-
Generative AI: Risks and Considerations for Private Equity
May 2023
Avi Gesser
, Kristin A. Snyder
, Charu A. Chandrasekhar
, Matt Kelly
, Suchita Mandavilli Brundage
, Melissa Muse
-
The Up-C Goes to Court: Managing the Emerging Risks of an Advantageous Tax Structure
May 2023
Shannon Rose Selden
, Zachary H. Saltzman
, Matthew J. Sorensen
-
Carve-Out Deals Today: Overcoming Complexity and Unlocking Value
May 2023
Michael Bolotin
, Jennifer L. Chu
, Meir D. Katz
, Henry Lebowitz
, Kevin M. Schmidt
, Scott B. Selinger
, Caroline P. Geiger
, Keith J. Slattery
, David Deutsch
, Tigist Kassahun
, Dominique Trudelle
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Private Equity Report Spring 2023, Vol 23, No 1
May 2023
Michael Bolotin
, Jennifer L. Chu
, Avi Gesser
, Meir D. Katz
, Henry Lebowitz
, Marc Ponchione
, Kevin M. Schmidt
, Shannon Rose Selden
, Scott B. Selinger
, Kristin A. Snyder
, Matthew J. Sorensen
, Charu A. Chandrasekhar
, Matt Kelly
, Caroline P. Geiger
, Sheena Paul
, Keith J. Slattery
, Sasha Burger
, Suchita Mandavilli Brundage
, David Deutsch
, Tigist Kassahun
, Melissa Muse
, Dominique Trudelle
, Massy Vainshtein
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Spring Roundup of Crucial U.S. Regulatory Developments for Private Equity Sponsors
May 2023
Marc Ponchione
, Sheena Paul
, Sasha Burger
, Massy Vainshtein
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Profits Interest Ruling – Tax Court Holds IRS to Revenue Procedure 93-27
23 May 2023
Erin Cleary
, Rafael Kariyev
, Martin E. Connor, Jr.
, Sophia Huang
, Harshil Mehta
, David N. Simpser
, Lena E. Smith
, Sophie Mirzaian
-
The Supreme Court’s Upcoming Affirmative Action Decision: Potential Implications for Private-Sector Employers
22 May 2023
Jyotin Hamid
, Simone S. Hicks
, Mary Beth Hogan
, Arian M. June
, Tricia Bozyk Sherno
, Rachel Tennell
, Katelyn Masket
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Supreme Court Repudiates “Right-to-Control” Theory Under the Federal Wire Fraud Statute
15 May 2023
Helen V. Cantwell
, Andrew J. Ceresney
, Courtney M. Dankworth
, John Gleeson
, David A. O'Neil
, Winston M. Paes
, Bruce E. Yannett
, Douglas S. Zolkind
, Scott M. Caravello
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SEC Adopts Share Repurchase Disclosure Rules
12 May 2023
Eric T. Juergens
, Matthew E. Kaplan
, Nicholas P. Pellicani
, Paul M. Rodel
, Steven J. Slutzky
, Jonathan R. Tuttle
, Charu A. Chandrasekhar
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SEC Adopts Significant Amendments to Form PF: What You Need to Know Now
11 May 2023
Marc Ponchione
, Sheena Paul
, Sasha Burger
, Massy Vainshtein
-
Legal Dispute Surrounding Abortion Pill Has Significant Implications for Broader Healthcare Industry
9 May 2023
Andrew L. Bab
, Maura Kathleen Monaghan
, Paul D. Rubin
, Shannon Rose Selden
, Kim T. Le
, Jacob W. Stahl
, Adam Aukland-Peck
, Prakriti Luthra
, Melissa Runsten
, Charlotte Blatt
-
Update on the Corporate Sustainability Due Diligence Directive
4 May 2023
Samantha J. Rowe
, Caroline N. Swett
, Patricia Volhard
, Alison M. Hashmall
, Jin-Hyuk Jang
, John Young
, Christina Heil
, Andrew Lee
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SEC Staff Bulletin Provides Detailed Guidance for Broker-Dealers and Investment Advisers on the Care Obligations to Retail Investors
3 May 2023
Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Marc Ponchione
, Julie M. Riewe
, Jeff Robins
, Kristin A. Snyder
, Jonathan R. Tuttle
, Charu A. Chandrasekhar
, Philip A. Fortino
, Sheena Paul
, Stephan J. Schlegelmilch
, Maryam Kanna
, Stephen Petraeus
-
Dodd-Frank Clawbacks: A Model Policy to Prepare for a Summer Effective Date
2 May 2023
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Kathleen M. Emberger
, Douglas M. Hirn
-
CFPB Finalizes Landmark Small-Business Lending Data Collection Rule
28 April 2023
Courtney M. Dankworth
, Jehan A. Patterson
, Alexandra N. Mogul
, Tejas N. Dave
, Jeremy Lin
-
SEC Maintains Its Focus on Non-GAAP Financial Measures
27 April 2023
Eric T. Juergens
, Benjamin R. Pedersen
, Steven J. Slutzky
, Candice N. Jones
, Ashley Yoon
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Large Bank Oversight and M&A Ramifications from Recent Bank Failures
26 April 2023
Satish M. Kini
, Sidney P. Levinson
, Gregory J. Lyons
, Caroline N. Swett
, Alison M. Hashmall
, Chen Xu
, Tzerina Dizon
, Ezra Newman
, Tejas N. Dave
-
SEC Requires Form 144 to Be Filed Electronically
14 April 2023
Peter J. Loughran
, Benjamin R. Pedersen
, Steven J. Slutzky
, Amy Pereira
, Samuel Siegel
-
French Authorities Publish Guide on Anti-Corruption Internal Investigations
14 April 2023
Bruce E. Yannett
, Alexandre Bisch
, Erich O. Grosz
, Fanny Gauthier
-
NYC’s AI Hiring Law Is Now Final and Effective July 5, 2023
12 April 2023
Avi Gesser
, Jyotin Hamid
, Tricia Bozyk Sherno
, Anna R. Gressel
, Basil Fawaz
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Corporate Governance: Super Voting Preferred Stock
11 April 2023
Eric T. Juergens
, Maeve O'Connor
, Benjamin R. Pedersen
, William D. Regner
, Thomas Rose
-
FATF Suspends the Russian Federation’s Membership
5 April 2023
Satish M. Kini
, Jane Shvets
, Aseel M. Rabie
, Jonathan Steinberg
-
The Value of Having AI Governance – Lessons from ChatGPT
5 April 2023
Avi Gesser
, Samuel J. Allaman
, Suchita Mandavilli Brundage
, Melissa Muse
, Lex Gaillard
-
NAIC 2023 Spring National Meeting Highlights
30 March 2023
Eric Dinallo
, Robert M. Fettman
, Matthew B. Parelman
, Matthew Mrozek
, Katie Power
, AJ Salomon
, Dylan Sanders
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U.S. Climate Regulatory Guide for Banking Organizations
30 March 2023
Caroline N. Swett
, Alison M. Hashmall
, Eric T. Juergens
, Kristin A. Snyder
, Patricia Volhard
, Sheena Paul
, John Young
, Ulysses Smith
, Alexandra N. Mogul
, Tzerina Dizon
, Amanda H. Esteves
, Zoë Zissu
, Tejas N. Dave
, Jessica Szymeczek
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Does Your Company Need a ChatGPT Pilot Program? Probably.
21 March 2023
Megan K. Bannigan
, Avi Gesser
, Henry Lebowitz
, Benjamin Leb
, Jarrett Lewis
, Melissa Muse
, Michael R. Roberts
, Lex Gaillard
-
A Late Winter Blizzard of SEC Cybersecurity Rulemaking: the Proposed BD Cybersecurity Rules and Expanded Reg S-P and Reg SCI Obligations
20 March 2023
Luke Dembosky
, Avi Gesser
, Erez Liebermann
, Marc Ponchione
, Julie M. Riewe
, Jeff Robins
, Kristin A. Snyder
, Charu A. Chandrasekhar
, Sheena Paul
, Suchita Mandavilli Brundage
, Michael R. Roberts
, Mengyi Xu
, Ned Terrace
-
The Mindbody Problem
17 March 2023
Gregory V. Gooding
, Maeve O'Connor
, William D. Regner
, Caitlin Gibson
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A Guide to US, UK and EU Sanctions and Export Controls on Russia and Belarus
15 March 2023
Alan Kartashkin
, Satish M. Kini
, Jane Shvets
, Konstantin Bureiko
, Robert T. Dura
, Carl Micarelli
, Aseel M. Rabie
, Aisling Cowell
, Isabel Espinosa de los Reyes
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Preparing for the SEC’s Cybersecurity Rules for Registered Investment Advisers, Registered Investment Companies, and Business Development Companies
13 March 2023
Luke Dembosky
, Avi Gesser
, Erez Liebermann
, Julie M. Riewe
, Kristin A. Snyder
, Charu A. Chandrasekhar
, Suchita Mandavilli Brundage
, Jarrett Lewis
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New York Seeks Review and Approval Authority over Certain Healthcare Transactions
7 March 2023
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Kim T. Le
, Hannah R. Levine
, Michael L. Cederblom
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Risks of Overselling Your AI: The FTC is Watching
6 March 2023
Avi Gesser
, Erez Liebermann
, Jim Pastore
, Paul D. Rubin
, Christopher S. Ford
, Anna R. Gressel
, Melissa Muse
, Mengyi Xu
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DOJ Issues Trio of Updates that Further Heighten Compliance Expectations, Particularly Involving Off-System Communications and Compensation Systems
6 March 2023
Kara Brockmeyer
, Andrew M. Levine
, David A. O'Neil
, Kristin A. Snyder
, Bruce E. Yannett
, Charu A. Chandrasekhar
, Andreas A. Glimenakis
, Joseph Ptomey
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ESG and Antitrust: More Focus but No Consensus - Recent Developments, Pitfalls and Mitigating Risk
3 March 2023
Ted Hassi
, Timothy McIver
, Michael Schaper
, Erica S. Weisgerber
, Ulysses Smith
, Brian Desmarais
, Megan MacDonald
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Proceed with Caution: Online Tracking Technologies Pose HIPAA Compliance Risks
2 March 2023
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Kim T. Le
, Hannah R. Levine
, Michael L. Cederblom
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CFPB Advisory on Placement Practices May Have Broader Market Implications
1 March 2023
Courtney M. Dankworth
, Avi Gesser
, Paul D. Rubin
, Jehan A. Patterson
, Alexandra N. Mogul
-
SEC Finalizes Move to T+1 with a 15-Month Window to Adapt
23 February 2023
Morgan J. Hayes
, Jeff Robins
, Jonathan Steinberg
-
Treasury Releases Guidance on the Corporate Minimum Tax and Select Insurance-Related Issues
22 February 2023
Stephen M. Jordan
, Daniel Priest
, Peter F.G. Schuur
, Kimberly W. Lee
, Harshil Mehta
, Robert Nelson-Sullivan
, David N. Simpser
, Lena E. Smith
, Olivia Coral Daniels
, Ahmed Farooq
, Avi Leiner
, Sophie Mirzaian
, John T. Nelson
-
LDTI Disclosures Are Here. Are You Ready?
17 February 2023
Eric T. Juergens
, Matthew E. Kaplan
, Marilyn A. Lion
, Benjamin R. Pedersen
-
The New York Housing Compact: The Right Approach to Improve Housing Affordability?
17 February 2023
Peter J. Irwin
, Nicole Levin Mesard
, Edward M. Rishty
, Alexander M. Djaha
, Matthew Stromecki
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SEC Proposes Rule to Prohibit Conflicts of Interest in Certain Securitizations
14 February 2023
Marc Ponchione
, Jeff Robins
, Jeremy Lin
-
Colorado Draft AI Insurance Rules Are a Watershed for AI Governance Regulation
14 February 2023
Eric Dinallo
, Avi Gesser
, Erez Liebermann
, Marshal L. Bozzo
, Samuel J. Allaman
, Melissa Muse
, Jackie Dorward
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2023 SEC Division of Examinations Priorities
14 February 2023
Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Marc Ponchione
, Julie M. Riewe
, Jeff Robins
, Kristin A. Snyder
, Jonathan R. Tuttle
, Mary Jo White
, Charu A. Chandrasekhar
, Philip A. Fortino
, Sheena Paul
, Stephan J. Schlegelmilch
, Maryam Kanna
-
SEC Issues Interpretive Guidance on Pay-versus-Performance Disclosures
13 February 2023
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
Does Your Company Need a ChatGPT Policy? Probably.
8 February 2023
Megan K. Bannigan
, Avi Gesser
, Henry Lebowitz
, Erez Liebermann
, Anna R. Gressel
, Benjamin Leb
, Jarrett Lewis
, Melissa Muse
, Michael R. Roberts
, Lex Gaillard
-
Considerations for a Possible Debt Ceiling Standoff
2 February 2023
Jonathan Adler
, Jennifer L. Chu
, Erin Cleary
, Eric T. Juergens
, Matthew E. Kaplan
, Jeffrey J. Rosen
, Scott B. Selinger
-
FinCEN Proposes Report and Application to Accompany Beneficial Ownership Reporting Rule
30 January 2023
Satish M. Kini
, Aseel M. Rabie
, Jonathan Steinberg
-
Debevoise & Plimpton Special Committee Report Issue 5
January 2023
Andrew L. Bab
, Michael Diz
, Gregory V. Gooding
, Elliot Greenfield
, Emily F. Huang
, Jonathan E. Levitsky
, Sue Meng
, Maeve O'Connor
, William D. Regner
, Jeffrey J. Rosen
, Shannon Rose Selden
, Jonathan R. Tuttle
, Caitlin Gibson
, Erik J. Andrén
, Matthew Ryan
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Supreme Court Declined to Decide Scope of Attorney-Client Privilege over Dual-Purpose Communications
27 January 2023
Zachary H. Saltzman
, Shannon Rose Selden
, Wendy B. Reilly
, Soren Schwab
, Matthew J. Sorensen
-
FTC Announces Increases to HSR Act, Clayton Act Section 8 Thresholds, and Significant Increases in HSR Filing Fees for Largest Transactions
26 January 2023
Ted Hassi
, Michael Schaper
, Erica S. Weisgerber
, Kyra K. Bromley
, Leah Martin
, Brian Desmarais
-
2023 International Capital Markets Outlook
26 January 2023
Alan Kartashkin
, Nicholas P. Pellicani
, James C. Scoville
, Vera Losonci
, Laurence Hanesworth
, Evgenii A. Lebedev
, Timur G. Ochkhaev
, Toby Wenham Rogers
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Delaware Court of Chancery Allows Caremark Claim
26 January 2023
Susan Reagan Gittes
, Gregory V. Gooding
, Elliot Greenfield
, Maeve O'Connor
, William D. Regner
-
Responding to Malicious Corporate Deepfakes
25 January 2023
Megan K. Bannigan
, Avi Gesser
, Christopher S. Ford
, Scott M. Caravello
, Anna R. Gressel
-
Reinvigorated Antitrust Enforcement of Interlocking Directorate Violations
January 2023
Ted Hassi
, Michael Schaper
, Erica S. Weisgerber
, Chaim Lapp
-
Private Equity Report: 2023 Outlook
January 2023
Catherine Amirfar
, Christopher Anthony
, Katherine Ashton
, Jason Auerbach
, Dominic Blaxill
, Ezra Borut
, Kara Brockmeyer
, Geoffrey P. Burgess
, Lawrence K. Cagney
, Andrew J. Ceresney
, Jennifer L. Chu
, Alexander R. Cochran
, Eric Dinallo
, Christopher Dortschy
, E. Drew Dutton
, Jane Engelhardt
, Jyotin Hamid
, Ted Hassi
, Morgan J. Hayes
, Gareth Hughes
, Peter J. Irwin
, Mark Johnson
, Eric T. Juergens
, Rafael Kariyev
, Meir D. Katz
, Satish M. Kini
, M. Natasha Labovitz
, Henry Lebowitz
, Maurizio Levi-Minzi
, Andrew M. Levine
, Sidney P. Levinson
, Jonathan F. Lewis
, Marilyn A. Lion
, Timothy McIver
, John (Jay) Neukom
, Benjamin R. Pedersen
, Marc Ponchione
, Nicholas F. Potter
, Ryan T. Rafferty
, Julie M. Riewe
, Samantha J. Rowe
, Paul D. Rubin
, Scott B. Selinger
, Jane Shvets
, Steven J. Slutzky
, Patricia Volhard
, Erica S. Weisgerber
, Barbara Barath
, Alison E. Buckley-Serfass
, Zhiyan Cao
, Robert T. Dura
, Robert M. Fettman
, Samuel Fung
, Caroline P. Geiger
, Andrew J. Gershon
, Jin-Hyuk Jang
, Stuart Hammer
, Kim T. Le
, Michael P. McGuigan
, Sheena Paul
, Tricia Bozyk Sherno
, Jennifer Wheater
, John Young
, Jeffrey P. Cunard
, Ulysses Smith
, Scott M. Caravello
, Jennifer R. Cestaro
, Paul Eastham
, Isabel Espinosa de los Reyes
, Jay E. Evans
, Christopher Gossage
, Berk Guler
, Yiran Ji
, Samuel D. Krawiecz
, Chaim Lapp
, Stacy S. Lee
, Lucy Litt
, Megan MacDonald
, Emily MacKay
, Alma M. Mozetič
, Ezra Newman
, Stephen Petraeus
, Melissa Runsten
, Sergio Torres
, George Tan
, Tiffany Wu
, Emma Macfarlane
, Sarah Min
, Matthew Stromecki
, Massy Vainshtein
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DOJ Offers New Incentives in Revised Corporate Enforcement Policy
24 January 2023
Kara Brockmeyer
, Andrew M. Levine
, David A. O'Neil
, Bruce E. Yannett
, Ivona Josipovic
, Joseph Ptomey
-
Can Crypto Debtors Claw Back Pre-Bankruptcy Transfers?
23 January 2023
Sidney P. Levinson
, Jeff Robins
, Elie J. Worenklein
, Ruth Ramjit
-
Biodiversity in the Balance: Key Takeaways from COP15
23 January 2023
Samantha J. Rowe
, Ulysses Smith
, Rhianna Hoover
, Sara Kaufhardt
, Katelyn Masket
-
Another SPAC Merger Case Draws Entire Fairness Review
20 January 2023
Christopher Anthony
, Michael Diz
, Spencer K. Gilbert
, Gregory V. Gooding
, William D. Regner
, Shannon Rose Selden
-
Report Underscores FINRA’s Focus on Cybersecurity
18 January 2023
Avi Gesser
, Erez Liebermann
, Kristin A. Snyder
, Charu A. Chandrasekhar
, Michael R. Roberts
-
Reminder: “Glossy” Annual Reports Must be Furnished to the SEC via EDGAR
13 January 2023
Benjamin R. Pedersen
, Steven J. Slutzky
, Katherine Cappeller
-
Financing a Separation Transaction: Optimizing the New SeparationCo Capital Structure
12 January 2023
Eric T. Juergens
, Matthew E. Kaplan
, Benjamin R. Pedersen
, Ramya S. Tiller
-
Top 15 Healthcare and Life Sciences Issues to Watch in 2023
9 January 2023
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Michael Schaper
, Erica S. Weisgerber
, Kim T. Le
, Jacob W. Stahl
, Elie J. Worenklein
, Samuel J. Allaman
, Adam Aukland-Peck
, Anna R. Gressel
, Hannah R. Levine
, Melissa Runsten
, Adam C. Saunders
, Adrian St. Francis
, Emily G. Dennan
, Michael L. Cederblom
, Matthew Osnowitz
, Micah A. Rubin
-
Potential Bylaw Amendments in Light of Universal Proxy Rules
9 January 2023
Eric T. Juergens
, Matthew E. Kaplan
, Benjamin R. Pedersen
, William D. Regner
, Steven J. Slutzky
, Sarah R. Jacobson
-
FTC Proposes Federal Rule to Ban Noncompetes with Employees
9 January 2023
Lawrence K. Cagney
, Jyotin Hamid
, Ted Hassi
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, John (Jay) Neukom
, Alison E. Buckley-Serfass
, Tricia Bozyk Sherno
-
FinCEN Proposes Rule to Grant Access to Beneficial Ownership Information Registry
5 January 2023
Satish M. Kini
, Aseel M. Rabie
, Jeremy Lin
-
Congress Enacts Changes to HSR Act, Significantly Increasing Filing Fees for Larger Transactions and Introducing New Foreign Subsidy Disclosure Requirements
5 January 2023
Michael Schaper
, Kyra K. Bromley
, Brian Desmarais
-
Revised Rules for NYC’s AI Hiring Law and a Second Public Hearing
4 January 2023
Avi Gesser
, Jyotin Hamid
, Tricia Bozyk Sherno
, Scott M. Caravello
, Anna R. Gressel
-
SEC Proposes Equity Market Structure Revamp and Regulation Best Execution
3 January 2023
Andrew J. Ceresney
, Julie M. Riewe
, Jeff Robins
, Charu A. Chandrasekhar
, Catherine Morrison
-
Treasury Releases Guidance on 15% Corporate Minimum Tax, 1% Tax on Stock Buybacks
3 January 2023
Cécile Beurrier
, Michael Bolotin
, Erin Cleary
, Stephen M. Jordan
, Rafael Kariyev
, Peter F.G. Schuur
, Mai T. Shapiro
, Sophia Huang
, Samuel D. Krawiecz
, Erasmo A. Perez
, Elliott Tuchman
-
NAIC 2022 Fall National Meeting Highlights
21 December 2022
Eric Dinallo
, Marshal L. Bozzo
, Matthew B. Parelman
, AJ Salomon
-
Green Deals on the Red Sea: A Breakdown of COP27
20 December 2022
Catherine Amirfar
, Geoffrey P. Burgess
, Andrew M. Levine
, Sue Meng
, William D. Regner
, Natalie L. Reid
, Jeffrey J. Rosen
, Samantha J. Rowe
, Patricia Volhard
, Bruce E. Yannett
, Floriane Lavaud
, Ulysses Smith
, Gavin Benson
, Rhianna Hoover
, Romain Zamour
-
Public Company Planning: 2023 Executive Compensation To-Do List
16 December 2022
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
-
SEC Adopts Significant Amendments Regarding 10b5-1 Trading Plans and Augmented Trading-Related Disclosure Requirements
16 December 2022
Morgan J. Hayes
, Benjamin R. Pedersen
, Steven J. Slutzky
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Amy Pereira
, Chris Gallucci
-
Recent SEC EXAMS Risk Alert Highlights Key Considerations for Reg S-ID Compliance
15 December 2022
Avi Gesser
, Erez Liebermann
, Kristin A. Snyder
, Charu A. Chandrasekhar
, Michael R. Roberts
, Noah L. Schwartz
-
SEC Releases New and Updated Guidance on Non-GAAP Financial Measures
14 December 2022
Eric T. Juergens
, Benjamin R. Pedersen
, Nicholas P. Pellicani
, Steven J. Slutzky
, Ashley Yoon
, Alexander R. Altieri
-
Frequently Asked Questions: Universal Proxy and Contested Director Elections
14 December 2022
Eric T. Juergens
, Matthew E. Kaplan
, Benjamin R. Pedersen
, William D. Regner
, Jeffrey J. Rosen
, Steven J. Slutzky
, Sarah R. Jacobson
, Chika Ojukwu
-
Shareholder Proposals under Rule 14a-8: Practical Guidance for Proxy Season
14 December 2022
Eric T. Juergens
, Sue Meng
, Nicholas P. Pellicani
, William D. Regner
, John Jacob
, Austin Poon
, Ashley Yoon
-
New York City Delays Enforcement of Its Automated Employment Decision Tool Law to April 15, 2023
13 December 2022
Avi Gesser
, Jyotin Hamid
, Tricia Bozyk Sherno
, Scott M. Caravello
, Anna R. Gressel
-
FTX Collapse Causes SEC to Request Additional Crypto Asset Disclosures
13 December 2022
Andrew L. Bab
, Morgan J. Hayes
, Sidney P. Levinson
, Benjamin R. Pedersen
, Katherine Durnan Taylor
, Alison M. Hashmall
, Elie J. Worenklein
, Chris Gallucci
, Ezra Newman
, Jonathan Steinberg
-
AT&T Settles Long-Running Regulation FD Case with SEC
6 December 2022
Andrew J. Ceresney
, Eric T. Juergens
, Matthew E. Kaplan
, Benjamin R. Pedersen
, Julie M. Riewe
, Austin Poon
-
CFPB’s Outline of Proposals to Implement Dodd-Frank § 1033
1 December 2022
Courtney M. Dankworth
, Avi Gesser
, Jehan A. Patterson
, Anna R. Gressel
, Alexandra N. Mogul
, Jonathan Steinberg
, Catherine Morrison
-
NYDFS Publishes Official Amendments to Its Cybersecurity Regulation (Part 2) – Answers to the Top Questions from Our Webcast
30 November 2022
Avi Gesser
, Erez Liebermann
, Johanna N. Skrzypczyk
, Mengyi Xu
-
Structuring Options for Addressing the New 1% Excise Tax
November 2022
Andrew L. Bab
, Michael Bolotin
, Erin Cleary
, David N. Simpser
-
SEC Staff Delays Enforcement of New Public Information Requirements for the Quotation of Fixed-Income Securities
30 November 2022
Matthew E. Kaplan
, Jeff Robins
, Paul M. Rodel
, Jeffrey E. Ross
, Steven J. Slutzky
, Joshua M. Samit
, John Jacob
-
Implications of the Inflation Reduction Act for Investors in Life Sciences Companies
November 2022
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Kim T. Le
, Jacob W. Stahl
, Hannah R. Levine
, Michael L. Cederblom
-
Your Contract Can Only Be Amended in Writing? Not So Fast.
