kevin Rinker
  ,
  Maura Kathleen Monaghan
  ,
  Jacob W. Stahl
  ,
  Meredith E. Stewart
• The Custody Rule Clarified (Again)
  24 February 2017
  Kenneth J. Berman
  ,
  Gregory T. Larkin
• Banking Agencies’ Guidance on Compliance Date for Uncleared Swap Margin Rules
  24 February 2017
  Byungkwon Lim
  ,
  Emilie T. Hsu
• The Future of Blockchain: FINRA Has Some Thoughts
  22 February 2017
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Satish M. Kini
• CFTC No-Action Letters on Uncleared Swap Margin Rules
  15 February 2017
  Byungkwon Lim
  ,
  Emilie T. Hsu
• FRB Finalizes Capital Plan and Stress Testing Changes; Recent Developments Suggest More Changes Possible
  14 February 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Chen Xu
• No-Action Relief from Notice Filing Requirement under the CFTC Rules on Aggregation of Positions
  9 February 2017
  Byungkwon Lim
• Advisers Beware! OCIE Announces Most Frequent Compliance Topics
  9 February 2017
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  Sally Gibson
  ,
  Robert B. Kaplan
  ,
  Geoffrey Kittredge
  ,
  Andrew M. Ostrognai
  ,
  Julie M. Riewe
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Jonathan R. Tuttle
  ,
  Michael P. Harrell
  ,
  Gregory T. Larkin
• India Budget 2017 – A Step in the Right Direction
  9 February 2017
  Geoffrey P. Burgess
  ,
  William Y. Chua
  ,
  Michael J. Gillespie
  ,
  Matthew D. Saronson
  ,
  Monisha Elizabeth D'Souza
• U.S. Sanctions on Iran: The Trump Administration’s First Actions
  8 February 2017
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• Trump Orders Review of DOL Fiduciary Rule; DOL to Consider Delay
  6 February 2017
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
• Cybersecurity for Funds
  6 February 2017
  Luke Dembosky
  ,
  Jane Shvets
  ,
  Robert Maddox
• Executive Order and DOL Memo Signal Shift in Federal Financial Regulatory Agenda
  5 February 2017
  Lawrence K. Cagney
  ,
  Satish M. Kini
  ,
  Jonathan F. Lewis
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Franklin L. Mitchell
• Privacy Shield Not Trumped
  1 February 2017
  Jeffrey P. Cunard
  ,
  Jeremy Feigelson
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Dr. Friedrich Popp
• Government Insights into the New Partnership Tax Audit Regime
  31 January 2017
  Peter A. Furci
  ,
  Adele M. Karig
  ,
  Peter F.G. Schuur
  ,
  Pamela Boorman
  ,
  Rafael Kariyev
• FCPA Update January 2017
  Vol. 8, No. 6
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
  ,
  Laurah J. Samuels
  ,
  Carolina Kupferman
• U.S. and EU Announce Insurance and Reinsurance Covered Agreement
  24 January 2017
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Eugene Benger
  ,
  Benjamin Lyon
  ,
  Risa B. Gordon
• SEC Charges Exempt Reporting Adviser’s CCO for False Statements in Forms ADV
  24 January 2017
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  Sally Gibson
  ,
  Geoffrey Kittredge
  ,
  Andrew M. Ostrognai
  ,
  Julie M. Riewe
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Ada Fernandez Johnson
• Sanctions Alert Issue 51
  December 2016
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• SEC Brings Two Enforcement Actions Against Employers for Taking Steps to Impede Whistleblower Activity
  20 January 2017
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
  ,
  Arian M. June
  ,
  Mark D. Flinn
• Second Circuit Court of Appeals Lifts Cloud of Uncertainty over Bond Restructurings
  18 January 2017
  Jasmine Ball
  ,
  David A. Brittenham
  ,
  Richard F. Hahn
  ,
  M. Natasha Labovitz
  ,
  Jeffrey E. Ross
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Craig A. Bruens
• 2017 Public Company Compensation Checklist: A Look at What’s New, Interesting (and Uncertain) for 2017
  12 January 2017
  Lawrence K. Cagney
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  Alison E. Buckley-Serfass
• Businesses Beware: JASTA’s Expansion of Civil Liability for Terrorism
  9 January 2017
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Maeve O'Connor
  ,
  David A. O'Neil
  ,
  David W. Rivkin
  ,
  Edwin G. Schallert
  ,
  Carl Micarelli
• While You Were Celebrating: Cyber and Privacy News from the Holiday Season
  4 January 2017
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Dr. Thomas Schürrle
  ,
  Philip Rohlik
• New York Eases Proposed Cybersecurity Regulation for Financial Sector, But Practical Issues Remain
  3 January 2017
  Luke Dembosky
  ,
  Eric R. Dinallo
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
• FCPA Update December 2016
  Vol. 8, No. 5
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
  ,
  Jane Shvets
• NAIC 2016 Fall National Meeting
  19 December 2016
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  Dexter Hoffman
  ,
  Khrystyna Rayko
• Final CFTC Rules on Aggregation of Positions
  16 December 2016
  Byungkwon Lim
• SEC Enforcement Action Puts Spotlight on Segment Reporting
  14 December 2016
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Jonathan R. Tuttle
• Federal Reserve Issues Guidance on Extended Transition Period for Illiquid Funds
  13 December 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Luke P. Eldridge
• U.S. Sanctions Under a Trump Administration
  13 December 2016
  Satish M. Kini
  ,
  Alan Kartashkin
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Robert T. Dura
• Badger Breach: Good Housekeeping?
