Publications

• Update Regarding Public Health and Social Services Emergency Fund
  6 April 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Nora Niedzielski-Eichner
• SEC Shows Continued Willingness to Award Compliance Whistleblowers
  3 April 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Ada Fernandez Johnson
  ,
  Suzanne Zakaria
• UK Supreme Court Rules Employer Not Liable for Rogue Employee’s Malicious Data Breach
  3 April 2020
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Jeremy Feigelson
  ,
  Christopher Garrett
  ,
  Robert Maddox
• Projecting Performance in the Age of COVID-19
  3 April 2020
  Michael Diz
  ,
  Gregory V. Gooding
  ,
  Matthew E. Kaplan
  ,
  Sue Meng
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
• Employer Considerations Related to Health and Safety of Workers during Covid-19 Outbreak
  2 April 2020
  Jyotin Hamid
  ,
  Tricia Bozyk Sherno
  ,
  Brooke J. Willig
• Congress and Financial Regulators: Responses to COVID-19
  31 March 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jeff Robins
  ,
  Sandeep S. Dhaliwal
  ,
  Danjie Fang
  ,
  Chen Xu
• Legal Considerations for Layoffs, Furloughs, and Reduction of Workforce in the Wake of COVID-19
  31 March 2020
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
  ,
  Tricia Bozyk Sherno
  ,
  Alison E. Buckley-Serfass
  ,
  J. Michael Snypes, Jr.
• CARES Act: Implications for PE-Sponsored Portfolio Companies
  31 March 2020
  Matthew E. Kaplan
  ,
  David L. Portilla
  ,
  Jeffrey E. Ross
  ,
  Sunil William Savkar
  ,
  Peter F.G. Schuur
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Will C. Giles
  ,
  Zahra J. Khosrovi Sowder
• COVID-19 and Private Equity: The Impact of Financing Disruptions on Private Equity Portfolio Companies and Funds
  31 March 2020
  Jonathan Adler
  ,
  Jeffrey E. Ross
  ,
  Kevin M. Schmidt
  ,
  Scott B. Selinger
  ,
  Rebecca F. Silberstein
  ,
  Thomas Smith
  ,
  Simon Witney
• The Federal Government Throws a Lifeline to Medicare Providers and Suppliers
  30 March 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Nora Niedzielski-Eichner
  ,
  Melissa B. Runsten
• Present Tense: Allocating the Evolving Risk of COVID-19 in M&A Transactions
  30 March 2020
  Jennifer L. Chu
  ,
  Michael Diz
  ,
  Gregory V. Gooding
  ,
  Sue Meng
  ,
  William D. Regner
  ,
  Kevin Rinker
  ,
  Jeffrey J. Rosen
• CARES Act: Implications for Healthcare and Life Science Companies and Investors
  27 March 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa B. Runsten
• SEC Extends Relief Period for Late Disclosure Reports and Updates Coronavirus-Related Disclosure Guidance
  26 March 2020
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Erica C. Reich
• SEC Extends Exemptive Relief and Provides Additional Guidance for Advisers Affected by COVID-19
  26 March 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• CARES Act — Fiscal Response to COVID-19
  26 March 2020
  David L. Portilla
  ,
  Lawrence K. Cagney
  ,
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Rafael Kariyev
  ,
  Franklin L. Mitchell
  ,
  Peter F.G. Schuur
  ,
  Will C. Giles
  ,
  Courtney Bradford Pike
• SEC Enforcement Co-Directors Address Important Issues of Market Integrity
  25 March 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
  ,
  Jonathan M. DeMars
• Federal Reserve Establishes New Facility to Provide Credit Support to Corporate Issuers
  24 March 2020
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  David L. Portilla
  ,
  Jeffrey E. Ross
  ,
  Joshua M. Samit
  ,
  Zahra J. Khosrovi Sowder
  ,
  Stephen Asoli
  ,
  Priya Soni
  ,
  Chen Xu
• Stay-At-Home Orders and Essential Businesses during the COVID-19 Pandemic
  24 March 2020
  Jyotin Hamid
  ,
  Tricia Bozyk Sherno
  ,
  Malu Malhotra
  ,
  Joshua E. Roberts
• Financial Regulator Responses to COVID-19
  23 March 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jeff Robins
  ,
  Chen Xu
• COVID-19: Three Data Protection Tips for the EU and the UK
  23 March 2020
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Jane Shvets
  ,
  Alexandre Bisch
  ,
  Ariane Fleuriot
  ,
  Fanny Gauthier
  ,
  Robert Maddox
  ,
  Dr. Friedrich Popp
• New York Adopts Sick Leave and Job Protections for Employees under Quarantine and Isolation Orders Due to COVID-19
  20 March 2020
  Jyotin Hamid
  ,
  Alison E. Buckley-Serfass
  ,
  Tricia Bozyk Sherno
  ,
  Ashley V. Hahn
• Administering to Equity Compensation Programs Impacted by COVID-19
  20 March 2020
  Lawrence K. Cagney
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  J. Michael Snypes, Jr.
  ,
  Tricia Bozyk Sherno
• The Return of the ILC: The FDIC Issues a Proposal and Approval Orders
  20 March 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  David G. Sewell
  ,
  Clare K. Lascelles
  ,
  Brenna Rae Sooy
• Delaware Supreme Court Upholds Federal-Forum Provisions for Securities Act Claims
  20 March 2020
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Jonathan R. Tuttle
  ,
  Elliot Greenfield
  ,
  Michael W. Gramer
• California AG Updates Draft CCPA Regulations (Again)
  19 March 2020
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Henry Lebowitz
  ,
  Jim Pastore
  ,
  Lisa Zornberg
  ,
  Kate Saba
• Debevoise Debrief—SEC Issues Relief from CAT Reporting Requirements in Light of the COVID-19 Outbreak
  19 March 2020
  David L. Portilla
  ,
  Jeff Robins
  ,
  Danjie Fang
  ,
  Clare K. Lascelles
• Coronavirus Response Act Signed Into Law: Employers’ New Obligations Regarding Paid Sick Leave and FMLA Amendments
  19 March 2020
  Jyotin Hamid
  ,
  Tricia Bozyk Sherno
  ,
  Katie R. Aber
  ,
  Joshua E. Roberts
• U.S. Contractual “Outs” and COVID-19: Force Majeure, Material Adverse Effect and Frustration of Contract
  19 March 2020
  John S. Kiernan
  ,
  Shannon Rose Selden
  ,
  William H. Taft V
  ,
  Erich O. Grosz
  ,
  Joshua B. Pickar
  ,
  Clifton B. Fels
• COVID-19: Implications for Disclosure and Corporate Governance in the EU and UK
  19 March 2020
  James C. Scoville
  ,
  Vera Losonci
  ,
  Laurence Hanesworth
• Canadian Supreme Court Opens Door to Corporate Liability for Human Rights Abuses Abroad
  19 March 2020
  Catherine Amirfar
  ,
  Ezra Borut
  ,
  Donald Francis Donovan
  ,
  Lord Goldsmith QC
  ,
  Mark Johnson
  ,
  Wendy J. Miles
  ,
  Ina C. Popova
  ,
  David W. Rivkin
  ,
  Samantha J. Rowe
  ,
  Patrick Taylor
  ,
  Natalie L. Reid
  ,
  Sebastian Dutz
  ,
  Justin R. Rassi
  ,
  Guilherme Recena Costa
• COVID-19: FDA Developments and Legal Considerations for Healthcare and Life Science Companies and Investors
  17 March 2020
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Suchita Mandavilli Brundage
  ,
  Melissa B. Runsten
• U.S. Legal Considerations for Remote Work Arrangements in the Wake of COVID-19
  17 March 2020
  Tricia Bozyk Sherno
  ,
  Jyotin Hamid
  ,
  Avi Gesser
  ,
  Jeremy Feigelson
  ,
  Brooke J. Willig
• Debevoise Coronavirus Checklists – Coronavirus Disclosure
  16 March 2020
  Eric T. Juergens
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Erica C. Reich
• SEC Extends Form ADV and Form PF Deadlines for Advisers Affected by COVID-19
  16 March 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• Debevoise Coronavirus Resource Center Collates Latest Insights and Resources
  16 March 2020
  Jennifer L. Chu
  ,
  Lord Goldsmith QC
  ,
  Mark Johnson
  ,
  John S. Kiernan
  ,
  Jonathan E. Levitsky
  ,
  Peter J. Loughran
  ,
  Jeffrey E. Ross
  ,
  Shannon Rose Selden
• Debevoise Coronavirus Checklists – U.S. Employer Considerations
  13 March 2020
  Jyotin Hamid
  ,
  Meir D. Katz
  ,
  Tricia Bozyk Sherno
• Financial Regulatory Agencies Issue Guidance and Call for Industry Preparedness Plans as the COVID-19 Outbreak Unfolds
  13 March 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jeff Robins
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  David G. Sewell
  ,
  Courtney Bradford Pike
  ,
  David C. Saltzman
• Debevoise Alert – DFS Seeking Coronavirus Plans and Business Interruption Information from New York Insurers
  11 March 2020
  Eric R. Dinallo
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
• Debevoise Coronavirus Checklists—Cybersecurity
  10 March 2020
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Lisa Zornberg
  ,
  Tricia Bozyk Sherno
  ,
  Hilary Davidson
  ,
  Christopher S. Ford
• Pay Equity Update: Taking into Account Salary History in Setting Pay
  9 March 2020
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Meir D. Katz
  ,
  Alison E. Buckley-Serfass
  ,
  Tricia Bozyk Sherno
• Private Equity Secondaries Market Adapts to COVID-19
  9 March 2020
  Andrew M. Ahern
  ,
  Gavin Anderson
  ,
  Katherine Ashton
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  John W. Rife III
  ,
  Andrew C. Rearick
  ,
  David J. Schwartz
• Ninth Circuit Decision Increases Risk of RICO Economic Loss Claims Against Pharmaceutical Manufacturers and Highlights Evolving Circuit Split
  6 March 2020
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kristin D. Kiehn
  ,
  J. Robert Abraham
  ,
  Joshua E. Roberts
  ,
  Caroline Zielinski
• Blueprint One Update—Lloyd’s Outlines Its Priorities for the First Phase of the Future at Lloyd’s
  5 March 2020
  James C. Scoville
  ,
  Benjamin Lyon
  ,
  Clare Swirski
  ,
  Sarah Hale
  ,
  Katie Power
• In re: Marriott International Inc., Customer Data Security Breach Litigation
  27 February 2020
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Lisa Zornberg
  ,
  Suchita Mandavilli Brundage
• Fifteen Ways to Reduce Regulatory and Reputational Risks for Your AI-Powered Applications – Lessons from Recent Court Decisions and Regulatory Activity
  20 February 2020
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Henry Lebowitz
  ,
  Jim Pastore
  ,
  Lisa Zornberg
  ,
  Anna R. Gressel
  ,
  Steven Tegrar
• IP Watchdog: New USPTO Trademark Rules Seek to Streamline Filing and Crack Down on Fraud, But Could Increase Spam
  17 February 2020
  IP Watchdog
  Megan K. Bannigan
  ,
  Christopher S. Ford
  ,
  Marissa MacAneney
• Annual Filing, Notice and Reporting Requirements for Private Fund Sponsors
  13 February 2020
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  Lorna Bowen
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Marc Ponchione
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Justin Storms
  ,
  Jason Auerbach
  ,
  Cate H. Bae
  ,
  Jennifer Graff
  ,
  Gregory T. Larkin
  ,
  Anne-Lise Quach
  ,
  Norma Angelica Freeland
• Proposed Modifications to CCPA Regulations - Top Takeaways
  12 February 2020
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Javier Alvarez-Oviedo
  ,
  Jeremy C. Beutler
  ,
  H Jacqueline Brehmer
  ,
  Christopher S. Ford
  ,
  Kate Saba
• Indian Pharma: Congress and FDA Continue Scrutiny of Foreign Drug Companies with Heightened Focus on Companies Located in India
  12 February 2020
  Andrew L. Bab
  ,
  Geoffrey P. Burgess
  ,
  Jennifer L. Chu
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Suchita Mandavilli Brundage
  ,
  Melissa B. Runsten
• The Practical Implications of the National Securities Clearing Corporation’s New Cybersecurity Rules
  7 February 2020
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  Lisa Zornberg
  ,
  H Jacqueline Brehmer
  ,
  Taryn Elliott
• Fed Vice Chair Quarles Calls for Significant Changes to the Supervisory Process: Implications and Open Questions for the Banking Industry
  6 February 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  David G. Sewell
• SEC’s New Cyber Observations Highlight Operational Resiliency
  4 February 2020
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Avi Gesser
  ,
  Robert B. Kaplan
  ,
  Jim Pastore
  ,
  Julie M. Riewe
  ,
  Lisa Zornberg
  ,
  H Jacqueline Brehmer
  ,
  Stephanie M. Cipolla
  ,
  Christopher S. Ford
• Volcker Rule 2.0: Covered Funds Proposal
  31 January 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Marc Ponchione
  ,
  David L. Portilla
  ,
  Alison M. Hashmall
  ,
  Sandeep S. Dhaliwal
  ,
  Isabel Espinosa de los Reyes
  ,
  Chen Xu
• Federal Reserve Finalizes Revised Control Framework: Initial Reactions
  31 January 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  David G. Sewell
  ,
  Andrew Field
• UK Withdrawal from the EU—the Changing Landscape for UK Firms
  31 January 2020
  Katherine Ashton
  ,
  Patricia Volhard
  ,
  Jin-Hyuk Jang
  ,
  Simon Witney
  ,
  John Young
• FTC Announces Annual Adjustments to HSR Act and Clayton Act Section 8 Thresholds
  29 January 2020
  Ted Hassi
  ,
  Michael Schaper
  ,
  Kyra K. Bromley
  ,
  Erica S. Weisgerber
  ,
  Leah S. Martin
• SEC Proposes to Subject Proxy Voting Advice to U.S. Federal Proxy Rules
  24 January 2020
  BNY Mellon
  Matthew E. Kaplan
  ,
  Joshua M. Samit
• Pressure Mounts on Iran as U.S. Expands Sanctions and EU States Trigger Iran Nuclear Deal Snapback Mechanism
  22 January 2020
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
  ,
  Jonathan R. Wong
• Agencies Finalize Changes to Resolution Planning Requirements
  21 January 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  Sandeep S. Dhaliwal
  ,
  Jonathan Steinberg
  ,
  Chen Xu
• Modernizing Advertising Rule
  17 January 2020
  Kenneth J. Berman
  ,
  Jennifer Graff
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• International Space Law: A New Frontier of Risk
  17 January 2020
  Catherine Amirfar
  ,
  Natalie L. Reid
  ,
  Carl Micarelli
  ,
  Sebastian Dutz
  ,
  Merryl Lawry-White
  ,
  William C. Mattessich
• 2020 OCIE Priorities: Private Equity Remains Area of Interest, Focus on Retail and New SEC and Market-Wide Developments
  15 January 2020
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Luke Dembosky
  ,
  Robert B. Kaplan
  ,
  Jim Pastore
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Jonathan R. Tuttle
  ,
  James B. Amler
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• NFA Announces Launch of Swaps Proficiency Requirements
  13 January 2020
  Byungkwon Lim
  ,
  Gary E. Murphy
• SEC Proposes Changes to Accredited Investor Definition—But Are More Changes Coming?
  13 January 2020
  Kenneth J. Berman
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• SEC Adopts Final Set of Rules to Start the Clock for Registration of Security-Based Swap Dealers
  8 January 2020
  Jeff Robins
  ,
  Emilie T. Hsu
  ,
  Gary E. Murphy
  ,
  Sandeep S. Dhaliwal
• SEC Proposes Updates to Auditor Independence Requirements
  7 January 2020
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
• What the Bipartisan Budget Agreement Means for the Healthcare Industry and Life Sciences Companies
  23 December 2019
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Ted Hassi
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Leah S. Martin
• 2019/2020 Private Equity Year-End Review and Outlook
  19 December 2019
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Kenneth J. Berman
  ,
  Lorna Bowen
  ,
  Andrew J. Ceresney
  ,
  William Y. Chua
  ,
  Alan J. Davies
  ,
  Andrew Ford
  ,
  Robert B. Kaplan
  ,
  Pierre Maugüé
  ,
  Julie M. Riewe
  ,
  John W. Rife III
  ,
  Samantha J. Rowe
  ,
  Scott B. Selinger
  ,
  Thomas Smith
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Simon Witney
  ,
  Gregory T. Larkin
  ,
  Jin-Hyuk Jang
  ,
  John Young
  ,
  Dominic Blaxill
  ,
  Conway Blake
  ,
  Tom Cornell
  ,
  Paul Eastham
  ,
  Michelle Gilmore
  ,
  Felix Paterson
  ,
  Ryan T. Rafferty
• Treasury Drops the BEAT—Final Base Erosion and Anti-Abuse Tax Regulations
  11 December 2019
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Peter F.G. Schuur
  ,
  Lillian Jo Aston
  ,
  Samuel M. Duncan
  ,
  Robert Nelson-Sullivan
  ,
  Cameron E. Rotblat
• Governance Round-Up Issue 11
  10 December 2019
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  C. Chloe Orlando
• UK and European Insurance Regulatory Update
  9 December 2019
  James C. Scoville
  ,
  Clare Swirski
  ,
  Benjamin Lyon
  ,
  Dexter Hoffman
  ,
  Sarah Hale
  ,
  Katie Power
• States Increase Scrutiny of Independent Contractor Usage
  26 November 2019
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
  ,
  Elizabeth Pagel Serebransky
  ,
  Justin C. Ferrone
  ,
  Tricia Bozyk Sherno
• SEC Annual Report on Whistleblowers Shows Tips Received Leveling Off
  20 November 2019
  Arian M. June
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• 2020 Proxy Advisor Voting Guidelines: What to Watch For
  19 November 2019
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
  ,
  Jonathan C. Miu
  ,
  C. Chloe Orlando
• Have Your Say on CCPA
  18 November 2019
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Maura Kathleen Monaghan
  ,
  Jim Pastore
  ,
  Jeremy C. Beutler
  ,
  Kate Saba
• IAIS Adopts Global Supervision Framework
  18 November 2019
  Alexander R. Cochran
  ,
  E. Drew Dutton
  ,
  David Grosgold
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Edwin Northover
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Benjamin Lyon
  ,
  Clare Swirski
  ,
  Jan Buschmann
  ,
  Risa B. Gordon
  ,
  Sarah Hale
  ,
  Katie Power
• Transitioning from LIBOR—Some Key Considerations
  14 November 2019
  Michael Bolotin
  ,
  Jeff Robins
  ,
  Jeffrey E. Ross
  ,
  Sunil William Savkar
  ,
  Ramya S. Tiller
  ,
  Emilie T. Hsu
  ,
  Huey-Fun Lee
  ,
  Joshua M. Samit
  ,
  Giselle Alvarado
• ISS Sues SEC to Set Aside Guidance Subjecting Proxy Advisors to Proxy Rules
  12 November 2019
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Joshua M. Samit
  ,
  Carolina de Barros
• SEC Proposes New Rules on Proxy Voting Advice and Shareholder Proposals
  12 November 2019
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Carolina de Barros
  ,
  Milan Udawatta
  ,
  Ezra Newman
• SEC’s Division of Enforcement 2019 Annual Report Presents Strong Enforcement Results
  7 November 2019
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  James B. Amler
  ,
  Ada Fernandez Johnson
• Major Changes Coming to the Advertising Rule?