November 2022
Gregory V. Gooding
-
In a Choppy Market, Preferred Equity Comes to the Fore
November 2022
Ramya S. Tiller
, Zhiyan Cao
, Matthew Dickman
-
Private Equity Report Fall 2022, Vol 22, No 3
November 2022
Andrew L. Bab
, Sally Bergmann
, Michael Bolotin
, Jennifer L. Chu
, Erin Cleary
, Matthew Dickman
, Gregory V. Gooding
, Mark P. Goodman
, Gareth Hughes
, Mark Johnson
, Meir D. Katz
, Henry Lebowitz
, Maurizio Levi-Minzi
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Kevin M. Schmidt
, Scott B. Selinger
, Ramya S. Tiller
, Zhiyan Cao
, Caroline P. Geiger
, Kim T. Le
, Samuel Fung
, Jin-Hyuk Jang
, David Deutsch
, Tigist Kassahun
, Hannah R. Levine
, Keith J. Slattery
, Sergio Torres
, Dominique Trudelle
, Hadel Alfagir
, Michael L. Cederblom
, David N. Simpser
-
Regulators Should Treat AI Like Employees to Avoid Stifling Innovation
29 November 2022
Avi Gesser
, Jehan A. Patterson
, Tricia Bozyk Sherno
, Anna R. Gressel
-
The DOL Issues its Final Word on ESG and Proxy Voting (For Now)
29 November 2022
Lawrence K. Cagney
, Jonathan F. Lewis
, Franklin L. Mitchell
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
New York’s Adult Survivors Act to Take Effect on November 24, 2022
22 November 2022
Helen V. Cantwell
, Mark P. Goodman
, Jyotin Hamid
, Mary Beth Hogan
, Arian M. June
, Tricia Bozyk Sherno
-
SEC’s Division of Enforcement Year-End Results Provide Insight into Record-Breaking Year in Monetary Sanctions, Novel Actions, and Evolving Enforcement Agenda
21 November 2022
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Kristin A. Snyder
, Jonathan R. Tuttle
, Mary Jo White
, James B. Amler
, Charu A. Chandrasekhar
, Stephan J. Schlegelmilch
, Bailey K. Crawford
, Mark D. Flinn
, Berk Guler
-
Compliance Challenges Raised by Russia’s Evasion of New U.S. Trade Restrictions on Luxury Goods, Industrial Products and Controlled Items
21 November 2022
Satish M. Kini
, David A. O'Neil
, Jane Shvets
, Robert T. Dura
, Carl Micarelli
, Berk Guler
-
NYDFS Publishes Official Amendments to Its Cybersecurity Regulation
11 November 2022
Luke Dembosky
, Avi Gesser
, Erez Liebermann
, Caroline N. Swett
, Johanna N. Skrzypczyk
, Mengyi Xu
-
New Public Information Requirements for the Quotation of Fixed-Income Securities
10 November 2022
Matthew E. Kaplan
, Jeff Robins
, Paul M. Rodel
, Jeffrey E. Ross
, Steven J. Slutzky
, Joshua M. Samit
, John Jacob
-
Avoiding Pitfalls in Russian Market Exits
7 November 2022
Dominic Blaxill
, Alan Kartashkin
, Jane Shvets
, Vadim Kolomnikov
-
SEC Adopts Final Clawback Rules
28 October 2022
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Kathleen M. Emberger
-
Cautionary Tale from Delaware: Restrictive Covenants Binding Sellers Must Be Narrowly Tailored
27 October 2022
Andrew L. Bab
, Gregory V. Gooding
, Emily F. Huang
, Sue Meng
, Maeve O'Connor
, William D. Regner
, Jeffrey J. Rosen
, Caitlin Gibson
-
The EU AI Liability Directive Will Change Artificial Intelligence Legal Risks
24 October 2022
Avi Gesser
, Robert Maddox
, Anna R. Gressel
, Tristan Lockwood
, Michael Pizzi
-
New York’s “Best Interest” Rule for Life and Annuities Found Constitutional
21 October 2022
Eric Dinallo
, Susan Reagan Gittes
, Marilyn A. Lion
, Maeve O'Connor
, Nicholas F. Potter
, Marshal L. Bozzo
, Robert M. Fettman
-
How Will Bankruptcy Courts Measure Customer Crypto Claims?
12 October 2022
Sidney P. Levinson
, Jeff Robins
, Elie J. Worenklein
, Michael C. Godbe
-
Lessons From the SEC’s Most Recent Reg S-P Action
6 October 2022
Avi Gesser
, Erez Liebermann
, Kristin A. Snyder
, Charu A. Chandrasekhar
, Johanna N. Skrzypczyk
, Scott M. Caravello
-
FinCEN Finalizes Landmark Beneficial Ownership Reporting Rule
5 October 2022
Satish M. Kini
, Aseel M. Rabie
, Isabel Espinosa de los Reyes
-
2022 National Advertising Division (“NAD”) Conference and Federal Regulatory Enforcement Priorities
28 September 2022
David H. Bernstein
, Courtney M. Dankworth
, Paul D. Rubin
, Jared I. Kagan
, Jehan A. Patterson
, Samuel J. Allaman
, Justin C. Ferrone
, Naomi Perla
-
CFPB’s Report on Buy Now, Pay Later
28 September 2022
Courtney M. Dankworth
, Gregory J. Lyons
, Jehan A. Patterson
, Alexandra N. Mogul
, Courtney Bradford Pike
-
New York Releases Proposed Rules for Its AI Employment Law
27 September 2022
Avi Gesser
, Jyotin Hamid
, Tricia Bozyk Sherno
, Scott M. Caravello
, Anna R. Gressel
-
SEC's Division of Examinations Highlights Importance of Compliance Policies and Procedures In Risk Alert Regarding the Advisers Act Marketing Rule
21 September 2022
Marc Ponchione
, Kristin A. Snyder
, Sheena Paul
-
Federal Reserve Clarifies Access to Master Accounts and Services for Financial Institutions, Including for “Novel Charters” in Final Guidelines
20 September 2022
Satish M. Kini
, Gregory J. Lyons
, Caroline N. Swett
, Alison M. Hashmall
, Courtney Bradford Pike
, Marta Poplawski
, Taylor Richards
-
DOJ Offers Additional Guidance on Corporate Criminal Enforcement
19 September 2022
Kara Brockmeyer
, Helen V. Cantwell
, Andrew J. Ceresney
, John Gleeson
, Andrew M. Levine
, David A. O'Neil
, Winston M. Paes
, David Sarratt
, Jane Shvets
, Mary Jo White
, Bruce E. Yannett
, Lisa Zornberg
, Philip Rohlik
, Douglas S. Zolkind
, Andreas A. Glimenakis
, Lorena Rodriguez
-
Thoughts on Financing and Capital Solutions for Insurance Companies
16 September 2022
Eric T. Juergens
, Matthew E. Kaplan
, Marilyn A. Lion
, Peter J. Loughran
, Daniel Priest
, Joshua M. Samit
, Sabrina Y. Hsieh
, Paulina Stanfel
-
Final Pay-versus-Performance Disclosure Rules: Compliance Q&As
29 August 2022
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Kathleen M. Emberger
-
NAIC 2022 Summer National Meeting Highlights
23 August 2022
Eric Dinallo
, Marshal L. Bozzo
, Thomas A. DeMarzo
, Joey Kaminsky
, Mie Morikubo
, AJ Salomon
-
National Association of Attorneys General’s 2022 Presidential Summit: Tech Threats and Tools
23 August 2022
Courtney M. Dankworth
, Eric Dinallo
, Avi Gesser
, Paul D. Rubin
, Jehan A. Patterson
, Scott M. Caravello
, Melissa Runsten
-
Dealmaking Implications of California’s New Healthcare Cost Monitoring Law
19 August 2022
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Kim T. Le
, Jacob W. Stahl
, Hannah R. Levine
-
Illumina / GRAIL: EU General Court Upholds Commission’s New Referral Policy
19 August 2022
Timothy McIver
, Sergej Bräuer
, Anne-Mette Heemsoth
, Megan MacDonald
-
U.S. Supreme Court Denies Certiorari in Beijing Shougang Mining Inv. Co. Ltd. v. Mongolia, Leaving in Place the Second Circuit’s Expansion of “Clear and Unmistakable” Delegation Standard
17 August 2022
Catherine Amirfar
, Mark W. Friedman
, Ina C. Popova
, Dietmar W. Prager
, Natalie L. Reid
, David W. Rivkin
, Laura Sinisterra
, William H. Taft V
, Christopher K. Tahbaz
, Deborah Enix-Ross
, Michelle Huang
, Nawi Ukabiala
-
Proposed QPAM Amendment Would Expand Criminal Disqualification Rules and Add Contractual Protections for Plans
12 August 2022
Lawrence K. Cagney
, Jonathan F. Lewis
, Franklin L. Mitchell
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
American Society of International Law – Insights: Representation of Member States at the United Nations: Recent Challenges
10 August 2022
American Society of International Law – Insights
Catherine Amirfar
, Romain Zamour
, Duncan Pickard
-
Senate Passes 15% Corporate Minimum Tax, 1% Tax on Stock Buybacks
10 August 2022
Cécile Beurrier
, Michael Bolotin
, Erin Cleary
, Rafael Kariyev
, Daniel Priest
, Peter F.G. Schuur
, Chiemeka Onwuanaegbule
, Erasmo A. Perez
-
NYDFS Proposes Significant Changes to Its Cybersecurity Rules (Part 2) – Answers to the Top 10 Questions from Our Webcast
8 August 2022
Luke Dembosky
, Eric Dinallo
, Avi Gesser
, Erez Liebermann
, Caroline N. Swett
, Charu A. Chandrasekhar
-
Debevoise & Plimpton Special Committee Report Issue 4
August 2022
Andrew L. Bab
, Michael Diz
, Gregory V. Gooding
, Elliot Greenfield
, Emily F. Huang
, Jonathan E. Levitsky
, Sue Meng
, Maeve O'Connor
, William D. Regner
, Jeffrey J. Rosen
, Shannon Rose Selden
, Jonathan R. Tuttle
, Erik J. Andrén
-
Recent SCOTUS Decisions Impacting Healthcare
3 August 2022
Andrew L. Bab
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Kim T. Le
, Jacob W. Stahl
, Adam Aukland-Peck
-
Recent SEC Enforcement Actions Signal Key Lessons for Reg S-ID Compliance
3 August 2022
Avi Gesser
, Erez Liebermann
, Kristin A. Snyder
, Charu A. Chandrasekhar
, Noah L. Schwartz
, Michael R. Roberts
-
Are All Crypto Entities Eligible to File for Bankruptcy Under Chapter 11?
3 August 2022
Jeff Robins
, Alison M. Hashmall
, Elie J. Worenklein
, Michael C. Godbe
, Ezra Newman
, Justice H. Walters
-
CPRA Rulemaking Is Underway - Getting Ahead of Enforcement Risks
2 August 2022
Avi Gesser
, David Sarratt
, Christopher S. Ford
, Johanna N. Skrzypczyk
, Michael R. Roberts
, H Jacqueline Brehmer
-
NYDFS Proposes Significant Changes to Its Cybersecurity Rules
1 August 2022
Luke Dembosky
, Avi Gesser
, Erez Liebermann
, Jim Pastore
, Charu A. Chandrasekhar
, H Jacqueline Brehmer
, Michelle Huang
, Mengyi Xu
-
2022 Private Equity Midyear Review and Outlook
1 August 2022
Jonathan Adler
, Christopher Anthony
, Katherine Ashton
, Sally Bergmann
, Dominic Blaxill
, Ezra Borut
, Geoffrey P. Burgess
, Jennifer L. Chu
, Christopher Dortschy
, E. Drew Dutton
, Jane Engelhardt
, Avi Gesser
, Jyotin Hamid
, Morgan J. Hayes
, Emily F. Huang
, Peter J. Irwin
, Satish M. Kini
, M. Natasha Labovitz
, Andrew M. Levine
, Sidney P. Levinson
, Marilyn A. Lion
, Peter J. Loughran
, Nicole Levin Mesard
, Brett M. Novick
, Marc Ponchione
, Ryan T. Rafferty
, Jeffrey E. Ross
, Scott B. Selinger
, Steven J. Slutzky
, Thomas Smith
, Ramya S. Tiller
, Patricia Volhard
, Richard Ward
, Jeffrey P. Cunard
, Tricia Bozyk Sherno
, Marshal L. Bozzo
, Zhiyan Cao
, Robert T. Dura
, Andrew J. Gershon
, Stuart Hammer
, Sheena Paul
, Jin-Hyuk Jang
, Jennifer Wheater
, John Young
, Ulysses Smith
, Sasha Burger
, Jennifer R. Cestaro
, Thomas A. DeMarzo
, Paul Eastham
, Isabel Espinosa de los Reyes
, Michael C. Godbe
, Christopher Gossage
, Anna R. Gressel
, Merryl Lawry-White
, Sheng Shao
, Rachel Tennell
, Malina Welman
, Matthew Mrozek
, Chika Ojukwu
, Yiran Ji
-
The Digital Markets Act—A New Era for “Big Tech”?
29 July 2022
Timothy McIver
, Robert Maddox
, Sergej Bräuer
, Anne-Mette Heemsoth
, Megan MacDonald
-
Cyber Whistleblowers—Eight Lessons from the First False Claims Act Settlements
21 July 2022
Avi Gesser
, Erez Liebermann
, H Jacqueline Brehmer
-
Debevoise Insight: Roundup of Recent Anti-Money Laundering Guidance and Advisories
20 July 2022
Satish M. Kini
, Robert T. Dura
, Aseel M. Rabie
-
The Digital Services Act (DSA) Transforms Regulation of Online Intermediaries
19 July 2022
Avi Gesser
, Anna R. Gressel
, Michael Pizzi
-
Focus on Private Equity: SEC Recap (New VidCast Series) – What the SEC’s Proposed ESG Rules Mean for Private Fund Advisers
18 July 2022
Marc Ponchione
, Kristin A. Snyder
, Ulysses Smith
-
Complying with New York’s AI Employment Law and Similar Regulations
14 July 2022
Avi Gesser
, Jyotin Hamid
, Tricia Bozyk Sherno
, Scott M. Caravello
, Anna R. Gressel
, Rachel Tennell
-
Recent Crypto Bankruptcy Filings May Provide Clarity to Critical Unresolved Questions
14 July 2022
Sidney P. Levinson
, Erica S. Weisgerber
, Elie J. Worenklein
, Ezra Newman
, Justice H. Walters
-
U.S. Supreme Court Strikes Down EPA Climate Rule: Implications for Energy Regulation and Climate Disclosure
13 July 2022
Andrew M. Levine
, David W. Rivkin
, Stuart Hammer
, Alison M. Hashmall
, Ulysses Smith
, Rhianna Hoover
, Zoë Zissu
-
SEC Proposes Rules Relating to Registered Funds’ ESG Investments
12 July 2022
Marc Ponchione
, Kristin A. Snyder
, Joe Binder
, Sheena Paul
, Ulysses Smith
-
California Restricts Insurers’ Use of AI and Big Data
5 July 2022
Eric Dinallo
, Avi Gesser
, Marshal L. Bozzo
, Scott M. Caravello
, Anna R. Gressel
-
NAIC Task Force Adopts Revised “Regulatory Considerations Applicable (But Not Exclusive) to Private Equity (PE) Owned Insurers”
30 June 2022
Marilyn A. Lion
, Marshal L. Bozzo
, Thomas A. DeMarzo
-
SEC Continues Focus on Lack of Whistleblower Carve Outs in Company Confidentiality Agreements
30 June 2022
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Kristin A. Snyder
, Jonathan R. Tuttle
, Charu A. Chandrasekhar
, Stephan J. Schlegelmilch
, Mark D. Flinn
-
Just Security: Meeting the Challenges of International Organizations’ New Threat Environment
28 June 2022
Just Security
Natalie L. Reid
, Duncan Pickard
-
New Automated Decision-Making Laws: Four Tips for Compliance
27 June 2022
Avi Gesser
, Robert Maddox
, Samuel J. Allaman
, Anna R. Gressel
, Mengyi Xu
-
U.S. Supreme Court Narrows Availability of Court-Ordered Discovery in Aid of Proceedings before Foreign and International Tribunals
23 June 2022
Catherine Amirfar
, Mark W. Friedman
, Ina C. Popova
, Dietmar W. Prager
, Natalie L. Reid
, David W. Rivkin
, William H. Taft V
, Christopher K. Tahbaz
, Floriane Lavaud
, Carl Micarelli
, Carl Riehl
, Justin R. Rassi
-
FTC Sharpens Focus on Private Equity
17 June 2022
Andrew L. Bab
, Mark P. Goodman
, Ted Hassi
, Maura Kathleen Monaghan
, Kevin Rinker
, Michael Schaper
, Erica S. Weisgerber
, Kim T. Le
, Leah Martin
, Adam C. Saunders
-
SEC Reminds Public Company Executives That Clawbacks Are a Priority
17 June 2022
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Kathleen M. Emberger
-
California Poised to Grant Attorney General Broad Approval Authority over Healthcare Transactions
16 June 2022
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Kim T. Le
, Jacob W. Stahl
, Hannah R. Levine
-
Applicability of the SEC’s Proposed ESG Rules to Private Fund Advisers
15 June 2022
Marc Ponchione
, Kristin A. Snyder
, Patricia Volhard
, Sheena Paul
, Jin-Hyuk Jang
, John Young
, Ulysses Smith
-
OFSI Publishes Updated Enforcement and Penalty Guidance
13 June 2022
Satish M. Kini
, Karolos Seeger
, Jane Shvets
, Konstantin Bureiko
, Aisling Cowell
-
Shareholder Climate Activism Comes for 401(k) Plans: Lessons Learned from Amazon and Comcast
9 June 2022
Lawrence K. Cagney
, Simone S. Hicks
, Eric T. Juergens
, Matthew E. Kaplan
, Jonathan F. Lewis
, Peter J. Loughran
, Steven J. Slutzky
, Alison E. Buckley-Serfass
, Ulysses Smith
-
Recent Disclosure Guidance Highlights Growing Concern Surrounding the Risks of User Assets Held by Various Crypto Custodians
6 June 2022
Sidney P. Levinson
, Alison M. Hashmall
, Caroline N. Swett
, Elie J. Worenklein
, Justice H. Walters
-
36-Hour Breach Notification for Banks is Here
31 May 2022
Avi Gesser
, Johanna N. Skrzypczyk
, Courtney Bradford Pike
, Michael R. Roberts
-
New ICSID Rules Offer Broader Access, Greater Transparency and More Streamlined Proceedings
30 May 2022
Ina C. Popova
, Patrick Taylor
, Floriane Lavaud
, Merryl Lawry-White
, Alma M. Mozetič
, Christel Y. Tham
-
The Community Reinvestment Act Proposal: Amending and Modernizing CRA Regulations
24 May 2022
Gregory J. Lyons
, Jehan A. Patterson
, Isabel Espinosa de los Reyes
-
Bank Regulators Focus on Financial Stability Factor to Reevaluate Large Bank Mergers
19 May 2022
Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
, Caroline N. Swett
, Clare K. Lascelles
, Ezra Newman
-
Understanding NFTs: Key IP Considerations for Issuers, Owners, and Investors
May 2022
Megan K. Bannigan
, David H. Bernstein
, Christopher S. Ford
, Kate Saba
-
The Financing Flexibility of P-Caps
May 2022
Eric T. Juergens
, Matthew E. Kaplan
, Beatrice K. Techawatanasuk
-
Navigating the Dynamic World of Antitrust Divestitures
May 2022
Andrew L. Bab
, Ted Hassi
-
How Private Equity Firms Can Prepare for the SEC’s Proposed Cybersecurity Rules
May 2022
Avi Gesser
, Julie M. Riewe
, Kristin A. Snyder
, Charu A. Chandrasekhar
, Matthew C. Rametta
, Michael R. Roberts
-
Funding the New Space Race: Risks and Opportunities for Sponsors and Investors
May 2022
Catherine Amirfar
, Ina C. Popova
, Natalie L. Reid
, Merryl Lawry-White
, Jessica Polebaum
-
Innovative Rated Note Structures Spur Insurance Investments in Private Equity
May 2022
Alexander R. Cochran
, Pierre Maugüé
, Ramya S. Tiller
, Christopher Rosekrans
, Christine Shu Gilleland
-
Private Equity Report Spring 2022, Vol 22, No 1
May 2022
Catherine Amirfar
, Andrew L. Bab
, Megan K. Bannigan
, David H. Bernstein
, Alexander R. Cochran
, Avi Gesser
, Ted Hassi
, Eric T. Juergens