  12 December 2016
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
• CFTC Adopts Amendments Regarding CPO Reports
  9 December 2016
  Byungkwon Lim
  ,
  Gary E. Murphy
• Proxy Flash: Say-on-Pay Frequency Vote
  8 December 2016
  Lawrence K. Cagney
  ,
  Matthew E. Kaplan
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• Supreme Court’s Holding in Salman v. United States Leaves Many Important Questions Unanswered
  7 December 2016
  Paul R. Berger
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• Failure to Comply with Internal Corporate Processes and Policies May Violate Exchange Act Accounting Provisions
  7 December 2016
  Paul R. Berger
  ,
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• French Conseil d’Etat Annuls ICC Award for Failure to Apply Domestic Administrative Law Rule
  6 December 2016
  Tony Dymond
  ,
  Antoine F. Kirry
  ,
  Ina C. Popova
  ,
  Floriane Lavaud
  ,
  Alice Stosskopf
• Prudential Regulation in an Age of Protectionism
  6 December 2016
  Gregory J. Lyons
  ,
  Chen Xu
• OCC Greenlights Special FinTech Bank Charter
  5 December 2016
  David L. Portilla
• Recent Notable CFTC and SEC Actions Relating to Swaps and Security-Based Swaps
  5 December 2016
  Byungkwon Lim
  ,
  Emilie T. Hsu
• A Cybersecurity Fine From FINRA
  5 December 2016
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
• Sanctions Alert Issue 50
  30 November 2016
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• FCPA Update November 2016
  Vol. 8, No. 4
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
  ,
  Jane Shvets
• The Outlook for Financial Regulatory Reform Under President Trump
  30 November 2016
  Kenneth J. Berman
  ,
  Lawrence K. Cagney
  ,
  Matthew E. Kaplan
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Elizabeth Pagel Serebransky
  ,
  David L. Portilla
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
• The Outlook for International Law Under President Trump
  23 November 2016
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Lord Goldsmith QC
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
• Tax Reform on the Horizon
  21 November 2016
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Matthew D. Saronson
  ,
  Peter F.G. Schuur
• SEC Approves CAT Plan While Mitigating Data Security Concerns
  21 November 2016
  Luke Dembosky
  ,
  Zila Reyes Acosta-Grimes
• Optimism and Innovation at the SEC’s FinTech Forum
  17 November 2016
• Still in the Waiting Room: Outlook for the Healthcare Industry Under the Trump Administration
  15 November 2016
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Gary M. Friedman
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Jacob W. Stahl
• SEC Approves FINRA’s “Capital Acquisition Broker” Rules
  15 November 2016
  Kenneth J. Berman
  ,
  Luke P. Eldridge
  ,
  Gregory T. Larkin
• Banking Regulators Focus on Sales Practices
  11 November 2016
  Gregory J. Lyons
  ,
  Satish M. Kini
• The SEC’s Robare Decision: Potential Financial Conflicts of Interest are Per Se Material and Must Be Disclosed
  11 November 2016
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
• Regulatory Focus on Innovation Grows: The OCC and CFPB’s Differing Approaches
  8 November 2016
  Zila Reyes Acosta-Grimes
• CFTC Proposes Rules on Cross-Border Application of Registration Thresholds and External Business Conduct Standards
  3 November 2016
  Byungkwon Lim
  ,
  Emilie T. Hsu
• UK Government Launches Five Year National Cyber Security Strategy
  2 November 2016
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Jane Shvets
  ,
  Robert Maddox
• Mandatory Universal Proxy Cards and Disclosure of Voting Options
  2 November 2016
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Kevin R. Grondahl
• FCPA Update October 2016
  Vol. 8, No. 3
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Farhana Choudhury
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
  ,
  Jane Shvets
• SEC Exams Focus on Whistleblower Compliance by Investment Advisers and Brokers
  26 October 2016
  Kenneth J. Berman
  ,
  Jyotin Hamid
  ,
  Michael P. Harrell
  ,