  6 November 2019
  Kenneth J. Berman
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• New Prudential Framework for Domestic and Foreign Banking Organizations
  1 November 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jeff Robins
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  David G. Sewell
• USDA Issues Long-Awaited Hemp Production Regulations
  31 October 2019
  Satish M. Kini
  ,
  Paul D. Rubin
  ,
  David Sarratt
  ,
  David G. Sewell
  ,
  Andrew Field
  ,
  Melissa B. Runsten
• Accounting and Financial Reporting Enforcement Round-Up
  28 October 2019
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
  ,
  Jonathan M. DeMars
• Delaware Court of Chancery Sustains Failure to Monitor Caremark Claim
  22 October 2019
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Jonathan R. Tuttle
  ,
  Paul D. Rubin
  ,
  Ada Fernandez Johnson
  ,
  Jacob W. Stahl
  ,
  Tara P. Ganapathy
• Sanctions Alert Issue 54
  22 October 2019
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• Solar Arbitrations: A Year in Review
  22 October 2019
  Catherine Amirfar
  ,
  Wendy J. Miles
  ,
  Merryl Lawry-White
  ,
  Rhianna Hoover
• EIOPA Reveals Proposed Solvency II Reforms
  21 October 2019
  James C. Scoville
  ,
  Clare Swirski
  ,
  Benjamin Lyon
  ,
  Sarah Hale
  ,
  Katie Power
• Prudential plc and Rothesay Submit Their Appeal on the Blocked £12 Billion Part VII Transfer
  16 October 2019
  James C. Scoville
  ,
  Benjamin Lyon
  ,
  Clare Swirski
  ,
  Sarah Hale
  ,
  Katie Power
• U.K. and U.S. Sign Landmark Cross-Border Data Sharing Agreement
  9 October 2019
  Jeremy Feigelson
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Robin Lööf
  ,
  Robert Maddox
  ,
  Alma M. Mozetič
• SEC Extends “Testing-the-Waters” to All Issuers
  1 October 2019
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Devon Klein
• Marvell Technology Pays $5.5 Million to Settle SEC Charges of “Pull-In” Scheme
  October 2019
• RSM Settles Auditor Independence Violations
  October 2019
• Engine Manufacturing Executives Charged in Fraudulent Revenue Recognition Scheme
  October 2019
• Deloitte Japan Settles Auditor Independence Allegations
  October 2019
• Court Orders Cryptocurrency Firm to Pay $6.8 Million for Falsifying Revenue and Fraudulently Securing NASDAQ Listing
  October 2019
• Media Analytics Firm and Former CEO Settle Revenue Recognition Charges
  October 2019
• Bancorp and Two Executives Settle Charges Related to Loan Impairment Allowances
  October 2019
• SEC Charges PwC and Partner with Violating Auditor Independence Rules
  October 2019
• SEC and DOJ Charge REIT and Four Former Executives with Manipulating Non-GAAP Measures
  October 2019
• SEC Charges Six Individuals with Misrepresenting and Overvaluing Clean Energy Projects
  October 2019
• KPMG Agrees to $50 Million Settlement for Using Stolen PCAOB Data and Cheating on Training Exams
  October 2019
• Final Federal Rule to Increase Overtime Salary Thresholds
  27 September 2019
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
  ,
  Elizabeth Pagel Serebransky
  ,
  Tricia Bozyk Sherno
• U.S. House of Representatives Passes the SAFE Banking Act
  26 September 2019
  Satish M. Kini
  ,
  Paul D. Rubin
  ,
  David Sarratt
  ,
  David G. Sewell
  ,
  Andrew Field
• TMT Insights: What Is On The Horizon For Export Controls on “Emerging Technologies”? Industry Comments May Hold A Clue
  23 September 2019
  Jeffrey P. Cunard
  ,
  Michael Diz
  ,
  Jonathan E. Levitsky
  ,
  Jim Pastore
  ,
  Michael Schaper
  ,
  Anna R. Gressel
• Congressional Investigation Highlights Potential Risks for Private Equity Healthcare Investments
  19 September 2019
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Maura Kathleen Monaghan
  ,
  David A. O'Neil
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Kevin M. Schmidt
  ,
  Jacob W. Stahl
  ,
  Samuel Rosh
• Not With a Bang But a Whimper: At the Deadline, Minor Amendments to the California Consumer Privacy Act
  18 September 2019
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Maura Kathleen Monaghan
  ,
  Jim Pastore
  ,
  Jane Shvets
  ,
  Emily Rebecca Hush
• Failure to Prevent a Business Email Compromise, and to Notify Customers of It, Gives Rise to Sanctions Against Victim Company
  18 September 2019
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Christopher S. Ford
  ,
  Jaime Fried
• Key Duties of International Investment Arbitrators: A Transnational Study of Legal and Ethical Dilemmas
  18 September 2019
  Ina C. Popova
  ,
  Berglind Halldorsdottir Birkland
• OFAC Amends Cuba Sanctions to Prohibit U-turn Transactions and Restrict Remittances
  17 September 2019
  Robert T. Dura
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Jane Shvets
  ,
  David G. Sewell
  ,
  Jonathan R. Wong
• Volcker Rule 2.0: A Detailed Summary of Final Rule Round 1
  16 September 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Alison M. Hashmall
  ,
  Andrew Field
  ,
  Chen Xu
• SEC Provides New Guidance on Proxy Voting Advice
  28 August 2019
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
  ,
  Milan Udawatta
• In the Best Interests of a Client: Proxy Voting and the Retention of Advisory Firms
  28 August 2019
  Kenneth J. Berman
  ,
  William D. Regner
  ,
  Norma Angelica Freeland
• Seventh Circuit Strikes a Blow Against the FTC’s Preferred Enforcement Power
  28 August 2019
  David H. Bernstein
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Ted Hassi
  ,
  Paul D. Rubin
  ,
  Leah S. Martin
  ,
  Melissa B. Runsten
• President Trump Announces New Sanctions Against China? Not Yet.
  28 August 2019
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Robert T. Dura
• Aviation Industry and Iran-Related Sanctions: Be Mindful of Deceptive Practices
  26 August 2019
  Geoffrey P. Burgess
  ,
  Alan Kartashkin
  ,
  Jane Shvets
  ,
  Dmitry A. Karamyslov
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Konstantin Bureiko
  ,
  Tamara S. Kulyk
  ,
  Dmitry S. Stakheev
• NAIC 2019 Summer National Meeting Highlights
  23 August 2019
  Alexander R. Cochran
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  Risa B. Gordon
  ,
  Matthew B. Parelman
  ,
  Leron Solomon
• SEC Charges Pharmaceutical Company for Violation of Regulation FD, Reinforcing Need to Establish Policies for Handling Material Non-Public Information
  23 August 2019
  Andrew J. Ceresney
  ,
  Paul M. Rodel
  ,
  Paul D. Rubin
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
  ,
  Laura E. O'Neill
  ,
  Melissa B. Runsten
• Volcker Rule: Version 2.0, Final Rule Round 1
  21 August 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Alison M. Hashmall
  ,
  Andrew Field
  ,
  Chen Xu
• Kisor v. Wilkie: A New Limit on Agency Deference and Its Implications for Banking Organizations
  15 August 2019
  David L. Portilla
  ,
  Will C. Giles
• Governance Round-Up Issue 10
  12 August 2019
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  C. Chloe Orlando
• United States Adopts Second Round of CBW Sanctions Targeting Russia
  9 August 2019
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Jane Shvets
  ,
  Robert T. Dura
  ,
  David G. Sewell
  ,
  Konstantin Bureiko
  ,
  Alan Kartashkin
  ,
  Anastasia M. Magid
  ,
  Jonathan Steinberg
• United States Sanctions the Venezuelan Government Controlled by the Maduro Regime
  8 August 2019
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Jane Shvets
  ,
  Robert T. Dura
  ,
  David G. Sewell
  ,
  Konstantin Bureiko
  ,
  Alan Kartashkin
• New York Updates Data Breach Notification Law and Imposes “Reasonable Security” Requirement
  29 July 2019
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Stephanie M. Cipolla
  ,
  Christopher S. Ford
  ,
  Jaime Fried
  ,
  Alexandra P. Swain
• Volcker Rule: Regulatory Relief Act Changes and Two-Year Extension of SOTUS Opt-in Relief
  29 July 2019
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Satish M. Kini
  ,
  Alison M. Hashmall
  ,
  Chen Xu
• 2019 Private Equity Midyear Review and Outlook
  23 July 2019
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Jeffrey P. Cunard
  ,
  Andrew Ford
  ,
  Peter A. Furci
  ,
  Morgan J. Hayes
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Julie M. Riewe
  ,
  John W. Rife III
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Thomas Smith
  ,
  Steven J. Slutzky
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Jin-Hyuk Jang
  ,
  Gregory T. Larkin
  ,
  Michael P. McGuigan
  ,
  Simon Witney
  ,
  John Young
  ,
  Almas Daud
  ,
  Anna R. Gressel
  ,
  Samuel D. Krawiecz
  ,
  Felix Paterson
• Proposed £99 Million Marriott GDPR Data Breach Fine Underscores Importance of Cybersecurity in M&A
  16 July 2019
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Jane Shvets
  ,
  Keith J. Slattery
  ,
  Stephanie M. Cipolla
  ,
  Christopher Garrett
  ,
  Robert Maddox
• DOJ Antitrust Announces New Policies on Antitrust Compliance Programs
  15 July 2019
  Daniel M. Abuhoff
  ,
  Ted Hassi
  ,
  Gary W. Kubek
  ,
  Michael Schaper
  ,
  Bruce E. Yannett
  ,
  Erica S. Weisgerber
  ,
  Leah S. Martin
• FATF Guidance on AML Regulations Poses Significant Challenges to Crypto Industry
  12 July 2019
  Byungkwon Lim
  ,
  Klaudius Heda
  ,
  Anna V. Maximenko
  ,
  Gary E. Murphy
  ,
  Elena Klutchareva
  ,
  Evgenii A. Lebedev
  ,
  Dr. Friedrich Popp
• Court Strikes Down Regulation Requiring Price Disclosure in TV Ads for Prescription Drugs
  11 July 2019
  Andrew L. Bab
  ,
  David H. Bernstein
  ,
  Jeremy Feigelson
  ,
  Jyotin Hamid
  ,
  Maura Kathleen Monaghan
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Nora Niedzielski-Eichner
  ,
  Caroline Zielinski
• ICO Proposes £183m Fine for British Airways GDPR Breach
  9 July 2019
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Alexandre Bisch
  ,
  Stephanie M. Cipolla
  ,
  Christopher Garrett
  ,
  Robert Maddox
  ,
  Dr. Friedrich Popp
• Loi PACTE: French Regulator Implements an Innovative Legal Framework for ICOs
  8 July 2019
  Byungkwon Lim
  ,
  Klaudius Heda
  ,
  Gary E. Murphy
  ,
  Philippe Tengelmann
  ,
  Clarisse Hannotin
  ,
  Rosanne Lariven
• Federal Reserve Board Proposes Revisions to Clarify and Modernize the Rules Governing Confidential Supervisory Information and FOIA Requests
  25 June 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  David G. Sewell
  ,
  Jonathan Steinberg
• House Financial Services Committee Considers Legislation that Would Make SEC Waivers More Difficult for Parties Settling with the Commission
  24 June 2019
  Kenneth J. Berman
  ,
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  James B. Amler
• Fiduciary Duties and Regulation Best Interest
  18 June 2019
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Jeff Robins
  ,
  Danjie Fang
  ,
  Norma Angelica Freeland
  ,
  Gregory T. Larkin
  ,
  Alexandra N. Mogul
• Fiduciary Duties: The SEC Weighs In Again
  18 June 2019
  Kenneth J. Berman
  ,
  Rebecca F. Silberstein
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• Key Takeaways on Data Privacy and Big Data from the National Association of Attorneys General Consumer Protection Conference
  7 June 2019
  Courtney M. Dankworth
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Christopher S. Ford
  ,
  Alexandra P. Swain
• Consumer Financial Protection Bureau Releases Rules for Comprehensive Reform of Debt Collection Industry
  3 June 2019
  Courtney M. Dankworth
  ,
  Mary Beth Hogan
  ,
  Gregory J. Lyons
  ,
  David Imamura
  ,
  Alexandra N. Mogul
• FCPA Update May 2019
  30 May 2019
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Jonathan R. Tuttle
  ,
  Robin Lööf
  ,
  Philip Rohlik
  ,
  Alma M. Mozetič
• Applying the Bank Secrecy Act Framework to Convertible Virtual Currency: FinCEN Issues Guidance and Clarifies Expectations
  28 May 2019
  Satish M. Kini
  ,
  Byungkwon Lim
  ,
  Gary E. Murphy
  ,
  David G. Sewell
  ,
  Robert T. Dura
  ,
  Jonathan Steinberg
• SEC Proposes to Eliminate Auditor Attestation Requirement for Low-Revenue Reporting Companies
  23 May 2019
  Andrew L. Bab
  ,
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Eric T. Juergens
  ,
  Devon Klein
• 10 Things U.S. Criminal Defense Lawyers Should Know About Defending a Case in France
  22 May 2019
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
  ,
  Robin Lööf
  ,
  Alice Stosskopf
  ,
  Fanny Gauthier
  ,
  Line Chataud
  ,
  Ariane Fleuriot
• Supreme Court: Trademark Licensees Can Use Trademarks Even after Licensor Rejects License in Bankruptcy
  20 May 2019
  Jasmine Ball
  ,
  David H. Bernstein
  ,
  Jeffrey P. Cunard
  ,
  Jeremy Feigelson
  ,
  Henry Lebowitz
  ,
  Jared I. Kagan
  ,
  Elie J. Worenklein
• CMS Issues Final Rule Requiring Disclosure of Drug and Biologic “List Prices” in Television Advertisements: Challenges Associated with Lanham Act Enforcement and First Amendment Implications
  16 May 2019
  David H. Bernstein
  ,
  Jeremy Feigelson
  ,
  Jyotin Hamid
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Michael Compton McGregor
  ,
  Melissa B. Runsten
• The Future at Lloyd’s – The World’s Leading Insurance Marketplace
  16 May 2019
  Alexander R. Cochran
  ,
  E. Drew Dutton
  ,
  David Innes
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  Clare Swirski
  ,
  John M. Vasily
  ,
  Benjamin Lyon
  ,
  Sarah Hale
  ,
  Dexter Hoffman
• Proposed Regulations on Foreign Partner’s Interest Sale — What Sponsors Should Know About Withholding
  15 May 2019
  Michael Bolotin
  ,
  Peter A. Furci
  ,
  Rafael Kariyev
  ,
  Yehuda Y. Halpert
  ,
  Molly Bailey Klinghoffer
  ,
  T. Tina Xu
• New U.S. Sanctions Target Non-U.S. Firms’ Transactions with Iran’s Metals Sector
  13 May 2019
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Will C. Giles
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Robert T. Dura
  ,
  Andrew Field
• EMIR Refit Regulation – Impact on Asset Managers
  13 May 2019
  Byungkwon Lim
  ,
  Jeff Robins
  ,
  Patricia Volhard
  ,
  Emilie T. Hsu
  ,
  John Young
• OFAC Guidance and Recent Enforcement Actions: A Road Map for Compliance with U.S. Sanctions
  9 May 2019
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Will C. Giles
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Andrew Field
• Corporate Board Practices in the Russell 3000 and S&P 500: Recent Trends and Developments
  7 May 2019
  Paul M. Rodel
  ,
  C. Chloe Orlando
• District Court Opinion Criticizes Government “Outsourcing” of Investigations
  6 May 2019
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  David A. O'Neil
  ,
  Mary Beth Hogan
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Lisa Zornberg
  ,
  Erich O. Grosz
• DOJ Updates Guidance on Evaluating Corporate Compliance Programs
  3 May 2019
  Kara Brockmeyer
  ,
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  David Sarratt
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Lisa Zornberg
• The California Consumer Privacy Act: Compliance Strategies for Financial Institutions
  2 May 2019
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Satish M. Kini
  ,
  Maura Kathleen Monaghan
  ,
  Jim Pastore
  ,
  Jane Shvets
  ,
  Jeremy C. Beutler
• U.S. Supreme Court Limits Class Arbitration
  1 May 2019
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Mark W. Friedman
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Ina C. Popova
  ,
  Dietmar W. Prager
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  William H. Taft V
  ,
  Christopher K. Tahbaz
  ,
  Lisa Wang Lachowicz
  ,
  Alyssa T. Yamamoto
• Agencies Propose Significant Changes to Resolution Planning Requirements
  30 April 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  Sandeep S. Dhaliwal
  ,
  Jonathan Steinberg
  ,
  Chen Xu
• NAIC 2019 Spring National Meeting Highlights
  24 April 2019
  Alexander R. Cochran
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  AJ Salomon
  ,
  Risa B. Gordon
• Federal Reserve Proposes to Clarify and Revise Control Framework
  24 April 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Will C. Giles
  ,
  Alison M. Hashmall
  ,
  David G. Sewell
  ,
  Nariné A. Atamian
• TMT Insights: SEC Pares Back Required Content for Exhibit Filings: Takeaways for TMT
  23 April 2019
  Jeffrey P. Cunard
  ,
  Michael Diz
  ,
  Jonathan E. Levitsky
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Michael Schaper
  ,
  C. Chloe Orlando
• Governance Round-Up Issue 9
  23 April 2019
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  C. Chloe Orlando
• Private Equity Guide to Consumer Product Investing Under the Trump Administration: Food and Drug Administration (FDA) Developments
  18 April 2019
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Michael Diz
  ,
  Sue Meng
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Kevin M. Schmidt
  ,
  Melissa B. Runsten
• German and EU Authorities Present First Ideas on the Regulation of Artificial Intelligence
  18 April 2019
  Byungkwon Lim
  ,
  Dr. Thomas Schürrle
  ,
  Klaudius Heda
  ,
  Dr. Oliver Krauß
  ,
  Dr. Friedrich Popp
• Federal Reserve Proposes Significant Changes to Foreign Bank Prudential Framework
  15 April 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Alison M. Hashmall
  ,
  Sandeep S. Dhaliwal
  ,
  Chen Xu
• SEC Framework and No-Action Letter Provide Guidance on Analyzing Whether a Digital Asset is a Security
  11 April 2019
  Kenneth J. Berman
  ,
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Byungkwon Lim
  ,
  Gary E. Murphy
  ,
  Yean Do
  ,
  Jonathan Steinberg