, Matthew E. Kaplan
, M. Natasha Labovitz
, Sidney P. Levinson
, Pierre Maugüé
, Marc Ponchione
, Ina C. Popova
, Natalie L. Reid
, Julie M. Riewe
, Scott B. Selinger
, Kristin A. Snyder
, Ramya S. Tiller
, Richard Ward
, Erica S. Weisgerber
, Charu A. Chandrasekhar
, Nick S. Kaluk III
, Merryl Lawry-White
, Sheena Paul
, Christopher Rosekrans
, Jennifer Wheater
, Sasha Burger
, Paul Eastham
, Christopher S. Ford
, Christine Shu Gilleland
, Michael C. Godbe
, Jessica Polebaum
, Matthew C. Rametta
, Michael R. Roberts
, Kate Saba
-
SEC Guidance: Ukraine Disclosure Obligations
10 May 2022
Satish M. Kini
, Paul M. Rodel
, James C. Scoville
, Robert T. Dura
, Isabel Espinosa de los Reyes
-
Focus on Private Equity: SEC Recap – SEC Issues Long-Awaited Proposed Climate Change Disclosure Rule
5 May 2022
Marc Ponchione
, Ulysses Smith
, Eric T. Juergens
-
Connecticut Requires Non-Discrimination Certifications from Insurers Using AI
3 May 2022
Eric Dinallo
, Avi Gesser
, Marshal L. Bozzo
, Anna R. Gressel
-
The SEC’s New Risk Alert Warns about the Use of Alternative Data
2 May 2022
Andrew J. Ceresney
, Avi Gesser
, Julie M. Riewe
, Kristin A. Snyder
, Jonathan R. Tuttle
, Charu A. Chandrasekhar
, Mengyi Xu
-
The Value of AI Incident Response Plans and Tabletop Exercises
27 April 2022
Avi Gesser
, Corey Jeremy Goldstein
, Anna R. Gressel
, Michael R. Roberts
-
The Proposed SPAC Rules and Their Impact on Investment Banks
27 April 2022
Christopher Anthony
, Andrew L. Bab
, Gregory V. Gooding
, Morgan J. Hayes
, Peter J. Loughran
, William D. Regner
, Steven J. Slutzky
-
An In-Depth Review of the SEC Proposed Climate Change Disclosure Rule
25 April 2022
Eric T. Juergens
, Satish M. Kini
, Gregory J. Lyons
, David W. Rivkin
, Jeff Robins
, Kristin A. Snyder
, Alison M. Hashmall
, Caroline N. Swett
, Ulysses Smith
, Isabelle Glimcher
, Jonathan Steinberg
, Mengyi Xu
-
New York DFS Issues Guidance Regarding Transactions with New York Insurers with Broad View of Potential Control Issues
20 April 2022
Eric Dinallo
, Marilyn A. Lion
, Nicholas F. Potter
, Marshal L. Bozzo
-
FinCEN Issues Advisory on Kleptocracy and Foreign Public Corruption
20 April 2022
Kara Brockmeyer
, Satish M. Kini
, Andrew M. Levine
, Robert T. Dura
-
Lessons from the Recent Enforcement Action Highlighting the SEC’s Broad Interpretation of Whistleblower-Related Rules
20 April 2022
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Kristin A. Snyder
, Jonathan R. Tuttle
, Mary Jo White
, Charu A. Chandrasekhar
, Stephan J. Schlegelmilch
, Scott M. Caravello
, Stephen Petraeus
-
SEC Proposes Major Rule Changes for SPACs
18 April 2022
Christopher Anthony
, Morgan J. Hayes
, Peter J. Loughran
, Marc Ponchione
, Zachary H. Saltzman
, Shannon Rose Selden
, Steven J. Slutzky
, Sasha Burger
, Chika Ojukwu
-
The FDIC, Following the OCC Last December, Issues Draft Principles for Climate-Related Financial Risk Management
6 April 2022
Satish M. Kini
, Gregory J. Lyons
, David W. Rivkin
, Caroline N. Swett
, Alison M. Hashmall
, Ulysses Smith
, Isabelle Glimcher
, Jonathan Steinberg
-
2022 SEC Division of Examinations Priorities
6 April 2022
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Marc Ponchione
, Julie M. Riewe
, Jeff Robins
, Kristin A. Snyder
, Jonathan R. Tuttle
, James B. Amler
, Charu A. Chandrasekhar
, Stephan J. Schlegelmilch
, Stephen Petraeus
-
AI Oversight Is Becoming a Board Issue
6 April 2022
Avi Gesser
, William D. Regner
, Anna R. Gressel
-
Why Ethical AI Initiatives Need Help from Corporate Compliance
4 April 2022
Avi Gesser
, Bruce E. Yannett
, Douglas S. Zolkind
, Anna R. Gressel
, Adele Stichel
-
CFPB Expands Its Authority to Examine for Discrimination
1 April 2022
Courtney M. Dankworth
, Gregory J. Lyons
, Jehan A. Patterson
, Anna R. Gressel
-
FRB Issues Supplement to Proposed Guidelines for Access to Master Accounts and Financial Services
28 March 2022
Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
, Caroline N. Swett
, Chen Xu
, Courtney Bradford Pike
, Marta Poplawski
-
DFS Seeking Information on the Use of Personal Credit by New York Insurers
25 March 2022
Eric Dinallo
, Marilyn A. Lion
, Nicholas F. Potter
-
NAIC Climate and Resiliency Task Force Adopts Revised Climate Risk Disclosure Requirements
24 March 2022
Eric Dinallo
, Marshal L. Bozzo
, Brita M. Siepker
-
SEC Issues Long-Awaited Proposed Climate Change Disclosure Rule
24 March 2022
Eric T. Juergens
, Andrew M. Levine
, Alison M. Hashmall
, Ulysses Smith
, Caroline N. Swett
, Isabelle Glimcher
, Mengyi Xu
, Zoë Zissu
-
Model Destruction – The FTC’s Powerful New AI and Privacy Enforcement Tool
22 March 2022
Avi Gesser
, Paul D. Rubin
, Anna R. Gressel
-
New Executive Order Outlining National Policy for Digital Assets
14 March 2022
Morgan J. Hayes
, Byungkwon Lim
, Carter Burwell
, Alison M. Hashmall
, Gary E. Murphy
, Aseel M. Rabie
, Ezra Newman
, Taylor Richards
-
Six Key Takeaways from the SEC’s Most Recent Proposed Cybersecurity Rules for Registrants
14 March 2022
Luke Dembosky
, Avi Gesser
, Matthew E. Kaplan
, Charu A. Chandrasekhar
, H Jacqueline Brehmer
, Michael R. Roberts
-
President Biden Signs Law Ending Mandatory Arbitration of Sexual Assault and Sexual Harassment Claims
7 March 2022
Jyotin Hamid
, Tricia Bozyk Sherno
-
Texas Federal Judge Sides with Providers in “No Surprises Act” Ruling
1 March 2022
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Kim T. Le
, Jacob W. Stahl
, Adam Aukland-Peck
, Adriana Kranjac
, Hannah R. Levine
, Melissa Runsten
-
IM Regulatory Update February 2022
25 February 2022
Marc Ponchione
, Sheena Paul
-
Notice of Electronic Monitoring to Employees — New Requirements for Employers in NY State
24 February 2022
Jyotin Hamid
, Tricia Bozyk Sherno
, Johanna N. Skrzypczyk
-
Debevoise & Plimpton Special Committee Report Issue 3
February 2022
Andrew L. Bab
, Michael Diz
, Gregory V. Gooding
, Elliot Greenfield
, Emily F. Huang
, Jonathan E. Levitsky
, Sue Meng
, Maeve O'Connor
, William D. Regner
, Jeffrey J. Rosen
, Shannon Rose Selden
, Jonathan R. Tuttle
-
New U.S., UK and EU Sanctions against Russia in Response to Actions in the Donetsk and Luhansk Regions of Ukraine
24 February 2022
Alan Kartashkin
, Satish M. Kini
, Jane Shvets
, Konstantin Bureiko
, Robert T. Dura
, Carl Micarelli
, Aseel M. Rabie
, Anastasia M. Magid
-
SEC Proposes Extensive New Rules Applicable to Private Fund Advisers
18 February 2022
Jonathan Adler
, Robert B. Kaplan
, Marc Ponchione
, Julie M. Riewe
, Rebecca F. Silberstein
, Justin Storms
, Sheena Paul
-
District Court Addresses Issues Arising from Corporate Investigations and Voluntary Cooperation with DOJ
17 February 2022
Andrew M. Levine
, Jane Shvets
, Bruce E. Yannett
-
Four Takeaways from the SEC’s Proposed Cybersecurity Rules
17 February 2022
Luke Dembosky
, Avi Gesser
, Julie M. Riewe
, Charu A. Chandrasekhar
, H Jacqueline Brehmer
, Christopher S. Ford
, Matthew C. Rametta
-
Developing a U.S. Central Bank Digital Currency: Summary of the Policy Debate
17 February 2022
Chen Xu
-
SEC Proposes Significant Amendments to Section 13 Reporting Requirements and Deadlines
16 February 2022
Eric T. Juergens
, Matthew E. Kaplan
, Peter J. Loughran
, Nicholas P. Pellicani
, Marc Ponchione
, Steven J. Slutzky
, Maayan G. Stein
-
Reopening of the Comment Period for Pay Versus Performance: Additional Disclosures May be on the Way
9 February 2022
Lawrence K. Cagney
, Simone S. Hicks
, Jonathan F. Lewis
, Franklin L. Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
-
FRB Request for Comment on Proposed Framework for the Supervision of Insurers With Full-Service Banks or Thrifts
9 February 2022
Eric Dinallo
, Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
, Caroline N. Swett
, Nariné A. Atamian
, Courtney Bradford Pike
-
SEC Continues Focus on Private Fund Adviser Disclosures and Other Topics
4 February 2022
Robert B. Kaplan
, Marc Ponchione
, Julie M. Riewe
, James B. Amler
, Sheena Paul
, Sasha Burger
-
U.S. Business Advisory and New Sanctions Issued One Year after Military Coup
3 February 2022
Satish M. Kini
, Robert T. Dura
, Catherine Morrison
-
CCPA Enforcement Update: California AG Announces a New Enforcement Sweep Targeting Customer Loyalty Programs
2 February 2022
David Sarratt
, H Jacqueline Brehmer
, Christopher S. Ford
-
FTC Announces Increases to HSR Act and Clayton Act Section 8 Thresholds
27 January 2022
Ted Hassi
, Michael Schaper
, Erica S. Weisgerber
, Kyra K. Bromley
, Leah Martin
-
FinCEN Proposes Pilot Program on Sharing SARs with Foreign Affiliates
27 January 2022
Satish M. Kini
, Aseel M. Rabie
, Isabel Espinosa de los Reyes
-
SEC Cybersecurity Update: Chair Gensler Offers Insight into Upcoming Regulation
26 January 2022
Avi Gesser
, Charu A. Chandrasekhar
, H Jacqueline Brehmer
, Christopher S. Ford
, Matthew C. Rametta
-
The Supreme Court Holds Process Determines Prudence in 401(k) and 403(b) Fee Litigation
26 January 2022
Lawrence K. Cagney
, Jonathan F. Lewis
, Franklin L. Mitchell
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
2021/2022 Private Equity Year-End Review and Outlook
January 2022
Jonathan Adler
, Catherine Amirfar
, Christopher Anthony
, Katherine Ashton
, Andrew L. Bab
, Geoffrey P. Burgess
, Ezra Borut
, Andrew J. Ceresney
, Jennifer L. Chu
, Jeffrey P. Cunard
, Alexander R. Cochran
, E. Drew Dutton
, Jane Engelhardt
, Morgan J. Hayes
, Eric T. Juergens
, Maurizio Levi-Minzi
, Nicholas P. Pellicani
, Ryan T. Rafferty
, Julie M. Riewe
, Scott B. Selinger
, Marc Ponchione
, Thomas Smith
, Ramya S. Tiller
, Patricia Volhard
, Richard Ward
, Alisa A. Waxman
, Marshal L. Bozzo
, Christopher Dortschy
, Andrew J. Gershon
, Emily F. Huang
, Jennifer Wheater
, Sasha Burger
, Dominic Blaxill
, Charles Cartiglia
, Robert T. Dura
, Nathan Frost
, Matthew J. Sacco
, Sheng Shao
, Sergio Torres
, Charlotte A. Walkovik
, Paul Eastham
, Christopher Gossage
, Robert B. Kaplan
, Scott M. Caravello
, Stephen Petraeus
, Sheena Paul
, John Young
, Jin-Hyuk Jang
, Lukas Ott
, Andrew M. Levine
, Stuart Hammer
, Ulysses Smith
, Merryl Lawry-White
, Luke Dembosky
, Avi Gesser
, Michael R. Roberts
, Peter J. Irwin
, Ina C. Popova
, Samantha J. Rowe
, M. Natasha Labovitz
, Sidney P. Levinson
, Paul D. Rubin
, Eric Dinallo
, Marilyn A. Lion
, Jacob W. Stahl
, Nicholas F. Potter
, Kim T. Le
, Adam Aukland-Peck
, Melissa Runsten
, Matthew Mrozek
, Michael C. Godbe
, Christel Y. Tham
, Lisa Wang Lachowicz
, Yiran Ji
-
Time to Update Cyber Incident Response Plans, Especially for Banks Subject to the New 36-Hour Breach Notification Rule
19 January 2022
Luke Dembosky
, Avi Gesser
, Johanna N. Skrzypczyk
, Michelle Huang
, Michael R. Roberts
-
Delaware Court Holds de-SPAC Transaction Subject to Entire Fairness
14 January 2022
Christopher Anthony
, Gregory V. Gooding
, Maeve O'Connor
, William D. Regner
, Zachary H. Saltzman
, Shannon Rose Selden
-
Human Capital Management Disclosure: A Reminder
13 January 2022
Lawrence K. Cagney
, Eric T. Juergens
, Matthew E. Kaplan
, Jonathan F. Lewis
, Peter J. Loughran
, Steven J. Slutzky
, Alison E. Buckley-Serfass
-
A District Court Weighs in on Private Equity and Hedge Funds in 401(k) Plans: The January 2022 Intel Decision
12 January 2022
Lawrence K. Cagney
, Jonathan F. Lewis
, Franklin L. Mitchell
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
A New Era of Federal Trade Commission (“FTC”) Privacy and Cybersecurity Oversight: Top Ten Things Companies Should Know When Assessing FTC Compliance and Exposure
12 January 2022
Luke Dembosky
, Ted Hassi
, Avi Gesser
, Jim Pastore
, Paul D. Rubin
, Johanna N. Skrzypczyk
, Christopher S. Ford
, Leah Martin
, Melissa Runsten
-
The Evolution of the EU Blocking Regulation: CJEU on Bank Melli
5 January 2022
Satish M. Kini
, Karolos Seeger
, Jane Shvets
, Konstantin Bureiko
, Dr. Friedrich Popp
, Martha Hirst
-
OCC and Basel Committee Issue Separate Proposed Principles for the Management of Climate-Related Financial Risks
5 January 2022
Satish M. Kini
, Gregory J. Lyons
, Natalie L. Reid
, David W. Rivkin
, Samantha J. Rowe
, Alison M. Hashmall
, Caroline N. Swett
, Zoë Zissu
-
DOL Clarifies its Prior Guidance on Private Equity Investments in 401(k) Plans
22 December 2021
Lawrence K. Cagney
, Jonathan F. Lewis
, Franklin L. Mitchell
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
Senate Again Rejects SAFE Banking Act, Extending Financial Institutions’ Compliance Quandary
22 December 2021
Satish M. Kini
, Paul D. Rubin
, Aseel M. Rabie
, Melissa Runsten
, Zoë Zissu
-
New U.S. Sanctions on China: The Uyghur Forced Labor Prevention Act and Further Chinese Company Designations
21 December 2021
Satish M. Kini
, Aseel M. Rabie
, Robert T. Dura
-
SEC Proposes Major Amendments to Share Repurchase Disclosures
17 December 2021
Eric T. Juergens
, Matthew E. Kaplan
, Steven J. Slutzky
, Jonathan R. Tuttle
, Charu A. Chandrasekhar
-
SEC Proposes Significant Amendments Regarding 10b5-1 Trading Plans and Augmented Trading-Related Disclosure Requirements
16 December 2021
Andrew J. Ceresney
, Eric T. Juergens
, Matthew E. Kaplan
, Nicholas P. Pellicani
, Steven J. Slutzky
, Jonathan R. Tuttle
, Charu A. Chandrasekhar
-
Small Satellites, Big Possibilities: How to Build a Fair Legal Regime for a Developing Technology
13 December 2021
Catherine Amirfar
, Ina C. Popova
, Merryl Lawry-White
, Nicole A. Marton
, Adrian St. Francis
-
Nasdaq Board Diversity Listing Rule Approved
10 December 2021
Eric T. Juergens
, Matthew E. Kaplan
, Steven J. Slutzky
, Mary Jo White
-
FinCEN Proposes Beneficial Ownership Reporting Rule
10 December 2021
Satish M. Kini
, Aseel M. Rabie
, Robert T. Dura
-
United States Expands Sanctions against Lukashenka Regime, Intensifies Focus on Human Rights Abuses and Corruption
9 December 2021
Alan Kartashkin
, Satish M. Kini
, Jane Shvets
, Aseel M. Rabie
, Konstantin Bureiko
, Robert T. Dura
, Anastasia M. Magid
, Catherine Morrison
-
OECD Raises the Bar with New Recommendations for Combating Bribery of Foreign Officials
3 December 2021
Bruce E. Yannett
, Andrew M. Levine
, Kara Brockmeyer
, Katelyn McNelis
-
American Investment Council Newsletter: Renewable Energy Investments – International Protections to Mitigate Risks
1 December 2021
American Investment Council
Samantha J. Rowe
, Merryl Lawry-White
, Alma M. Mozetič
-
Commission Proposal for Review of AIFMD and ELTIF
29 November 2021
Patricia Volhard
, Christopher Dortschy
, Jin-Hyuk Jang
, John Young
, Mathieu Voos
-
SEC’s Division of Enforcement Year-End Results Announcement Reflects Transition in Enforcement Priorities and Chair Gensler’s Enforcement Agenda
29 November 2021
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, James B. Amler
, Charu A. Chandrasekhar
, Stephan J. Schlegelmilch
, Scott M. Caravello
, Mark D. Flinn
-
Banking Regulators Finalize 36-Hour Data Breach Notification Rule
24 November 2021
Luke Dembosky
, Avi Gesser
, Satish M. Kini
, Gregory J. Lyons
, Johanna N. Skrzypczyk
, Christopher S. Ford
, Alexandra N. Mogul
-
Regulators Publish Joint Statement Summarizing Results of Inter-agency Crypto Sprint
24 November 2021
Alison M. Hashmall
, Caroline N. Swett
, Catherine Morrison
, Courtney Bradford Pike
, Taylor Richards
, Chen Xu
-
The FTC’s Strengthened Safeguards Rule and the Evolving Landscape of Reasonable Data Security
18 November 2021
Avi Gesser
, Satish M. Kini
, Johanna N. Skrzypczyk
, Corey Jeremy Goldstein
, Scott M. Caravello
-
What Happened at COP26? The Glasgow Climate Pact and Other Key Developments
18 November 2021
Catherine Amirfar
, Geoffrey P. Burgess
, Lord Goldsmith KC
, Andrew M. Levine
, Sue Meng
, William D. Regner
, Natalie L. Reid
, Samantha J. Rowe
, Jeffrey J. Rosen
, Patricia Volhard
, Bruce E. Yannett
, Ulysses Smith
, Floriane Lavaud
, Charlotte Bocage
, Merryl Lawry-White
, Romain Zamour
-
Private Equity Report Fall 2021, Vol 21, No 3
November 2021
Ted Hassi
, Timothy McIver
, Michael Schaper
, Erica S. Weisgerber
, Anne-Mette Heemsoth
, Gregory V. Gooding
, Uri Herzberg
, Kevin M. Schmidt
, Katherine Durnan Taylor
, Shannon Rose Selden
, Zachary H. Saltzman
, David J. Hotelling
, Natascha Born
, Jonathan Adler
, Geoffrey Kittredge
, Ina C. Popova
, Patrick Taylor
, Cameron Sim
, Lillian Wong
-
DFS Issues Final Insurance Climate Change Guidance
17 November 2021
Eric Dinallo
, Marshal L. Bozzo
, Brita M. Siepker
-
The Supreme Court’s Decision in Lloyd v Google: What Impact on UK Mass Claims?