  Mary Beth Hogan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• Federal Financial Regulators to Propose Enhanced Cyber Risk Management Standards
  25 October 2016
  Luke Dembosky
  ,
  Eric R. Dinallo
  ,
  Jeremy Feigelson
  ,
  Gregory J. Lyons
  ,
  Jim Pastore
  ,
  David L. Portilla
• Finalized Section 385 Regulations Ease Burdens on Private Equity Industry
  25 October 2016
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Adele M. Karig
  ,
  Peter F.G. Schuur
  ,
  Rafael Kariyev
• Final Related-Party Debt Regulations Provide Exceptions for Insurance Industry
  24 October 2016
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Peter F.G. Schuur
  ,
  Adam M. Namm
  ,
  Daniel Priest
• Treasury and IRS Issue Final Regulations Restricting Earnings Stripping Through Related-Party Debt
  18 October 2016
  Michael Bolotin
  ,
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Burt Rosen
  ,
  Peter F.G. Schuur
• DC Circuit Strips CFPB of Its Independence, Vacates Enforcement Order Against PHH
  17 October 2016
  Courtney M. Dankworth
  ,
  Mary Beth Hogan
  ,
  Gregory J. Lyons
• SFC Cybersecurity Review of Internet/Mobile Trading Systems
  17 October 2016
  Luke Dembosky
  ,
  Mark Johnson
  ,
  Jim Pastore
  ,
  Robert Maddox
  ,
  Ralph Sellar
• New York State Department of Financial Services Issues Guidance on Incentive Compensation in the Banking Sector
  14 October 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Elizabeth Pagel Serebransky
  ,
  David L. Portilla
  ,
  Alison E. Buckley-Serfass
• NAIC 2016 Summer National Meeting and Subsequent Developments
  11 October 2016
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  Risa B. Gordon
  ,
  Dexter Hoffman
• Regulatory Developments in the FinTech Space
  7 October 2016
• Federal Reserve Board Proposes Capital Plan and Stress Testing Changes
  6 October 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Zila Reyes Acosta-Grimes
  ,
  Chen Xu
• SEC Brings First Stand-Alone Anti-Retaliation Enforcement Action Under Dodd-Frank
  4 October 2016
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
  ,
  Mark D. Flinn
• FTC Emphasizes the Importance of Testing Disclosures
  30 September 2016
  David H. Bernstein
  ,
  Jeremy Feigelson
  ,
  Michael Schaper
  ,
  Megan K. Bannigan
  ,
  Anna Domyancic
• FCPA Update September 2016
  Vol. 8, No. 2
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
  ,
  Carolina Kupferman
• Federal Reserve Proposes Changes to Rules Relating to Physical Commodities; Foreshadows Merchant Banking Reforms
  28 September 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Clare K. Lascelles
• SEC Complaint Serves as Reminder to Carefully Consider Disclosure Obligations Relating to Government Investigations
  23 September 2016
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• New York’s Proposed Cyber Regulations: Implications and Challenges
  15 September 2016
  Luke Dembosky
  ,
  Eric R. Dinallo
  ,
  Jeremy Feigelson
  ,
  Gregory J. Lyons
  ,
  Jim Pastore
• How to Disclose a Cybersecurity Event: Recent Fortune 100 Experience
  12 September 2016
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  David M. Becker
  ,
  Brett M. Novick
  ,
  Benjamin R. Pedersen
• Banking Agencies Issue Dodd-Frank Act Section 620 Report
  12 September 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Clare K. Lascelles
• The SEC Adopts Form ADV and Recordkeeping Rule Amendments
  8 September 2016
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Gregory T. Larkin
  ,
  Julie Stem
• SEC Proposes Requiring Hyperlinked Exhibit Indexes in Filings
  6 September 2016
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
  ,
  Paul M. Rodel
• Brexit and Other News for Insurers
  6 September 2016
  James C. Scoville
  ,
  Benjamin Lyon
• Another Rural/Metro Lesson for Sell-Side Advisors: Bank Agrees to Pay $2.5 Million to SEC to Settle Proxy Statement Claims
  2 September 2016
  Andrew L. Bab
  ,
  Gregory V. Gooding
  ,
  William D. Regner
• Early Returns: Companies Change Non-GAAP Financial Disclosures Following Recently Issued SEC Guidance
  1 September 2016
  Matthew E. Kaplan
  ,
  Joshua M. Samit
  ,
  David M. Becker