• Updated DETER Act Introduced in the US Congress
  8 April 2019
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• Federal Cannabis Legislation Approved by House Financial Services Committee
  1 April 2019
  Satish M. Kini
  ,
  David Sarratt
  ,
  Winston M. Paes
  ,
  David G. Sewell
  ,
  Andrew Field
• Global Fund Finance Symposium – a 10-point Summary of the NAV/Hybrid Facilities Panel
  1 April 2019
  Ramya S. Tiller
  ,
  Thomas Smith
  ,
  Michael P. McGuigan
  ,
  Daniel Hoborough
• U.S. Supreme Court Sides with SEC in Interpreting “Scheme Liability”
  29 March 2019
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Matthew E. Kaplan
  ,
  Maeve O'Connor
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Ada Fernandez Johnson
• FCPA Update March 2019
  28 March 2019
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Farhana Choudhury
  ,
  Andreas A. Glimenakis
  ,
  Alma M. Mozetič
  ,
  Sandy Tomasik
• U.S. Issues New North Korean and Syrian Shipping Advisories
  27 March 2019
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• Global Fund Finance Symposium — a 10-Point Summary
  26 March 2019
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Michael P. McGuigan
  ,
  Daniel Hoborough
• Employee “No-Poach” Agreements Draw Antitrust Attention and Debate
  15 March 2019
  Daniel M. Abuhoff
  ,
  Ted Hassi
  ,
  Gary W. Kubek
  ,
  Michael Schaper
  ,
  Erica S. Weisgerber
  ,
  Leah S. Martin
• Proposed Increases to Federal Overtime Salary Thresholds Provide an Opportunity to Review FLSA Compliance
  13 March 2019
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  Tricia Bozyk Sherno
• U.S. Supreme Court Curtails International Organizations’ Immunity from Lawsuits
  11 March 2019
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Natalie L. Reid
  ,
  Floriane Lavaud
  ,
  Carl Micarelli
  ,
  Ashika Singh
  ,
  Harold W. Williford
  ,
  Alyssa T. Yamamoto
• FTC Announces Annual Adjustments to HSR Act and Clayton Act Section 8 Thresholds
  4 March 2019
  Daniel M. Abuhoff
  ,
  Ted Hassi
  ,
  Gary W. Kubek
  ,
  Michael Schaper
  ,
  Kyra K. Bromley
  ,
  Erica S. Weisgerber
  ,
  Leah S. Martin
• UK’s OFSI Imposes First Monetary Penalty for Breach of Sanctions
  4 March 2019
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Karolos Seeger
  ,
  Konstantin Bureiko
• The Third Circuit Sharply Curtails the FTC’s Preferred Enforcement Power
  1 March 2019
  David H. Bernstein
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Ted Hassi
  ,
  Paul D. Rubin
  ,
  Leah S. Martin
  ,
  Melissa B. Runsten
• Indenture Breach Ruling leads to Windstream Bankruptcy
  26 February 2019
  Jeffrey E. Ross
  ,
  Scott B. Selinger
  ,
  Ramya S. Tiller
  ,
  Ryan T. Rafferty
• Leveraged Finance Outlook: The Rise of Secured Bonds in M&A Deals
  21 February 2019
  Jeffrey E. Ross
  ,
  Scott B. Selinger
  ,
  Ramya S. Tiller
  ,
  Kevin R. Grondahl
• House Financial Services Committee Puts Spotlight on Cannabis Banking Restrictions
  19 February 2019
  Satish M. Kini
  ,
  David Sarratt
  ,
  David G. Sewell
  ,
  Andrew Field
• Updated Russia Sanctions Bill Is Introduced to the U.S. Congress
  19 February 2019
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• Blockchain 2018 Year-in-Review
  14 February 2019
  Byungkwon Lim
  ,
  Klaudius Heda
  ,
  Anna V. Maximenko
  ,
  Gary E. Murphy
  ,
  Clarisse Hannotin
  ,
  Elena Klutchareva
  ,
  Dr. Oliver Krauß
  ,
  Charles Low
  ,
  Dr. Friedrich Popp
• Consensual Relationships Policies in the #MeToo Era
  13 February 2019
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Tricia Bozyk Sherno
  ,
  Brooke J. Willig
• 2018/2019 Anti-Money Laundering Review and Outlook
  5 February 2019
  Helen V. Cantwell
  ,
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  David Sarratt
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Andrew Field
• U.S. Sanctions Against Venezuela Escalate: PdVSA Now Subject to Blocking Sanctions
  30 January 2019
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Andrew Field
• Tenth Circuit Affirms SEC's Extraterritorial Reach
  29 January 2019
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Ada Fernandez Johnson
• Federal Reserve Previews New Insurance Holding Company Capital Requirements
  17 January 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Clare K. Lascelles
  ,
  Caroline Novogrod Swett
• Disclosure of Hedging Policies to Be Required in Proxy and Information Statements
  17 January 2019
  Paul M. Rodel
  ,
  Elizabeth Pagel Serebransky
  ,
  Sandeep S. Dhaliwal
• Failure to Present GAAP Measures with “Equal or Greater Prominence” Brings Swift SEC Enforcement Action
  10 January 2019
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Mary Jo White
  ,
  C. Chloe Orlando
• Changes Proposed to Conform Volcker Rule Regulations with Regulatory Relief Act
  31 December 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jennifer T. Barrows
  ,
  Chen Xu
• TMT Insights: A Skeptical D.C. Circuit Hears Oral Argument in the Government’s Appeal of the AT&T-Time Warner Merger
  21 December 2018
  Michael Diz
  ,
  Jonathan E. Levitsky
  ,
  Jim Pastore
  ,
  Michael Schaper
  ,
  Leah S. Martin
• NAIC 2018 Fall National Meeting Highlights
  21 December 2018
  Alexander R. Cochran
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  Risa B. Gordon
• Affordable Care Act Likely to Survive Latest Challenge
  19 December 2018
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Nora Niedzielski-Eichner
• Custody of Digital Assets: Centralized Safekeeping of Decentralized Assets under the Investment Advisers Act
  17 December 2018
  Kenneth J. Berman
  ,
  Byungkwon Lim
  ,
  Gary E. Murphy
• Base Erosion and Anti-Abuse Tax: Proposed Regulations Do Not Concede Much
  17 December 2018
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Matthew D. Saronson
  ,
  Peter F.G. Schuur
  ,
  Cécile Beurrier
  ,
  Robert Nelson-Sullivan
  ,
  Daniel Priest
  ,
  Lena E. Smith
• 2018 Farm Bill to Lift Federal Prohibition on Hemp Production, but State Laws May Restrict Certain Activities
  14 December 2018
  Satish M. Kini
  ,
  Paul D. Rubin
  ,
  David Sarratt
  ,
  David G. Sewell
  ,
  Melissa B. Runsten
  ,
  Andrew Field
• Basel Committee Publishes Report on Cyber-Resilience Practices
  14 December 2018
  Luke Dembosky
  ,
  Matthew E. Kaplan
  ,
  Jim Pastore
  ,
  David L. Portilla
  ,
  Paul M. Rodel
  ,
  Sandeep S. Dhaliwal
• FinCEN and Banking Agencies Encourage Innovation in BSA/AML Compliance
  7 December 2018
  Satish M. Kini
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• FinCEN and Banking Agencies Encourage Innovation in BSA/AML Compliance
  7 December 2018
  Satish M. Kini
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• Proposed Changes to Large Firm Prudential Framework
  5 December 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Chen Xu
• Managing the Minefield: How Life Sciences Companies Can Be Prepared for Legal and Public Relations Crises
  30 November 2018
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• New Guidance on the GDPR’s Territorial Scope – Are You Covered?
  30 November 2018
  Jane Shvets
  ,
  Jeremy Feigelson
  ,
  Robert Maddox
• FCPA Update November 2018
  30 November 2018
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Daniel Aun
  ,
  Marisa R. Taney
  ,
  Victoria L. Recalde
• SEC Announces Record-Breaking Year for Whistleblower Program
  26 November 2018
  Andrew J. Ceresney
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Andrew M. Levine
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Ada Fernandez Johnson
  ,
  Arian M. June
  ,
  Katherine L. Nelson
• ISS Updates for 2019 Spotlight Gender Diversity
  26 November 2018
  Jennifer L. Chu
  ,
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
  ,
  Jonathan C. Miu
  ,
  C. Chloe Orlando
• CFTC Proposes Rules to Streamline Certain CPO and CTA Regulations
  19 November 2018
  Byungkwon Lim
  ,
  Gary E. Murphy
• New Congress Brings Heightened Risk of Investigations for Life Sciences Companies
  19 November 2018
  David A. O'Neil
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Laura E. O'Neill
  ,
  Melissa B. Runsten
• TMT Insights: CFIUS Launches Pilot Program Targeted at Technology
  9 November 2018
  Michael Diz
  ,
  Jonathan E. Levitsky
  ,
  Jim Pastore
  ,
  Michael Schaper
  ,
  Jeffrey P. Cunard
• CMS’ Proposed Part B Price Controls: Hurdles and Unintended Consequences
  5 November 2018
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Nora Niedzielski-Eichner
• SEC’s Division of Enforcement Issues 2018 Annual Report
  5 November 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Andrew M. Levine
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Ada Fernandez Johnson
  ,
  James B. Amler
  ,
  Arian M. June
• An All-Star Decision: Federal Circuit Increases Predictability in Trademark Enforcement
  2 November 2018
  David H. Bernstein
  ,
  Jeremy Feigelson
• Federal Reserve Proposes Significant Changes to Large Firm Prudential Framework
  1 November 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Chen Xu
• New Arbitration Rules of the Hong Kong International Arbitration Centre Come Into Force
  1 November 2018
  Tony Dymond
  ,
  Lord Goldsmith QC
  ,
  Gareth Hughes
  ,
  Mark Johnson
  ,
  David W. Rivkin
  ,
  Christopher K. Tahbaz
  ,
  Philip Rohlik
  ,
  Z.J. Jennifer Lim
  ,
  Cameron Sim
• TMT Insights: Key Insights from the New York AI in Finance Summit
  18 October 2018
  Michael Diz
  ,
  Jonathan E. Levitsky
  ,
  Jim Pastore
  ,
  Michael Schaper
  ,
  Anna R. Gressel
  ,
  David G. Sewell
• SEC Investigation Report: Internal Accounting Controls Must be Calibrated to Cyber Risk
  17 October 2018
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Matthew E. Kaplan
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joel D. Salomon
• U.S. Sanctions v. EU Blocking Regulation: Conflicting Landscape Poses Challenges for Compliance
  17 October 2018
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Tom Cornell
  ,
  Robert T. Dura
• Beware Pitfalls In Private Equity Secondary Transactions
  3 October 2018
  Law360
  Katherine Ashton
  ,
  Kenneth J. Berman
  ,
  Julie M. Riewe
  ,
  John W. Rife III
  ,
  Norma Angelica Freeland
• Yes, Virginia, there is an MAE
  2 October 2018
  Gregory V. Gooding
  ,
  William D. Regner
  ,
  Andrew L. Bab
• FCPA Update September 2018
  28 September 2018
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Paul D. Rubin
  ,
  Philip Rohlik
  ,
  Colby A. Smith
  ,
  Andreas A. Glimenakis
  ,
  Sok Tea Jiang
  ,
  Rebecca M. Urquiola
• FinCEN Grants Exemptive Relief from the CDD Rule for Certain CD Rollovers and Credit Renewals
  10 September 2018
  Satish M. Kini
  ,
  David G. Sewell
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• IRS Guidance on Navigating the $1 Million Executive Compensation Deduction Limitation under Section 162(m)
  5 September 2018
  Lawrence K. Cagney
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  J. Michael Snypes, Jr.
• TMT Insights: Derived Data: Contracting Considerations and Market Practices
  30 August 2018
  Jeffrey P. Cunard
  ,
  Michael Diz
  ,
  Henry Lebowitz
  ,
  Jonathan E. Levitsky
  ,
  Jim Pastore
  ,
  Michael Schaper
• FCPA Update August 2018
  Vol. 9, No. 13
  Kara Brockmeyer
  ,
  Dr. Thomas Schürrle
  ,
  Bruce E. Yannett
  ,
  Alexandre Bisch
  ,
  Frederick T. Davis
  ,
  Philip Rohlik
  ,
  Colby A. Smith
  ,
  Jennifer Deschins
• NAIC 2018 Summer National Meeting
  24 August 2018
  Alexander R. Cochran
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  Risa B. Gordon
  ,
  Dan Pyon
  ,
  Nariné A. Atamian
• IRS Releases Eagerly Awaited Guidance on Deduction for Business Owners
  21 August 2018
  Peter A. Furci
  ,
  Rafael Kariyev
  ,
  Peter F.G. Schuur
  ,
  Gregory A. Arutiunov
• The Brazilian Data Protection Law - LGPD
  20 August 2018
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Levine
  ,
  Dietmar W. Prager
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Will Bucher
• The EU and Japan Announce Data Protection Deal
  13 August 2018
  Jeremy Feigelson
  ,
  Jane Shvets
  ,
  Naomi Aoyama
  ,
  Jordan Corrente Beck
  ,
  Dr. Friedrich Popp
• 2018 Private Equity Midyear Review and Outlook
  9 August 2018
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Catherine Amirfar
  ,
  Christopher Anthony
  ,
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Peter A. Furci
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Satish M. Kini
  ,
  Sue Meng
  ,
  David L. Portilla
  ,
  Julie M. Riewe
  ,
  Thomas Smith
  ,
  Patricia Volhard
  ,
  Simon Witney
  ,
  Luke P. Eldridge
  ,
  Felix Paterson
• Congress Weighs Further Sanctions Against Russia
  1 August 2018
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• FCPA Update July 2018
  Vol. 9, No. 12
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Colby A. Smith
  ,
  Olivia Cheng
• SEC Proposes Changes to Facilitate Registered Guaranteed and Secured Debt Offerings
  31 July 2018
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• German Constitutional Court Permits the Seizure of Documents in Possession of Third Party’s Lawyers
  26 July 2018
  Kara Brockmeyer
  ,
  Dr. Thomas Schürrle
  ,
  Erich O. Grosz
• OCIE Lists Most Common Best Execution Deficiencies
  25 July 2018
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Gregory J. Lyons
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• 2018 Mid-Year Anti-Money Laundering Review and Outlook
  19 July 2018
  Satish M. Kini
  ,
  Zila Reyes Acosta-Grimes
• Fire and Fury: The Sanctions Landscape in the Trump Administration
  19 July 2018
  Satish M. Kini
  ,
  Alan Kartashkin
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• You Want What?: Responding to Individual Requests Under the GDPR
  18 July 2018
  Jeremy Feigelson
  ,
  Jane Shvets
  ,
  Christopher Garrett
• Volcker Rule: A “Best First Effort” Paving the Way for More
  17 July 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jennifer T. Barrows
  ,
  Norma Angelica Freeland
  ,
  Chen Xu
• INTA Urges Supreme Court to Clarify Impact of Bankruptcy on Trademark Licenses
  16 July 2018
  Jasmine Ball
  ,
  David H. Bernstein
  ,
  Jeffrey P. Cunard
  ,
  Jeremy Feigelson
  ,
  Henry Lebowitz
  ,
  Jared I. Kagan
  ,
  Elie J. Worenklein
• UK and European Insurance Regulatory Developments, Q2 2018
  11 July 2018
  James C. Scoville
  ,
  Benjamin Lyon
  ,
  Clare Swirski
  ,
  Dexter Hoffman
  ,
  Sarah Hale
• Federal Reserve Adopts Single Counterparty Credit Limits
  10 July 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Chen Xu
• Privacy Law Goes Big: California’s New Consumer Privacy Act
  3 July 2018
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Maura Kathleen Monaghan
  ,
  Jim Pastore
  ,
  Jane Shvets
  ,
  Will Bucher
• FCPA Update June 2018
  Vol. 9, No. 11
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Jane Shvets
  ,
  Jeremy Feigelson
  ,
  Robert Maddox
• LabMD Beats FTC in Cybersecurity Appeal – What’s Next for “Reasonableness”-Based Enforcement Cases?
  26 June 2018
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Paul D. Rubin
  ,
  Monisola Salaam
• CFTC Issues Advisory on Virtual Currency Derivative Product Listings
  21 June 2018
  Byungkwon Lim
  ,
  Gary E. Murphy
• U.S. Sanctions and AML Measures Target Human Rights Abuses and Corruption
  21 June 2018
  Catherine Amirfar
  ,
  Kara Brockmeyer
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Norma Angelica Freeland
• The Director Talks Crypto and The Sun Shines (a Little)
  15 June 2018
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
• General License 12C Reports Are Due on June 19
  15 June 2018
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Zila Reyes Acosta-Grimes
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
  ,
  Courtney Bradford Pike
• AT&T/Time Warner Merger Clearance Paves Way for Future Transactions
  13 June 2018
  Daniel M. Abuhoff
  ,
  Michael Diz
  ,
  Gary W. Kubek
  ,
  William D. Regner
  ,
  Michael Schaper
• GDPR Is Here: Now What?
  11 June 2018
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Jane Shvets
  ,
  Robert Maddox
• Russian Counter-Sanctions Law Is In Force
  8 June 2018
  Natalia A. Drebezgina
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Anna V. Maximenko
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• Debevoise & Plimpton Discusses Changes To The Volcker Rule
  6 June 2018
  The CLS Blue Sky Blog
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Satish M. Kini
  ,
  Jennifer T. Barrows
  ,
  Norma Angelica Freeland
  ,
  Chen Xu
• Volcker Rule: Changes and Questions
  31 May 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jennifer T. Barrows
  ,
  Norma Angelica Freeland
  ,
  Chen Xu
• FCPA Update May 2018
  Vol. 9, No. 10
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Andreas A. Glimenakis
• TMT Insights: A Checklist for Cybersecurity and Data Privacy Diligence in TMT Transactions
  30 May 2018
  Jeffrey P. Cunard
  ,
  Michael Diz
  ,
  Jonathan E. Levitsky
  ,
  Jim Pastore
  ,
  Michael Schaper
• Not Just the Banks: VC and Closed-End Funds Find Relief in Dodd-Frank Overhaul
  29 May 2018
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
  ,
  Julie Baine Stem
• Bank Regulatory Relief To Become Law, Focus Shifts to Agencies
  22 May 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Zila Reyes Acosta-Grimes
  ,
  Jennifer T. Barrows
  ,
  Chen Xu
• GDPR: Should I Care?