12 November 2021
Lord Goldsmith KC
, Patrick Swain
, Christopher Boyne
, Conway Blake
, Robert Maddox
, Tom Cornell
, Mark McCloskey
, Sara Ewad
-
Increased Focus by Federal Regulators on AI and Consumer Protection in the Financial Sector
10 November 2021
Courtney M. Dankworth
, Avi Gesser
, Gregory J. Lyons
, James B. Amler
, Caroline N. Swett
, Adrian Gonzalez
, Anna R. Gressel
, Alexandra N. Mogul
, Lorena Rodriguez
-
OFAC and FinCEN Update Ransomware Guidance to Include New Red-Flag Indicators and Additional Sanctions Designations
10 November 2021
Luke Dembosky
, Avi Gesser
, Satish M. Kini
, Aseel M. Rabie
, H Jacqueline Brehmer
, Andreas Constantine Pavlou
-
Buyer Beware: The FTC’s Revived and Expanded Prior Approval Policy
8 November 2021
Ted Hassi
, Michael Schaper
, Kevin M. Schmidt
, Erica S. Weisgerber
, Leah Martin
-
President's Working Group on Financial Markets and Federal Banking Regulators Issue Report on Stablecoins
8 November 2021
Satish M. Kini
, Gregory J. Lyons
, Jeff Robins
, Alison M. Hashmall
, Robert T. Dura
, Caroline N. Swett
, Chen Xu
-
Investment Management Regulatory Update October 2021
4 November 2021
Marc Ponchione
, Sheena Paul
, Sasha Burger
-
Cybersecurity and AI Whistleblowers: Unique Challenges and Strategies for Reducing Risk
2 November 2021
Avi Gesser
, Corey Jeremy Goldstein
, Anna R. Gressel
, Michael Pizzi
, Andreas Constantine Pavlou
-
DOJ Revises Corporate Criminal Enforcement Policies
1 November 2021
Kara Brockmeyer
, Helen V. Cantwell
, John Gleeson
, Andrew M. Levine
, Winston M. Paes
, David Sarratt
, Jane Shvets
, Mary Jo White
, Bruce E. Yannett
, Lisa Zornberg
, Philip Rohlik
, Michael Compton McGregor
-
New York Significantly Expands Employee Whistleblower Protections
29 October 2021
Jyotin Hamid
, Tricia Bozyk Sherno
-
Face Forward Part 2: Proposed Legislation and Strategies for Compliant Use of Facial Recognition
27 October 2021
Avi Gesser
, Johanna N. Skrzypczyk
, Anna R. Gressel
-
FSOC and Federal Banking Agencies Move on Climate Change
26 October 2021
Satish M. Kini
, Gregory J. Lyons
, David W. Rivkin
, Alison M. Hashmall
, Chen Xu
-
Face Forward: Strategies for Complying with Facial Recognition Laws
Part 1: The Current Patchwork
20 October 2021
Avi Gesser
, Johanna N. Skrzypczyk
, Anna R. Gressel
-
Return of the Clawback Rule
20 October 2021
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
Recent ESG Antitrust Developments Ahead of the 26th UN Climate Change Conference of the Parties (COP26)
18 October 2021
Timothy McIver
, Erica S. Weisgerber
, Anne-Mette Heemsoth
, Megan MacDonald
-
The DOL Pendulum Swings on ESG, but How Far Remains to Be Seen
15 October 2021
Lawrence K. Cagney
, Jonathan F. Lewis
, Franklin L. Mitchell
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
Three Takeaways from the IOSCO Report to Securities Regulators on Artificial Intelligence
14 October 2021
Avi Gesser
, Anna R. Gressel
, Mengyi Xu
-
Emerging Cybersecurity Standards for Critical Infrastructure – Lessons from Recent Goals Released by CISA and NIST
11 October 2021
Luke Dembosky
, Avi Gesser
, H Jacqueline Brehmer
-
OFAC’s Ransomware Advisory Part 2 – How Banks Can Reduce Their Sanctions Risk for Client Cyber Ransom Payments
5 October 2021
Luke Dembosky
, Avi Gesser
, Satish M. Kini
, H Jacqueline Brehmer
, Scott M. Caravello
-
President Biden’s Nominee for CFPB Director Confirmed, Expected to Continue to Ramp up Enforcement
5 October 2021
Courtney M. Dankworth
, Mary Beth Hogan
, Gregory J. Lyons
, David A. O'Neil
, Adrian Gonzalez
, Alexandra N. Mogul
, Victoria L. Recalde
-
Investment Management Regulatory Update September 2021
5 October 2021
Marc Ponchione
, Sheena Paul
, Sasha Burger
-
“Non-Toxic” Advertising Claims Can Lead to Toxic Litigation
30 September 2021
Megan K. Bannigan
, David H. Bernstein
, Paul D. Rubin
, Justin C. Ferrone
, Jared I. Kagan
, Kyle Kysela
, Melissa Runsten
-
SEC Staff Delays Enforcement of Amended OTC Quotation Requirements for Fixed-Income Securities
27 September 2021
Matthew E. Kaplan
, Joshua M. Samit
, Jonathan Steinberg
-
Improved Cybersecurity Can Mitigate Sanctions Risk and Other Takeaways from the Latest OFAC Advisory on Ransomware
23 September 2021
Luke Dembosky
, Avi Gesser
, Satish M. Kini
, H Jacqueline Brehmer
, Sarah Quirk Smith
-
House Ways & Means Committee Releases Tax Reform Legislation
20 September 2021
Michael Bolotin
, Lawrence K. Cagney
, Erin Cleary
, Gary M. Friedman
, Peter A. Furci
, Rafael Kariyev
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, Daniel Priest
, Peter F.G. Schuur
, J. Michael Snypes, Jr.
, Cécile Beurrier
, Matthew D. Saronson
, Simone S. Hicks
-
Recent SEC Enforcement Action against App Annie Signals Continuing Focus on Data-Related Disclosure and Policy Violations
20 September 2021
Avi Gesser
, Charu A. Chandrasekhar
, Mengyi Xu
, Adrian Gonzalez
-
Debevoise & Plimpton Special Committee Report Issue 2
September 2021
Andrew L. Bab
, Michael Diz
, Gregory V. Gooding
, Elliot Greenfield
, Emily F. Huang
, Jonathan E. Levitsky
, Sue Meng
, Maeve O'Connor
, William D. Regner
, Jeffrey J. Rosen
, Shannon Rose Selden
, Jonathan R. Tuttle
-
The Compliance Deadline for the SEC’s Amended OTC Quotation Requirements Is Just Around the Corner
17 September 2021
Matthew E. Kaplan
, Joshua M. Samit
, Jonathan Steinberg
-
Debevoise Coronavirus Checklists— Top 10 Considerations for U.S. Employer Mandatory Vaccination Policies
17 September 2021
Jyotin Hamid
, Tricia Bozyk Sherno
-
Federal Banking Agencies Extend Comment Period for Proposed Third-Party Risk Management Guidance
13 September 2021
Satish M. Kini
, Gregory J. Lyons
, Caroline N. Swett
, Courtney Bradford Pike
-
The Latest Round of SEC Cybersecurity Enforcement Actions Targets MFA Deficiencies, Inadequate Policies, and Misleading Breach Notifications
1 September 2021
Avi Gesser
, Jim Pastore
, Mengyi Xu
-
NYSE Further Amends Related Party Transaction Approval Requirements
27 August 2021
Matthew E. Kaplan
, Nicholas P. Pellicani
, Joshua M. Samit
, Martha G. Brown
-
Recent Regulatory Developments Affecting the Insurance Industry in the UK and EU
23 August 2021
James C. Scoville
, Clare Swirski
, Benjamin Lyon
, Philip Orange
, Katie Power
-
U.S. and UK Impose New Sanctions on Belarus
17 August 2021
Alan Kartashkin
, Satish M. Kini
, Jane Shvets
, Konstantin Bureiko
, Martha Hirst
-
SEC Approves New Nasdaq Listing Rule to Advance Diversity
13 August 2021
Matthew E. Kaplan
, Joshua M. Samit
, Martha G. Brown
-
DFS Issues Climate Change Analysis: Road Map of Good Practices from Insurers’ Reporting
9 August 2021
Eric Dinallo
, Brita M. Siepker
-
The Current State of the LIBOR Transition: A Mid-Year Overview
9 August 2021
Michael Bolotin
, Paul D. Brusiloff
, Jeff Robins
, Ramya S. Tiller
, Emilie T. Hsu
, Joshua M. Samit
, Courtney Bradford Pike
-
The SEC’s Cyber Priorities and Four Additional Ways for Companies to Reduce Regulatory Risk
29 July 2021
Avi Gesser
, Johanna N. Skrzypczyk
, Suchita Mandavilli Brundage
-
Key Takeaways from the First Year of CCPA Enforcement
28 July 2021
Jim Pastore
, David Sarratt
, Johanna N. Skrzypczyk
, H Jacqueline Brehmer
, Christopher S. Ford
-
Senators Release Draft Marijuana Reform Bill, Setting Stage for Potential Congressional Action
23 July 2021
Satish M. Kini
, Winston M. Paes
, Paul D. Rubin
, Melissa Runsten
-
2021 Private Equity Midyear Review and Outlook
22 July 2021
Jonathan Adler
, Christopher Anthony
, Katherine Ashton
, Andrew L. Bab
, Megan K. Bannigan
, Sally Bergmann
, David H. Bernstein
, Paul S. Bird
, Ezra Borut
, Geoffrey P. Burgess
, Jennifer L. Chu
, Matthew Dickman
, Christopher Dortschy
, E. Drew Dutton
, Jane Engelhardt
, Peter A. Furci
, Avi Gesser
, Jyotin Hamid
, Morgan J. Hayes
, Peter J. Irwin
, Meir D. Katz
, Rafael Kariyev
, M. Natasha Labovitz
, Maurizio Levi-Minzi
, Andrew M. Levine
, Sidney P. Levinson
, Jonathan F. Lewis
, Marc Ponchione
, Ryan T. Rafferty
, Paul D. Rubin
, Zachary H. Saltzman
, Kevin M. Schmidt
, Shannon Rose Selden
, Scott B. Selinger
, Steven J. Slutzky
, Ramya S. Tiller
, Richard Ward
, Alisa A. Waxman
, Patricia Volhard
, Franci J. Blassberg
, Jeffrey P. Cunard
, Andrew J. Gershon
, Stuart Hammer
, Jin-Hyuk Jang
, Kim T. Le
, Sheena Paul
, Tricia Bozyk Sherno
, Jacob W. Stahl
, Jennifer Wheater
, John Young
, Adam Aukland-Peck
, Dominic Blaxill
, Charles Cartiglia
, Robert T. Dura
, Paul Eastham
, Jay E. Evans
, Norma Angelica Freeland
, David J. Hotelling
, Samuel D. Krawiecz
, Merryl Lawry-White
, Robert Maddox
, Sergio Torres
, Malina Welman
-
The Nature of “Natural” Advertising Claims
21 July 2021
Megan K. Bannigan
, David H. Bernstein
, Paul D. Rubin
, Timothy Cuffman
, Justin C. Ferrone
, Jared I. Kagan
, Melissa Runsten
-
Biden’s Bank Merger Competition Order: FinTech Disrupts Its Presumptions by Disrupting the Marketplace
19 July 2021
Ted Hassi
, Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
, Caroline N. Swett
, Nariné A. Atamian
, Clare K. Lascelles
, Chen Xu
-
President Biden Issues Sweeping Executive Order to Strengthen Antitrust Regulation and Expand Enforcement
14 July 2021
Ted Hassi
, Michael Schaper
, Erica S. Weisgerber
, Leah Martin
, Adam C. Saunders
-
Biden Targets Non-Compete Agreements
13 July 2021
Lawrence K. Cagney
, Jyotin Hamid
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, J. Michael Snypes, Jr.
, Tricia Bozyk Sherno
-
Department of Labor Intensifies Cyber Readiness Inquiries Among Retirement Plan Administrators
13 July 2021
Lawrence K. Cagney
, Avi Gesser
, Jonathan F. Lewis
, Jim Pastore
, Johanna N. Skrzypczyk
-
Flurry of New FTC Rules and Policies Signals Era of Aggressive Enforcement Despite Recent Supreme Court Defeat
13 July 2021
Ted Hassi
, Paul D. Rubin
, Michael Schaper
, Leah Martin
, Melissa Runsten
-
Debevoise Insight: The Federal Government’s Focus on Anti-Money Laundering Compliance Continues
12 July 2021
Satish M. Kini
-
New York Employers Must Take Action to Comply with the HERO Act
9 July 2021
Jyotin Hamid
, Tricia Bozyk Sherno
-
The Supreme Court TransUnion Case: Part 2—What It Means for Efforts to Defeat Class Certification?
9 July 2021
Mark P. Goodman
, Maura Kathleen Monaghan
, Jim Pastore
, Jacob W. Stahl
, Adam Aukland-Peck
, Benjamin Leb
-
The Supreme Court TransUnion Case Part 1 — What It Means for Standing in Cyber Cases
8 July 2021
Avi Gesser
, Johanna N. Skrzypczyk
-
SEC’s Spring 2021 Regulatory Agenda—Gensler’s Opening Salvo
25 June 2021
Marc Ponchione
, Sheena Paul
-
Seven Tips for Reducing CCPA Litigation Risks – Lessons from the First 18 Months
22 June 2021
Avi Gesser
, Jim Pastore
, Johanna N. Skrzypczyk
, H Jacqueline Brehmer
, Christopher S. Ford
, Alexandra P. Swain
-
ESG for Consumer Product Brands: Whitewashing the Greenwash—Identifying and Reducing Greenwashing Risk
9 June 2021
Megan K. Bannigan
, David H. Bernstein
, Paul D. Rubin
, Jared I. Kagan
, Melissa Runsten
-
SEC Chairman Gensler Announces Review of Rules Governing Trading Plans by Insiders
8 June 2021
Lawrence K. Cagney
, Matthew E. Kaplan
, Jonathan F. Lewis
, Peter J. Loughran
, Steven J. Slutzky
, Nicholas P. Pellicani
-
Biden Administration Issues Executive Order on Climate-Related Financial Risks
8 June 2021
Gregory J. Lyons
, Natalie L. Reid
, David W. Rivkin
, Alison M. Hashmall
, Caroline N. Swett
-
President Biden Declares the Fight Against Corruption a National Security Priority and Directs Federal Agencies To Enhance Enforcement
7 June 2021
Kara Brockmeyer
, Andrew M. Levine
, David A. O'Neil
, Jane Shvets
, Bruce E. Yannett
, Carter Burwell
, Erich O. Grosz
, Douglas S. Zolkind
-
President Biden Amends Chinese Military Companies Sanctions
4 June 2021
Satish M. Kini
, Carter Burwell
, Carl Micarelli
, Robert T. Dura
-
FRB Proposes Guidelines for Access to Master Accounts and Financial Services
28 May 2021
Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
, Alexandra N. Mogul
, Courtney Bradford Pike
, Caroline N. Swett
-
NASDAQ Follows the NYSE with Rule Changes that Permit Primary Issuances Alongside Direct Listings
26 May 2021
Matthew E. Kaplan
, Steven J. Slutzky
, Nicholas P. Pellicani
-
NYSE Amends Related Party Transaction Approval Requirements
25 May 2021
Matthew E. Kaplan
, Nicholas P. Pellicani
, Joshua M. Samit
, Martha G. Brown
-
Federal Banking Agencies Propose Inter-Affiliate Tax Allocation Agreement Regulations
12 May 2021
Michael Bolotin
, Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
, Caroline N. Swett
-
United Nations Environment Programme Finance Initiative Issues Guidelines for Climate Target Setting for Banks
10 May 2021
Gregory J. Lyons
, Natalie L. Reid
, David W. Rivkin
, Samantha J. Rowe
, Alison M. Hashmall
, Caroline N. Swett
-
Future of New York’s “Best Interest” Rule for Life and Annuities in Doubt after Being Found Unconstitutional
6 May 2021
Eric Dinallo
, Susan Reagan Gittes
, Maeve O'Connor
, Robert M. Fettman
-
The Future of AI Regulation (Part 4): 24 Ways That Companies Can Reduce Their Regulatory and Reputational AI Risks
6 May 2021
Avi Gesser
, Anna R. Gressel
, Tara Raam
-
The Future of AI Regulation (Part 3): The FTC’s New Guidance on Using AI Truthfully, Fairly, and Equitably
3 May 2021
Avi Gesser
, Anna R. Gressel
-
Locked Boxes in U.S. Practice: An Underused Tool?
May 2021
Jennifer L. Chu
, Uri Herzberg
, Spencer K. Gilbert
-
Spotlight Interview: KKR’s Susanna Berger
May 2021
Patricia Volhard
-
Private Equity Report Spring 2021, Vol 21, No 1
May 2021
Christopher Anthony
, Paul S. Bird
, E. Raman Bet-Mansour
, Geoffrey P. Burgess
, Jennifer L. Chu
, Alexander R. Cochran
, E. Drew Dutton
, Gregory V. Gooding
, David Grosgold
, Morgan J. Hayes
, Uri Herzberg
, Eric T. Juergens
, Robert B. Kaplan
, Marilyn A. Lion
, Edwin Northover
, Marc Ponchione
, Nicholas F. Potter
, Julie M. Riewe
, Samantha J. Rowe
, Kevin M. Schmidt
, James C. Scoville
, Shannon Rose Selden
, Scott B. Selinger
, Steven J. Slutzky
, Patricia Volhard
, Matthew Dickman
, Jin-Hyuk Jang
, Andrew G. Jamieson
, Allison A. Lee
, Benjamin Lyon
, Clare Swirski
, Norma Angelica Freeland
, Adrian St. Francis
, Laurence Hanesworth
, Spencer K. Gilbert
, Matthew B. Parelman
, Brett M. Novick
-
ILSA Journal of International & Comparative Law: Erga Omnes Partes Before the International Court of Justice: From Standing to Judgment on the Merits
28 April 2021
ILSA Journal of International & Comparative Law
Nawi Ukabiala
, Duncan Pickard
-
Unanimous Supreme Court Curtails the Federal Trade Commission’s Authority to Obtain Monetary Remedies in Federal Court
26 April 2021
Ted Hassi
, Paul D. Rubin
, Leah Martin
, Melissa Runsten
, Adam C. Saunders
-
The Future of AI Regulation (Part 2): Draft Legislation from the European Commission Shows the Coming AI Legal Landscape
26 April 2021
Avi Gesser
, Anna R. Gressel
, Steven Tegrar
-
Blockchain Year-in-Review 2020
26 April 2021
Byungkwon Lim
, Gary E. Murphy
, Philip Orange
, Dr. Friedrich Popp
-
Part 1 on the Future of AI Regulation — The RFI on AI from U.S. Banking Regulators
21 April 2021
Avi Gesser
, Anna R. Gressel
-
SEC Division of Examinations Issues ESG Risk Alert
16 April 2021
Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Marc Ponchione
, Julie M. Riewe
, Jonathan R. Tuttle
, James B. Amler
-
Effective Access Controls, Timely Breach Notification and Other Takeaways from the Latest NYDFS Cyber Resolution
15 April 2021
Luke Dembosky
, Avi Gesser
, Jim Pastore
, Johanna N. Skrzypczyk
, Christopher S. Ford
, Mengyi Xu
-
Debevoise Insight: Round-up of Recent Anti-Money Laundering Developments
14 April 2021
Helen V. Cantwell
, Satish M. Kini
, Winston M. Paes
, Robert T. Dura
-
Federal Reserve Board Issues Wide-Ranging FAQ Guidance on Key Regulations
14 April 2021
Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
, Clare K. Lascelles
, Alexandra N. Mogul
, Caroline N. Swett
, Chen Xu
-
Likely Policy Priorities of the Gensler SEC
14 April 2021
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jeff Robins
, Jonathan R. Tuttle
, Charu A. Chandrasekhar
-
The Supreme Court Rules for Facebook: What It Means for TCPA Compliance and Class Certification Defense
7 April 2021
Courtney M. Dankworth
, Maura Kathleen Monaghan
, Jacob W. Stahl
, Adam Aukland-Peck
, Harold W. Williford
-
NFA Compliance Rule 2-50: New Event Notice Filings for Registered CPOs
7 April 2021
Byungkwon Lim
, Gary E. Murphy
-
Introducing the Debevoise & Plimpton Special Committee Report
7 April 2021
Michael Diz
, Gregory V. Gooding
, Jonathan E. Levitsky
, Maeve O'Connor
, William D. Regner
, Jeffrey J. Rosen
, Jonathan R. Tuttle
, Emily F. Huang
-
New York State Legalizes Recreational Cannabis
1 April 2021
Satish M. Kini
, Tara Raam
-
DFS Issues Climate Change Guidance: Framework for Future Regulations, Nationwide Standards and Management Accountability?