• Regulatory Focus on AML Continues – New Actions at the State and Federal Levels
  31 August 2016
  Satish M. Kini
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• FCPA Update August 2016
  Vol. 8, No. 1
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Dr. Friedrich Popp
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• Sanctions Alert Issue 49
  22 August 2016
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• Final Report on Swap Dealer De Minimis Exception
  19 August 2016
  Byungkwon Lim
• CFTC Proposes Amendments on Registration Relief for Foreign CPOs, CTAs and IBs
  18 August 2016
  Byungkwon Lim
  ,
  Gary E. Murphy
• U.S. Court of Appeals Denies Confirmation of CIETAC Arbitral Award Due to Inadequate Notice of Arbitration
  17 August 2016
  Christopher K. Tahbaz
  ,
  Philip Rohlik
• U.S. Second Circuit Affirms Decision Enforcing Annulled Arbitral Award
  12 August 2016
  Donald Francis Donovan
  ,
  Mark W. Friedman
  ,
  Ina C. Popova
  ,
  Dietmar W. Prager
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  William H. Taft V
  ,
  Christopher K. Tahbaz
• D.C. Circuit Upholds Constitutionality of SEC’s In-House Courts
  12 August 2016
  Paul R. Berger
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
  ,
  Laura E. O'Neill
• SEC Brings Action Against Employer for Agreements Requiring Employees to Waive Recovery if They Blow the Whistle
  11 August 2016
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• Consumer Financial Protection Bureau Outlines Plan for Comprehensive Reform of Debt Collection Industry
  10 August 2016
  Courtney M. Dankworth
  ,
  Eric R. Dinallo
  ,
  Mary Beth Hogan
• Treasury Issues Regulations for Early Election into New Partnership Tax Audit Regime
  5 August 2016
  Adele M. Karig
  ,
  Peter F.G. Schuur
  ,
  Rafael Kariyev
• IAIS Issues Second Consultation on Global Insurance Capital Standard
  4 August 2016
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  E. Drew Dutton
  ,
  Thomas M. Kelly
  ,
  Gregory J. Lyons
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Risa B. Gordon
  ,
  Benjamin Lyon
• Brexit: What Now for UK Data Protection?
  3 August 2016
  Jeffrey P. Cunard
  ,
  Jeremy Feigelson
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Christopher Garrett
  ,
  Dr. Friedrich Popp
• Brexit for Re/Insurers: One Month On
  1 August 2016
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  E. Drew Dutton
  ,
  Thomas M. Kelly
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Edwin Northover
  ,
  Benjamin Lyon
• FCPA Update July 2016
  Vol. 7, No. 12
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
  ,
  Robin Lööf
• EU-U.S. Privacy Shield Open for Self-Certification on August 1
  26 July 2016
  Jeffrey P. Cunard
  ,
  Jeremy Feigelson
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Dr. Friedrich Popp
• U.S. Fund Managers – ESMA’s Advice on the Extension of the AIFMD Passport (Take Two)
  22 July 2016
  Sally Gibson
  ,
  Geoffrey Kittredge
• New Federal Ransomware Guidance
  19 July 2016
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Jim Pastore
  ,
  David Sarratt
• Treasury and IRS Provide New Spin-off Guidance
  19 July 2016
  Michael Bolotin
  ,
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Peter F.G. Schuur
• SEC Adopts New Disclosure Requirements for Resource Extraction Issuers
  18 July 2016
  Matthew E. Kaplan
  ,
  Alan Kartashkin
  ,
  Andrew M. Levine
  ,
  Paul M. Rodel
  ,
  James C. Scoville
  ,
  Bruce E. Yannett
• “Living Wills” for Private Fund Sponsors? Proposed Rule Requiring Investment Adviser Business Continuity and Transition Plans
  13 July 2016
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  Sally Gibson
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Gregory T. Larkin
  ,
  Julie Stem
• Court Approves Second UK DPA
  13 July 2016
  Karolos Seeger
  ,
  Robin Lööf
• NYDFS Issues Final Anti-Money Laundering and Sanctions Rule
  6 July 2016
  Helen V. Cantwell
  ,
  Eric R. Dinallo
  ,
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  David G. Sewell
  ,
  Paul L. Lee
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• SEC Proposes to Expand Availability of Scaled Disclosure Requirements