  14 May 2018
  Jeremy Feigelson
  ,
  Jane Shvets
  ,
  Robert Maddox
• Reform Highlights, Trends and Developments in Real Estate and Construction in Russia
  14 May 2018
  Alyona N. Kucher
  ,
  Vadim Kolomnikov
  ,
  Roman L. Sadovsky
• Fiduciary Duties and New Best Interest Standard: The SEC Weighs In
  14 May 2018
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  Lawrence K. Cagney
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Gregory T. Larkin
  ,
  Julie Baine Stem
• NFA Advises Members to Comply with U.S. Sanctions in Digital Currency Activities
  14 May 2018
  Satish M. Kini
  ,
  Byungkwon Lim
  ,
  Gary E. Murphy
  ,
  Robert T. Dura
• DOJ's New Policy on Coordination of Corporate Resolutions Aims to Reduce “Piling On”
  11 May 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
• Revisions to New York’s Proposed Best Interest Standard for Life Insurance and Annuities
  10 May 2018
  Lawrence K. Cagney
  ,
  Thomas M. Kelly
  ,
  Eugene Benger
  ,
  Susan Reagan Gittes
  ,
  Khrystyna Rayko
• President Trump Withdraws U.S. from Iran Deal, Announces Restoration of Sanctions
  9 May 2018
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• Scaling Brexit’s Walls: Key Issues for Non-EU Private Equity Sponsors
  9 May 2018
  Rebecca F. Silberstein
  ,
  Patricia Volhard
  ,
  Simon Witney
  ,
  Cécile Beurrier
  ,
  Delphine Jaugey
• Cloudy with a Chance of Clearing: U.S. CLOUD Act and European Response
  8 May 2018
  Jeremy Feigelson
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Anna R. Gressel
• Lloyd’s to Restrict Members’ Use of Letters of Credit as Funds at Lloyd’s
  8 May 2018
  James C. Scoville
  ,
  Benjamin Lyon
  ,
  Clare Swirski
• Federal Reserve and OCC Propose Changes to the Enhanced Supplementary Leverage Ratio Standard
  7 May 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jennifer T. Barrows
  ,
  Chen Xu
• Accounting & Financial Reporting Enforcement Round-Up
  5 May 2018
  Issue
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• Federal Reserve Proposes Stress Capital Buffer Requirement
  2 May 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jennifer T. Barrows
  ,
  Chen Xu
• UK and European Insurance Regulatory Developments, Q1 2018
  1 May 2018
  James C. Scoville
  ,
  Benjamin Lyon
  ,
  Clare Swirski
• U.S. Sanctions Against Russia Continue to Disrupt
  30 April 2018
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Courtney Bradford Pike
• FCPA Update April 2018
  Vol. 9, No. 9
  Kara Brockmeyer
  ,
  Frederick T. Davis
  ,
  Antoine F. Kirry
  ,
  Jane Shvets
  ,
  Alexandre Bisch
  ,
  Fanny Gauthier
  ,
  Andreas A. Glimenakis
• Breach Notification Hits the Big 5-0: Now the Law in All U.S. States
  24 April 2018
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Stephanie M. Cipolla
• India – 2018 Developments for Foreign Investors
  19 April 2018
  Geoffrey P. Burgess
  ,
  William Y. Chua
  ,
  Peter F.G. Schuur
  ,
  Mai T. Shapiro
  ,
  Monisha Elizabeth D'Souza
• Debevoise Hosts Panel on Confronting Bias in AI
  Maura Kathleen Monaghan
  ,
  Anna R. Gressel
• New Guidance on 163(j) Business Interest Deductions
  17 April 2018
  Michael Bolotin
  ,
  Peter A. Furci
  ,
  Peter F.G. Schuur
  ,
  Huey-Fun Lee
• China Announces Updated Timeline for Further Opening Its Financial Sector to Foreign Investors
  17 April 2018
  William Y. Chua
  ,
  Alexander R. Cochran
  ,
  E. Drew Dutton
  ,
  David Grosgold
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Edwin Northover
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Clare Swirski
  ,
  Eugene Benger
  ,
  Michael D. Devins
  ,
  Benjamin Lyon
  ,
  Anna V. Maximenko
  ,
  Fengjian Ao
  ,
  Roman L. Sadovsky
  ,
  Tingting Wu
• Imminent New Laws to Combat Sexual Harassment in New York
  16 April 2018
  Lawrence K. Cagney
  ,
  Helen V. Cantwell
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Meir D. Katz
  ,
  Elizabeth Pagel Serebransky
  ,
  Edwin G. Schallert
• Regulators Keep the Focus on Firms’ SAR Obligations
  12 April 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Satish M. Kini
  ,
  Julie M. Riewe
  ,
  Mary Jo White
  ,
  Arian M. June
• NAIC 2018 Spring National Meeting
  6 April 2018
  Alexander R. Cochran
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  Risa B. Gordon
  ,
  Nariné A. Atamian
• FinCEN Issues Long-Awaited Guidance on the Customer Due Diligence Rule
  5 April 2018
  Satish M. Kini
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• TMT Insights: Opportunities in FCC’s Revised Media Ownership Rules
  4 April 2018
• New Guidance on Withholding on Sales of Partnership Interests
  4 April 2018
  Peter A. Furci
  ,
  Adele M. Karig
  ,
  Rafael Kariyev
  ,
  Peter F.G. Schuur
  ,
  David R. Rock
• Game Over: New York’s Highest Court Rejects Right of Publicity Claims Against Grand Theft Auto V
  2 April 2018
  David H. Bernstein
  ,
  Jeremy Feigelson
  ,
  Michael Schaper
  ,
  Jared I. Kagan
• D.C. Circuit Court Decision May Help Level the Playing Field for TCPA Defendants
  29 March 2018
  Courtney M. Dankworth
  ,
  Maura Kathleen Monaghan
  ,
  Jacob W. Stahl
  ,
  Harold W. Williford
• FCPA Update March 2018
  Vol. 9, No. 8
  Paul R. Berger
  ,
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• U.S. Supreme Court Limits Enforcement of Terrorism-Related Judgments against Foreign Sovereigns
  20 March 2018
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Mark W. Friedman
  ,
  Ina C. Popova
  ,
  Dietmar W. Prager
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  William H. Taft V
  ,
  Christopher K. Tahbaz
  ,
  Carl Micarelli
  ,
  Floriane Lavaud
  ,
  Harold W. Williford
• Private Equity Guide to Life Sciences Investing Under the Trump Administration: Food and Drug Administration (FDA) Developments
  15 March 2018
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Melissa B. Runsten
• Bipartisan Consensus Emerges on Bank Regulatory Relief
  14 March 2018
  The Banking Law Journal
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Chen Xu
• President Trump Bars Broadcom’s Proposed Takeover of Qualcomm
  14 March 2018
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Gregory V. Gooding
  ,
  William D. Regner
• New SEC Cybersecurity Guidance: Focus on Governance
  12 March 2018
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Matthew E. Kaplan
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  Sandeep S. Dhaliwal
• DOJ Memorandum Addressing Agency Guidance
  8 March 2018
  Courtney M. Dankworth
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Jacob W. Stahl
  ,
  Eric Silverberg
• New FTC Guidance for Security Updates to Mobile Devices and Applications
  7 March 2018
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Christopher S. Ford
• Thinking Inside the Box: The UK FCA Sandbox, a Playground for Innovation
  6 March 2018
  Byungkwon Lim
• U.S. Announces North Korea Shipping Practices Advisory and Sanctions Designations
  28 February 2018
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• French Financial Markets Watchdog Encourages Settlements
  28 February 2018
  Antoine F. Kirry
  ,
  Alexandre Bisch
• China’s New NDRC Regulations Extend Overseas Investment Regime to Insurance Companies
  28 February 2018
  William Y. Chua
  ,
  Alexander R. Cochran
  ,
  E. Drew Dutton
  ,
  David Grosgold
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Edwin Northover
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Eugene Benger
  ,
  Michael D. Devins
  ,
  Benjamin Lyon
  ,
  Clare Swirski
  ,
  Anna V. Maximenko
  ,
  Fengjian Ao
  ,
  Roman L. Sadovsky
  ,
  Tingting Wu
• FCPA Update February 2018
  Vol. 9, No. 7
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
• CFTC’s Proposed Interpretation of “Actual Delivery” for Virtual Currencies and its Potential Consequences to the Industry
  23 February 2018
  Byungkwon Lim
  ,
  Emilie T. Hsu
• SEC Issues New Guidance on Public Company Cybersecurity Disclosure and Governance
  22 February 2018
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Matthew E. Kaplan
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  Sandeep S. Dhaliwal
• Supreme Court Clarifies Scope of Dodd-Frank’s Whistleblower Protections
  22 February 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Ada Fernandez Johnson
  ,
  Arian M. June
• The Latest on the Trump Administration’s Drug Pricing Initiatives
  21 February 2018
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• SEC Approves NYSE Rule Change to Facilitate “Direct Listings” by Privately Held Companies
  21 February 2018
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
• Draft EU Guidelines on Cross-Border Data Transfer
  21 February 2018
  Jim Pastore
  ,
  Jeremy Feigelson
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Christopher Garrett
  ,
  Dr. Friedrich Popp
• OCIE 2018 Examination Priorities Focus on Retail, but Private Fund Sponsors Still in Crosshairs
  13 February 2018
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Rebecca F. Silberstein
  ,
  Jonathan R. Tuttle
  ,
  Gregory T. Larkin
  ,
  Norma Angelica Freeland
• SEC’s Division of Enforcement Announces Self-Reporting Program for Advisers Who Failed to Disclose Conflicts in Share Class Selection
  13 February 2018
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Increasing State Oversight of Corporate Human Rights Governance: The Canadian Ombudsperson for Responsible Enterprise
  7 February 2018
  Catherine Amirfar
  ,
  Lord Goldsmith QC
  ,
  Mark Johnson
  ,
  Andrew M. Levine
  ,
  Wendy J. Miles
  ,
  David W. Rivkin
  ,
  Paul M. Rodel
  ,
  Simon Witney
  ,
  Merryl Lawry-White
• U.S. Treasury Delivers Report to Congress on Russian Political Figures, Oligarchs and Parastatal Entities
  6 February 2018
  Carl Micarelli
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• Debevoise International Arbitration Clause Handbook
  31 January 2018
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Tony Dymond
  ,
  Mark W. Friedman
  ,
  Lord Goldsmith QC
  ,
  Mark Johnson
  ,
  Antoine F. Kirry
  ,
  Wendy J. Miles
  ,
  Ina C. Popova
  ,
  Dietmar W. Prager
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  William H. Taft V
  ,
  Christopher K. Tahbaz
  ,
  Aimee-Jane Lee
  ,
  Samantha J. Rowe
  ,
  Carl Micarelli
• FCPA Update January 2018
  Vol. 9, No. 6
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
  ,
  Carolina Kupferman
• T.H. v. Novartis: Implications for Companies That Have Sold or Are Considering Selling the Rights to Innovator Drugs
  19 January 2018
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Melissa B. Runsten
  ,
  Jacob W. Stahl
• Accounting & Financial Reporting Enforcement Round-Up
  Issue 4, January 2018
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• How the Tax Reform’s Changes to Section 162(m) Executive Compensation Rules Impact You
  17 January 2018
  Lawrence K. Cagney
  ,
  Meir D. Katz
  ,
  Elizabeth Pagel Serebransky
• Draft GDPR Transparency Guidelines Issued: What Does Your Privacy Policy Need to Contain?
  16 January 2018
  Jeremy Feigelson
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Ceri Chave
  ,
  Christopher Garrett
  ,
  Dr. Friedrich Popp
• Federal Reserve Proposes Guidance on Effective Management
  11 January 2018
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Caroline Novogrod Swett
• Proposed Partnership Audit Regulations Liberalize Push-Out Rules
  8 January 2018
  Peter A. Furci
  ,
  Adele M. Karig
  ,
  Rafael Kariyev
  ,
  Peter F.G. Schuur
• SEC Provides Guidance on Accounting Impacts of the Tax Cuts and Jobs Act
  5 January 2018
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
• FCPA Update December 2017
  Vol. 9, No. 5
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
• 2018 Private Equity Review and Outlook
  21 December 2017
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Catherine Amirfar
  ,
  Kenneth J. Berman
  ,
  Paul S. Bird
  ,
  Andrew J. Ceresney
  ,
  Peter A. Furci
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Julie M. Riewe
  ,
  Kevin M. Schmidt
  ,
  Thomas Smith
  ,
  Patricia Volhard
  ,
  Gregory T. Larkin
  ,
  Simon Witney
  ,
  Luke P. Eldridge
• Federal Reserve Proposes to Increase Transparency of Stress Testing Regimes
  20 December 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Chen Xu
  ,
  Courtney Bradford Pike
• How Tax Reform and Other Recent Developments Could Impact the Healthcare Industry
  20 December 2017
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Peter A. Furci
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• Basel Committee Finalizes Post-Crisis Capital Reforms
  19 December 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Chen Xu
• The Tax Cuts and Jobs Act Conference Report
  18 December 2017
  Michael Bolotin
  ,
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Adele M. Karig
  ,
  Rafael Kariyev
  ,
  Meir D. Katz
  ,
  Matthew D. Saronson
  ,
  Peter F.G. Schuur
  ,
  Erin Cleary
  ,
  Samuel M. Duncan
  ,
  Daniel Priest
• Oral Downloads of Interview Memoranda to Government Regulators Waive Work Product Protection
  15 December 2017
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Ada Fernandez Johnson
• NAIC 2017 Fall National Meeting
  14 December 2017
  Alexander R. Cochran
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  Risa B. Gordon
• New Decision Confirms Narrow Meaning of “Personally Identifiable Information” Under Video Privacy Statute
  11 December 2017
  Jeremy Feigelson
  ,
  Christopher S. Ford
• FCPA Update November 2017
  Vol. 9, No. 4
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Sol Czerwonko
  ,
  Carolina Kupferman
• Special Chamber of the International Tribunal for the Law of the Sea Renders Important Decision on Hydrocarbon Activities Carried Out in a Disputed Area
  29 November 2017
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Lord Goldsmith QC
  ,
  Natalie L. Reid
  ,
  Aimee-Jane Lee
  ,
  Samantha J. Rowe
  ,
  Romain Zamour
• Bipartisan Consensus Emerges on Bank Regulatory Relief
  28 November 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
  ,
  Chen Xu
• Tax Reform: The Impact on Management Incentive Programs for PE Sponsors
  13 November 2017
  Lawrence K. Cagney
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  J. Michael Snypes, Jr.
• The Senate Tax Reform Proposal
  13 November 2017
  Michael Bolotin
  ,
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Adele M. Karig
  ,
  Rafael Kariyev
  ,
  Meir D. Katz
  ,
  Matthew D. Saronson
  ,
  Peter F.G. Schuur
  ,
  Erin Cleary
  ,
  Samuel M. Duncan
  ,
  Daniel Priest
• China to Open its Financial Sector Further to Foreign Investors
  13 November 2017
  William Y. Chua
  ,
  Alexander R. Cochran
  ,
  E. Drew Dutton
  ,
  David Grosgold
  ,
  David Innes
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Edwin Northover
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Eugene Benger
  ,
  Michael D. Devins
  ,
  Benjamin Lyon
  ,
  Anna V. Maximenko
  ,
  Fengjian Ao
  ,
  Roman L. Sadovsky
  ,
  Tingting Wu
• NY Cybersecurity Bill Shows “Reasonable Security” Standard Gathering Force
  7 November 2017
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Christopher S. Ford
• U.S. Issues Guidance on New Russian Sanctions
  6 November 2017
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Sandeep S. Dhaliwal
  ,
  Robert T. Dura
• House Releases Sweeping Tax Reform Legislation
  3 November 2017
  Michael Bolotin
  ,
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Adele M. Karig
  ,
  Rafael Kariyev
  ,
  Meir D. Katz
  ,
  Matthew D. Saronson
  ,
  Peter F.G. Schuur
  ,
  Erin Cleary
  ,
  Samuel M. Duncan
  ,
  Daniel Priest
• Where Does Healthcare Reform Stand?
  31 October 2017
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Jacob W. Stahl
• FCPA Update October 2017
  Vol. 9, No. 3
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• U.S. Issues Guidance on Sanctions Relating to Russia’s Defense and Intelligence Sectors
  30 October 2017
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Sandeep S. Dhaliwal
  ,
  Robert T. Dura
• Leveraged Lending Guidance: What Comes Next?
  27 October 2017
  David A. Brittenham
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Jeffrey E. Ross
  ,
  Scott B. Selinger
• CFPB Finalizes Rule on Payday Lending
  23 October 2017
  Courtney M. Dankworth
  ,
  Gregory J. Lyons
• Revisiting Dodd-Frank's $50 Billion Asset Threshold Gains Momentum
  18 October 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Caroline Novogrod Swett
  ,
  Sandeep S. Dhaliwal
• Bright Lines Don't Work for Blockchain Tokens
  17 October 2017
  Morgan J. Hayes
  ,
  Henry Lebowitz
  ,
  Byungkwon Lim
  ,
  Steven J. Slutzky
  ,
  Matthew E. Kaplan
• Additional Flexibility for Upcoming CEO Pay Ratio Compliance
  16 October 2017
  Lawrence K. Cagney
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  Alison E. Buckley-Serfass
• Implementing the CAATS Act: Revisions to Sectoral Sanctions Against Russia
  3 October 2017
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
  ,
  Sandeep S. Dhaliwal
• EU and U.S. Sign Covered Agreement
  2 October 2017
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  James C. Scoville
  ,
  Clare Swirski
  ,
  John M. Vasily
  ,
  Eugene Benger
  ,
  Benjamin Lyon
  ,
  Risa B. Gordon
• FCPA Update September 2017
  Vol. 9, No. 2
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Carolina Kupferman
  ,
  Philip Rohlik
  ,
  Daniel Aun
• Tax Reform Frame Released - Picture Missing
  28 September 2017
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Matthew D. Saronson
  ,
  Peter F.G. Schuur
  ,
  Samuel M. Duncan
• Accounting & Financial Reporting Enforcement Round-Up
  Issue 3, September 2017
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• United States Imposes New Sanctions on North Korea
  26 September 2017
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Sandeep S. Dhaliwal
  ,
  Robert T. Dura
• Financial Sector Facing Increased Climate-Related Financial and Litigation Risk
  22 September 2017
  Catherine Amirfar
  ,
  David W. Rivkin
  ,
  Wendy J. Miles
  ,
  Paul M. Rodel
• SEC Leadership Discusses Continuing Priorities
  8 September 2017
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Arian M. June
• FCPA Update August 2017
  Vol. 9, No. 1
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• United States Imposes New Sanctions on Venezuela
  28 August 2017
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Sandeep S. Dhaliwal
  ,
  Robert T. Dura
• China’s New Guidelines on Overseas Investment Likely to Spur Tighter Regulation of Investments by the PRC Insurance Regulator
  28 August 2017
  William Y. Chua
  ,
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  E. Drew Dutton
  ,
  David Grosgold
  ,
  David Innes
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Edwin Northover
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Eugene Benger
  ,
  Michael D. Devins
  ,
  Benjamin Lyon
  ,
  Anna V. Maximenko
  ,
  Fengjian Ao
  ,
  Roman L. Sadovsky
  ,
  Tingting Wu
• NAIC 2017 Summer National Meeting
  21 August 2017
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  AJ Salomon
  ,
  Risa B. Gordon
  ,
  Leron Solomon
• Professional Service Advisers in the United Kingdom Under New Obligations to Report Suspicions of Financial Sanctions Breaches
  18 August 2017
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• SEC Releases Observations from Cybersecurity Examinations
  14 August 2017
  Kenneth J. Berman
  ,
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Gregory T. Larkin
  ,
  Julie Baine Stem
• Sanctions Alert Issue 53
  August 2017
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• NAIC Cybersecurity Model Law Moves One Step Closer to Approval
  11 August 2017
  Luke Dembosky
  ,
  Eric R. Dinallo
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
• The Regulatory Pendulum Swings Back: Fed Proposals for Board Governance and a Supervisory Rating System for Large Institutions
  7 August 2017
  Mary Jo White
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Paul M. Rodel
  ,
  Chen Xu
• Volcker Rule: OCC Seeks Comment on Changes in Approach
  3 August 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Sandeep S. Dhaliwal
• FCPA Update July 2017
  Vol. 8, No. 12
  Bruce E. Yannett
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Erich O. Grosz
  ,
  Kara Brockmeyer
  ,
  David A. O'Neil
  ,
  Jane Shvets
  ,
  Philip Rohlik
• U.S. Congress Passes Final Sanctions Legislation
  28 July 2017
  Satish M. Kini
  ,
  Alan Kartashkin
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• Volcker Rule: Fed Issues Guidelines on Requesting Extension of Seeding Period for Covered Funds
  27 July 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Sandeep S. Dhaliwal
• SEC Enforcement Provides Clarity on When a Blockchain Token Is a Security
  26 July 2017
  Steven J. Slutzky
  ,
  Risa B. Gordon
  ,
  Alexandra N. Mogul
• Volcker Rule: Temporary Relief for Foreign Excluded Funds
  24 July 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Sandeep S. Dhaliwal
• U.S. Courts Confirm Judgment Recognition Approach to Annulled Awards
  24 July 2017
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Mark W. Friedman
  ,
  Ina C. Popova
  ,
  Dietmar W. Prager
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  William H. Taft V
  ,
  Christopher K. Tahbaz
• Second Circuit Rejects Ex Parte Enforcement of ICSID Awards Against Foreign States
  21 July 2017
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Mark W. Friedman
  ,
  Ina C. Popova
  ,
  Dietmar W. Prager
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  William H. Taft V
  ,
  Christopher K. Tahbaz
  ,
  Floriane Lavaud
  ,
  Julianne J. Marley
• Tax Court Rejects Controversial IRS Ruling Taxing Foreign Investors on Sales of Partnership Interests
  19 July 2017
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Peter F.G. Schuur
  ,
  Samuel M. Duncan
• Confidential SEC Review of IPOs Now Available To All Companies
  6 July 2017
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
  ,
  Benjamin R. Pedersen
• Funds Finance Focus: Impact of the ILPA Guidance
  5 July 2017
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Gavin Anderson
  ,
  Kenneth J. Berman
  ,
  Craig A. Bowman
  ,
  Alan J. Davies
  ,
  Sally Gibson
  ,
  Geoffrey Kittredge
  ,
  Pierre Maugüé
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Thomas Smith
  ,
  Patricia Volhard
  ,
  Simon Witney
  ,
  Almas Daud
  ,
  John W. Rife III
• U.S. Senate Seeks to Expand Sanctions on Iran, Russia
  30 June 2017
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Robert T. Dura
• FCPA Update June 2017
  Vol. 8, No. 11
  Bruce E. Yannett
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Erich O. Grosz
  ,
  Kara Brockmeyer
  ,
  David A. O'Neil
  ,
  Jane Shvets
  ,
  Philip Rohlik
• Petya Ransomware Attacks
  28 June 2017
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Mark Johnson
  ,
  Jim Pastore
  ,
  Anna V. Maximenko
  ,
  Jane Shvets
  ,
  Stephanie M. Cipolla
  ,
  Robert Maddox
• U.S. Supreme Court Strictly Interprets Three-Year Time Limit for Filing Section 11 Claims
  28 June 2017
  Maeve O'Connor
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• Accounting & Financial Reporting Enforcement Round-Up
  Issue 2, June 2017
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• The Senate’s Healthcare Bill – What’s In It?