1 April 2021
Alexander R. Cochran
, Eric Dinallo
, Franklin L. Mitchell
, AJ Salomon
, Brita M. Siepker
-
IBA Evidence Rules Updated to Reflect Modern Developments and Best Practices
1 April 2021
Donald Francis Donovan
, Lord Goldsmith KC
, David W. Rivkin
, Catherine Amirfar
, Tony Dymond
, Mark W. Friedman
, Gareth Hughes
, Mark Johnson
, Antoine F. Kirry
, Ina C. Popova
, Dietmar W. Prager
, Natalie L. Reid
, Samantha J. Rowe
, William H. Taft V
, Christopher K. Tahbaz
, Patrick Taylor
, Mark McCloskey
-
OFAC Enforcement Actions Target Digital Asset Companies
26 March 2021
Satish M. Kini
, Robert T. Dura
-
DFS Publishes Circular Letter Focused on Diversity
18 March 2021
Eric Dinallo
, AJ Salomon
-
Pause and Refresh? DOL Delays Enforcement of Regulations on ESG Investments for ERISA Plans
17 March 2021
Lawrence K. Cagney
, Jonathan F. Lewis
, Franklin L. Mitchell
, Simone S. Hicks
, Douglas M. Hirn
, Spencer J. Mizerak
-
Recent Developments in the CCMC Designations of Xiaomi Corporation and Luokung Technology Corporation
15 March 2021
Satish M. Kini
, Carl Micarelli
, Robert T. Dura
-
The American Rescue Plan Act of 2021: Implications for Healthcare and Life Sciences Companies
12 March 2021
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Kim T. Le
, Hannah R. Levine
, Melissa Runsten
, Benjamin Leb
-
The SEC’s Cybersecurity Priorities for Registered Investment Advisers—Looking Back to Anticipate the Road Ahead
11 March 2021
Luke Dembosky
, Avi Gesser
, Jim Pastore
, Tricia Reville
, Mengyi Xu
-
Federal Reserve Board Finalizes Board Effectiveness Guidance
10 March 2021
Satish M. Kini
, Gregory J. Lyons
, Caroline N. Swett
-
SEC Sues AT&T and Three Executives for Selective Disclosures to Analysts
9 March 2021
Andrew J. Ceresney
, Matthew E. Kaplan
, Jonathan R. Tuttle
-
First DFS Resolution Under Its Cyber Rules Highlights the Risks of Inadequate Cyber Investigations
8 March 2021
Luke Dembosky
, Avi Gesser
, Jim Pastore
, Christopher S. Ford
, Alexandra N. Mogul
-
2021 SEC Division of Examinations Priorities
8 March 2021
Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jeff Robins
, Jonathan R. Tuttle
, Mary Jo White
, James B. Amler
, Charu A. Chandrasekhar
, Scott M. Caravello
-
Virginia Enacts a Comprehensive Privacy Law—Similarities and Differences Among VCDPA, CCPA and GDPR
5 March 2021
Avi Gesser
, Javier Alvarez-Oviedo
, Anna R. Gressel
, Robert Maddox
, Alexandra P. Swain
, Scott M. Caravello
, Tricia Reville
-
INTA: United States – Pocky Biscuit Shape Found Unprotectable
3 March 2021
INTA
Megan K. Bannigan
, David H. Bernstein
-
Eleven Lessons From Cyber Hack That Forced an Australian Hedge Fund to Close — The Hedge Fund Law Report Interview with Avi Gesser
17 February 2021
Avi Gesser
-
A Shot Across the Bow: Acting SEC Chair Lee Reinstitutes Delegated Authority for Senior Enforcement Leadership and Rescinds Clayton’s Waiver Policy
16 February 2021
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Charu A. Chandrasekhar
-
New York Court of Appeals Rejects Vicarious Liability for Business Owners Under the New York City Human Rights Law
16 February 2021
Jyotin Hamid
, Morgan A. Davis
-
Tips for Creating a Sensible Cybersecurity and AI Risk Framework for Critical Vendors
16 February 2021
Avi Gesser
, Michael Bloom
, Anna R. Gressel
-
President Biden Targets Burmese Government and Military in First Sanctions Action
12 February 2021
Satish M. Kini
, Carl Micarelli
, Robert T. Dura
-
Proposed Elimination of Medicaid Rebate Cap Could Negatively Impact Innovator Pharmaceutical Industry
11 February 2021
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Kim T. Le
, Melissa Runsten
-
Proposed Legislation Would Significantly Alter Antitrust Merger Standards, Particularly for Big Tech Companies
11 February 2021
Ted Hassi
, Michael Schaper
, Erica S. Weisgerber
-
The Eleventh Circuit Precludes “Administrative Feasibility” but Provides a Path Forward for Defendants Opposing Class Certification in Consumer Class Actions
9 February 2021
Maura Kathleen Monaghan
, Kristin D. Kiehn
, Jacob W. Stahl
, Adam Aukland-Peck
, Harold W. Williford
, Kelly Rose O'Reilly
-
SEC Information Requests: UK Privacy Regulator Clarifies Position
8 February 2021
Karolos Seeger
, Jane Shvets
, Charu A. Chandrasekhar
, Robert Maddox
, Andrew Lee
, Martha Hirst
-
FTC Announces Decreases to HSR Act and Clayton Act Section 8 Thresholds
3 February 2021
Ted Hassi
, Michael Schaper
, Kyra K. Bromley
, Erica S. Weisgerber
, Leah Martin
-
Biden Takes Aim at Trump Administration Healthcare Policies
2 February 2021
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Kim T. Le
, Melissa Runsten
-
Highest EU Court Expands Presumption of Financial Investor Liability for EU Antitrust Infringements
2 February 2021
Ted Hassi
, Timothy McIver
, Anne-Mette Heemsoth
, Leah Martin
-
Governance Round-Up Issue 12
1 February 2021
Matthew E. Kaplan
, Maeve O'Connor
, William D. Regner
, Jeffrey J. Rosen
, Steven J. Slutzky
, Joshua M. Samit
, Sarah R. Jacobson
, Laurah J. Samuels
-
Singapore Court of Appeal Declines to Adopt Wider “Legitimate Interest” Test for Unlawful Penalties Developed by the UK Supreme Court in Cavendish Square Holding BV v Makdessi
1 February 2021
Tony Dymond
, Gavin Chesney
, Robert Hoose
, Laith Najjar
, Sophia Burton
, Raeesa Rawal
, Amina Afifi
-
FinCEN and Federal Banking Agencies Publish FAQ Guidance on Suspicious Activity Reporting Obligations
25 January 2021
Satish M. Kini
-
UK Government Issues New Business Integrity Measures Including New Penalties Under the Modern Slavery Act
20 January 2021
Catherine Amirfar
, Geoffrey P. Burgess
, Lord Goldsmith KC
, Natalie L. Reid
, David W. Rivkin
, Samantha J. Rowe
, Karolos Seeger
, Jane Shvets
, Patricia Volhard
, Konstantin Bureiko
, Merryl Lawry-White
-
OCC Issues Latest Fintech Interpretive Letters Covering Distributed Ledger Technology in Payments and Limited Purpose Banks
19 January 2021
Satish M. Kini
, Byungkwon Lim
, Gregory J. Lyons
-
Second Circuit Set To Revisit Insider Trading Decision Post-Bridgegate
19 January 2021
Andrew J. Ceresney
, Matthew E. Kaplan
, Charu A. Chandrasekhar
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
-
Destruction Emerges as a Powerful Enforcement Measure for AI: FTC Requires Company to Delete Models Trained with Improperly Utilized Consumer Data
19 January 2021
Avi Gesser
, Jim Pastore
, Paul D. Rubin
, Justin C. Ferrone
, Anna R. Gressel
, Melissa Runsten
-
UK Supreme Court Ruling on FCA Business Interruption Test Case Handed Down
18 January 2021
James C. Scoville
, Clare Swirski
, Benjamin Lyon
, Philip Orange
, Katie Power
-
Annual Filing, Notice and Reporting Requirements for Private Fund Sponsors
13 January 2021
Jonathan Adler
, Andrew M. Ahern
, Gavin Anderson
, Jason Auerbach
, Sally Bergmann
, Lorna Bowen
, Christopher Dortschy
, Jane Engelhardt
, Andrew Ford
, Geoffrey Kittredge
, Marc Ponchione
, John W. Rife III
, David J. Schwartz
, Rebecca F. Silberstein
, Justin Storms
, Patricia Volhard
, Alisa A. Waxman
, Benjamin Amos
, John F. Anderson
, Cate H. Bae
, Matthew Dickman
, Jin-Hyuk Jang
, Delphine Jaugey
, Anne-Lise Quach
, Daniel Z. Sinrod
, Shawn Xiao Yang
, John Young
, Norma Angelica Freeland
-
National Advertising Division Says Pre-Launch Investor Presentation Can Be Challenged Under Advertising Law
12 January 2021
Megan K. Bannigan
, David H. Bernstein
, Paul D. Rubin
, Justin C. Ferrone
-
Regulatory Risks for Not Disclosing Trading Algorithms - Five Takeaways from the SEC’s $170 million Settlement with BlueCrest Capital
12 January 2021
Avi Gesser
, Robert B. Kaplan
, James B. Amler
, Anna R. Gressel
, Steven Tegrar
-
IRS Issues Final Regulations on Carried Interest
12 January 2021
Erin Cleary
, Peter A. Furci
, Rafael Kariyev
, Erasmo A. Perez
-
Revised Paycheck Protection Program Reopens Today—New Second Draw PPP Loans to Follow
11 January 2021
-
We’ll Know an Investment Advice Fiduciary When We See One
11 January 2021
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
, Simone S. Hicks
-
Banks and ESG: Lessons from Climate Change-Related Initiatives
7 January 2021
Matthew E. Kaplan
, Gregory J. Lyons
, Natalie L. Reid
, David W. Rivkin
, Samantha J. Rowe
-
SEC Adopts New Market Data Infrastructure Rules to Modernize the National Market System; Implications for Best Execution Obligations
7 January 2021
Andrew J. Ceresney
, Marc Ponchione
, Julie M. Riewe
, Jeff Robins
, Charu A. Chandrasekhar
-
SEC Announces Reg BI-Focused Examinations to Begin in January 2021
7 January 2021
Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jeff Robins
, Jonathan R. Tuttle
, Charu A. Chandrasekhar
-
2020/2021 Private Equity Year End Review and Outlook
7 January 2021
Jonathan Adler
, William D. Regner
, John W. Rife III
, Alisa A. Waxman
, Jennifer R. Cestaro
, Katherine Ashton
, E. Drew Dutton
, Jane Engelhardt
, Thomas Smith
, Ramya S. Tiller
, Christopher Anthony
, Kevin M. Schmidt
, Maurizio Levi-Minzi
, Geoffrey P. Burgess
, Dominic Blaxill
, Jyotin Hamid
, Morgan J. Hayes
, Steven J. Slutzky
, Richard Ward
, Jennifer Wheater
, Paul Eastham
, Peter A. Furci
, Rafael Kariyev
, Jay E. Evans
, Samuel D. Krawiecz
, Andrew L. Bab
, Jennifer L. Chu
, Paul D. Rubin
, Jacob W. Stahl
, Kim T. Le
, Jyotin Hamid
, Meir D. Katz
, Jonathan F. Lewis
, Tricia Bozyk Sherno
, Ezra Borut
, Jeffrey P. Cunard
, Marc Ponchione
, Kenneth J. Berman
, Norma Angelica Freeland
, Patricia Volhard
, Christopher Dortschy
, Jin-Hyuk Jang
, John Young
, Andrew J. Ceresney
, Robert B. Kaplan
, Julie M. Riewe
, Merryl Lawry-White
, Sally Bergmann
, Scott B. Selinger
, Stuart Hammer
, Luke Dembosky
, Avi Gesser
, Jim Pastore
, Megan K. Bannigan
, David H. Bernstein
, M. Natasha Labovitz
, Sidney P. Levinson
, Peter J. Irwin
, Malina Welman
, Paul S. Bird
-
ESG in the Insurance Sector: Growth, Opportunities and Risks
6 January 2021
Geoffrey P. Burgess
, Eric Dinallo
, Samantha J. Rowe
, James C. Scoville
, John M. Vasily
, Clare Swirski
, Robert M. Fettman
, Benjamin Lyon
, Philip Orange
, Merryl Lawry-White
, Katie Power
, AJ Salomon
-
Public Banking: More Ideas to Advance an Equitable Economic Recovery
5 January 2021
-
CFPB Finalizes Advisory Opinion Program: New Policy Allows Requestors to Seek Regulatory Clarity
4 January 2021
Courtney M. Dankworth
, Alexandra N. Mogul
-
Congress Passes Sweeping Anti-Money Laundering and Corporate Beneficial Ownership Law
4 January 2021
Satish M. Kini
, Winston M. Paes
, Robert T. Dura
, Caroline N. Swett
-
The SEC’s Expanded Disgorgement Authority Complicates Investigations and Settlements
4 January 2021
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Charu A. Chandrasekhar
, Mark D. Flinn
-
IRS Releases Final Regulations on $1 Million Executive Compensation Deduction Limitation
31 December 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
, Simone S. Hicks
, Spencer J. Mizerak
-
FinCEN Proposes Reporting, Recordkeeping and Verification Requirements for Digital Currency Transactions Involving Unhosted Wallets
31 December 2020
Satish M. Kini
, Byungkwon Lim
, Gary E. Murphy
-
Consolidated Appropriations Act: Implications for Healthcare and Life Sciences Companies
30 December 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Kristin D. Kiehn
, Jacob W. Stahl
, Kim T. Le
, Melissa Runsten
-
OFAC Issues Guidance Regarding Restrictions on Transactions in Securities Issued by Communist Chinese Military Companies
30 December 2020
Satish M. Kini
, Carl Micarelli
, Robert T. Dura
-
SEC Approves NYSE Primary Direct Listings (Again)
24 December 2020
Matthew E. Kaplan
, Nicholas P. Pellicani
-
Bloomberg Law: Banks, Fintech Firms Eyeing CFPB Proposal on Consumer Access to Financial Records
24 December 2020
Bloomberg Law
Courtney M. Dankworth
, Anna R. Gressel
, Christian J. Clark
-
SEC Overhauls Investment Adviser Advertising and Solicitation
23 December 2020
Kenneth J. Berman
, Marc Ponchione
, Norma Angelica Freeland
-
Holiday Gifts for IP Owners? Several Significant IP Bills Boosting Protections Passed in Last-Minute Action by Congress
23 December 2020
Megan K. Bannigan
, David H. Bernstein
, Jeffrey P. Cunard
-
FDIC Finalizes Changes to Brokered Deposit Regulations
21 December 2020
Satish M. Kini
, Gregory J. Lyons
, Alexandra N. Mogul
, Chen Xu
-
The Return of the ILC: The FDIC Issues Its Final Rule
18 December 2020
Satish M. Kini
, Gregory J. Lyons
, Clare K. Lascelles
-
Banking Agencies Propose 36-Hour Data Breach Reporting Rules for Significant Incidents
18 December 2020
Luke Dembosky
, Avi Gesser
, Satish M. Kini
, Gregory J. Lyons
, Jim Pastore
, Alexandra N. Mogul
, Courtney Bradford Pike
-
FinCEN Expands Section 314(b) Information Sharing Safe Harbor
15 December 2020
Satish M. Kini
, Robert T. Dura
-
SEC Enforcement Highlights the Risks of Not Preserving Text/Chat Messages—Practical Tips for Aligning Policies with Practices to Reduce Risk
14 December 2020
Avi Gesser
, Julie M. Riewe
, Jeff Robins
, Chana Zuckier
-
Final and Proposed Regulations on PFIC Rules Provide Helpful Clarifications for Insurers
14 December 2020
Gary M. Friedman
, Peter A. Furci
, Daniel Priest
, Peter F.G. Schuur
, Kimberly W. Lee
-
Law360: Bias, Harassment Law Compliance Tips For NYC Employers
14 December 2020
Law360
Tricia Bozyk Sherno
-
OCIE Discusses Proper Authority of CCOs and Other Compliance Hot Topics
9 December 2020
Kenneth J. Berman
, Robert B. Kaplan
, Marc Ponchione
, Julie M. Riewe
, Norma Angelica Freeland
-
The Cheesecake Factory Settles SEC’s First Enforcement Action Against a Public Company for Misleading COVID-19 Disclosures Regarding Financial Impact of the Pandemic
8 December 2020
Andrew J. Ceresney
, Arian M. June
, Matthew E. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Charu A. Chandrasekhar
, Mark D. Flinn
-
Recent U.S. Developments, Including Passage of Holding Foreign Companies Accountable Act, Signal Harder Stance with China
7 December 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Gareth Hughes
, Matthew E. Kaplan
, Satish M. Kini
, Peter J. Loughran
, Jonathan R. Tuttle
, Philip Rohlik
, Tingting Wu
-
Hasta Mañana: What Will Tomorrow Bring for Latin American Private Equity?
December 2020
Maurizio Levi-Minzi
, Peter A. Furci
, Andrew M. Levine
, Sergio Torres
-
Thinking Through the Tax-Blocker Endgame
December 2020
Erin Cleary
, Rafael Kariyev
, Samuel D. Krawiecz
, Jay E. Evans
-
Navigating the Nuances of Continuation Funds
December 2020
Andrew M. Ahern
, Gavin Anderson
, Katherine Ashton
, Ezra Borut
, John W. Rife III
, Naomi Aoyama
, Shawn Xiao Yang
-
Court of Appeal Reverses High Court’s Rejection of Prudential/Rothesay Part VII Transfer
3 December 2020
James C. Scoville
, Clare Swirski
, Benjamin Lyon
, Philip Orange
, Katie Power
-
SPACs Could Become Formidable Bidders in the M&A Market
December 2020
Christopher Anthony
, Kevin M. Schmidt
, Steven J. Slutzky
, Marisa Demko
-
Private Equity Report Fall 2020, Vol 20, No 3
December 2020
Andrew M. Ahern
, Gavin Anderson
, Christopher Anthony
, Katherine Ashton
, Sally Bergmann
, Paul S. Bird
, Franci J. Blassberg
, Ezra Borut
, Jennifer L. Chu
, Erin Cleary
, Peter A. Furci
, Maurizio Levi-Minzi
, Andrew M. Levine
, John W. Rife III
, Rebecca F. Silberstein
, Kevin M. Schmidt
, Steven J. Slutzky
, Rafael Kariyev
, Patricia Volhard
, Jin-Hyuk Jang
, John Young
, Marisa Demko
, Jay E. Evans
, Samuel D. Krawiecz
, Sergio Torres
, Tiffany Wu
, Shawn Xiao Yang
-
Progressing from Goal to Reality on Diversity, Equity and Inclusion
December 2020
-
Thanksgiving 701 and S-8 Revisions: Tasty Treats and a Turducken
1 December 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
, Simone S. Hicks
-
The Trump Administration’s Final Drug Pricing Hurrah—Will It Last?
24 November 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Kim T. Le
, Melissa Runsten
-
UK Supreme Court Concludes FCA Business Interruption Hearing
23 November 2020
James C. Scoville
, Clare Swirski
, Benjamin Lyon
, Philip Orange
, Katie Power
-
Federal Government Shines Spotlight on Speaker Programs
20 November 2020
Mark P. Goodman
, Maura Kathleen Monaghan
, Paul D. Rubin
, Kristin D. Kiehn
, Jacob W. Stahl
, Kim T. Le
, Melissa Runsten
-
COVID-19 Vaccines: FDA Regulatory Timeline and Next Steps Prior to Widespread Distribution
20 November 2020
Paul D. Rubin
, Melissa Runsten
, Kevin Rinker
, Andrew L. Bab
, Mark P. Goodman
, Maura Kathleen Monaghan
, Jennifer L. Chu
, Jacob W. Stahl
, Melissa Runsten
-
SEC Annual Report on Whistleblower Program Highlights Record-Setting 10-Year Anniversary
19 November 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Michael P. Geraltowski
-
CFTC Expands Exemptive Relief for Certain Non-US Commodity Pool Operators
19 November 2020
Byungkwon Lim
, Gary E. Murphy
-
The Trump Administration Targets China with Additional Sanctions
17 November 2020
Gareth Hughes
, Mark Johnson
, Satish M. Kini
, Philip Rohlik
, Robert T. Dura
-
SEC Eases Rules Governing Private Placements
12 November 2020
Morgan J. Hayes
, Eric T. Juergens
, Steven J. Slutzky
, Benjamin R. Pedersen
, Helen Wang
-
A Green Wave: State Marijuana Initiatives Create Compliance Challenges for Financial Institutions and Impetus for Possible Federal Action
10 November 2020
Satish M. Kini
, Winston M. Paes
, Paul D. Rubin
, Melissa Runsten
-
Compliance & Enforcement: Despite Unprecedented Challenges, SEC’s Division of Enforcement’s 2020 Annual Report Presents Healthy Enforcement Results
9 November 2020
Compliance & Enforcement
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Mark D. Flinn
-
Compliance & Enforcement: Post-Election Law Privacy Law Prospects
6 November 2020
Compliance & Enforcement
Avi Gesser
, Jim Pastore
, Mengyi Xu
, Jeffrey P. Cunard
, Luke Dembosky
, Tigist Kassahun
-
The Future at Lloyd’s: Blueprint Two
6 November 2020
Nicholas F. Potter
, James C. Scoville
, Clare Swirski
, John M. Vasily
, Benjamin Lyon
, Philip Orange
, Katie Power
-
Banking Agencies Finalize Rule on TLAC Deduction Framework
3 November 2020
Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
, Nariné A. Atamian
, Chen Xu
-
Despite Unprecedented Challenges, SEC’s Division of Enforcement 2020 Annual Report Presents Healthy Enforcement Results
3 November 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Mark D. Flinn
-
IP Watchdog: Misguided: USPTO Examination Guide Misses the Mark on Booking.com
2 November 2020
IP Watchdog
David H. Bernstein
, Megan K. Bannigan
-
The Potential Impact of a Biden Administration on Life Sciences, Healthcare, and Consumer Product Companies and Investors
2 November 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Kevin Rinker
, Paul D. Rubin
, Maura Kathleen Monaghan
, Jacob W. Stahl
, Kim T. Le
, Melissa Runsten
-
CFPB Seeks Public Comment in Implementing Dodd-Frank’s Consumer Right of Access to Financial Records
2 November 2020
Courtney M. Dankworth
, Avi Gesser
, James B. Amler
, Anna R. Gressel
, Christian J. Clark
-
Federal Banking Regulators Invite Public Comment on Proposed Rule Clarifying the Role of Supervisory Guidance in Enforcement
23 October 2020
Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
-
Insufficient Internal Controls Result in SEC Enforcement in Connection with Rule 10b5-1 Plan
23 October 2020
Andrew J. Ceresney
, Morgan J. Hayes
, Paul M. Rodel
, Steven J. Slutzky
, Jonathan R. Tuttle
-
SEC Eases Auditor Independence Requirements
23 October 2020
Kara Brockmeyer
, Jennifer L. Chu
, Morgan J. Hayes
, Arian M. June
, Marc Ponchione
, Paul M. Rodel
, Jonathan Steinberg
-
Cayman Islands Removed from EU Tax “Blacklist” — But Have All the Consequences of Its Blacklisting Been Removed?