  5 July 2016
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
  ,
  David M. Becker
• SEC Proposes Overhaul of Mining Disclosures
  30 June 2016
  Natalia A. Drebezgina
  ,
  Matthew E. Kaplan
  ,
  Alan Kartashkin
  ,
  Paul M. Rodel
  ,
  James C. Scoville
  ,
  Vera Losonci
• Regulators Probe Marketplace Lending Business Model
  30 June 2016
• CFTC Adopts Final Cross-Border Margin Rules for Non-Cleared Swaps
  30 June 2016
  Byungkwon Lim
  ,
  Emilie T. Hsu
• FCPA Update June 2016
  Vol 7, No. 11
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• Federal Reserve Proposes Rules Restricting Default Rights in Qualified Financial Contracts with GSIBs
  28 June 2016
  Byungkwon Lim
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• Eleventh Circuit Halts Parallel Federal Litigation Against the SEC’s In-House Judges
  27 June 2016
  Paul R. Berger
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
  ,
  Laura E. O'Neill
• Sanctions Alert Issue 48
  27 June 2016
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• IAIS Introduces New Assessment Methodology for G SIIs and Discontinues NTNI Label
  21 June 2016
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  E. Drew Dutton
  ,
  Thomas M. Kelly
  ,
  Gregory J. Lyons
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Benjamin Lyon
• SEC Increases Qualified Client Net Worth Threshold
  20 June 2016
  Kenneth J. Berman
  ,
  Gregory T. Larkin
  ,
  Julie Stem
• The Outlook in Enforcement Actions against Foreign Banks at the New NYDFS
  16 June 2016
  Courtney M. Dankworth
  ,
  Eric R. Dinallo
  ,
  Mary Beth Hogan
  ,
  Gregory J. Lyons
  ,
  David Sarratt
  ,
  David G. Sewell
• U.S. Agencies Propose Net Stable Funding Ratio
  14 June 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Clare K. Lascelles
  ,
  David L. Portilla
  ,
  Chen Xu
• OFAC Provides Additional Iran Sanctions Guidance
  14 June 2016
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• SEC Approves Interim Final Rule Amending Form 10-K to Allow Filers to Include a Summary Section
  10 June 2016
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Steven J. Slutzky
• Federal Reserve Publishes Advance Notice of Proposed Rulemaking on Capital Requirements for Insurers
  6 June 2016
  Alexander R. Cochran
  ,
  Thomas M. Kelly
  ,
  Gregory J. Lyons
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Luke P. Eldridge
  ,
  Clare K. Lascelles
  ,
  Chen Xu
• Federal Reserve Proposes Enhanced Prudential Standards for Insurance SIFIs
  6 June 2016
  Alexander R. Cochran
  ,
  Thomas M. Kelly
  ,
  Gregory J. Lyons
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Luke P. Eldridge
  ,
  Clare K. Lascelles
  ,
  Chen Xu
• Another Message to Private Fund Sponsors on Broker Registration – This Time from Enforcement
  6 June 2016
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
  ,
  Andrew M. Ostrognai
  ,
  Jonathan R. Tuttle
  ,
  Gregory T. Larkin
  ,
  Julie Stem
• Proposed Order Regarding the SEC’s Performance Fee Rule: Inflation Adjustments to Qualified Client Thresholds
  3 June 2016
  Kenneth J. Berman
  ,
  Gregory T. Larkin
  ,
  Julie Stem
• Eleventh Circuit Holds that SEC Claims for Disgorgement and Declaratory Relief are Subject to Five-Year Limitations Period
  3 June 2016
  Paul R. Berger
  ,
  Robert B. Kaplan
  ,
  Andrew M. Levine
  ,
  Julie M. Riewe
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Ada Fernandez Johnson
• Delaware Court of Chancery Determines Fair Value in Dell Appraisal
  1 June 2016
  Gregory V. Gooding
  ,
  Gary W. Kubek
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
• Federal Reserve Provides Guidance on Supervisory Approach to Insurance
  31 May 2016
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Benjamin Lyon
  ,
  David L. Portilla
• Non-GAAP Metrics in the Crosshairs: SEC Issues New Guidance
  19 May 2016
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Steven J. Slutzky
• U.S. Proposes Net Stable Funding Ratio
  18 May 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Clare K. Lascelles
  ,
  David L. Portilla
  ,
  Chen Xu
• The SEC Proposes the CAT Plan, but at What Cost?