  28 June 2017
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Jacob W. Stahl
• The “Better Care Act”: Winners and Losers in the Healthcare Industry
  28 June 2017
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Jacob W. Stahl
• FinReg Reform Steps Continue: Treasury Report and CHOICE 2.0
  26 June 2017
  Courtney M. Dankworth
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Alexandra N. Mogul
  ,
  Chen Xu
• Supreme Court Limits Forum Shopping, Creates Risk Management Opportunities
  23 June 2017
  Maura Kathleen Monaghan
  ,
  William H. Taft V
  ,
  Jacob W. Stahl
  ,
  Harold W. Williford
• The SEC Releases New Form ADV Frequently Asked Questions
  19 June 2017
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Gregory T. Larkin
  ,
  Julie Baine Stem
• Government Proposes Partnership Audit Regulations—This Time for Real
  14 June 2017
  Peter A. Furci
  ,
  Adele M. Karig
  ,
  Rafael Kariyev
  ,
  Peter F.G. Schuur
• U.S. Supreme Court Holds SEC Disgorgement Is a Penalty Subject to a Five-Year Statute of Limitations
  7 June 2017
  Mary Jo White
  ,
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Julie M. Riewe
  ,
  Ada Fernandez Johnson
  ,
  Anna Moody
• The United States Withdraws From the Paris Agreement on Climate Change
  2 June 2017
  Catherine Amirfar
  ,
  Wendy J. Miles
  ,
  Maura Kathleen Monaghan
  ,
  David W. Rivkin
• New Regulation of Online Cinemas in Russia
  2 June 2017
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Dmitri V. Nikiforov
  ,
  Jim Pastore
  ,
  Anna V. Maximenko
  ,
  Jane Shvets
  ,
  Elena Klutchareva
• Russian Data Protection Developments: Localization, Messengers and Data Transfer
  31 May 2017
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Dmitri V. Nikiforov
  ,
  Jim Pastore
  ,
  Anna V. Maximenko
  ,
  Jane Shvets
  ,
  Elena Klutchareva
• FCPA Update May 2017
  Vol. 8, No. 10
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Philip Rohlik
  ,
  Andrew J. Ceresney
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
• Information Security Programs Play a Central Role in Target Data Breach Settlement
  25 May 2017
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Jeremy Feigelson
  ,
  Stephanie M. Cipolla
• U.S. Supreme Court Sets High Standard for Expropriation Exception to Sovereign Immunity
  24 May 2017
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Mark W. Friedman
  ,
  Ina C. Popova
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  Floriane Lavaud
  ,
  Julianne J. Marley
• GDPR – 12 Months to Go – 10 Steps You Should Consider Now
  23 May 2017
  Pierre Clermontel
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Christopher Garrett
  ,
  Fanny Gauthier
  ,
  Robert Maddox
  ,
  Dr. Friedrich Popp
• CHOICE 2.0 and New Presidential Memoranda
  19 May 2017
  Courtney M. Dankworth
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Alexandra N. Mogul
  ,
  Chen Xu
• Executive Order on Cybersecurity Raises More Questions than It Answers
  17 May 2017
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
• Global Ransomware Attack: Essential Steps To Manage The Risks
  14 May 2017
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Mark Johnson
  ,
  Jim Pastore
  ,
  Anna V. Maximenko
  ,
  Jane Shvets
  ,
  Stephanie M. Cipolla
  ,
  Robert Maddox
• Sanctions Alert Issue 52
  May 2017
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• Connecticut Adopts Act Authorizing Domestic Insurers to Divide
  11 May 2017
  Alexander R. Cochran
  ,
  David Grosgold
  ,
  Eugene Benger
  ,
  Michael D. Devins
• Finally A Health Care Reform Plan Passes the House – What’s in the Bill and What it Means for the Healthcare Industry
  5 May 2017
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Jacob W. Stahl
• IRS Issues Guidance on ‘North-South’ Transactions
  5 May 2017
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Peter F.G. Schuur
  ,
  Daniel Priest
• FCPA Update April 2017
  Vol. 8, No. 9
  Bruce E. Yannett
  ,
  Andrew J. Ceresney
  ,
  Karolos Seeger
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Jane Shvets
  ,
  Michael W. Gramer
• The Trump Tax Reform Proposals
  27 April 2017
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Peter F.G. Schuur
  ,
  Rafael Kariyev
  ,
  Samuel M. Duncan
• Financial CHOICE Act 2.0: Implications for the SEC and Capital Markets
  25 April 2017
  Mary Jo White
  ,
  Andrew J. Ceresney
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  Jonathan R. Tuttle
  ,
  Mark D. Flinn
• NAIC 2017 Spring National Meeting
  19 April 2017
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  AJ Salomon
  ,
  Risa B. Gordon
• Accounting & Financial Reporting Enforcement Round-Up
  Issue 1, April 2017
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• Eighth Circuit Affirms Dismissal of Putative Class Action Challenging Affiliate Reinsurance Transactions
  14 April 2017
  Maeve O'Connor
  ,
  Michael D. Devins
• DOL Grants 60-Day Delay on Applicability of Fiduciary Rule, But Hope of Rescission Fades
  12 April 2017
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
• Public Company M&A in the Insurance Sector—Current Legal and Strategic Issues Spring 2017
  11 April 2017
  Nicholas F. Potter
• DOL Grants 60-Day Delay on Applicability of Fiduciary Rule, But Hope of Rescission Fades
  6 April 2017
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
• FCPA Update March 2017
  Vol. 8, No. 8
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• Restructuring Round-up: Two Steps Forward, One Step Back
  30 March 2017
  Jasmine Ball
  ,
  Richard F. Hahn
  ,
  M. Natasha Labovitz
  ,
  Craig A. Bruens
• OCC Proposes Chartering Process for FinTech Firms
  29 March 2017
  Gregory J. Lyons
  ,
  David L. Portilla
• SEC Reduces Standard Settlement Cycle from T+3 to T+2
  27 March 2017
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• Ninth Circuit Widens Split Over Application of Dodd-Frank’s Whistleblower Protections
  13 March 2017
  Andrew J. Ceresney
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
  ,
  Arian M. June
  ,
  Mark D. Flinn
• SEC Issues Guidance for Robo-Advisers
  6 March 2017
  Kenneth J. Berman
  ,
  Gregory T. Larkin
  ,
  Alexandra N. Mogul
• SEC Requires Hyperlinks to Exhibits and HTML Formatting for Many Filings
  3 March 2017
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Kevin R. Grondahl
• EU Developments in Uncleared Derivatives Margin Rules
  28 February 2017
  Byungkwon Lim
  ,
  Emilie T. Hsu
• FCPA Update February 2017
  Vol. 8, No. 7
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• Just a Bit of Clarity – Recent Developments Shine Some Light on Trump and GOP Plans for Healthcare Reform
  27 February 2017
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Kevin Rinker
  ,
  Maura Kathleen Monaghan
  ,
  Jacob W. Stahl
  ,
  Meredith E. Stewart
• The Custody Rule Clarified (Again)
  24 February 2017
  Kenneth J. Berman
  ,
  Gregory T. Larkin
• Banking Agencies’ Guidance on Compliance Date for Uncleared Swap Margin Rules
  24 February 2017
  Byungkwon Lim
  ,
  Emilie T. Hsu
• The Future of Blockchain: FINRA Has Some Thoughts
  22 February 2017
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Satish M. Kini
• CFTC No-Action Letters on Uncleared Swap Margin Rules
  15 February 2017
  Byungkwon Lim
  ,
  Emilie T. Hsu
• FRB Finalizes Capital Plan and Stress Testing Changes; Recent Developments Suggest More Changes Possible
  14 February 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Chen Xu
• No-Action Relief from Notice Filing Requirement under the CFTC Rules on Aggregation of Positions
  9 February 2017
  Byungkwon Lim
• Advisers Beware! OCIE Announces Most Frequent Compliance Topics
  9 February 2017
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  Sally Gibson
  ,
  Robert B. Kaplan
  ,
  Geoffrey Kittredge
  ,
  Andrew M. Ostrognai
  ,
  Julie M. Riewe
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Jonathan R. Tuttle
  ,
  Simon Witney
  ,
  Michael P. Harrell
  ,
  Gregory T. Larkin
• India Budget 2017 – A Step in the Right Direction
  9 February 2017
  Geoffrey P. Burgess
  ,
  William Y. Chua
  ,
  Michael J. Gillespie
  ,
  Matthew D. Saronson
  ,
  Monisha Elizabeth D'Souza
• U.S. Sanctions on Iran: The Trump Administration’s First Actions
  8 February 2017
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• Trump Orders Review of DOL Fiduciary Rule; DOL to Consider Delay
  6 February 2017
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
• Cybersecurity for Funds
  6 February 2017
  Luke Dembosky
  ,
  Jane Shvets
  ,
  Robert Maddox
• Executive Order and DOL Memo Signal Shift in Federal Financial Regulatory Agenda
  5 February 2017
  Lawrence K. Cagney
  ,
  Satish M. Kini
  ,
  Jonathan F. Lewis
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Franklin L. Mitchell
• Privacy Shield Not Trumped
  1 February 2017
  Jeffrey P. Cunard
  ,
  Jeremy Feigelson
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Dr. Friedrich Popp
• Government Insights into the New Partnership Tax Audit Regime
  31 January 2017
  Peter A. Furci
  ,
  Adele M. Karig
  ,
  Peter F.G. Schuur
  ,
  Pamela Boorman
  ,
  Rafael Kariyev
• FCPA Update January 2017
  Vol. 8, No. 6
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
  ,
  Ceri Chave
  ,
  Laurah J. Samuels
  ,
  Carolina Kupferman
• U.S. and EU Announce Insurance and Reinsurance Covered Agreement
  24 January 2017
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Eugene Benger
  ,
  Benjamin Lyon
  ,
  Risa B. Gordon
• SEC Charges Exempt Reporting Adviser’s CCO for False Statements in Forms ADV
  24 January 2017
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  Sally Gibson
  ,
  Geoffrey Kittredge
  ,
  Andrew M. Ostrognai
  ,
  Julie M. Riewe
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Ada Fernandez Johnson
• Sanctions Alert Issue 51
  December 2016
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• SEC Brings Two Enforcement Actions Against Employers for Taking Steps to Impede Whistleblower Activity
  20 January 2017
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
  ,
  Arian M. June
  ,
  Mark D. Flinn
• Second Circuit Court of Appeals Lifts Cloud of Uncertainty over Bond Restructurings
  18 January 2017
  Jasmine Ball
  ,
  David A. Brittenham
  ,
  Richard F. Hahn
  ,
  M. Natasha Labovitz
  ,
  Jeffrey E. Ross
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Craig A. Bruens
• 2017 Public Company Compensation Checklist: A Look at What’s New, Interesting (and Uncertain) for 2017
  12 January 2017
  Lawrence K. Cagney
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  Alison E. Buckley-Serfass
• Businesses Beware: JASTA’s Expansion of Civil Liability for Terrorism
  9 January 2017
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Maeve O'Connor
  ,
  David A. O'Neil
  ,
  David W. Rivkin
  ,
  Edwin G. Schallert
  ,
  Carl Micarelli
• While You Were Celebrating: Cyber and Privacy News from the Holiday Season
  4 January 2017
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Dr. Thomas Schürrle
  ,
  Philip Rohlik
• New York Eases Proposed Cybersecurity Regulation for Financial Sector, But Practical Issues Remain
  3 January 2017
  Luke Dembosky
  ,
  Eric R. Dinallo
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
• FCPA Update December 2016
  Vol. 8, No. 5
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Ceri Chave
• NAIC 2016 Fall National Meeting
  19 December 2016
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  Dexter Hoffman
  ,
  Khrystyna Rayko
• Final CFTC Rules on Aggregation of Positions
  16 December 2016
  Byungkwon Lim
• SEC Enforcement Action Puts Spotlight on Segment Reporting
  14 December 2016
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Jonathan R. Tuttle
• Federal Reserve Issues Guidance on Extended Transition Period for Illiquid Funds
  13 December 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Luke P. Eldridge
• U.S. Sanctions Under a Trump Administration
  13 December 2016
  Satish M. Kini
  ,
  Alan Kartashkin
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Robert T. Dura
• Badger Breach: Good Housekeeping?
  12 December 2016
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
• CFTC Adopts Amendments Regarding CPO Reports
  9 December 2016
  Byungkwon Lim
  ,
  Gary E. Murphy
• Proxy Flash: Say-on-Pay Frequency Vote
  8 December 2016
  Lawrence K. Cagney
  ,
  Matthew E. Kaplan
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• Supreme Court’s Holding in Salman v. United States Leaves Many Important Questions Unanswered
  7 December 2016
  Paul R. Berger
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• Failure to Comply with Internal Corporate Processes and Policies May Violate Exchange Act Accounting Provisions
  7 December 2016
  Paul R. Berger
  ,
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• French Conseil d’Etat Annuls ICC Award for Failure to Apply Domestic Administrative Law Rule
  6 December 2016
  Tony Dymond
  ,
  Antoine F. Kirry
  ,
  Ina C. Popova
  ,
  Floriane Lavaud
  ,
  Alice Stosskopf
• Prudential Regulation in an Age of Protectionism
  6 December 2016
  Gregory J. Lyons
  ,
  Chen Xu
• OCC Greenlights Special FinTech Bank Charter
  5 December 2016
  David L. Portilla
• Recent Notable CFTC and SEC Actions Relating to Swaps and Security-Based Swaps
  5 December 2016
  Byungkwon Lim
  ,
  Emilie T. Hsu
• A Cybersecurity Fine From FINRA
  5 December 2016
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
• Sanctions Alert Issue 50
  30 November 2016
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• FCPA Update November 2016
  Vol. 8, No. 4
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
  ,
  Jane Shvets
• The Outlook for Financial Regulatory Reform Under President Trump
  30 November 2016
  Kenneth J. Berman
  ,
  Lawrence K. Cagney
  ,
  Matthew E. Kaplan
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Elizabeth Pagel Serebransky
  ,
  David L. Portilla
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
• The Outlook for International Law Under President Trump
  23 November 2016
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Lord Goldsmith QC
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
• Tax Reform on the Horizon
  21 November 2016
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Matthew D. Saronson
  ,
  Peter F.G. Schuur
• SEC Approves CAT Plan While Mitigating Data Security Concerns
  21 November 2016
  Luke Dembosky
  ,
  Zila Reyes Acosta-Grimes
• Optimism and Innovation at the SEC’s FinTech Forum
  17 November 2016
• Still in the Waiting Room: Outlook for the Healthcare Industry Under the Trump Administration
  15 November 2016
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Gary M. Friedman
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Jacob W. Stahl
• SEC Approves FINRA’s “Capital Acquisition Broker” Rules
  15 November 2016
  Kenneth J. Berman
  ,
  Luke P. Eldridge
  ,
  Gregory T. Larkin
• Banking Regulators Focus on Sales Practices
  11 November 2016
  Gregory J. Lyons
  ,
  Satish M. Kini
• The SEC’s Robare Decision: Potential Financial Conflicts of Interest are Per Se Material and Must Be Disclosed
  11 November 2016
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
• Regulatory Focus on Innovation Grows: The OCC and CFPB’s Differing Approaches
  8 November 2016
  Zila Reyes Acosta-Grimes
• CFTC Proposes Rules on Cross-Border Application of Registration Thresholds and External Business Conduct Standards
  3 November 2016
  Byungkwon Lim
  ,
  Emilie T. Hsu
• UK Government Launches Five Year National Cyber Security Strategy
  2 November 2016
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Jane Shvets
  ,
  Robert Maddox
• Mandatory Universal Proxy Cards and Disclosure of Voting Options
  2 November 2016
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Kevin R. Grondahl
• FCPA Update October 2016
  Vol. 8, No. 3
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Farhana Choudhury
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
  ,
  Jane Shvets
• SEC Exams Focus on Whistleblower Compliance by Investment Advisers and Brokers
  26 October 2016
  Kenneth J. Berman
  ,
  Jyotin Hamid
  ,
  Michael P. Harrell
  ,
  Mary Beth Hogan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• Federal Financial Regulators to Propose Enhanced Cyber Risk Management Standards
  25 October 2016
  Luke Dembosky
  ,
  Eric R. Dinallo
  ,
  Jeremy Feigelson
  ,
  Gregory J. Lyons
  ,
  Jim Pastore
  ,
  David L. Portilla
  ,
  Joshua J. Smith
• Finalized Section 385 Regulations Ease Burdens on Private Equity Industry
  25 October 2016
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Adele M. Karig
  ,
  Peter F.G. Schuur
  ,
  Rafael Kariyev
• Final Related-Party Debt Regulations Provide Exceptions for Insurance Industry
  24 October 2016
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Peter F.G. Schuur
  ,
  Adam M. Namm
  ,
  Daniel Priest
• Treasury and IRS Issue Final Regulations Restricting Earnings Stripping Through Related-Party Debt
  18 October 2016
  Michael Bolotin
  ,
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Burt Rosen
  ,
  Peter F.G. Schuur
• DC Circuit Strips CFPB of Its Independence, Vacates Enforcement Order Against PHH
  17 October 2016
  Courtney M. Dankworth
  ,
  Mary Beth Hogan
  ,
  Gregory J. Lyons
• SFC Cybersecurity Review of Internet/Mobile Trading Systems
  17 October 2016
  Luke Dembosky
  ,
  Mark Johnson
  ,
  Jim Pastore
  ,
  Robert Maddox
  ,
  Ralph Sellar
• New York State Department of Financial Services Issues Guidance on Incentive Compensation in the Banking Sector
  14 October 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Elizabeth Pagel Serebransky
  ,
  David L. Portilla
  ,
  Alison E. Buckley-Serfass
• NAIC 2016 Summer National Meeting and Subsequent Developments
  11 October 2016
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  Risa B. Gordon
  ,
  Dexter Hoffman
• Regulatory Developments in the FinTech Space
  7 October 2016
• Federal Reserve Board Proposes Capital Plan and Stress Testing Changes
  6 October 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Zila Reyes Acosta-Grimes
  ,
  Chen Xu
• SEC Brings First Stand-Alone Anti-Retaliation Enforcement Action Under Dodd-Frank
  4 October 2016
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
  ,
  Mark D. Flinn
• FTC Emphasizes the Importance of Testing Disclosures
  30 September 2016
  David H. Bernstein
  ,
  Jeremy Feigelson
  ,
  Michael Schaper
  ,
  Megan K. Bannigan
  ,
  Anna Domyancic
• FCPA Update September 2016
  Vol. 8, No. 2
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
  ,
  Carolina Kupferman
• Federal Reserve Proposes Changes to Rules Relating to Physical Commodities; Foreshadows Merchant Banking Reforms
  28 September 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Clare K. Lascelles
• SEC Complaint Serves as Reminder to Carefully Consider Disclosure Obligations Relating to Government Investigations
  23 September 2016
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• New York’s Proposed Cyber Regulations: Implications and Challenges
  15 September 2016
  Luke Dembosky
  ,
  Eric R. Dinallo
  ,
  Jeremy Feigelson
  ,
  Gregory J. Lyons
  ,
  Jim Pastore
• Banking Agencies Issue Dodd-Frank Act Section 620 Report
  12 September 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Clare K. Lascelles
• How to Disclose a Cybersecurity Event: Recent Fortune 100 Experience
  12 September 2016
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  David M. Becker
  ,
  Brett M. Novick
  ,
  Benjamin R. Pedersen
• The SEC Adopts Form ADV and Recordkeeping Rule Amendments
  8 September 2016
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Gregory T. Larkin
  ,
  Julie Baine Stem
• SEC Proposes Requiring Hyperlinked Exhibit Indexes in Filings
  6 September 2016
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
  ,
  Paul M. Rodel
• Brexit and Other News for Insurers
  6 September 2016
  James C. Scoville
  ,
  Benjamin Lyon
• Another Rural/Metro Lesson for Sell-Side Advisors: Bank Agrees to Pay $2.5 Million to SEC to Settle Proxy Statement Claims
  2 September 2016
  Andrew L. Bab
  ,
  Gregory V. Gooding
  ,
  William D. Regner
• Early Returns: Companies Change Non-GAAP Financial Disclosures Following Recently Issued SEC Guidance
  1 September 2016
  Matthew E. Kaplan
  ,
  Joshua M. Samit
  ,
  David M. Becker
• Regulatory Focus on AML Continues – New Actions at the State and Federal Levels
  31 August 2016
  Satish M. Kini
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• FCPA Update August 2016
  Vol. 8, No. 1
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Dr. Friedrich Popp
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• Sanctions Alert Issue 49
  22 August 2016
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• Final Report on Swap Dealer De Minimis Exception
  19 August 2016
  Byungkwon Lim
• CFTC Proposes Amendments on Registration Relief for Foreign CPOs, CTAs and IBs
  18 August 2016
  Byungkwon Lim
  ,
  Gary E. Murphy
• U.S. Court of Appeals Denies Confirmation of CIETAC Arbitral Award Due to Inadequate Notice of Arbitration
  17 August 2016
  Christopher K. Tahbaz
  ,
  Philip Rohlik
  ,
  Z.J. Jennifer Lim
• U.S. Second Circuit Affirms Decision Enforcing Annulled Arbitral Award
  12 August 2016
  Donald Francis Donovan
  ,
  Mark W. Friedman
  ,
  Ina C. Popova
  ,
  Dietmar W. Prager
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  William H. Taft V
  ,
  Christopher K. Tahbaz
• D.C. Circuit Upholds Constitutionality of SEC’s In-House Courts
  12 August 2016
  Paul R. Berger
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
  ,
  Laura E. O'Neill
• SEC Brings Action Against Employer for Agreements Requiring Employees to Waive Recovery if They Blow the Whistle
  11 August 2016
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• Consumer Financial Protection Bureau Outlines Plan for Comprehensive Reform of Debt Collection Industry
  10 August 2016
  Courtney M. Dankworth
  ,
  Eric R. Dinallo
  ,
  Mary Beth Hogan
• Treasury Issues Regulations for Early Election into New Partnership Tax Audit Regime
  5 August 2016
  Adele M. Karig
  ,
  Peter F.G. Schuur
  ,
  Rafael Kariyev
• IAIS Issues Second Consultation on Global Insurance Capital Standard
  4 August 2016
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  E. Drew Dutton
  ,
  Thomas M. Kelly
  ,
  Gregory J. Lyons
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Risa B. Gordon
  ,
  Benjamin Lyon
• Brexit: What Now for UK Data Protection?