23 October 2020
Richard Ward
, Jennifer Wheater
, Tom Berry
, Charles Cartiglia
, Paul Eastham
-
Hong Kong Autonomy Act Report Delivered to the U.S. Congress and Guidance Issued to Foreign Financial Institutions
19 October 2020
Gareth Hughes
, Satish M. Kini
, Philip Rohlik
, Robert T. Dura
, Isabel Espinosa de los Reyes
-
New York Law Journal: SPACs Could Become Formidable Bidders in the M&A Market
16 October 2020
New York Law Journal
Christopher Anthony
, Kevin M. Schmidt
, Steven J. Slutzky
, Marisa Demko
-
Proposed HSR Rules Amendments: Implications for Private Equity
15 October 2020
Ted Hassi
, Kyra K. Bromley
-
The FTC Proposes Amendments to the HSR Rules That Would Redefine “Person” to Include “Associates” and Create a New "de Minimis" Exemption
14 October 2020
Ted Hassi
, Kyra K. Bromley
-
Final Partnership Withholding Regulations Map New Terrain for Private Equity Investors and Sponsors
12 October 2020
Cécile Beurrier
, Michael Bolotin
, Erin Cleary
, Rafael Kariyev
, Daniel Priest
, Matthew D. Saronson
, Peter F.G. Schuur
, Adam M. Namm
, Sabrina Y. Hsieh
-
Regulation for Digital Platforms: Lessons from the Banking Industry
9 October 2020
Michael Diz
, Sue Meng
, David Sarratt
-
SEC Amends And Updates Shareholder Proposal Submission Requirements Under Rule 14a-8
7 October 2020
Matthew E. Kaplan
, Paul M. Rodel
, Joshua M. Samit
-
Companies Face Increased Sanctions Risk for Making Ransomware Payments — Takeaways from the Latest OFAC and FinCEN Advisories
7 October 2020
Luke Dembosky
, Avi Gesser
, Satish M. Kini
, Paul M. Rodel
, Martha Hirst
, Robert Maddox
, Mengyi Xu
-
Third Circuit Strikes Another Blow Against the FTC’s Preferred Enforcement Power, Setting the Stage for a Supreme Court Showdown
5 October 2020
Andrew L. Bab
, David H. Bernstein
, Ted Hassi
, Paul D. Rubin
, Leah Martin
, Melissa Runsten
-
New York Insurance Regulation and Environmental Concerns
2 October 2020
Geoffrey P. Burgess
, Eric Dinallo
, AJ Salomon
, Brita M. Siepker
-
INSIGHTS: SEC Adopts Expanded Definition of Accredited Investor Increasing Access to Private Markets
October 2020
INSIGHTS
Kenneth J. Berman
, Marc Ponchione
, Norma Angelica Freeland
-
It’s Time to Take Credential Stuffing Seriously
30 September 2020
Avi Gesser
, Marc Ponchione
, Norma Angelica Freeland
, Robert Maddox
-
New York Department of Financial Services Reproposes Regulations Governing Confidential Supervisory Information
29 September 2020
Eric Dinallo
, Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
, Caroline N. Swett
-
Department of Labor Proposes New Rule Regarding Independent Contractor Classifications
24 September 2020
Jyotin Hamid
, Meir D. Katz
, Tricia Bozyk Sherno
-
SEC Adopts Amendments to Whistleblower Rules to Enhance Program Efficiency and Effectiveness
24 September 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Jyotin Hamid
, Mary Beth Hogan
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
-
OCC Clarifies Bank Authority to Hold Stablecoin Reserves Following Guidance on Custody of Digital Assets
24 September 2020
Satish M. Kini
, Gregory J. Lyons
, Jeff Robins
, Alison M. Hashmall
-
U.S. Commerce Department Announces “Prohibited Transactions” Related to TikTok, WeChat Mobile Apps
24 September 2020
Satish M. Kini
, Carl Micarelli
, Robert T. Dura
, Isabel Espinosa de los Reyes
-
Compliance & Enforcement: SEC Brings Enforcement Action Against Investment Adviser for Section 13 Beneficial Ownership Reporting Failures
23 September 2020
Compliance & Enforcement
Andrew J. Ceresney
, Matthew E. Kaplan
, Nicholas P. Pellicani
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
-
Final Regulations Clarify State of Play for Life Insurance Tax Reserve Deductions
23 September 2020
Daniel Priest
, Peter F.G. Schuur
, Jay E. Evans
, Robert Nelson-Sullivan
, Lena E. Smith
-
Law360: Trump's Drug Pricing Order Is More Bark Than Bite
22 September 2020
Law360
Paul D. Rubin
, Jacob W. Stahl
-
Providers, Investors Need Clear Post-COVID Telehealth Picture
22 September 2020
Paul D. Rubin
, Jacob W. Stahl
, Kim T. Le
, Melissa Runsten
-
Recent FinCEN Developments
22 September 2020
Satish M. Kini
, Robert T. Dura
-
A Top Five Checklist for Automated Back-to-Work Covid Questionnaires
22 September 2020
Avi Gesser
, Tricia Bozyk Sherno
-
SEC Updates Statistical Disclosures for Banks
21 September 2020
Matthew E. Kaplan
, Joshua M. Samit
-
SEC Brings Enforcement Action Against Investment Adviser for Section 13 Beneficial Ownership Reporting Failures
21 September 2020
Andrew J. Ceresney
, Matthew E. Kaplan
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Nicholas P. Pellicani
-
Bloomberg Law: Providers, Investors Need Clear Post-Covid Telehealth Picture
16 September 2020
Bloomberg Law
Paul D. Rubin
, Jacob W. Stahl
, Melissa Runsten
, Kim T. Le
-
Bloomberg Law: Providers, Investors Need Clear Post-Covid Telehealth Picture
16 September 2020
Bloomberg Law
Paul D. Rubin
, Jacob W. Stahl
, Melissa Runsten
, Kim T. Le
-
Trump’s Newest Drug Pricing Executive Order: Still Much More Bark than Bite
16 September 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Kim T. Le
, Melissa Runsten
-
Bloomberg Law - Tax: A Review and Analysis of the Proposed Regulations on Section 1061 Carried Interest
16 September 2020
Bloomberg Law - Tax
Michael Bolotin
, Peter A. Furci
, Rafael Kariyev
-
UK FCA Business Interruption Insurance Test Case Judgment Handed Down
15 September 2020
James C. Scoville
, Clare Swirski
, Benjamin Lyon
, Philip Orange
, Katie Power
-
Bloomberg Law: AI Legal Work Is Mirroring Cybersecurity Practice Path
10 September 2020
Bloomberg Law
Luke Dembosky
, Avi Gesser
, Jim Pastore
, Anna R. Gressel
-
Columbia Blue Sky Blog: Debevoise & Plimpton Expects More New York Regulatory Enforcement of Banking and Financial Services
10 September 2020
Columbia Blue Sky Blog
Courtney M. Dankworth
, Eric Dinallo
, Gregory J. Lyons
-
CLS Blue Sky Blog: Debevoise & Plimpton Expects More New York Regulatory Enforcement of Banking and Financial Services
10 September 2020
CLS Blue Sky Blog
Courtney M. Dankworth
, Eric Dinallo
, Gregory J. Lyons
-
Accommodating Protection: US Patent and Trademark Office v. Booking.com BV
9 September 2020
David H. Bernstein
, Jared I. Kagan
-
Global Arbitration Review: Rebooting international law for the cyber age
7 September 2020
Rebooting international law for the cyber age
Romain Zamour
-
SEC Adopts Expanded Definition of Accredited Investor Providing Investors More Access to Private Markets
3 September 2020
Kenneth J. Berman
, Marc Ponchione
, Norma Angelica Freeland
-
SEC Modernizes Business Disclosures, Legal Proceedings and Risk Factors Under Regulation S-K
2 September 2020
Matthew E. Kaplan
, Peter J. Loughran
, Steven J. Slutzky
, Paul M. Rodel
, Morgan J. Hayes
, Eric T. Juergens
, Jason P. Auman
-
Expect Increased New York State Regulatory Enforcement in the Banking and Financial Services Industry
2 September 2020
Courtney M. Dankworth
, Eric Dinallo
, Gregory J. Lyons
-
New York Law Journal: Designs That Say It All: Steps To Protect and Enforce Trade Dress Rights
28 August 2020
New York Law Journal
Megan K. Bannigan
-
Federal Banking Agencies and FinCEN Seek to Clarify BSA/AML Enforcement
28 August 2020
Helen V. Cantwell
, Satish M. Kini
, David Sarratt
, Bruce E. Yannett
, Lisa Zornberg
, Noelle E. Lyle
, Tara Raam
-
New York Law Journal: Court Dusts Off Test for Determining if a Record Is “Corporate” or “Personal”
27 August 2020
New York Law Journal
Lisa Zornberg
-
Senate Subcommittee Report Highlights Money Laundering and Sanctions Risks in the Art Industry
27 August 2020
Mark P. Goodman
, Satish M. Kini
, Andrew M. Levine
, William H. Taft V
-
The UK School Algorithm Debacle: Five Lessons for Corporate AI Programs
25 August 2020
Avi Gesser
, Anna R. Gressel
-
AIFMD Review: ESMA Publishes Its Recommendations for Improvements
25 August 2020
Patricia Volhard
, John Young
, Eric Olmesdahl
, Jin-Hyuk Jang
, Christopher Dortschy
-
Federal Reserve Checking Accounts and Postal Banking: Highlights of the Policy Debate
24 August 2020
-
Compliance & Enforcement: Cybersecurity Requirements for Insurance Companies – The NYDFS Rules as the Emerging Standard
19 August 2020
Compliance & Enforcement
Luke Dembosky
, Avi Gesser
, AJ Salomon
-
OCIE Publishes COVID-19 Risk Alert Focused on Investment Advisers and Broker-Dealers
19 August 2020
Kenneth J. Berman
, Robert B. Kaplan
, Marc Ponchione
, Julie M. Riewe
, Jeff Robins
, Norma Angelica Freeland
-
New LCIA Rules Encourage Streamlined Proceedings and the Use of Technology
14 August 2020
Donald Francis Donovan
, Lord Goldsmith KC
, David W. Rivkin
, Catherine Amirfar
, Tony Dymond
, Mark W. Friedman
, Gareth Hughes
, Mark Johnson
, Antoine F. Kirry
, Ina C. Popova
, Dietmar W. Prager
, Natalie L. Reid
, Samantha J. Rowe
, William H. Taft V
, Christopher K. Tahbaz
, Patrick Taylor
, Gavin Chesney
, Robert Hoose
, Aimee-Jane Lee
, Mark McCloskey
-
Cybersecurity Requirements for Insurance Companies – The NYDFS Rules as the Emerging Standard
12 August 2020
Luke Dembosky
, Avi Gesser
, AJ Salomon
-
Final Regulations Narrow Limits on Interest Deductions but Retain Partnership and International Rules
11 August 2020
Michael Bolotin
, Rafael Kariyev
, Daniel Priest
, Lena E. Smith
-
Corporate Counsel: Criminal Liability Risks for Compliance Officers: a Multi-Jurisdictional Perspective—PART II
11 August 2020
Corporate Counsel
-
U.S. Escalates Measures against China with New Sanctions against TikTok, WeChat and Senior Hong Kong Officials
11 August 2020
Gareth Hughes
, Mark Johnson
, Satish M. Kini
, Carl Micarelli
, Philip Rohlik
, Robert T. Dura
-
FinCEN Issues Guidance on the Customer Due Diligence Rule and Advisory on Cyber Crimes
7 August 2020
Luke Dembosky
, Satish M. Kini
, Jim Pastore
-
Developing Regulatory Scrutiny of Underwriting Factors
5 August 2020
Eric Dinallo
, Avi Gesser
, Susan Reagan Gittes
, Maeve O'Connor
, Robert M. Fettman
, AJ Salomon
-
Compliance & Enforcement: Schrems II – Where are we now?
5 August 2020
Compliance & Enforcement
Luke Dembosky
, Avi Gesser
, Jim Pastore
, Dr. Friedrich Popp
, Fanny Gauthier
, Robert Maddox
, Mengyi Xu
-
SEC Supplements Guidance Relating to Proxy Voting Responsibilities of Investment Advisers
4 August 2020
Kenneth J. Berman
, Marc Ponchione
, Norma Angelica Freeland
-
Data Accountability and Transparency Act of 2020
4 August 2020
Eric Dinallo
, Susan Reagan Gittes
, Avi Gesser
, Maeve O'Connor
, Robert M. Fettman
, AJ Salomon
-
Proposed Regulations on Carried Interest
4 August 2020
Michael Bolotin
, Erin Cleary
, Peter A. Furci
, Rafael Kariyev
, Daniel Priest
, Peter F.G. Schuur
-
HHS Announces Additional CARES Act Funding for Qualifying Providers
4 August 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Kim T. Le
, Melissa Runsten
-
English High Court Concludes FCA Business Interruption Test Case
4 August 2020
James C. Scoville
, Clare Swirski
, Benjamin Lyon
, Philip Orange
, Katie Power
-
Federal Reserve Board Updates and Improves the Rules Governing Confidential Supervisory Information and FOIA Requests
3 August 2020
Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
, Caroline N. Swett
-
Update to Lloyd’s Supplemental Requirements on Outwards Reinsurance
3 August 2020
James C. Scoville
, Clare Swirski
, Benjamin Lyon
, Philip Orange
, Katie Power
-
Law Journal Newsletters: What’s in a Name? Booking.com and Consumer Perception Evidence
1 August 2020
Law Journal Newsletters
David H. Bernstein
, Jared I. Kagan
-
2020 Private Equity Midyear Review and Outlook
31 July 2020
Jonathan Adler
, Andrew M. Ahern
, Christopher Anthony
, Megan K. Bannigan
, David H. Bernstein
, Kenneth J. Berman
, Paul S. Bird
, Ezra Borut
, Geoffrey P. Burgess
, Jennifer R. Cestaro
, Jennifer L. Chu
, Andrew J. Ceresney
, Jeffrey P. Cunard
, Peter A. Furci
, Morgan J. Hayes
, Peter J. Irwin
, Robert B. Kaplan
, Rafael Kariyev
, M. Natasha Labovitz
, Andrew M. Levine
, Sidney P. Levinson
, Nicole Levin Mesard
, Marc Ponchione
, Julie M. Riewe
, Edward M. Rishty
, Kevin M. Schmidt
, Shannon Rose Selden
, Scott B. Selinger
, Steven J. Slutzky
, Thomas Smith
, Ramya S. Tiller
, Patricia Volhard
, Richard Ward
, Alisa A. Waxman
, Michael P. McGuigan
, Samuel D. Krawiecz
, Stuart Hammer
, Dominic Blaxill
, Christopher Dortschy
, Paul Eastham
, Jin-Hyuk Jang
, Jennifer Wheater
, John Young
, Almas Daud
, Paul Eastham
, Jay E. Evans
, Norma Angelica Freeland
, Samuel D. Krawiecz
, Merryl Lawry-White
-
Looking High and Low, Don’t Know Where to Go: GILTI Regulations Promise Relief for High-Tax Operations, but at a Price
30 July 2020
Gary M. Friedman
, Daniel Priest
, Peter F.G. Schuur
-
Jus Mundi: Reparation
29 July 2020
Jus Mundi
Julio Rivera Rios
-
Trump’s New Drug Pricing Executive Orders: Much More Bark Than Bite
29 July 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
-
SEC Adopts Final Rules on Proxy Voting Advice
28 July 2020
Matthew E. Kaplan
, Paul M. Rodel
, Joshua M. Samit
-
OCC Issues Proposed "True Lender" Rule
28 July 2020
Courtney M. Dankworth
, Mary Beth Hogan
, Gregory J. Lyons
, Alison M. Hashmall
, Alexandra N. Mogul
, Caroline N. Swett
-
Bloomberg Tax: Key Accounting and Financial Reporting Risks Arising From the Covid-19 Pandemic
26 July 2020
Bloomberg Tax
Mark D. Flinn
, Jonathan R. Tuttle
-
Bill Ackman and Pershing Square Launch Largest SPAC To Date: A Harbinger of Things to Come?
24 July 2020
Christopher Anthony
, Steven J. Slutzky
-
Practical Law: Volcker Rule 2.0: A Detailed Summary of the Covered Funds Final Rule
21 July 2020
Practical Law
Alison M. Hashmall
, Satish M. Kini
, Marc Ponchione
-
U.S. Issues New Sanctions Authorities Following Implementation of China’s National Security Law for Hong Kong
21 July 2020
Gareth Hughes
, Mark Johnson
, Satish M. Kini
, Philip Rohlik
, Robert T. Dura
-
Recent Developments in Fund Level Financings
21 July 2020
Thomas Smith
, Ramya S. Tiller
, Michael P. McGuigan
-
Schrems II: Privacy Shield Invalid and Severe Challenges for Standard Contractual Clauses
17 July 2020
Jeffrey P. Cunard
, Luke Dembosky
, Avi Gesser
, Jim Pastore
, Dr. Thomas Schürrle
, Alexandre Bisch
, Fanny Gauthier
, Anna R. Gressel
, Robert Maddox
, Dr. Friedrich Popp
-
SEC Proposes Substantial Increase to Form 13F Reporting Threshold: Proposed New Trigger is $3.5 billion
15 July 2020
Kenneth J. Berman
, Marc Ponchione
, Norma Angelica Freeland
-
UK Withdrawal from the EU – Impact on UK and EU Private Equity Firms
15 July 2020
Christopher Dortschy
, Patricia Volhard
, Jin-Hyuk Jang
, John Young
, Philip Orange
, Eric Olmesdahl
, Johanna Waber
, Helena Inghelram
-
The Supreme Court Acts Twice on the TCPA: What It Means for Automated Callers, the First Amendment, and Statutory Challengers
10 July 2020
Maura Kathleen Monaghan
, Jacob W. Stahl
, Harold W. Williford
, Jared I. Kagan
-
Latin Lawyer: Guide to Corporate Compliance
9 July 2020
Latin Lawyer
Andrew M. Levine
-
FTC and DOJ Antitrust Announce New Vertical Merger Guidelines
8 July 2020
Ted Hassi
, Michael Schaper
, Kyra K. Bromley
, Erica S. Weisgerber
, Leah Martin
-
Practical Law: Business Crime and Investigations in the United States
8 July 2020
Practical Law: Financial and Business Crime Global Guide
Bruce E. Yannett
, Erich O. Grosz
-
Law360: 5 Ways To Mitigate Whistleblower Risk During COVID-19
8 July 2020
Law360
Arian M. June
, Andrew J. Ceresney
-
U.S. Enforcement Agencies Release Second Edition of FCPA Resource Guide
8 July 2020
Kara Brockmeyer
, Helen V. Cantwell
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Winston M. Paes
, David Sarratt
, Jane Shvets
, Jonathan R. Tuttle
, Mary Jo White
, Bruce E. Yannett
, Lisa Zornberg
, Philip Rohlik
-
Bloomberg Law: Business Email Compromise—Who Bears the Loss?
6 July 2020
Bloomberg Law
-
FCA’s New Prudential Rules for UK Private Equity Adviser-Arrangers
6 July 2020
Patricia Volhard
, John Young
, Philip Orange
-
Law360: SEC's Insider Info Case Shows Perils Of Portfolio Co. Trading
3 July 2020
Law360
Andrew J. Ceresney
, Julie M. Riewe
, Jonathan R. Tuttle
-
DOL’s Third Bite at the Fiduciary Apple: The BIC Light(er)
2 July 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, Jeff Robins
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
-
Compliance & Enforcement: Insulated No More: The Seila Decision and the End of the Independent CFPB Director
2 July 2020
Compliance & Enforcement
Courtney M. Dankworth
, Mary Beth Hogan
, Gregory J. Lyons
, Erol Gulay
, Alexandra N. Mogul
, Victoria L. Recalde
-
Supreme Court Holds ‘Booking.com’ Can be Registered as a Trademark
30 June 2020
David H. Bernstein
, Megan K. Bannigan
, Jyotin Hamid
, Jared I. Kagan
-
Volcker Rule 2.0: A Detailed Summary of Final Rule, Round 2 on Covered Funds
30 June 2020
Satish M. Kini
, Gregory J. Lyons
, Marc Ponchione
, Rebecca F. Silberstein
, Alison M. Hashmall
, Isabel Espinosa de los Reyes
, Chen Xu
-
U.S. Senate Responds to New National Security Law for Hong Kong
30 June 2020
Gareth Hughes
, Mark Johnson
, Satish M. Kini
, Philip Rohlik
, Robert T. Dura
-
Déjà Vu? SEC Reiterates Concerns with Private Fund Advisers
29 June 2020
Kenneth J. Berman
, Robert B. Kaplan
, Marc Ponchione
, Julie M. Riewe
, Norma Angelica Freeland
-
Form CRS: Do I Have to File by June 30?
29 June 2020
Kenneth J. Berman
, Marc Ponchione
, Jeff Robins
, Norma Angelica Freeland
-
The Bell Tolls for ESG Investments in ERISA Plans
26 June 2020
Lawrence K. Cagney
, Jonathan F. Lewis
, Meir D. Katz
, Franklin L. Mitchell
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
-
The Presumption Against Extraterritoriality: Reconciling Canons of Statutory Interpretation with Textualism
25 June 2020
University of Pennsylvania Journal of International Law
Natascha Born
-
NY State Court Refuses to Enjoin Serta’s Priming Credit Agreement Amendment
24 June 2020
Jeffrey E. Ross
, Sunil William Savkar
, Scott B. Selinger
, Ramya S. Tiller
-
Supreme Court Liu Decision Upholds SEC Disgorgement Power While Suggesting Potential Limits, and May Impact FTC Enforcement
23 June 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Andrew M. Levine
, David A. O'Neil
, Julie M. Riewe
, Paul D. Rubin
, Jonathan R. Tuttle
, Bruce E. Yannett
, Mary Jo White
-
Back to Work: Protect Directors Too
19 June 2020
Harvard Law School Forum on Corporate Governance
William D. Regner
, Jeffrey J. Rosen
-
The European Commission’s report on the review of the AIFMD
17 June 2020
Patricia Volhard
, Jin-Hyuk Jang
, John Young
-
Reopening Schools in the COVID-19 Climate: Legal Issues to Consider
16 June 2020
Mary Beth Hogan
, Maura Kathleen Monaghan
, Elliot Greenfield
, Tricia Bozyk Sherno
, Amy C. Zimmerman
-
Supreme Court Rules that Title VII Prohibits Discrimination Based on Sexual Orientation and Transgender Status
16 June 2020
Jyotin Hamid
, Mary Beth Hogan
, Tricia Bozyk Sherno
, Leonie M. Stoute
-
United States International Legal Framework for Lunar Exploration and Resource Extraction
16 June 2020
Catherine Amirfar
, Natalie L. Reid
, Sebastian Dutz
, Merryl Lawry-White
-
Banking Agencies Seeking to Make “Valid When Made” Valid for Fintech
16 June 2020
Courtney M. Dankworth
, Mary Beth Hogan
, Gregory J. Lyons
, Alison M. Hashmall
, Alexandra N. Mogul
-
CFTC Expands Statutory Disqualification to Exempt CPOs
11 June 2020
Byungkwon Lim
, Gary E. Murphy
-
COVID-19-Related Changes to Foreign Direct Investment Rules Pose Unique Challenges to Secondaries Market
11 June 2020
Gavin Anderson
, Katherine Ashton
, Ezra Borut
, Geoffrey P. Burgess
, John W. Rife III
, Jake Grandison
-
DOL Provides 401(k) Plans a Path to Private Equity Investments
10 June 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
-
DOJ Updates Guidance on Corporate Compliance Programs
8 June 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, Jane Shvets
, Bruce E. Yannett
, Erich O. Grosz
-
OCC Invites Public Comment on Potential Revisions to Rules Affecting Bank Fintech Activities
8 June 2020
Avi Gesser
, Satish M. Kini
, Gregory J. Lyons
, Jeff Robins
, Alison M. Hashmall
, Anna R. Gressel
-
CCPA Regulations Submitted to the California Office of Administrative Law for Publication
4 June 2020
Jeffrey P. Cunard
, Luke Dembosky
, Avi Gesser
, Jim Pastore
, Lisa Zornberg
, H Jacqueline Brehmer
, Christopher S. Ford
, Alexandra P. Swain
-
OCC Finalizes Rule Intended to Strengthen and Modernize Community Reinvestment Act Regulations
28 May 2020
Courtney M. Dankworth
, Gregory J. Lyons
, Alison M. Hashmall
-
Southern District of New York Rules That Syndicated Term Loans Are Not Securities
28 May 2020
Matthew E. Kaplan
, Paul M. Rodel
, Jeffrey E. Ross
, Sunil William Savkar
, Scott B. Selinger
, Ramya S. Tiller
, Benjamin R. Pedersen
-
SEC to Fund Managers with Access to MNPI: Trade in Portfolio Company Securities at Your Peril
28 May 2020
Kenneth J. Berman
, Andrew J. Ceresney
, Arian M. June
, Matthew E. Kaplan
, Robert B. Kaplan
, Marc Ponchione
, Julie M. Riewe
, Jonathan R. Tuttle
-
NYSE Provides Temporary Shareholder Approval Exemptions in Light of COVID-19
22 May 2020
Morgan J. Hayes
, Eric T. Juergens
, Matthew E. Kaplan
, Peter J. Loughran
, Paul M. Rodel
, Steven J. Slutzky
, Nicholas P. Pellicani
-
New Consultation on Corporate WVR Beneficiaries and Updated Guidance to Listing Rules for Biotech Companies
22 May 2020
Tiffany Wu
-
Key Takeaways from IAA Webinar: Private Equity Fund Managers and the COVID-19 Liquidity Crunch
21 May 2020
Andrew M. Ahern
, Ramya S. Tiller
, Daniel Randazzo
, Julie Stem
-
CMBS Loan Workouts During COVID-19: A Borrower’s Perspective
14 May 2020
Peter J. Irwin
, Nicole Levin Mesard
, Edward M. Rishty
-
DFS Data Requests
14 May 2020
Eric Dinallo
, Marilyn A. Lion
, Robert M. Fettman
-
Law360: Maintaining Integrity In Legalized Betting Amid Pandemic
14 May 2020
Law360
David A. O'Neil
, David Sarratt
, Michael Compton McGregor
-
Sponsor Purchases of Portfolio Company Debt: Key Considerations in an Uncertain Environment
14 May 2020
Jonathan Adler
, Lorna Bowen
, Peter A. Furci
, Sidney P. Levinson
, Peter J. Loughran
, Jeffrey E. Ross
, Kevin M. Schmidt
, Scott B. Selinger
, Steven J. Slutzky
, Nicholas P. Pellicani
, Ryan T. Rafferty
, Julie Stem
-
Reforma: Reclamo de daṅos bajo el T-MEC
13 May 2020
Reforma
Dietmar W. Prager
, Ina C. Popova
, Julio Rivera Rios
-
Recent OFAC Enforcement Actions: Lessons for Aviation Industry
12 May 2020
Geoffrey P. Burgess
, Satish M. Kini
, Alan Kartashkin
, Jane Shvets
, Carl Micarelli
, Dmitry A. Karamyslov
, Konstantin Bureiko
, Anastasia M. Magid
-
HHS Issues Additional Guidance on Qualifications for CARES Act Funding
8 May 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Melissa Runsten
-
Nasdaq Provides Temporary Shareholder Approval Exemptions in Light of COVID-19
8 May 2020
Morgan J. Hayes
, Eric T. Juergens
, Matthew E. Kaplan
, Peter J. Loughran
, Paul M. Rodel
, Steven J. Slutzky
, Nicholas P. Pellicani
-
From NAFTA to USMCA: Main Changes to the Investor-State Dispute Settlement System
7 May 2020
Catherine Amirfar
, Donald Francis Donovan
, Mark W. Friedman
, Lord Goldsmith KC
, Ina C. Popova
, Dietmar W. Prager
, Natalie L. Reid
, David W. Rivkin
, Julio Rivera Rios
, Laura Sinisterra
-
Considerations for Developing a Back-to-Work Plan
7 May 2020
Jyotin Hamid
, Meir D. Katz
, Tricia Bozyk Sherno
-
New European ESG Disclosure Standards for Funds: Consultation on Key Provisions
7 May 2020
Patricia Volhard
, Jin-Hyuk Jang
, John Young
, Eric Olmesdahl
, Philip Orange
, Johanna Waber
-
CLS Blue Sky Blog: Debevoise Discusses Private Equity Options in Face of Liquidity Crunch
6 May 2020
CLS Blue Sky Blog
Andrew M. Ahern
, Gavin Anderson
, Katherine Ashton
, Ezra Borut
-
New IRS FAQs on CARES ACT Employee Retention Credit Answer Some Questions, Raise Others
5 May 2020
Rafael Kariyev
, Meir D. Katz
, Peter F.G. Schuur
, Simone S. Hicks
, Jay E. Evans
-
Overview of the Main Street Lending Programs
1 May 2020
Michael Diz
, Jeffrey E. Ross
, Kevin M. Schmidt
, Zahra J. Khosrovi Sowder
-
The Private Equity Report Spring 2020
Vol 20, No. 1
1 May 2020
Andrew M. Ahern
, Paul S. Bird
, Jennifer L. Chu
, Rafael Kariyev
, Scott B. Selinger
-
Appropriations for Healthcare Providers Related to COVID-19
30 April 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Melissa Runsten
-
Blockchain 2019 Year-In-Review
27 April 2020
Byungkwon Lim
, Gary E. Murphy
, Philip Orange
, Dr. Friedrich Popp
-
New Appropriation for Healthcare Providers
24 April 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Melissa Runsten
-
Can Contact Tracing Apps Help Get Many of Us Back to Work Soon? A Framework for Evaluating the Various Options and Legal Concerns
24 April 2020
Luke Dembosky
, Avi Gesser
, Jim Pastore
, Anna R. Gressel
, Suchita Mandavilli Brundage
, Samantha B. Singh
-
HHS Announces Additional Funding for Healthcare Providers Impacted by COVID-19
23 April 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Melissa Runsten
-
Supreme Court Holds Willful Infringement Is Not Required for an Award of Profits under the Lanham Act
23 April 2020
Megan K. Bannigan
, David H. Bernstein
, Christopher S. Ford
, Jared I. Kagan
-
Sponsor Backed PIPEs: COVID-19 and the Race for Liquidity
22 April 2020
Andrew L. Bab
, Jennifer L. Chu
, Gary M. Friedman
, Gregory V. Gooding
, Uri Herzberg
, Jonathan E. Levitsky
, Sunil William Savkar
, Kevin M. Schmidt
, Shannon Rose Selden
, Katherine Durnan Taylor
, Steven J. Slutzky
-
Summary of the U.S. Treasury and Federal Reserve Programs and the Paycheck Protection Program
21 April 2020
Matthew E. Kaplan
, Rafael Kariyev
, Satish M. Kini
, Gregory J. Lyons
, Nicole Levin Mesard
, Jeff Robins
, Jeffrey E. Ross
, Kevin M. Schmidt
, Steven J. Slutzky
, Alison M. Hashmall
, Chen Xu
-
Conducting International Arbitrations During the COVID-19 Pandemic
21 April 2020
David W. Rivkin
, Catherine Amirfar
, Tony Dymond
, Lord Goldsmith KC
, Nawi Ukabiala
-
Debevoise Coronavirus Checklists— Top 10 Return to Work Considerations for U.S. Employers
20 April 2020
Jyotin Hamid
, Jonathan F. Lewis
, Tricia Bozyk Sherno
-
COVID-19 and Private Equity: U.S. Employment and Compensation Considerations
20 April 2020
Jyotin Hamid
, Jonathan F. Lewis
, Tricia Bozyk Sherno
-
Thinking About a New or Updated Non-GAAP Financial Measure for COVID-19? Look Before You Leap.