  17 May 2016
• FinCEN Issues New Rule Requiring Identification of Beneficial Owners and Risk-Based Customer Due Diligence
  16 May 2016
  Satish M. Kini
  ,
  Paul L. Lee
  ,
  David G. Sewell
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• A Modest Proposal? CFPB to Gut Arbitration in Consumer Financial Contracts
  10 May 2016
  Courtney M. Dankworth
  ,
  Mary Beth Hogan
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Maeve O'Connor
  ,
  Clare K. Lascelles
• SEC Adopts Final Rules Reflecting JOBS Act Changes to Registration Requirements
  10 May 2016
  Steven J. Slutzky
  ,
  Matthew E. Kaplan
  ,
  Elizabeth Pagel Serebransky
• New York Adopts Delaware's MFW Standard for Going-Private Mergers
  6 May 2016
  Andrew L. Bab
  ,
  Gregory V. Gooding
  ,
  Gary W. Kubek
  ,
  Maeve O'Connor
  ,
  William D. Regner
• Regulators Set Sights on Online Marketplace Lenders
  5 May 2016
  Christopher Rosekrans
• Further Extension of No-Action Relief from Certain Reporting Requirements Under the Ownership and Control Final Rule
  3 May 2016
  Byungkwon Lim
• New Incentive Compensation Rules: Implications for Private Equity Firms
  2 May 2016
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Elizabeth Pagel Serebransky
  ,
  Alison E. Buckley-Serfass
  ,
  Gregory T. Larkin
• FCPA Update April 2016
  Vol. 7, No. 9
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Anna V. Maximenko
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• Debevoise Publishes Spring 2016 Edition of UK, US and Hong Kong Banking Litigation, Regulatory and Competition Law Update
  April 2016
  Lord Goldsmith QC
  ,
  Richard Lawton
  ,
  Kevin Lloyd
  ,
  Karolos Seeger
  ,
  Christopher Boyne
  ,
  Akima Paul Lambert
  ,
  Boxun Yin
  ,
  Robert Maddox
  ,
  Paul R. Berger
  ,
  Helen V. Cantwell
  ,
  Courtney M. Dankworth
  ,
  Eric R. Dinallo
  ,
  Mary Beth Hogan
  ,
  Robert B. Kaplan
  ,
  David A. O'Neil
  ,
  Jim Pastore
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Mark Johnson
  ,
  Philip Rohlik
  ,
  Emily Lam
  ,
  Ralph Sellar
  ,
  Timothy McIver
  ,
  Anne-Mette Heemsoth
• Compensation Practices at Financial Institutions Targeted: Proposed Incentive Compensation Rules Aim To Curb Excessive Risk-Taking
  26 April 2016
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Elizabeth Pagel Serebransky
  ,
  Alison E. Buckley-Serfass
• NYSE Listed Foreign Private Issuers Now Required to File Semiannual Unaudited Financial Information
  25 April 2016
  Matthew E. Kaplan
  ,
  James C. Scoville
  ,
  Steven J. Slutzky
  ,
  Vera Losonci
  ,
  Benjamin P. Collins-Wood
• 28 Law Firms Publish White Paper Addressing Trust Indenture Act Complications In Debt Restructurings
  25 April 2016
  David A. Brittenham
  ,
  Matthew E. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Peter J. Loughran
  ,
  Jeffrey E. Ross
• PRA Consults on Remuneration Rules
  25 April 2016
  James C. Scoville
  ,
  Benjamin Lyon
  ,
  Christopher Garrett
• NAIC 2016 Spring National Meeting
  15 April 2016
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  Risa B. Gordon
  ,
  Khrystyna Rayko
• Final DOL Fiduciary Rules Simplify Some Mechanics, but Retain Core Principles . . . and Flaws
  13 April 2016
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
• FinCEN Proposes Subjecting Funding Portals to BSA-AML Obligations
  11 April 2016
  Satish M. Kini
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• Latest Sun Capital Decision Clouds Controlled Group Analysis for Private Equity Funds
  8 April 2016
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
• Treasury's Sweeping Proposed Regulations Attack Related-Party Debt
  8 April 2016
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Burt Rosen
  ,
  Peter F.G. Schuur
• Treasury Issues Regulations Imposing Additional Restrictions on Inversion Transactions
  7 April 2016
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Peter F.G. Schuur
• Basel Committee Proposes Constraints on Use of Internal Model Approaches
  6 April 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Chen Xu
• Sanctions Alert Issue 47