  3 August 2016
  Jeffrey P. Cunard
  ,
  Jeremy Feigelson
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Christopher Garrett
  ,
  Dr. Friedrich Popp
• Brexit for Re/Insurers: One Month On
  1 August 2016
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  E. Drew Dutton
  ,
  Thomas M. Kelly
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Edwin Northover
  ,
  Benjamin Lyon
• FCPA Update July 2016
  Vol. 7, No. 12
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
  ,
  Robin Lööf
• EU-U.S. Privacy Shield Open for Self-Certification on August 1
  26 July 2016
  Jeffrey P. Cunard
  ,
  Jeremy Feigelson
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Dr. Friedrich Popp
• U.S. Fund Managers – ESMA’s Advice on the Extension of the AIFMD Passport (Take Two)
  22 July 2016
  Sally Gibson
  ,
  Geoffrey Kittredge
• New Federal Ransomware Guidance
  19 July 2016
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Jim Pastore
  ,
  David Sarratt
• Treasury and IRS Provide New Spin-off Guidance
  19 July 2016
  Michael Bolotin
  ,
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Peter F.G. Schuur
• SEC Adopts New Disclosure Requirements for Resource Extraction Issuers
  18 July 2016
  Matthew E. Kaplan
  ,
  Alan Kartashkin
  ,
  Andrew M. Levine
  ,
  Paul M. Rodel
  ,
  James C. Scoville
  ,
  Bruce E. Yannett
• “Living Wills” for Private Fund Sponsors? Proposed Rule Requiring Investment Adviser Business Continuity and Transition Plans
  13 July 2016
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  Sally Gibson
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Gregory T. Larkin
  ,
  Julie Baine Stem
• Court Approves Second UK DPA
  13 July 2016
  Karolos Seeger
  ,
  Robin Lööf
• NYDFS Issues Final Anti-Money Laundering and Sanctions Rule
  6 July 2016
  Helen V. Cantwell
  ,
  Eric R. Dinallo
  ,
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  David G. Sewell
  ,
  Paul L. Lee
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• SEC Proposes to Expand Availability of Scaled Disclosure Requirements
  5 July 2016
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
  ,
  David M. Becker
• SEC Proposes Overhaul of Mining Disclosures
  30 June 2016
  Natalia A. Drebezgina
  ,
  Matthew E. Kaplan
  ,
  Alan Kartashkin
  ,
  Paul M. Rodel
  ,
  James C. Scoville
  ,
  Vera Losonci
• Regulators Probe Marketplace Lending Business Model
  30 June 2016
• CFTC Adopts Final Cross-Border Margin Rules for Non-Cleared Swaps
  30 June 2016
  Byungkwon Lim
  ,
  Emilie T. Hsu
• FCPA Update June 2016
  Vol 7, No. 11
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• Federal Reserve Proposes Rules Restricting Default Rights in Qualified Financial Contracts with GSIBs
  28 June 2016
  Byungkwon Lim
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• Eleventh Circuit Halts Parallel Federal Litigation Against the SEC’s In-House Judges
  27 June 2016
  Paul R. Berger
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
  ,
  Laura E. O'Neill
• Sanctions Alert Issue 48
  27 June 2016
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• IAIS Introduces New Assessment Methodology for G SIIs and Discontinues NTNI Label
  21 June 2016
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  E. Drew Dutton
  ,
  Thomas M. Kelly
  ,
  Gregory J. Lyons
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Benjamin Lyon
• SEC Increases Qualified Client Net Worth Threshold
  20 June 2016
  Kenneth J. Berman
  ,
  Gregory T. Larkin
  ,
  Julie Baine Stem
• The Outlook in Enforcement Actions against Foreign Banks at the New NYDFS
  16 June 2016
  Courtney M. Dankworth
  ,
  Eric R. Dinallo
  ,
  Mary Beth Hogan
  ,
  Gregory J. Lyons
  ,
  David Sarratt
  ,
  David G. Sewell
• U.S. Agencies Propose Net Stable Funding Ratio
  14 June 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Clare K. Lascelles
  ,
  David L. Portilla
  ,
  Chen Xu
• OFAC Provides Additional Iran Sanctions Guidance
  14 June 2016
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• SEC Approves Interim Final Rule Amending Form 10-K to Allow Filers to Include a Summary Section
  10 June 2016
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Steven J. Slutzky
• Federal Reserve Publishes Advance Notice of Proposed Rulemaking on Capital Requirements for Insurers
  6 June 2016
  Alexander R. Cochran
  ,
  Thomas M. Kelly
  ,
  Gregory J. Lyons
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Luke P. Eldridge
  ,
  Clare K. Lascelles
  ,
  Chen Xu
• Federal Reserve Proposes Enhanced Prudential Standards for Insurance SIFIs
  6 June 2016
  Alexander R. Cochran
  ,
  Thomas M. Kelly
  ,
  Gregory J. Lyons
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Luke P. Eldridge
  ,
  Clare K. Lascelles
  ,
  Chen Xu
• Another Message to Private Fund Sponsors on Broker Registration – This Time from Enforcement
  6 June 2016
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
  ,
  Andrew M. Ostrognai
  ,
  Jonathan R. Tuttle
  ,
  Gregory T. Larkin
  ,
  Julie Baine Stem
• Proposed Order Regarding the SEC’s Performance Fee Rule: Inflation Adjustments to Qualified Client Thresholds
  3 June 2016
  Kenneth J. Berman
  ,
  Gregory T. Larkin
  ,
  Julie Baine Stem
• Eleventh Circuit Holds that SEC Claims for Disgorgement and Declaratory Relief are Subject to Five-Year Limitations Period
  3 June 2016
  Paul R. Berger
  ,
  Robert B. Kaplan
  ,
  Andrew M. Levine
  ,
  Julie M. Riewe
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Ada Fernandez Johnson
• Delaware Court of Chancery Determines Fair Value in Dell Appraisal
  1 June 2016
  Gregory V. Gooding
  ,
  Gary W. Kubek
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
• Federal Reserve Provides Guidance on Supervisory Approach to Insurance
  31 May 2016
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Benjamin Lyon
  ,
  David L. Portilla
• Non-GAAP Metrics in the Crosshairs: SEC Issues New Guidance
  19 May 2016
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Steven J. Slutzky
• U.S. Proposes Net Stable Funding Ratio
  18 May 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Clare K. Lascelles
  ,
  David L. Portilla
  ,
  Chen Xu
• The SEC Proposes the CAT Plan, but at What Cost?
  17 May 2016
• FinCEN Issues New Rule Requiring Identification of Beneficial Owners and Risk-Based Customer Due Diligence
  16 May 2016
  Satish M. Kini
  ,
  Paul L. Lee
  ,
  David G. Sewell
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• A Modest Proposal? CFPB to Gut Arbitration in Consumer Financial Contracts
  10 May 2016
  Courtney M. Dankworth
  ,
  Mary Beth Hogan
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Maeve O'Connor
  ,
  Clare K. Lascelles
• SEC Adopts Final Rules Reflecting JOBS Act Changes to Registration Requirements
  10 May 2016
  Steven J. Slutzky
  ,
  Matthew E. Kaplan
  ,
  Elizabeth Pagel Serebransky
• New York Adopts Delaware's MFW Standard for Going-Private Mergers
  6 May 2016
  Andrew L. Bab
  ,
  Gregory V. Gooding
  ,
  Gary W. Kubek
  ,
  Maeve O'Connor
  ,
  William D. Regner
• Regulators Set Sights on Online Marketplace Lenders
  5 May 2016
  Christopher Rosekrans
• Further Extension of No-Action Relief from Certain Reporting Requirements Under the Ownership and Control Final Rule
  3 May 2016
  Byungkwon Lim
• New Incentive Compensation Rules: Implications for Private Equity Firms
  2 May 2016
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Elizabeth Pagel Serebransky
  ,
  Alison E. Buckley-Serfass
  ,
  Gregory T. Larkin
• FCPA Update April 2016
  Vol. 7, No. 9
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Anna V. Maximenko
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• Debevoise Publishes Spring 2016 Edition of UK, US and Hong Kong Banking Litigation, Regulatory and Competition Law Update
  April 2016
  Lord Goldsmith QC
  ,
  Richard Lawton
  ,
  Kevin Lloyd
  ,
  Karolos Seeger
  ,
  Christopher Boyne
  ,
  Akima Paul Lambert
  ,
  Boxun Yin
  ,
  Robert Maddox
  ,
  Paul R. Berger
  ,
  Helen V. Cantwell
  ,
  Courtney M. Dankworth
  ,
  Eric R. Dinallo
  ,
  Mary Beth Hogan
  ,
  Robert B. Kaplan
  ,
  David A. O'Neil
  ,
  Jim Pastore
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Mark Johnson
  ,
  Philip Rohlik
  ,
  Emily Lam
  ,
  Ralph Sellar
  ,
  Timothy McIver
  ,
  Anne-Mette Heemsoth
• Compensation Practices at Financial Institutions Targeted: Proposed Incentive Compensation Rules Aim To Curb Excessive Risk-Taking
  26 April 2016
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Elizabeth Pagel Serebransky
  ,
  Alison E. Buckley-Serfass
• NYSE Listed Foreign Private Issuers Now Required to File Semiannual Unaudited Financial Information
  25 April 2016
  Matthew E. Kaplan
  ,
  James C. Scoville
  ,
  Steven J. Slutzky
  ,
  Vera Losonci
  ,
  Benjamin P. Collins-Wood
• 28 Law Firms Publish White Paper Addressing Trust Indenture Act Complications In Debt Restructurings
  25 April 2016
  David A. Brittenham
  ,
  Matthew E. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Peter J. Loughran
  ,
  Jeffrey E. Ross
• PRA Consults on Remuneration Rules
  25 April 2016
  James C. Scoville
  ,
  Benjamin Lyon
  ,
  Christopher Garrett
• NAIC 2016 Spring National Meeting
  15 April 2016
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  Risa B. Gordon
  ,
  Khrystyna Rayko
• Final DOL Fiduciary Rules Simplify Some Mechanics, but Retain Core Principles . . . and Flaws
  13 April 2016
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
• FinCEN Proposes Subjecting Funding Portals to BSA-AML Obligations
  11 April 2016
  Satish M. Kini
  ,
  David G. Sewell
  ,
  Zila Reyes Acosta-Grimes
  ,
  Robert T. Dura
• Latest Sun Capital Decision Clouds Controlled Group Analysis for Private Equity Funds
  8 April 2016
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Franklin L. Mitchell
• Treasury's Sweeping Proposed Regulations Attack Related-Party Debt
  8 April 2016
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Burt Rosen
  ,
  Peter F.G. Schuur
• Treasury Issues Regulations Imposing Additional Restrictions on Inversion Transactions
  7 April 2016
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Peter F.G. Schuur
• Basel Committee Proposes Constraints on Use of Internal Model Approaches
  6 April 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Chen Xu
• Sanctions Alert Issue 47
  31 March 2016
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• FCPA Update March 2016
  Vol. 7, No. 8
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Michael Brenner
• FINRA Releases Report on Digital Investment Advice Tools
  24 March 2016
  Kenneth J. Berman
  ,
  Gregory T. Larkin
• The FTC Draws the Line on Native Advertising
  23 March 2016
  David H. Bernstein
  ,
  Jeremy Feigelson
  ,
  Michael Schaper
  ,
  Megan K. Bannigan
  ,
  Zheng Wang
• CFTC Eliminates Reporting and Recordkeeping Requirements for End-Users of Trade Options
  21 March 2016
  Byungkwon Lim
• Environmental and Climate Change Disclosure Under the Securities Laws: A Multijurisdictional Survey
  16 March 2016
  Paul M. Rodel
  ,
  Stuart Hammer
• Federal Reserve Re-Proposes Single-Counterparty Credit Limits
  10 March 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Chen Xu
• A Week of Hot News in Cybersecurity and Data Privacy
  8 March 2016
  Lawrence K. Cagney
  ,
  Luke Dembosky
  ,
  Jeremy Feigelson
  ,
  Jonathan F. Lewis
  ,
  Jim Pastore
  ,
  Dr. Friedrich Popp
• Florida Court Dismisses Data Breach Lawsuit for Lack of Standing
  29 February 2016
  Jeremy Feigelson
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Elliot Greenfield
  ,
  David Sarratt
• FCPA Update February 2016
  Vol. 7, No. 7
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Robert T. Dura
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
  ,
  Jane Shvets
• U.S. Federal Court Denies Immunity to Sovereign Wealth Funds
  26 February 2016
  Mark W. Friedman
  ,
  Katherine Ashton
  ,
  Floriane Lavaud
• SEC Final Cross-Border Rules on "Arranging, Negotiating, or Executing" Security-Based Swaps and the De Minimis Exception
  24 February 2016
  Byungkwon Lim
  ,
  Emilie T. Hsu
• CFTC Registration Relief for Foreign CPOs and CTAs: Correct Result, Incorrect Reasoning?