17 April 2020
Kara Brockmeyer
, Matthew E. Kaplan
, Jonathan F. Lewis
, Paul M. Rodel
, Jeffrey E. Ross
, Sunil William Savkar
, Jonathan R. Tuttle
-
Banking Regulators Release Updates to BSA/AML Examination Manual
17 April 2020
Satish M. Kini
, Robert T. Dura
, Isabel Espinosa de los Reyes
-
The More Things Change, the More They Stay the Same: Compensation-Related Guidance from ISS and Glass Lewis in Light of COVID-19
15 April 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
-
Temporary Exemptive Relief for BDCs and Further Custody Rule Guidance
15 April 2020
Kenneth J. Berman
, Marc Ponchione
, Norma Angelica Freeland
-
GPs/LPs Weigh Options in Face of Liquidity Crunch
14 April 2020
Andrew M. Ahern
, Jonathan Adler
, Gavin Anderson
, Katherine Ashton
, Kenneth J. Berman
, Ezra Borut
, Lorna Bowen
, Geoffrey P. Burgess
, E. Drew Dutton
, Jane Engelhardt
, Andrew Ford
, Geoffrey Kittredge
, Marc Ponchione
, David J. Schwartz
, Rebecca F. Silberstein
, Thomas Smith
, Justin Storms
, John W. Rife III
, Patricia Volhard
-
BSA/AML and KYC in a Crisis: Treasury and Supervisory Agencies Provide Guidance as Financial Institutions Respond to the COVID-19 Pandemic
13 April 2020
Satish M. Kini
, Robert T. Dura
, Isabel Espinosa de los Reyes
-
New York State Enacts Permanent Paid Sick Leave Law
13 April 2020
Jyotin Hamid
, Tricia Bozyk Sherno
-
SEC and ISS Issue New Guidance on Shareholder Meetings in Light of COVID-19 Pandemic
10 April 2020
Morgan J. Hayes
, Eric T. Juergens
, Matthew E. Kaplan
, Peter J. Loughran
, Paul M. Rodel
, Steven J. Slutzky
, Mary Jo White
-
NYSE Provides Temporary Relief from Certain Shareholder Approval Rules
10 April 2020
Jennifer L. Chu
, Gregory V. Gooding
, Morgan J. Hayes
, Eric T. Juergens
, Matthew E. Kaplan
, Peter J. Loughran
, Paul M. Rodel
, Steven J. Slutzky
-
HHS Distributing $30 Billion in Grants to Medicare Providers
10 April 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Melissa Runsten
-
SEC Urges More Forward-Looking Disclosure in Upcoming Earnings Season
10 April 2020
Morgan J. Hayes
, Eric T. Juergens
, Matthew E. Kaplan
, Peter J. Loughran
, Paul M. Rodel
, Steven J. Slutzky
-
Rethinking Poison Pills, Again
9 April 2020
Andrew L. Bab
, Gregory V. Gooding
, William D. Regner
, Sergio Torres
, Sue Meng
-
CMS Announces Intent to Provide $30 Billion to Medicare Providers
9 April 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Melissa Runsten
-
Department of Labor Issues Guidance for $600 Unemployment Payments under the CARES Act
8 April 2020
Jyotin Hamid
, Tricia Bozyk Sherno
-
Implementing Emergency Paid Sick and Expanded Family and Medical Leave
8 April 2020
Jyotin Hamid
, Tricia Bozyk Sherno
-
Proposed Regulations Update Landscape for Life Insurance Tax Reserve Deductions
8 April 2020
Peter F.G. Schuur
, Robert Nelson-Sullivan
, Daniel Priest
, Lena E. Smith
-
COVID-19 and Private Equity: Portfolio Company and Fund Governance Practices in the Time of COVID
8 April 2020
Robert B. Kaplan
, M. Natasha Labovitz
, Sidney P. Levinson
, Julie M. Riewe
, Shannon Rose Selden
, Jonathan R. Tuttle
-
International Comparative Legal Guide to Lending & Secured Finance 2020: Liability Management
7 April 2020
International Comparative Legal Guide to Lending & Secured Finance 2020
Scott B. Selinger
, Ryan T. Rafferty
-
Update Regarding Public Health and Social Services Emergency Fund
6 April 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
-
SEC Shows Continued Willingness to Award Compliance Whistleblowers
3 April 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
-
Projecting Performance in the Age of COVID-19
3 April 2020
Michael Diz
, Gregory V. Gooding
, Matthew E. Kaplan
, Sue Meng
, William D. Regner
, Jeffrey J. Rosen
-
UK Supreme Court Rules Employer Not Liable for Rogue Employee’s Malicious Data Breach
3 April 2020
Karolos Seeger
, Jane Shvets
, Robert Maddox
-
Employer Considerations Related to Health and Safety of Workers during Covid-19 Outbreak
2 April 2020
Jyotin Hamid
, Tricia Bozyk Sherno
-
Congress and Financial Regulators: Responses to COVID-19
31 March 2020
Satish M. Kini
, Gregory J. Lyons
, Jeff Robins
, Chen Xu
-
Legal Considerations for Layoffs, Furloughs, and Reduction of Workforce in the Wake of COVID-19
31 March 2020
Lawrence K. Cagney
, Jyotin Hamid
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, Tricia Bozyk Sherno
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
-
CARES Act: Implications for PE-Sponsored Portfolio Companies
31 March 2020
Matthew E. Kaplan
, Jeffrey E. Ross
, Sunil William Savkar
, Peter F.G. Schuur
, Scott B. Selinger
, Steven J. Slutzky
, Zahra J. Khosrovi Sowder
-
COVID-19 and Private Equity: The Impact of Financing Disruptions on Private Equity Portfolio Companies and Funds
31 March 2020
Jonathan Adler
, Jeffrey E. Ross
, Kevin M. Schmidt
, Scott B. Selinger
, Rebecca F. Silberstein
, Thomas Smith
-
The Federal Government Throws a Lifeline to Medicare Providers and Suppliers
30 March 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Melissa Runsten
-
Present Tense: Allocating the Evolving Risk of COVID-19 in M&A Transactions
30 March 2020
Jennifer L. Chu
, Michael Diz
, Gregory V. Gooding
, Sue Meng
, William D. Regner
, Kevin Rinker
, Jeffrey J. Rosen
-
CARES Act: Implications for Healthcare and Life Science Companies and Investors
27 March 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Melissa Runsten
-
SEC Extends Relief Period for Late Disclosure Reports and Updates Coronavirus-Related Disclosure Guidance
26 March 2020
Morgan J. Hayes
, Eric T. Juergens
, Matthew E. Kaplan
, Peter J. Loughran
, Paul M. Rodel
, Steven J. Slutzky
-
SEC Extends Exemptive Relief and Provides Additional Guidance for Advisers Affected by COVID-19
26 March 2020
Kenneth J. Berman
, Marc Ponchione
, Norma Angelica Freeland
-
CARES Act — Fiscal Response to COVID-19
26 March 2020
Lawrence K. Cagney
, Gary M. Friedman
, Peter A. Furci
, Rafael Kariyev
, Franklin L. Mitchell
, Peter F.G. Schuur
, Courtney Bradford Pike
-
SEC Enforcement Co-Directors Address Important Issues of Market Integrity
25 March 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Matthew E. Kaplan
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
-
Federal Reserve Establishes New Facility to Provide Credit Support to Corporate Issuers
24 March 2020
Morgan J. Hayes
, Matthew E. Kaplan
, Jeffrey E. Ross
, Joshua M. Samit
, Zahra J. Khosrovi Sowder
, Chen Xu
-
Stay-At-Home Orders and Essential Businesses during the COVID-19 Pandemic
24 March 2020
Jyotin Hamid
, Tricia Bozyk Sherno
-
Financial Regulator Responses to COVID-19
23 March 2020
Satish M. Kini
, Gregory J. Lyons
, Jeff Robins
, Chen Xu
-
COVID-19: Three Data Protection Tips for the EU and the UK
23 March 2020
Avi Gesser
, Jane Shvets
, Alexandre Bisch
, Fanny Gauthier
, Robert Maddox
, Dr. Friedrich Popp
-
Administering to Equity Compensation Programs Impacted by COVID-19
20 March 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
, Tricia Bozyk Sherno
-
New York Adopts Sick Leave and Job Protections for Employees under Quarantine and Isolation Orders Due to COVID-19
20 March 2020
Jyotin Hamid
, Alison E. Buckley-Serfass
, Tricia Bozyk Sherno
, Ashley V. Hahn
-
The Return of the ILC: The FDIC Issues a Proposal and Approval Orders
20 March 2020
Satish M. Kini
, Gregory J. Lyons
, Clare K. Lascelles
-
Delaware Supreme Court Upholds Federal-Forum Provisions for Securities Act Claims
20 March 2020
Matthew E. Kaplan
, Peter J. Loughran
, Maeve O'Connor
, William D. Regner
, Jonathan R. Tuttle
, Elliot Greenfield
-
Debevoise Debrief—SEC Issues Relief from CAT Reporting Requirements in Light of the COVID-19 Outbreak
19 March 2020
Jeff Robins
, Clare K. Lascelles
-
California AG Updates Draft CCPA Regulations (Again)
19 March 2020
Jeffrey P. Cunard
, Luke Dembosky
, Avi Gesser
, Henry Lebowitz
, Jim Pastore
, Lisa Zornberg
, Kate Saba
-
Coronavirus Response Act Signed Into Law: Employers’ New Obligations Regarding Paid Sick Leave and FMLA Amendments
19 March 2020
Jyotin Hamid
, Tricia Bozyk Sherno
-
U.S. Contractual “Outs” and COVID-19: Force Majeure, Material Adverse Effect and Frustration of Contract
19 March 2020
John S. Kiernan
, Shannon Rose Selden
, William H. Taft V
, Erich O. Grosz
-
COVID-19: Implications for Disclosure and Corporate Governance in the EU and UK
19 March 2020
James C. Scoville
, Vera Losonci
, Laurence Hanesworth
-
Canadian Supreme Court Opens Door to Corporate Liability for Human Rights Abuses Abroad
19 March 2020
Catherine Amirfar
, Ezra Borut
, Donald Francis Donovan
, Lord Goldsmith KC
, Mark Johnson
, Ina C. Popova
, David W. Rivkin
, Samantha J. Rowe
, Patrick Taylor
, Natalie L. Reid
, Sebastian Dutz
, Justin R. Rassi
-
COVID-19: FDA Developments and Legal Considerations for Healthcare and Life Science Companies and Investors
17 March 2020
Mark P. Goodman
, Maura Kathleen Monaghan
, Paul D. Rubin
, Jacob W. Stahl
, Suchita Mandavilli Brundage
, Melissa Runsten
-
U.S. Legal Considerations for Remote Work Arrangements in the Wake of COVID-19
17 March 2020
Tricia Bozyk Sherno
, Jyotin Hamid
, Avi Gesser
-
Debevoise Coronavirus Checklists – Coronavirus Disclosure
16 March 2020
Eric T. Juergens
, Peter J. Loughran
, Paul M. Rodel
-
SEC Extends Form ADV and Form PF Deadlines for Advisers Affected by COVID-19
16 March 2020
Kenneth J. Berman
, Marc Ponchione
, Norma Angelica Freeland
-
Debevoise Coronavirus Resource Center Collates Latest Insights and Resources
16 March 2020
Jennifer L. Chu
, Lord Goldsmith KC
, Mark Johnson
, John S. Kiernan
, Jonathan E. Levitsky
, Peter J. Loughran
, Jeffrey E. Ross
, Shannon Rose Selden
-
Financial Regulatory Agencies Issue Guidance and Call for Industry Preparedness Plans as the COVID-19 Outbreak Unfolds
13 March 2020
Satish M. Kini
, Gregory J. Lyons
, Jeff Robins
, Alison M. Hashmall
, Courtney Bradford Pike
-
Debevoise Coronavirus Checklists – U.S. Employer Considerations
13 March 2020
Jyotin Hamid
, Meir D. Katz
, Tricia Bozyk Sherno
-
Debevoise Alert – DFS Seeking Coronavirus Plans and Business Interruption Information from New York Insurers
11 March 2020
Eric Dinallo
, Marilyn A. Lion
, Nicholas F. Potter
-
Debevoise Coronavirus Checklists—Cybersecurity
10 March 2020
Luke Dembosky
, Avi Gesser
, Jim Pastore
, Lisa Zornberg
, Tricia Bozyk Sherno
, Hilary Davidson
, Christopher S. Ford
-
Pay Equity Update: Taking into Account Salary History in Setting Pay
9 March 2020
Lawrence K. Cagney
, Jyotin Hamid
, Meir D. Katz
, Alison E. Buckley-Serfass
, Tricia Bozyk Sherno
-
Private Equity Secondaries Market Adapts to COVID-19
9 March 2020
Andrew M. Ahern
, Gavin Anderson
, Katherine Ashton
, Ezra Borut
, Geoffrey P. Burgess
, E. Drew Dutton
, Jane Engelhardt
, John W. Rife III
, David J. Schwartz
-
Ninth Circuit Decision Increases Risk of RICO Economic Loss Claims Against Pharmaceutical Manufacturers and Highlights Evolving Circuit Split
6 March 2020
Mark P. Goodman
, Maura Kathleen Monaghan
, Kristin D. Kiehn
, J. Robert Abraham
-
Blueprint One Update—Lloyd’s Outlines Its Priorities for the First Phase of the Future at Lloyd’s
5 March 2020
James C. Scoville
, Benjamin Lyon
, Clare Swirski
, Katie Power
-
In re: Marriott International Inc., Customer Data Security Breach Litigation
27 February 2020
Luke Dembosky
, Avi Gesser
, Jim Pastore
, Lisa Zornberg
, Suchita Mandavilli Brundage
-
The Review of Securities & Commodities Regulation: Caremark Claims: “Mission Critical” Compliance Risks and a Board’s Duty to Monitor
26 February 2020
The Review of Securities & Commodities Regulation
Maeve O'Connor
, Elliot Greenfield
-
Fifteen Ways to Reduce Regulatory and Reputational Risks for Your AI-Powered Applications – Lessons from Recent Court Decisions and Regulatory Activity
20 February 2020
Jeffrey P. Cunard
, Luke Dembosky
, Avi Gesser
, Henry Lebowitz
, Jim Pastore
, Lisa Zornberg
, Anna R. Gressel
, Steven Tegrar
-
IP Watchdog: New USPTO Trademark Rules Seek to Streamline Filing and Crack Down on Fraud, But Could Increase Spam
17 February 2020
IP Watchdog
Megan K. Bannigan
, Christopher S. Ford
, Marissa MacAneney
-
Annual Filing, Notice and Reporting Requirements for Private Fund Sponsors
13 February 2020
Jonathan Adler
, Andrew M. Ahern
, Kenneth J. Berman
, Lorna Bowen
, Jane Engelhardt
, Andrew Ford
, Marc Ponchione
, David J. Schwartz
, Rebecca F. Silberstein
, Justin Storms
, Jason Auerbach
, Cate H. Bae
, Anne-Lise Quach
, Norma Angelica Freeland
-
Proposed Modifications to CCPA Regulations - Top Takeaways
12 February 2020
Jeffrey P. Cunard
, Luke Dembosky
, Avi Gesser
, Jim Pastore
, Javier Alvarez-Oviedo
, H Jacqueline Brehmer
, Christopher S. Ford
, Kate Saba
-
Indian Pharma: Congress and FDA Continue Scrutiny of Foreign Drug Companies with Heightened Focus on Companies Located in India
12 February 2020
Andrew L. Bab
, Geoffrey P. Burgess
, Jennifer L. Chu
, Kevin Rinker
, Paul D. Rubin
, Suchita Mandavilli Brundage
, Melissa Runsten
-
The Practical Implications of the National Securities Clearing Corporation’s New Cybersecurity Rules
7 February 2020
Luke Dembosky
, Avi Gesser
, Jim Pastore
, Julie M. Riewe
, Paul M. Rodel
, Lisa Zornberg
, H Jacqueline Brehmer
-
Fed Vice Chair Quarles Calls for Significant Changes to the Supervisory Process: Implications and Open Questions for the Banking Industry
6 February 2020
Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
-
SEC’s New Cyber Observations Highlight Operational Resiliency
4 February 2020
Luke Dembosky
, Avi Gesser
, Robert B. Kaplan
, Jim Pastore
, Julie M. Riewe
, Lisa Zornberg
, H Jacqueline Brehmer
, Christopher S. Ford
-
Volcker Rule 2.0: Covered Funds Proposal
31 January 2020
Satish M. Kini
, Gregory J. Lyons
, Marc Ponchione
, Alison M. Hashmall
, Isabel Espinosa de los Reyes
, Chen Xu
-
Federal Reserve Finalizes Revised Control Framework: Initial Reactions
31 January 2020
Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
-
UK Withdrawal from the EU—the Changing Landscape for UK Firms
31 January 2020
Katherine Ashton
, Patricia Volhard
, Jin-Hyuk Jang
, John Young
-
FTC Announces Annual Adjustments to HSR Act and Clayton Act Section 8 Thresholds
29 January 2020
Ted Hassi
, Michael Schaper
, Kyra K. Bromley
, Erica S. Weisgerber
, Leah Martin
-
SEC Proposes to Subject Proxy Voting Advice to U.S. Federal Proxy Rules
24 January 2020
BNY Mellon
Matthew E. Kaplan
, Joshua M. Samit
-
Pressure Mounts on Iran as U.S. Expands Sanctions and EU States Trigger Iran Nuclear Deal Snapback Mechanism
22 January 2020
Satish M. Kini
, Jane Shvets
, Carl Micarelli
, Konstantin Bureiko
, Robert T. Dura
-
Agencies Finalize Changes to Resolution Planning Requirements
21 January 2020
Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
, Jonathan Steinberg
, Chen Xu
-
Modernizing Advertising Rule
17 January 2020
Kenneth J. Berman
, Norma Angelica Freeland
-
International Space Law: A New Frontier of Risk
17 January 2020
Catherine Amirfar
, Natalie L. Reid
, Carl Micarelli
, Sebastian Dutz
, Merryl Lawry-White
-
2020 OCIE Priorities: Private Equity Remains Area of Interest, Focus on Retail and New SEC and Market-Wide Developments
15 January 2020
Kenneth J. Berman
, Andrew J. Ceresney
, Luke Dembosky
, Robert B. Kaplan
, Jim Pastore
, Julie M. Riewe
, Jeff Robins
, Jonathan R. Tuttle
, James B. Amler
, Norma Angelica Freeland
-
NFA Announces Launch of Swaps Proficiency Requirements
13 January 2020
Byungkwon Lim
, Gary E. Murphy
-
SEC Proposes Changes to Accredited Investor Definition—But Are More Changes Coming?