  31 March 2016
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• FCPA Update March 2016
  Vol. 7, No. 8
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Michael Brenner
• FINRA Releases Report on Digital Investment Advice Tools
  24 March 2016
  Kenneth J. Berman
  ,
  Gregory T. Larkin
• The FTC Draws the Line on Native Advertising
  23 March 2016
  David H. Bernstein
  ,
  Jeremy Feigelson
  ,
  Michael Schaper
  ,
  Megan K. Bannigan
• CFTC Eliminates Reporting and Recordkeeping Requirements for End-Users of Trade Options
  21 March 2016
  Byungkwon Lim
• Environmental and Climate Change Disclosure Under the Securities Laws: A Multijurisdictional Survey
  16 March 2016
  Paul M. Rodel
  ,
  Stuart Hammer
• Federal Reserve Re-Proposes Single-Counterparty Credit Limits
  10 March 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Chen Xu
• A Week of Hot News in Cybersecurity and Data Privacy
  8 March 2016
  Lawrence K. Cagney
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jonathan F. Lewis
  ,
  Jim Pastore
  ,
  Dr. Friedrich Popp
• Florida Court Dismisses Data Breach Lawsuit for Lack of Standing
  29 February 2016
  Jeremy Feigelson
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Elliot Greenfield
  ,
  David Sarratt
• FCPA Update February 2016
  Vol. 7, No. 7
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Robert T. Dura
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
  ,
  Jane Shvets
• U.S. Federal Court Denies Immunity to Sovereign Wealth Funds
  26 February 2016
  Mark W. Friedman
  ,
  Katherine Ashton
  ,
  Floriane Lavaud
• SEC Final Cross-Border Rules on "Arranging, Negotiating, or Executing" Security-Based Swaps and the De Minimis Exception
  24 February 2016
  Byungkwon Lim
  ,
  Emilie T. Hsu
• CFTC Registration Relief for Foreign CPOs and CTAs: Correct Result, Incorrect Reasoning?
  22 February 2016
  Byungkwon Lim
  ,
  Gary E. Murphy
• NFA Cybersecurity Notice Takes Effect March 1
  19 February 2016
  Jeremy Feigelson
  ,
  Byungkwon Lim
  ,
  Jim Pastore
  ,
  Gary E. Murphy
• Sanctions Alert Issue 46
  10 February 2016
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• EU-U.S. “Privacy Shield” Greeted Cautiously
  4 February 2016
  Jeffrey P. Cunard
  ,
  Jeremy Feigelson
  ,
  Dr. Thomas Schürrle
  ,
  Dr. Friedrich Popp
• FCPA Update January 2016
  Vol. 7, No. 6
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Dmitri V. Nikiforov
  ,
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Frederick T. Davis
  ,
  Philip Rohlik
  ,
  Jane Shvets
  ,
  Daniel Aun
  ,
  Elena Klutchareva
  ,
  Anna V. Maximenko
  ,
  Dr. Friedrich Popp
  ,
  Jessica Polebaum
• SEC Proposes New Limits on Registered Funds’ and BDCs’ Use of Derivatives
  26 January 2016
  Kenneth J. Berman
  ,
  Byungkwon Lim
• FDA Publishes Guidance on Postmarket Cybersecurity Risk Management for Medical Device Manufacturers
  25 January 2016
  Jeremy Feigelson
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Jim Pastore
  ,
  David Sarratt
  ,
  Jacob W. Stahl
• Supreme Court Rules that Unaccepted Rule 68 Offers of Complete Relief Do Not Moot a Plaintiff’s Case – But Payment of Full Relief Just May
  25 January 2016
  David H. Bernstein
  ,
  Jeffrey P. Cunard
  ,
  Courtney M. Dankworth
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Maura Kathleen Monaghan
  ,
  Erol Gulay
• Disclosure Considerations for the 2016 Annual Reporting Season
  20 January 2016
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• Recent Decisions Create Further Uncertainty on Question of Whether Internal Reporting Triggers Dodd-Frank Whistleblower Anti-Retaliation Protection
  20 January 2016
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• New PCAOB Rules Require Disclosure of Certain Audit Participants
  19 January 2016
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  David M. Becker
• Implementation Day – Iran Sanctions Relief Now Effective
  19 January 2016
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• Compliance Issues FinTech Firms (and FinTech Investors) Should Be Focused on in 2016