  22 February 2016
  Byungkwon Lim
  ,
  Gary E. Murphy
• NFA Cybersecurity Notice Takes Effect March 1
  19 February 2016
  Jeremy Feigelson
  ,
  Byungkwon Lim
  ,
  Jim Pastore
  ,
  Gary E. Murphy
• Sanctions Alert Issue 46
  10 February 2016
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• EU-U.S. “Privacy Shield” Greeted Cautiously
  4 February 2016
  Jeffrey P. Cunard
  ,
  Jeremy Feigelson
  ,
  Dr. Thomas Schürrle
  ,
  Dr. Friedrich Popp
• FCPA Update January 2016
  Vol. 7, No. 6
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Dmitri V. Nikiforov
  ,
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Frederick T. Davis
  ,
  Philip Rohlik
  ,
  Jane Shvets
  ,
  Daniel Aun
  ,
  Elena Klutchareva
  ,
  Anna V. Maximenko
  ,
  Dr. Friedrich Popp
  ,
  Jessica Polebaum
• SEC Proposes New Limits on Registered Funds’ and BDCs’ Use of Derivatives
  26 January 2016
  Kenneth J. Berman
  ,
  Byungkwon Lim
• FDA Publishes Guidance on Postmarket Cybersecurity Risk Management for Medical Device Manufacturers
  25 January 2016
  Jeremy Feigelson
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Jim Pastore
  ,
  David Sarratt
  ,
  Jacob W. Stahl
• Supreme Court Rules that Unaccepted Rule 68 Offers of Complete Relief Do Not Moot a Plaintiff’s Case – But Payment of Full Relief Just May
  25 January 2016
  David H. Bernstein
  ,
  Jeffrey P. Cunard
  ,
  Courtney M. Dankworth
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Maura Kathleen Monaghan
  ,
  Erol Gulay
• Disclosure Considerations for the 2016 Annual Reporting Season
  20 January 2016
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• Recent Decisions Create Further Uncertainty on Question of Whether Internal Reporting Triggers Dodd-Frank Whistleblower Anti-Retaliation Protection
  20 January 2016
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• New PCAOB Rules Require Disclosure of Certain Audit Participants
  19 January 2016
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  David M. Becker
• Implementation Day – Iran Sanctions Relief Now Effective
  19 January 2016
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  David G. Sewell
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• Compliance Issues FinTech Firms (and FinTech Investors) Should Be Focused on in 2016
  12 January 2016
• CFTC Proposes Rules Providing an Alternative to Fingerprinting for Foreign Natural Persons
  8 January 2016
  Byungkwon Lim
  ,
  Emilie T. Hsu
• The Cybersecurity Information Sharing Act
  6 January 2016
  Jeremy Feigelson
  ,
  David A. O'Neil
  ,
  Jim Pastore
• Changes to Annual Privacy Notice Requirements
  6 January 2016
  Jeremy Feigelson
  ,
  Satish M. Kini
  ,
  Gregory T. Larkin
• CFTC Responds to Frequently Asked Questions Regarding Forms CPO-PQR and CTA-PR
  5 January 2016
  Byungkwon Lim
  ,
  Gary E. Murphy
• CFTC Adopts Margin Rules for Non-Cleared Swaps
  30 December 2015
  Byungkwon Lim
  ,
  Emilie T. Hsu
• Paris Climate Change Accord: 195 Countries Agree to Limit Greenhouse Gas Emissions
  23 December 2015
  Stuart Hammer
• New Legislation Relating to the Taxation of REITs and Foreign Investment in U.S. Real Property
  22 December 2015
  Michael Bolotin
  ,
  Peter A. Furci
  ,
  Rafael Kariyev
• FCPA Update December 2015
  Vol. 7, No. 5
  Karolos Seeger
  ,
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Bruce E. Yannett
• Two Decisions Highlight Significant Litigation Challenges for Prosecutors and Regulators
  17 December 2015
  Paul R. Berger
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Laura E. O'Neill
• Solvency II: What You Need to Know as Effectiveness Nears
  17 December 2015
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  E. Drew Dutton
  ,
  Thomas M. Kelly
  ,
  Gregory J. Lyons
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Benjamin Lyon
• The CFPB Eyes Mobile Financial Services
  17 December 2015
• CFTC Proposes Rules Regulating Automated Trading
  16 December 2015
  Byungkwon Lim
• Sanctions Alert Issue 45
  15 December 2015
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• The "FAST" Act: New Limited Private Resale Exemption
  9 December 2015
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• The "FAST" Act: Additional EGC Flexibility and Roadmap for Reform of Regulation S-K
  7 December 2015
  Matthew E. Kaplan
  ,
  Paul M. Rodel
• NAIC 2015 Fall National Meeting
  7 December 2015
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  Risa B. Gordon
• NYDFS Proposes New Anti-Money Laundering Requirements, Liability for Compliance Officers
  7 December 2015
  Helen V. Cantwell
  ,
  Eric R. Dinallo
  ,
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Paul L. Lee
  ,
  David G. Sewell
  ,
  Robert T. Dura
  ,
  Zila Reyes Acosta-Grimes
• SEC Proposes Enhanced Disclosure and Oversight Rules for Alternative Trading Systems
  3 December 2015
  Zila Reyes Acosta-Grimes
• IAIS Consults on G-SIIs and NTNI: Are G-SIIs Sellers of Non-Core and NTNI Business Units?
  3 December 2015
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  E. Drew Dutton
  ,
  Thomas M. Kelly
  ,
  Gregory J. Lyons
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Benjamin Lyon
• Questions Stemming from FINRA’s Best Execution Guidance
  2 December 2015
• Delaware Supreme Court Affirms “Narrow” Rural/Metro Ruling; Declines to Characterize Sell-Side Financial Advisors as “Gatekeepers”
  1 December 2015
  Andrew L. Bab
  ,
  Gregory V. Gooding
  ,
  Gary W. Kubek
  ,
  Maeve O'Connor
  ,
  William D. Regner
• Solvency II Equivalence Decisions and U.S.-EU Covered Agreement
  1 December 2015
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  E. Drew Dutton
  ,
  Thomas M. Kelly
  ,
  Gregory J. Lyons
  ,
  Nicholas F. Potter
  ,
  John M. Vasily
  ,
  James C. Scoville
  ,
  Benjamin Lyon
• CFTC Issues Preliminary Report on Swap Dealer De Minimis Exception
  30 November 2015
  Byungkwon Lim
• The Private Equity Report, Fall 2015, Vol. 15, Number 2
  Fall 2015, Vol. 15, Number 2
• Treasury Issues Additional Guidance Relating to Inversion Transactions
  23 November 2015
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Peter F.G. Schuur
• Further Extension of Temporary No-Action Relief for Inter-Affiliate Swaps
  20 November 2015
  Byungkwon Lim
  ,
  Emilie T. Hsu
• The SEC Hands Out a Halloween Treat to Crowdfunding Supporters
  17 November 2015
  Peter J. Loughran
• New Federal Guidance on Cybersecurity for Mobile Devices
  9 November 2015
  Jeremy Feigelson
  ,
  Jim Pastore
• Federal Reserve Proposes Total Loss Absorbing Capacity Requirement
  4 November 2015
  Satish M. Kini
  ,
  Paul M. Rodel
  ,
  Gregory J. Lyons
  ,
  Paul L. Lee
  ,
  David L. Portilla
• Bipartisan Budget Act of 2015 Revamps Partnership Tax Audit and Collection Procedures
  3 November 2015
  Adele M. Karig
  ,
  Matthew D. Saronson
  ,
  Peter F.G. Schuur
  ,
  Rafael Kariyev
• Sanctions Alert Issue 44
  3 November 2015
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• Financial Stability Board Publishes Updated List of Global Systemically Important Insurers and Global Systemically Important Banks
  3 November 2015
  Eric R. Dinallo
  ,
  E. Drew Dutton
  ,
  Thomas M. Kelly
  ,
  Gregory J. Lyons
  ,
  Nicholas F. Potter
  ,
  John M. Vasily
  ,
  James C. Scoville
  ,
  Benjamin Lyon
• Financial Stability Board Publishes Updated List of Global Systemically Important Insurers and Global Systemically Important Banks
  3 November 2015
  Eric R. Dinallo
  ,
  E. Drew Dutton
  ,
  Thomas M. Kelly
  ,
  Gregory J. Lyons
  ,
  Nicholas F. Potter
  ,
  John M. Vasily
  ,
  James C. Scoville
  ,
  Benjamin Lyon
• Bank Agencies Adopt Margin and Capital Rules for Non-Cleared Derivatives
  2 November 2015
  Byungkwon Lim
  ,
  Emilie T. Hsu
• U.S. and EU Take First Steps to Implement Nuclear Deal with Iran
  28 October 2015
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Ramsay McCulloch
• SEC Issues Guidance on Rule 14a-8(i)(9)
  23 October 2015
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Alan H. Paley
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• Proposed Revision to CFTC 2013 Proposal on Aggregation of Positions Under Part 150
  16 October 2015
  Byungkwon Lim
• U.S. Further Relaxes Cuba Sanctions
  14 October 2015
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• No Coverage Under Commercial General Liability Policies in Recent Data Privacy Suits
  13 October 2015
  Jeremy Feigelson
  ,
  Andrew M. Levine
  ,
  Keith J. Slattery
• Significant New International Capital Requirements Announced for Global Insurers, with Potential Impact on M&A Activity
  9 October 2015
  Eric R. Dinallo
  ,
  E. Drew Dutton
  ,
  Thomas M. Kelly
  ,
  Gregory J. Lyons
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Benjamin Lyon
• CFTC Staff Interpretations Regarding Derivatives Clearing Organizations
  6 October 2015
  Byungkwon Lim
• Transfers of Personal Data to the United States: European Court of Justice Rules the Safe Harbour Protocol Is Potentially Invalid
  6 October 2015
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  Jeffrey P. Cunard
  ,
  David A. O'Neil
• In Two Recent Orders, CFTC Holds that Bitcoins Are Commodities
  5 October 2015
  Byungkwon Lim
  ,
  Emilie T. Hsu
• Sanctions Alert Issue 43
  2 October 2015
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• New Volcker Rule FAQs Provide Guidance on Market Making in Covered Funds and CEO Certification for Prime Brokerage Transactions
  28 September 2015
  Satish M. Kini
  ,
  Gregory T. Larkin
  ,
  David L. Portilla
• SEC Sanctions Investment Adviser for Failing to Adopt Cybersecurity Policies and Procedures
  24 September 2015
  Kenneth J. Berman
  ,
  Jeffrey P. Cunard
  ,
  Jeremy Feigelson
  ,
  Michael P. Harrell
  ,
  David A. O'Neil
  ,
  Jim Pastore
  ,
  David Sarratt
• SEC Enforcement Actions Getting Up Close and Personal
  23 September 2015
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Jonathan R. Tuttle
• FINRA Continues Focus on Broker-Dealer Liquidity Risk Management
  22 September 2015
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• SEC Final Rules on Registration of Security-Based Swap Entities and Proposed Rules on Statutorily Disqualified Associated Persons
  21 September 2015
  Byungkwon Lim
  ,
  Emilie T. Hsu
• SEC Releases Updated Cybersecurity Examination Guidelines
  18 September 2015
  Kenneth J. Berman
  ,
  Jeremy Feigelson
  ,
  David A. O'Neil
  ,
  Jim Pastore
  ,
  David Sarratt
• The “Yates Memorandum”: Has DOJ Really Changed Its Approach To White Collar Criminal Investigations and Individual Prosecutions?
  15 September 2015
  Helen V. Cantwell
  ,
  Bruce E. Yannett
  ,
  David A. O'Neil
  ,
  Paul R. Berger
  ,
  Courtney M. Dankworth
  ,
  Eric R. Dinallo
  ,
  Mark P. Goodman
  ,
  Mary Beth Hogan
  ,
  Robert B. Kaplan
  ,
  Satish M. Kini
  ,
  Andrew M. Levine
  ,
  Michael B. Mukasey
  ,
  Jim Pastore
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Erich O. Grosz
  ,
  David Sarratt
• Second Circuit Creates Circuit Split on the Question of Whether Internal Reporting Triggers Whistleblower Anti-Retaliation Protection Under Dodd-Frank
  11 September 2015
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• FinCEN Proposes Anti-Money Laundering Rules for Investment Advisers
  31 August 2015
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Andrew M. Ostrognai
  ,
  David G. Sewell
  ,
  Robert T. Dura
  ,
  Gregory T. Larkin
• In re Dole Food Co.: When Stockholders Deserve a Fairer Price
  28 August 2015
  Andrew L. Bab
  ,
  Gregory V. Gooding
  ,
  Gary W. Kubek
  ,
  Maeve O'Connor
  ,
  William D. Regner
• NAIC 2015 Summer National Meeting
  28 August 2015
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Eugene Benger
  ,
  Risa B. Gordon
• Sanctions Alert Issue 42
  28 August 2015
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• Court Upholds FTC Cyber Authority; Recent FTC Guidance on Insider Breaches Looms Larger
  25 August 2015
  David Sarratt
  ,
  David A. O'Neil
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
• Cyber Crime Gets Back to Basics: How Cyber Criminals Are Monetizing Stolen Information Through Well-Worn Criminal Strategies
  17 August 2015
  Jeremy Feigelson
  ,
  David A. O'Neil
  ,
  Jim Pastore
  ,
  David Sarratt
• Minding the Gap: SEC Hands Down Final CEO Pay Ratio Rule
  11 August 2015
  Lawrence K. Cagney
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• ISS 2016 Annual Policy Survey Open Until September 4
  6 August 2015
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• OFAC Updates Russia and Ukraine Sanctions Lists, Issues Advisory on Evasion of Crimea Embargo
  5 August 2015
  Natalia A. Drebezgina
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Alyona N. Kucher
  ,
  Dmitri V. Nikiforov
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• NAIC Begins to Develop a Group Capital Measure for U.S. Insurance Enterprises
  4 August 2015
  Eric R. Dinallo
  ,
  E. Drew Dutton
  ,
  Thomas M. Kelly
  ,
  Gregory J. Lyons
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Benjamin Lyon
• Debevoise Publishes UK, U.S. and Hong Kong Banking Litigation, Regulatory and Competition Law Update
  3 August 2015
  Kevin Lloyd
  ,
  Mark Johnson
  ,
  Courtney M. Dankworth
  ,
  David A. O'Neil
  ,
  Tony Dymond
  ,
  Lord Goldsmith QC
  ,
  Richard Lawton
  ,
  Christopher Boyne
  ,
  Akima Paul Lambert
  ,
  Ralph Sellar
  ,
  Helen V. Cantwell
  ,
  Eric R. Dinallo
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  Robin Lööf
  ,
  Robert Maddox
  ,
  Timothy McIver
  ,
  Anne-Mette Heemsoth
• US Fund Managers – The Latest AIFMD News
  3 August 2015
  Sally Gibson
• Sanctions Alert Issue 41
  1 August 2015
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• Treasury Issues Proposed Regulations on Management Fee “Waiver” Mechanisms
  29 July 2015
  Michael Bolotin
  ,
  Peter A. Furci
  ,
  Adele M. Karig
  ,
  Matthew D. Saronson
  ,
  Peter F.G. Schuur
  ,
  Rafael Kariyev
• Data Breach Plaintiffs’ Suit Reinstated; Court Holds Affected Customers Have Standing
  28 July 2015
  Jeffrey P. Cunard
  ,
  Jeremy Feigelson
  ,
  David A. O'Neil
  ,
  Jim Pastore
• The IRS Identifies Certain Basket Derivatives as Reportable Transactions
  17 July 2015
  Burt Rosen
  ,
  Robert J. Staffaroni
  ,
  Ben Lee Friedman
• New Volcker Rule FAQ Provides Guidance on Fund Seeding Periods
  17 July 2015
  Satish M. Kini
  ,
  David L. Portilla
  ,
  Gregory T. Larkin
• Iran Nuclear Sanctions Deal Reached
  17 July 2015
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• FCC Both Eases and Tightens TCPA Rules
  16 July 2015
  Jeffrey P. Cunard
  ,
  Courtney M. Dankworth
• No Fault, No Relief: SEC Proposes New “No-Fault” Clawback Rules
  13 July 2015
  Lawrence K. Cagney
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• IAIS Begins Public Consultation on Higher Loss Absorbency Standard for Global Systematically Important Insurers
  10 July 2015
  Eric R. Dinallo
  ,
  E. Drew Dutton
  ,
  Thomas M. Kelly
  ,
  Gregory J. Lyons
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Benjamin Lyon
• Sanctions Alert Issue 40
  10 July 2015
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• SEC Seeks Input on Potential Changes to Audit Committee Disclosures
  9 July 2015
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• SEC Pay-to-Play Placement Agent Restriction Delayed, and a Reminder for Campaign Season
  9 July 2015
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Jennifer R. Cowan
  ,
  Gregory T. Larkin
  ,
  Julie Baine Stem
• EU Extends Ukraine-Related Sanctions
  24 June 2015
  Natalia A. Drebezgina
  ,
  Lord Goldsmith QC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Alyona N. Kucher
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
  ,
  Ramsay McCulloch
• CFPB Issues Final Auto Finance Larger Participant Rule and New Auto Finance Examination Procedures
  19 June 2015
  Courtney M. Dankworth
  ,
  Eric R. Dinallo
  ,
  Satish M. Kini
• Financial Regulators Issue Final Standards for Assessing Diversity and Inclusion Policies and Practices of Regulated Entities
  17 June 2015
  Courtney M. Dankworth
  ,
  Eric R. Dinallo
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Gregory J. Lyons
• Sanctions Alert Issue 39
  17 June 2015
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
• New Volcker Rule FAQs Clarify Foreign Public Fund “Control” Issues and Limit Use of “Joint Venture” Exemption but Leave Many Issues Unresolved
  15 June 2015
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Gregory T. Larkin
  ,
  David L. Portilla
• The Private Equity Report, Spring 2015, Vol. 15, Number 1
  Spring 2015, Vol. 15, Number 1
• D.C. Circuit Court Affirms Validus on Narrower Grounds
  29 May 2015
  Peter A. Furci
  ,
  Seth L. Rosen
  ,
  Peter F.G. Schuur
  ,
  Daniel Priest
• Congress Establishes Framework for U.S. Approval of Iran Sanctions Deal
  15 May 2015
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
• Sanctions Alert Issue 38
  15 May 2015
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
• BE-10 Reporting by U.S. Persons Regarding Non-U.S. Business Holdings
  13 May 2015
  Jonathan Adler
  ,
  Gregory V. Gooding
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
• Apples to Oranges: SEC Proposes Rules to Show “Relationship” Between CEO Pay and Company Performance
  4 May 2015
  Lawrence K. Cagney
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• ICSID Tribunal Rejects Ecuador’s Motion for Reconsideration
  22 April 2015
  Mark W. Friedman
  ,
  Z.J. Jennifer Lim
  ,
  Ina C. Popova
• DOL Catches Many in Expanded Fiduciary Net; Is Proposed Exemption an Escape Hatch or a Trap Door?
  21 April 2015
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
• Sanctions Alert Issue 37
  20 April 2015
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
• U.S. to Remove Cuba from List of State Sponsors of Terrorism
  15 April 2015
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
• Bureau of Land Management Issues Final Rule for Fracking on Federal and Tribal Lands
  9 April 2015
  Stuart Hammer
• IRS Confirms Restricted Use of 162(m) IPO Transition Rule
  7 April 2015
  Elizabeth Pagel Serebransky
  ,
  Jonathan F. Lewis
  ,
  Meir D. Katz
• SEC Brings First-of-Its-Kind Action for Confidentiality Agreement that Discourages Whistleblowing
  6 April 2015
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• U.S. Authorizes Cyber Sanctions, Recommends Tech Companies Adopt Compliance Programs
  6 April 2015
  Jeremy Feigelson
  ,
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Jim Pastore
  ,
  Robert T. Dura
• Sanctions Alert Issue 36
  2 April 2015
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
• SEC Staff Provides No-Action Relief from Custody Rule for Principals-Only Funds
  31 March 2015
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Rebecca F. Silberstein
  ,
  Gregory T. Larkin
• DFS Expands Its Cyber Focus to Insurers
  30 March 2015
  Eric R. Dinallo
  ,
  Jeremy Feigelson
  ,
  Jim Pastore
  ,
  David A. O'Neil
• In Omnicare, the Supreme Court Clarifies When Statements of Opinion Are Actionable Under Section 11 of the Securities Act
  26 March 2015
  Matthew E. Kaplan
  ,
  Gary W. Kubek
  ,
  Peter J. Loughran
  ,
  Maeve O'Connor
  ,
  Alan H. Paley
  ,
  Jonathan R. Tuttle
  ,
  Colby A. Smith
  ,
  Bruce E. Yannett
  ,
  Elliot Greenfield
• New German Investment Regulation Adopted
  16 March 2015
  Michael P. Harrell
  ,
  Geoffrey Kittredge
  ,
  Sally Gibson
• Sanctions Alert Issue 35
  11 March 2015
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
• Volcker Rule FAQ Expands Ability of Non-U.S. Banks to Invest in Private Funds
  2 March 2015
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Gregory J. Lyons
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Gregory T. Larkin
  ,
  David L. Portilla
• Resale Price Maintenance - The Forgotten Evergreen
  24 February 2015
  Dr. Thomas Schürrle
  ,
  Dr. Andrea Pomana
  ,
  Gary W. Kubek
• Ninth Circuit Affirms District Court Order to Unwind Hospital Merger
  13 February 2015
  Gary W. Kubek
  ,
  Mark P. Goodman
  ,
  Andrew L. Bab
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Kristin D. Kiehn
  ,
  Erica S. Weisgerber
• Sanctions Alert Issue 34
  5 February 2015
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
• D.C. Circuit's POM Wonderful Decision Points To Reduced Substantiation Burden For Advertisers
  4 February 2015
  David H. Bernstein
  ,
  Jeremy Feigelson
  ,
  Michael Schaper
• What Will the “Eyes and Ears” of the SEC Choose to See and Hear this Year?