13 January 2020
Kenneth J. Berman
, Norma Angelica Freeland
-
SEC Adopts Final Set of Rules to Start the Clock for Registration of Security-Based Swap Dealers
8 January 2020
Jeff Robins
, Emilie T. Hsu
, Gary E. Murphy
-
SEC Proposes Updates to Auditor Independence Requirements
7 January 2020
Arian M. June
, Matthew E. Kaplan
, Paul M. Rodel
, Steven J. Slutzky
, Jonathan R. Tuttle
-
What the Bipartisan Budget Agreement Means for the Healthcare Industry and Life Sciences Companies
23 December 2019
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Ted Hassi
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Leah Martin
-
2019/2020 Private Equity Year-End Review and Outlook
19 December 2019
Jonathan Adler
, Christopher Anthony
, Kenneth J. Berman
, Lorna Bowen
, Andrew J. Ceresney
, Alan J. Davies
, Andrew Ford
, Robert B. Kaplan
, Pierre Maugüé
, Julie M. Riewe
, John W. Rife III
, Samantha J. Rowe
, Scott B. Selinger
, Thomas Smith
, Patricia Volhard
, Richard Ward
, Jin-Hyuk Jang
, John Young
, Dominic Blaxill
, Conway Blake
, Tom Cornell
, Paul Eastham
, Michelle Gilmore-Parry
, Felix Paterson
, Ryan T. Rafferty
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Treasury Drops the BEAT—Final Base Erosion and Anti-Abuse Tax Regulations
11 December 2019
Gary M. Friedman
, Peter A. Furci
, Peter F.G. Schuur
, Lillian Jo Aston
, Robert Nelson-Sullivan
-
Governance Round-Up Issue 11
10 December 2019
Matthew E. Kaplan
, William D. Regner
, Jeffrey J. Rosen
, Steven J. Slutzky
, Joshua M. Samit
-
UK and European Insurance Regulatory Update
9 December 2019
James C. Scoville
, Clare Swirski
, Benjamin Lyon
, Katie Power
-
States Increase Scrutiny of Independent Contractor Usage
26 November 2019
Lawrence K. Cagney
, Jyotin Hamid
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, Elizabeth Pagel Serebransky
, Justin C. Ferrone
, Tricia Bozyk Sherno
-
SEC Annual Report on Whistleblowers Shows Tips Received Leveling Off
20 November 2019
Arian M. June
, Jonathan R. Tuttle
-
2020 Proxy Advisor Voting Guidelines: What to Watch For
19 November 2019
Matthew E. Kaplan
, Paul M. Rodel
, Joshua M. Samit
-
Have Your Say on CCPA
18 November 2019
Jeffrey P. Cunard
, Luke Dembosky
, Maura Kathleen Monaghan
, Jim Pastore
, Kate Saba
-
IAIS Adopts Global Supervision Framework
18 November 2019
Alexander R. Cochran
, E. Drew Dutton
, David Grosgold
, Thomas M. Kelly
, Marilyn A. Lion
, Edwin Northover
, Nicholas F. Potter
, James C. Scoville
, John M. Vasily
, Benjamin Lyon
, Clare Swirski
, Jan Buschmann
, Katie Power
-
Transitioning from LIBOR—Some Key Considerations
14 November 2019
Michael Bolotin
, Jeff Robins
, Jeffrey E. Ross
, Sunil William Savkar
, Ramya S. Tiller
, Emilie T. Hsu
, Joshua M. Samit
-
ISS Sues SEC to Set Aside Guidance Subjecting Proxy Advisors to Proxy Rules
12 November 2019
Matthew E. Kaplan
, William D. Regner
, Joshua M. Samit
-
SEC Proposes New Rules on Proxy Voting Advice and Shareholder Proposals
12 November 2019
Matthew E. Kaplan
, Peter J. Loughran
, William D. Regner
, Paul M. Rodel
, Ezra Newman
-
SEC’s Division of Enforcement 2019 Annual Report Presents Strong Enforcement Results
7 November 2019
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, James B. Amler
-
Major Changes Coming to the Advertising Rule?
6 November 2019
Kenneth J. Berman
, Norma Angelica Freeland
-
New Prudential Framework for Domestic and Foreign Banking Organizations
1 November 2019
Satish M. Kini
, Gregory J. Lyons
, Jeff Robins
, Alison M. Hashmall
-
USDA Issues Long-Awaited Hemp Production Regulations
31 October 2019
Satish M. Kini
, Paul D. Rubin
, David Sarratt
, Melissa Runsten
-
Accounting and Financial Reporting Enforcement Round-Up
28 October 2019
Andrew J. Ceresney
, Matthew E. Kaplan
, Jonathan R. Tuttle
, Arian M. June
, Mark D. Flinn
-
Delaware Court of Chancery Sustains Failure to Monitor Caremark Claim
22 October 2019
Mark P. Goodman
, Maura Kathleen Monaghan
, Jonathan R. Tuttle
, Paul D. Rubin
, Jacob W. Stahl
-
Sanctions Alert Issue 54
22 October 2019
Alan Kartashkin
, Satish M. Kini
, David A. O'Neil
, Jane Shvets
, Carl Micarelli
, Konstantin Bureiko
, Robert T. Dura
-
Solar Arbitrations: A Year in Review
22 October 2019
Catherine Amirfar
, Merryl Lawry-White
, Rhianna Hoover
-
EIOPA Reveals Proposed Solvency II Reforms
21 October 2019
James C. Scoville
, Clare Swirski
, Benjamin Lyon
, Katie Power
-
Prudential plc and Rothesay Submit Their Appeal on the Blocked £12 Billion Part VII Transfer
16 October 2019
James C. Scoville
, Benjamin Lyon
, Clare Swirski
, Katie Power
-
U.K. and U.S. Sign Landmark Cross-Border Data Sharing Agreement
9 October 2019
Karolos Seeger
, Jane Shvets
, Robert Maddox
, Alma M. Mozetič
-
SEC Extends “Testing-the-Waters” to All Issuers
1 October 2019
Eric T. Juergens
, Matthew E. Kaplan
, Peter J. Loughran
, Paul M. Rodel
-
Marvell Technology Pays $5.5 Million to Settle SEC Charges of “Pull-In” Scheme
October 2019
-
RSM Settles Auditor Independence Violations
October 2019
-
Engine Manufacturing Executives Charged in Fraudulent Revenue Recognition Scheme
October 2019
-
Deloitte Japan Settles Auditor Independence Allegations
October 2019
-
Court Orders Cryptocurrency Firm to Pay $6.8 Million for Falsifying Revenue and Fraudulently Securing NASDAQ Listing
October 2019
-
Media Analytics Firm and Former CEO Settle Revenue Recognition Charges
October 2019
-
Bancorp and Two Executives Settle Charges Related to Loan Impairment Allowances
October 2019
-
SEC Charges PwC and Partner with Violating Auditor Independence Rules
October 2019
-
SEC and DOJ Charge REIT and Four Former Executives with Manipulating Non-GAAP Measures
October 2019
-
SEC Charges Six Individuals with Misrepresenting and Overvaluing Clean Energy Projects
October 2019
-
KPMG Agrees to $50 Million Settlement for Using Stolen PCAOB Data and Cheating on Training Exams
October 2019
-
Final Federal Rule to Increase Overtime Salary Thresholds
27 September 2019
Lawrence K. Cagney
, Jyotin Hamid
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, Elizabeth Pagel Serebransky
, Tricia Bozyk Sherno
-
U.S. House of Representatives Passes the SAFE Banking Act
26 September 2019
Satish M. Kini
, Paul D. Rubin
, David Sarratt
-
TMT Insights: What Is On The Horizon For Export Controls on “Emerging Technologies”? Industry Comments May Hold A Clue
23 September 2019
Jeffrey P. Cunard
, Michael Diz
, Jonathan E. Levitsky
, Jim Pastore
, Michael Schaper
, Anna R. Gressel
-
Congressional Investigation Highlights Potential Risks for Private Equity Healthcare Investments
19 September 2019
Andrew L. Bab
, Jennifer L. Chu
, Maura Kathleen Monaghan
, David A. O'Neil
, Kevin Rinker
, Paul D. Rubin
, Kevin M. Schmidt
, Jacob W. Stahl
, Samuel Rosh
-
Key Duties of International Investment Arbitrators: A Transnational Study of Legal and Ethical Dilemmas
18 September 2019
Ina C. Popova
, Berglind Halldorsdottir Birkland
-
Not With a Bang But a Whimper: At the Deadline, Minor Amendments to the California Consumer Privacy Act
18 September 2019
Jeffrey P. Cunard
, Luke Dembosky
, Maura Kathleen Monaghan
, Jim Pastore
, Jane Shvets
-
Failure to Prevent a Business Email Compromise, and to Notify Customers of It, Gives Rise to Sanctions Against Victim Company
18 September 2019
Luke Dembosky
, Jim Pastore
, Christopher S. Ford
, Jaime Fried
-
OFAC Amends Cuba Sanctions to Prohibit U-turn Transactions and Restrict Remittances
17 September 2019
Robert T. Dura
, Satish M. Kini
, Carl Micarelli
, Jane Shvets
-
Volcker Rule 2.0: A Detailed Summary of Final Rule Round 1
16 September 2019
Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
, Chen Xu
-
SEC Provides New Guidance on Proxy Voting Advice
28 August 2019
Matthew E. Kaplan
, William D. Regner
, Paul M. Rodel
, Joshua M. Samit
-
In the Best Interests of a Client: Proxy Voting and the Retention of Advisory Firms
28 August 2019
Kenneth J. Berman
, William D. Regner
, Norma Angelica Freeland
-
President Trump Announces New Sanctions Against China? Not Yet.
28 August 2019
Satish M. Kini
, Carl Micarelli
, Robert T. Dura
-
Seventh Circuit Strikes a Blow Against the FTC’s Preferred Enforcement Power
28 August 2019
David H. Bernstein
, Luke Dembosky
, Ted Hassi
, Paul D. Rubin
, Leah Martin
, Melissa Runsten
-
Aviation Industry and Iran-Related Sanctions: Be Mindful of Deceptive Practices
26 August 2019
Geoffrey P. Burgess
, Alan Kartashkin
, Jane Shvets
, Dmitry A. Karamyslov
, Carl Micarelli
, Konstantin Bureiko
-
NAIC 2019 Summer National Meeting Highlights
23 August 2019
Alexander R. Cochran
, Thomas M. Kelly
, Marilyn A. Lion
, Nicholas F. Potter
, Matthew B. Parelman
, Leron Guiterman
-
SEC Charges Pharmaceutical Company for Violation of Regulation FD, Reinforcing Need to Establish Policies for Handling Material Non-Public Information
23 August 2019
Andrew J. Ceresney
, Paul M. Rodel
, Paul D. Rubin
, Jonathan R. Tuttle
, Melissa Runsten
-
Volcker Rule: Version 2.0, Final Rule Round 1
21 August 2019
Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
, Chen Xu
-
Kisor v. Wilkie: A New Limit on Agency Deference and Its Implications for Banking Organizations
15 August 2019
-
Governance Round-Up Issue 10
12 August 2019
Matthew E. Kaplan
, William D. Regner
, Jeffrey J. Rosen
, Steven J. Slutzky
, Joshua M. Samit
-
United States Adopts Second Round of CBW Sanctions Targeting Russia
9 August 2019
Satish M. Kini
, Carl Micarelli
, Jane Shvets
, Robert T. Dura
, Konstantin Bureiko
, Alan Kartashkin
, Anastasia M. Magid
, Jonathan Steinberg
-
United States Sanctions the Venezuelan Government Controlled by the Maduro Regime
8 August 2019
Satish M. Kini
, Carl Micarelli
, Jane Shvets
, Robert T. Dura
, Konstantin Bureiko
, Alan Kartashkin
-
Chambers Practice Guides - Private Equity: USA 2019
6 August 2019
Chambers Practice Guides - Private Equity
Jonathan Adler
, Christopher Anthony
, Julie M. Riewe
, Steven J. Slutzky
-
Volcker Rule: Regulatory Relief Act Changes and Two-Year Extension of SOTUS Opt-in Relief
29 July 2019
Gregory J. Lyons
, Satish M. Kini
, Alison M. Hashmall
, Chen Xu
-
New York Updates Data Breach Notification Law and Imposes “Reasonable Security” Requirement
29 July 2019
Luke Dembosky
, Jim Pastore
, Christopher S. Ford
, Jaime Fried
, Alexandra P. Swain
-
2019 Private Equity Midyear Review and Outlook
23 July 2019
Jonathan Adler
, Christopher Anthony
, Kenneth J. Berman
, Andrew J. Ceresney
, Jeffrey P. Cunard
, Andrew Ford
, Peter A. Furci
, Morgan J. Hayes
, Robert B. Kaplan
, Rafael Kariyev
, Julie M. Riewe
, John W. Rife III
, Shannon Rose Selden
, Scott B. Selinger
, Thomas Smith
, Steven J. Slutzky
, Ramya S. Tiller
, Patricia Volhard
, Jin-Hyuk Jang
, Michael P. McGuigan
, John Young
, Almas Daud
, Anna R. Gressel
, Samuel D. Krawiecz
, Felix Paterson
-
Proposed £99 Million Marriott GDPR Data Breach Fine Underscores Importance of Cybersecurity in M&A
16 July 2019
Jeffrey P. Cunard
, Luke Dembosky
, Jim Pastore
, Paul M. Rodel
, Jane Shvets
, Keith J. Slattery
, Robert Maddox
-
DOJ Antitrust Announces New Policies on Antitrust Compliance Programs
15 July 2019
Daniel M. Abuhoff
, Ted Hassi
, Gary W. Kubek
, Michael Schaper
, Bruce E. Yannett
, Erica S. Weisgerber
, Leah Martin
-
FATF Guidance on AML Regulations Poses Significant Challenges to Crypto Industry
12 July 2019
Byungkwon Lim
, Gary E. Murphy
, Evgenii A. Lebedev
, Dr. Friedrich Popp
-
Court Strikes Down Regulation Requiring Price Disclosure in TV Ads for Prescription Drugs
11 July 2019
Andrew L. Bab
, David H. Bernstein
, Jyotin Hamid
, Maura Kathleen Monaghan
, Paul D. Rubin
, Jacob W. Stahl
-
ICO Proposes £183m Fine for British Airways GDPR Breach
9 July 2019
Luke Dembosky
, Jim Pastore
, Dr. Thomas Schürrle
, Jane Shvets
, Alexandre Bisch
, Robert Maddox
, Dr. Friedrich Popp
-
Loi PACTE: French Regulator Implements an Innovative Legal Framework for ICOs
8 July 2019
Byungkwon Lim
, Gary E. Murphy
, Philippe Tengelmann
, Rosanne Lariven
-
Federal Reserve Board Proposes Revisions to Clarify and Modernize the Rules Governing Confidential Supervisory Information and FOIA Requests
25 June 2019
Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
, Jonathan Steinberg
-
House Financial Services Committee Considers Legislation that Would Make SEC Waivers More Difficult for Parties Settling with the Commission
24 June 2019
Kenneth J. Berman
, Kara Brockmeyer
, Andrew J. Ceresney
, Matthew E. Kaplan
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, James B. Amler
-
Fiduciary Duties and Regulation Best Interest
18 June 2019
Kenneth J. Berman
, Robert B. Kaplan
, Jeff Robins
, Norma Angelica Freeland
, Alexandra N. Mogul
-
Fiduciary Duties: The SEC Weighs In Again
18 June 2019
Kenneth J. Berman
, Rebecca F. Silberstein
, Norma Angelica Freeland
-
Key Takeaways on Data Privacy and Big Data from the National Association of Attorneys General Consumer Protection Conference
7 June 2019
Courtney M. Dankworth
, Luke Dembosky
, Jim Pastore
, Christopher S. Ford
, Alexandra P. Swain
-
Consumer Financial Protection Bureau Releases Rules for Comprehensive Reform of Debt Collection Industry
3 June 2019
Courtney M. Dankworth
, Mary Beth Hogan
, Gregory J. Lyons
, Alexandra N. Mogul
-
FCPA Update May 2019
30 May 2019
Kara Brockmeyer
, Andrew M. Levine
, Karolos Seeger
, Jane Shvets
, Jonathan R. Tuttle
, Philip Rohlik
, Alma M. Mozetič
-
Applying the Bank Secrecy Act Framework to Convertible Virtual Currency: FinCEN Issues Guidance and Clarifies Expectations
28 May 2019
Satish M. Kini
, Byungkwon Lim
, Gary E. Murphy
, Robert T. Dura
, Jonathan Steinberg
-
SEC Proposes to Eliminate Auditor Attestation Requirement for Low-Revenue Reporting Companies
23 May 2019
Andrew L. Bab
, Morgan J. Hayes
, Matthew E. Kaplan
, Peter J. Loughran
, Paul M. Rodel
, Steven J. Slutzky
, Eric T. Juergens
-
10 Things U.S. Criminal Defense Lawyers Should Know About Defending a Case in France
22 May 2019
Antoine F. Kirry
, Frederick T. Davis
, Alexandre Bisch
, Fanny Gauthier
-
Supreme Court: Trademark Licensees Can Use Trademarks Even after Licensor Rejects License in Bankruptcy
20 May 2019
Jasmine Ball
, David H. Bernstein
, Jeffrey P. Cunard
, Henry Lebowitz
, Jared I. Kagan
, Elie J. Worenklein
-
CMS Issues Final Rule Requiring Disclosure of Drug and Biologic “List Prices” in Television Advertisements: Challenges Associated with Lanham Act Enforcement and First Amendment Implications
16 May 2019
David H. Bernstein
, Jyotin Hamid
, Paul D. Rubin
, Jacob W. Stahl
, Michael Compton McGregor
, Melissa Runsten
-
The Future at Lloyd’s – The World’s Leading Insurance Marketplace
16 May 2019
Alexander R. Cochran
, E. Drew Dutton
, David Innes
, Nicholas F. Potter
, James C. Scoville
, Clare Swirski
, John M. Vasily
, Benjamin Lyon
-
Proposed Regulations on Foreign Partner’s Interest Sale — What Sponsors Should Know About Withholding
15 May 2019
Michael Bolotin
, Peter A. Furci
, Rafael Kariyev
, Yehuda Y. Halpert
-
New U.S. Sanctions Target Non-U.S. Firms’ Transactions with Iran’s Metals Sector
13 May 2019
Alan Kartashkin
, Satish M. Kini
, Jane Shvets
, Carl Micarelli
, Robert T. Dura
-
EMIR Refit Regulation – Impact on Asset Managers
13 May 2019
Byungkwon Lim
, Jeff Robins
, Patricia Volhard
, Emilie T. Hsu
, John Young
-
OFAC Guidance and Recent Enforcement Actions: A Road Map for Compliance with U.S. Sanctions
9 May 2019
Alan Kartashkin
, Satish M. Kini
, Jane Shvets
, Carl Micarelli
, Robert T. Dura
-
Corporate Board Practices in the Russell 3000 and S&P 500: Recent Trends and Developments
7 May 2019
Paul M. Rodel
-
District Court Opinion Criticizes Government “Outsourcing” of Investigations
6 May 2019
Helen V. Cantwell
, Andrew J. Ceresney
, David A. O'Neil
, Mary Beth Hogan
, Mary Jo White
, Bruce E. Yannett
, Lisa Zornberg
, Erich O. Grosz
-
DOJ Updates Guidance on Evaluating Corporate Compliance Programs
3 May 2019
Kara Brockmeyer
, Helen V. Cantwell
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, David Sarratt
, Jonathan R. Tuttle
, Mary Jo White
, Bruce E. Yannett
, Lisa Zornberg
-
The California Consumer Privacy Act: Compliance Strategies for Financial Institutions
2 May 2019
Luke Dembosky
, Satish M. Kini
, Maura Kathleen Monaghan
, Jim Pastore
, Jane Shvets
-
U.S. Supreme Court Limits Class Arbitration
1 May 2019
Catherine Amirfar
, Donald Francis Donovan
, Mark W. Friedman
, Jyotin Hamid
, Ted Hassi
, Ina C. Popova
, Dietmar W. Prager
, Natalie L. Reid
, David W. Rivkin
, William H. Taft V
, Christopher K. Tahbaz
, Lisa Wang Lachowicz
-
Agencies Propose Significant Changes to Resolution Planning Requirements
30 April 2019
Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
, Jonathan Steinberg
, Chen Xu
-
NAIC 2019 Spring National Meeting Highlights
24 April 2019
Alexander R. Cochran
, Thomas M. Kelly
, Marilyn A. Lion
, Nicholas F. Potter
, AJ Salomon
-
Federal Reserve Proposes to Clarify and Revise Control Framework
24 April 2019
Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
, Nariné A. Atamian
-
TMT Insights: SEC Pares Back Required Content for Exhibit Filings: Takeaways for TMT
23 April 2019
Jeffrey P. Cunard
, Michael Diz
, Jonathan E. Levitsky
, Jim Pastore
, Paul M. Rodel
, Michael Schaper
-
Governance Round-Up Issue 9
23 April 2019
Matthew E. Kaplan
, William D. Regner
, Jeffrey J. Rosen
, Steven J. Slutzky
, Joshua M. Samit
-
Private Equity Guide to Consumer Product Investing Under the Trump Administration: Food and Drug Administration (FDA) Developments
18 April 2019
Andrew L. Bab
, Jennifer L. Chu
, Michael Diz
, Sue Meng
, Kevin Rinker
, Paul D. Rubin
, Kevin M. Schmidt
, Melissa Runsten
-
German and EU Authorities Present First Ideas on the Regulation of Artificial Intelligence
18 April 2019
Byungkwon Lim
, Dr. Thomas Schürrle
, Dr. Oliver Krauß
, Dr. Friedrich Popp
-
Federal Reserve Proposes Significant Changes to Foreign Bank Prudential Framework
15 April 2019
Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
, Chen Xu
-