  12 January 2016
• CFTC Proposes Rules Providing an Alternative to Fingerprinting for Foreign Natural Persons
  8 January 2016
  Byungkwon Lim
  ,
  Emilie T. Hsu
• The Cybersecurity Information Sharing Act
  6 January 2016
  Jeremy Feigelson
  ,
  David A. O'Neil
  ,
  Jim Pastore
• Changes to Annual Privacy Notice Requirements
  6 January 2016
  Jeremy Feigelson
  ,
  Satish M. Kini
  ,
  Gregory T. Larkin
• CFTC Responds to Frequently Asked Questions Regarding Forms CPO-PQR and CTA-PR
  5 January 2016
  Byungkwon Lim
  ,
  Gary E. Murphy
• CFTC Adopts Margin Rules for Non-Cleared Swaps
  30 December 2015
  Byungkwon Lim
  ,
  Emilie T. Hsu
• Paris Climate Change Accord: 195 Countries Agree to Limit Greenhouse Gas Emissions
  23 December 2015
  Stuart Hammer
• New Legislation Relating to the Taxation of REITs and Foreign Investment in U.S. Real Property
  22 December 2015
  Michael Bolotin
  ,
  Peter A. Furci
  ,
  Rafael Kariyev
• FCPA Update December 2015
  Vol. 7, No. 5
  Karolos Seeger
  ,
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Bruce E. Yannett
• Two Decisions Highlight Significant Litigation Challenges for Prosecutors and Regulators
  17 December 2015
  Paul R. Berger
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Laura E. O'Neill
• The CFPB Eyes Mobile Financial Services
  17 December 2015
• Solvency II: What You Need to Know as Effectiveness Nears
  17 December 2015
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  E. Drew Dutton
  ,
  Thomas M. Kelly
  ,
  Gregory J. Lyons
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Benjamin Lyon
• CFTC Proposes Rules Regulating Automated Trading
  16 December 2015
  Byungkwon Lim
• Sanctions Alert Issue 45
  15 December 2015
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• The "FAST" Act: New Limited Private Resale Exemption
  9 December 2015
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• The "FAST" Act: Additional EGC Flexibility and Roadmap for Reform of Regulation S-K
  7 December 2015
  Matthew E. Kaplan
  ,
  Paul M. Rodel
• NAIC 2015 Fall National Meeting
  7 December 2015
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  Risa B. Gordon
• NYDFS Proposes New Anti-Money Laundering Requirements, Liability for Compliance Officers
  7 December 2015
  Helen V. Cantwell
  ,
  Eric R. Dinallo
  ,
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Paul L. Lee
  ,
  David G. Sewell
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• SEC Proposes Enhanced Disclosure and Oversight Rules for Alternative Trading Systems
  3 December 2015
  Zila Reyes Acosta-Grimes
• IAIS Consults on G-SIIs and NTNI: Are G-SIIs Sellers of Non-Core and NTNI Business Units?
  3 December 2015
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  E. Drew Dutton
  ,
  Thomas M. Kelly
  ,
  Gregory J. Lyons
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Benjamin Lyon
• Questions Stemming from FINRA’s Best Execution Guidance
  2 December 2015
• Delaware Supreme Court Affirms “Narrow” Rural/Metro Ruling; Declines to Characterize Sell-Side Financial Advisors as “Gatekeepers”
  1 December 2015
  Andrew L. Bab
  ,
  Gregory V. Gooding
  ,
  Gary W. Kubek
  ,
  Maeve O'Connor
  ,
  William D. Regner
• Solvency II Equivalence Decisions and U.S.-EU Covered Agreement
  1 December 2015
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  E. Drew Dutton
  ,
  Thomas M. Kelly
  ,
  Gregory J. Lyons
  ,
  Nicholas F. Potter
  ,
  John M. Vasily
  ,
  James C. Scoville
  ,
  Benjamin Lyon
• CFTC Issues Preliminary Report on Swap Dealer De Minimis Exception
  30 November 2015
  Byungkwon Lim
• The Private Equity Report, Fall 2015, Vol. 15, Number 2
  Fall 2015, Vol. 15, Number 2
• Treasury Issues Additional Guidance Relating to Inversion Transactions
  23 November 2015
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Peter F.G. Schuur
• Further Extension of Temporary No-Action Relief for Inter-Affiliate Swaps
  20 November 2015
  Byungkwon Lim
  ,
  Emilie T. Hsu
• The SEC Hands Out a Halloween Treat to Crowdfunding Supporters
  17 November 2015
  Peter J. Loughran