  OCIE Announces Examination Priorities for 2015
  4 February 2015
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Gregory T. Larkin
• Another Modest Step to Easing SEC Registration Standards
  2 February 2015
  Matthew E. Kaplan
  ,
  Elizabeth Pagel Serebransky
  ,
  Meir D. Katz
• Breaking Ranks: Garlock Reaches Unprecedented Deal with Future Claims Representative on Value of Trust for Asbestos Claims
  21 January 2015
  Mark P. Goodman
  ,
  M. Natasha Labovitz
  ,
  Maura Kathleen Monaghan
  ,
  Shannon Rose Selden
• U.S. Updates Cuba Sanctions and Export Regulations
  20 January 2015
  Satish M. Kini
  ,
  Carl Micarelli
• New Rules Take Effect at CIETAC
  14 January 2015
  Christopher K. Tahbaz
  ,
  Philip Rohlik
• Sanctions Alert Issue 33
  14 January 2015
  Satish M. Kini
  ,
  Carl Micarelli
• U.S. and EU Sanctions: How Are Insurers Affected?
  12 January 2015
  Satish M. Kini
  ,
  Carl Micarelli
• The Arbitration Quarterly Issue 6
  January 2015
  David W. Rivkin
  ,
  John B. Missing
  ,
  Aimee-Jane Lee
  ,
  Conway Blake
  ,
  Patrick Taylor
  ,
  Floriane Lavaud
  ,
  Evgeny Samoylov
  ,
  Gavin Chesney
• IAIS Issues Consultation on Global Insurance Capital Standard
  9 January 2015
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  David Grosgold
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Gregory J. Lyons
  ,
  Nicholas F. Potter
  ,
  John M. Vasily
  ,
  James C. Scoville
  ,
  E. Drew Dutton
• FSOC Gets Curious: Are Asset Managers’ Products and Activities Creating Systemic Risk?
  8 January 2015
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Gregory T. Larkin
  ,
  David L. Portilla
• U.S. and EU Continue to Expand Ukraine-related Sanctions and Clarify Sanctions Targeting Russian Companies
  8 January 2015
  Natalia A. Drebezgina
  ,
  Lord Goldsmith QC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Alyona N. Kucher
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• IRS Counsel’s Memorandum Challenges Deductibility of Ceding Commission for Indemnity Reinsurance Transaction
  6 January 2015
  Seth L. Rosen
  ,
  Peter F.G. Schuur
  ,
  Daniel Priest
• FCPA Update - December 2014
  Volume 6, No. 5
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Frederick T. Davis
  ,
  Paul R. Berger
  ,
  Karolos Seeger
  ,
  Robert Maddox
• Reminder - Periodic Filing, Notice and Reporting Requirements for Private Equity Funds
  29 December 2014
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Kenneth J. Berman
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Jonathan F. Lewis
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Steven J. Slutzky
  ,
  Gavin Anderson
  ,
  Gary E. Murphy
  ,
  Sally Gibson
  ,
  Gregory T. Larkin
• Amendments To U.S. Bank Capital and Other Rules To Address the Global Implementation of Special Resolution Regimes For Banks
  23 December 2014
  Byungkwon Lim
  ,
  Emilie T. Hsu
• The Empire State Strikes Back: New York State Bans Hydraulic Fracturing
  23 December 2014
  Stuart Hammer
• CFTC Grants Relief from Commodity Pool Operator Registration for Insurance-Linked Securities Issued by SPVs
  23 December 2014
  Byungkwon Lim
  ,
  Gary E. Murphy
• United Nations General Assembly Adopts Convention on Transparency in Treaty-Based Investor-State Arbitration
  23 December 2014
  David W. Rivkin
  ,
  Lord Goldsmith QC
  ,
  Donald Francis Donovan
• “Planning for the Worst”: The SEC Plans New Regulations for the Asset Management Industry
  19 December 2014
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Satish M. Kini
  ,
  Gregory T. Larkin
  ,
  David L. Portilla
• New Cyber Guidance From NY DFS: A Possible Path To “Reasonable Security”
  19 December 2014
  Jeremy Feigelson
  ,
  Eric R. Dinallo
  ,
  Gregory J. Lyons
  ,
  Satish M. Kini
  ,
  Jim Pastore
• Federal Reserve Board Extends Volcker Rule Conformance Period for Covered Funds
  18 December 2014
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Gregory T. Larkin
  ,
  David L. Portilla
• United States to Ease Cuba Sanctions
  17 December 2014
  Satish M. Kini
  ,
  Carl Micarelli
• Third Circuit Affirms Enforceability of Pre-Dispute Arbitration Agreements for Whistleblower Claims Under Dodd-Frank
  17 December 2014
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• Sanctions Alert Issue 32
  16 December 2014
  Satish M. Kini
  ,
  Carl Micarelli
• Second Circuit Restores Teeth to Insider Trading Personal Benefit Requirement
  11 December 2014
  Paul R. Berger
  ,
  Helen V. Cantwell
  ,
  Eric R. Dinallo
  ,
  Mark P. Goodman
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Andrew M. Levine
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Ada Fernandez Johnson
• New York’s New Debt Collection Rules Extend Well Beyond the FDCPA and May Influence the CFPB’s Rulemaking
  10 December 2014
  Courtney M. Dankworth
  ,
  Eric R. Dinallo
  ,
  Mary Beth Hogan
  ,
  Andrew M. Levine
• CFTC Amends No-Action Relief from Swap Clearing Requirement for Certain Treasury Affiliates
  5 December 2014
  Byungkwon Lim
  ,
  Emilie T. Hsu
• CFTC Grants Family Offices No-Action Relief from registration as CTAs
  2 December 2014
  Byungkwon Lim
  ,
  Gary E. Murphy
• Basel Committee Adopts Net Stable Funding Ratio: How Much Liquidity Is Enough?
  2 December 2014
  Gregory J. Lyons
  ,
  David L. Portilla
  ,
  Chen Xu
  ,
  Satish M. Kini
• Is the “Proxy Put” Dead? Pontiac General Employees Retirement Fund v. Healthways
  2 December 2014
  David A. Brittenham
  ,
  Jeffrey E. Ross
  ,
  Scott B. Selinger
• Chesapeake Energy Loses $1.3 Billion Bond Redemption Appeal: Will a Handful of Missing Words Cost $400 Million?
  26 November 2014
  David A. Brittenham
  ,
  Jeffrey E. Ross
  ,
  Ramya S. Tiller
• Sanctions Alert Issue 31
  26 November 2014
  Satish M. Kini
  ,
  Carl Micarelli
• CFTC and SEC Proposed Interpretation Concerning Forward Contracts with Embedded Volumetric Optionality
  25 November 2014
  Byungkwon Lim
• FCPA Update - November 2014
  Vol. 6, No. 4
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Frederick T. Davis
  ,
  Antoine F. Kirry
  ,
  Paul R. Berger
• Second Circuit Extends Equitable Mootness Doctrine to Chapter 11 Liquidations
  24 November 2014
  Jasmine Ball
  ,
  Richard F. Hahn
  ,
  M. Natasha Labovitz
  ,
  George E.B. Maguire
  ,
  Shannon Rose Selden
  ,
  Erica S. Weisgerber
• NAIC 2014 Fall National Meeting
  21 November 2014
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Spencer K. Gilbert
  ,
  Risa B. Gordon
  ,
  Chen Xu
• CFTC Extends and Expands No-Action Relief for Swaps Executed as Part of Certain Package Transactions
  20 November 2014
  Byungkwon Lim
• CFTC Interpretation on Notification and Reporting Obligations of Swap Dealers and Major Swap Participants for Uncleared Swaps Margin
  20 November 2014
  Byungkwon Lim
  ,
  Emilie T. Hsu
• CFTC Extends Temporary No-Action Relief for Swaps Between Eligible Affiliate Counterparties
  12 November 2014
  Byungkwon Lim
  ,
  Emilie T. Hsu
• ISS and Glass Lewis Publish 2015 Proxy Voting Updates
  12 November 2014
  Alan H. Paley
  ,
  Paul M. Rodel
• Regulators Clarify Leveraged Lending Guidance
  11 November 2014
  David A. Brittenham
  ,
  Jeffrey E. Ross
  ,
  Satish M. Kini
  ,
  Christopher Rosekrans
• Financial Stability Board Opts Not to Amend List of Global Systemically Important Insurers or to Designate Reinsurers
  11 November 2014
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  E. Drew Dutton
  ,
  David Grosgold
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Gregory J. Lyons
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
• Sanctions Alert Issue 30
  11 November 2014
  Satish M. Kini
  ,
  Carl Micarelli
• FCPA Update - October 2014
  Vol. 6, No. 3
  Andrew M. Levine
  ,
  Colby A. Smith
• Highlights from the 21st Annual IAIS Conference, and Their Implications
  27 October 2014
  Alexander R. Cochran
  ,
  Eric R. Dinallo
  ,
  E. Drew Dutton
  ,
  David Grosgold
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Gregory J. Lyons
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
• CFTC Provides No-Action Relief To Certain Delegating Commodity Pool Operators
  21 October 2014
  Byungkwon Lim
  ,
  Gary E. Murphy
• Sanctions Alert Issue 29
  14 October 2014
  Satish M. Kini
  ,
  Carl Micarelli
• Delaware Court Affirms Refusal to Extend WARN Act Liability to Private Equity Sponsor
  7 October 2014
  Jasmine Ball
  ,
  Richard F. Hahn
  ,
  M. Natasha Labovitz
  ,
  George E.B. Maguire
  ,
  Kevin M. Schmidt
  ,
  Shannon Rose Selden
• The Private Equity Report, Fall 2014, Vol. 14, Number 2
  Fall 2014, Vol. 14, Number 2
• CFTC Excludes Certain Swaps with Utility Special Entities from Swap Dealer De Minimis Calculation
  3 October 2014
  Byungkwon Lim
  ,
  Emilie T. Hsu
• Be Timely or Else: SEC Imposes Sanctions Against Both Insiders and Issuers for Beneficial Ownership Reporting Failures
  2 October 2014
  Lawrence K. Cagney
  ,
  Matthew E. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  Meir D. Katz
• FCPA Update - September 2014
  Vol 6., No. 2
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  David Sarratt
  ,
  Karolos Seeger
  ,
  Thomas Jenkins
• Important Lessons Come in Small Packages: SEC Focus on MD&A Trends and Uncertainties Disclosure
  26 September 2014
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Jonathan R. Tuttle
  ,
  Morgan J. Hayes
• CFTC Issues Relief Regarding Insurance Company General Account Entities, CPO Use of Third-Party Recordkeepers, and Form CPO-PQR Filing Requirements
  24 September 2014
  Byungkwon Lim
  ,
  Gary E. Murphy
• SEC Proposed Rule for Treatment of Certain Communications of Security-Based Swap Quotes
  23 September 2014
  Byungkwon Lim
  ,
  Emilie T. Hsu
• U.S. Treasury Department Tries to Curtail Inversion Transactions
  23 September 2014
  Gary M. Friedman
  ,
  Matthew D. Saronson
  ,
  Peter F.G. Schuur
• CFPB Proposes Auto Finance Larger Participant Rule, Releases Fair Lending Supervisory Report and Proxy Methodology
  22 September 2014
  Helen V. Cantwell
  ,
  Courtney M. Dankworth
  ,
  Eric R. Dinallo
  ,
  Mary Beth Hogan
  ,
  Satish M. Kini
• Provocative DOJ Proposal Aims to Hold Financial Services Executives Criminally Liable, Even Absent Criminal Intent
  22 September 2014
  Bruce E. Yannett
  ,
  Mary Beth Hogan
  ,
  Helen V. Cantwell
  ,
  Mark P. Goodman
  ,
  Andrew M. Levine
  ,
  Jonathan R. Tuttle
  ,
  Kristin D. Kiehn
  ,
  Jacob W. Stahl
• Employee Classification: An Old Issue Getting Renewed Attention
  19 September 2014
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• Questions and Answers on the Liquidity Coverage Ratio
  17 September 2014
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Byungkwon Lim
  ,
  David L. Portilla
  ,
  Chen Xu
• США расширяют секторальные санкции в отношении России, введено блокирование в отношении ряда новых оборонных предприятий
  15 сентября 2014 г.
  Natalia A. Drebezgina
  ,
  Lord Goldsmith QC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Alyona N. Kucher
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• ЕС расширяет секторальные санкции в отношении России и вводит санкции в отношении новых физических и юридических лиц
  15 сентября 2014 г.
  Natalia A. Drebezgina
  ,
  Lord Goldsmith QC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Alyona N. Kucher
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
  ,
  Ramsay McCulloch
• US Expands Sectoral Sanctions Against Russia, Blocks New Defense Companies
  15 September 2014
  Natalia A. Drebezgina
  ,
  Lord Goldsmith QC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Alyona N. Kucher
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• Sanctions Alert Issue 27
  15 September 2014
  Satish M. Kini
  ,
  Carl Micarelli
• OCC’s Final “Heightened Expectations”: An Overview Focusing on How the OCC Responded to Industry Comments
  12 September 2014
  Satish M. Kini
  ,
  Byungkwon Lim
  ,
  Gregory J. Lyons
  ,
  Paul L. Lee
  ,
  David L. Portilla
• CFTC Opens Door for Use of Jobs Act General Solicitations
  12 September 2014
  Kenneth J. Berman
  ,
  Byungkwon Lim
  ,
  Gary E. Murphy
• Amendment to France-Luxembourg Tax Treaty Affects French Real Estate Holding Company Structures
  12 September 2014
  Matthew D. Saronson
  ,
  Peter F.G. Schuur
  ,
  Eric Bérengier
• CFTC’S DSIO Addresses the Treatment of Wholly-Owned Subsidiaries of Commodity Pools in No-Action Relief to Permit Consolidated Reporting
  11 September 2014
  Byungkwon Lim
  ,
  Gary E. Murphy
• Sanctions Alert Issue 26
  29 August 2014
  Satish M. Kini
  ,
  Carl Micarelli
• FCPA Update - August 2014
  Vol. 6, No. 1
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Colby A. Smith
  ,
  Bruce E. Yannett
• NAIC 2014 Summer National Meeting
  25 August 2014
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Alexander R. Cochran
  ,
  Risa B. Gordon
  ,
  Spencer K. Gilbert
• Second Circuit Holds Whistleblower Anti-Retaliation Provision Does Not Apply Extraterritorially
  19 August 2014
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• OFAC Revises and Clarifies “50% Rule”, Combines Ownership Interests of Different Blocked Persons
  18 August 2014
  Natalia A. Drebezgina
  ,
  Lord Goldsmith QC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Alyona N. Kucher
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• Sanctions Alert Issue 25
  15 August 2014
  Satish M. Kini
  ,
  Carl Micarelli
• Supreme Court Decision in Stock Drop Case: Are Fiduciaries Now Vulnerable or Bulletproof?
  12 August 2014
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• Russia Imposes Restrictions on Agricultural Imports from the U.S., EU, Canada, Australia and Norway
  8 August 2014
  Natalia A. Drebezgina
  ,
  Lord Goldsmith QC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Alyona N. Kucher
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• США вводят экспортные санкции в отношении российского нефтегазового сектора
  8 August 2014
  Natalia A. Drebezgina
  ,
  Lord Goldsmith QC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Alyona N. Kucher
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• U.S. Imposes Export Sanctions against Russian Oil and Gas Sector
  8 August 2014
  Natalia A. Drebezgina
  ,
  Lord Goldsmith QC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Alyona N. Kucher
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• Heads of SEC Whistleblower Office and FCPA Unit Warn against Interference with Potential Whistleblowers
  June 2014
  Financial Fraud Law Dept
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• FinCEN Proposes Enhanced Customer Due Diligence Requirements
  5 August 2014
  Satish M. Kini
  ,
  Paul L. Lee
  ,
  Gregory T. Larkin
• FinCEN Proposes Enhanced Customer Due Diligence Requirements
  5 August 2014
  Satish M. Kini
  ,
  Paul L. Lee
  ,
  Gregory T. Larkin
• Sanctions Alert Issue 24
  1 August 2014
  Satish M. Kini
  ,
  Carl Micarelli
• U.S. Announces New Sanctions on Russian Companies, Provides Guidance on Transactions Involving SSI Entities
  29 July 2014
  Natalia A. Drebezgina
  ,
  Lord Goldsmith QC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Alyona N. Kucher
  ,
  Dmitri V. Nikiforov
  ,
  James C. Scoville
  ,
  Vera Losonci
  ,
  Carl Micarelli
• CFIUS Review Requires Due Process
  24 July 2014
  Geoffrey P. Burgess
  ,
  Jeffrey P. Cunard
  ,
  E. Drew Dutton
  ,
  Mark W. Friedman
  ,
  Alan Kartashkin
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Ostrognai
  ,
  Bruce E. Yannett
• FCPA Update
  July 2014, Vol. 5, No. 12
  Helen V. Cantwell
  ,
  Andrew M. Levine
  ,
  Colby A. Smith
  ,
  Bruce E. Yannett
  ,
  Alan Kartashkin
  ,
  Dmitri V. Nikiforov
  ,
  Anna V. Maximenko
  ,
  Jane Shvets
• United States Expands Sanctions on Russia, Introduces Limited Sectoral Sanctions against Four Companies
  16 July 2014
  Natalia A. Drebezgina
  ,
  Lord Goldsmith QC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Alyona N. Kucher
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• Sanctions Alert Issue 23
  15 July 2014
  Satish M. Kini
  ,
  Carl Micarelli
• Treatment of SPVs and M&A Escrow Accounts under the Advisers Act Custody Rule
  11 July 2014
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Andrew M. Ostrognai
  ,
  Kevin M. Schmidt
  ,
  Gregory T. Larkin
• D.C. Circuit Upholds Privilege Protections in Compliance Investigations
  3 July 2014
  Helen V. Cantwell
  ,
  Mary Beth Hogan
  ,
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Paul R. Berger
  ,
  Jonathan R. Tuttle
• SEC Final Rules on Cross-Border Application of Security-Based Swap Entity Definitions and Other Related Topics
  3 July 2014
  Byungkwon Lim
  ,
  Emilie T. Hsu
• SEC Issues Guidance with Respect to Proxy Advisory Firms and Proxy Voting by Investment Advisers
  3 July 2014
  Alan H. Paley
  ,
  Kenneth J. Berman
  ,
  Gregory T. Larkin
• SEC Settles First “Pay-to-Play” Enforcement Action
  2 July 2014
  Jonathan Adler
  ,
  Andrew M. Ahern
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Andrew M. Levine
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Kenneth J. Berman
  ,
  Jennifer R. Cowan
  ,
  Gregory T. Larkin
• SEC Chair White Sets Equity Market Structure Agenda
  30 June 2014
  Byungkwon Lim
• FCPA Update
  June 2014, Vol. 5, No. 11
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Ada Fernandez Johnson
  ,
  Karolos Seeger
• FDA Issues Proposed Guidance on Social Media and Internet Communications for Pharmaceutical and Medical Device Manufacturers
  27 June 2014
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kristin D. Kiehn
  ,
  Jacob W. Stahl
• Municipalities File Fair Lending Lawsuits
  26 June 2014
  Mary Beth Hogan
• Sanctions Alert Issue 22
  26 June 2014
  Satish M. Kini
  ,
  Carl Micarelli
• Supreme Court Upholds “Fraud on the Market” Presumption But Allows Evidence of Lack of Price Impact at the Class Certification Stage
  24 June 2014
  Gary W. Kubek
  ,
  Maeve O'Connor
  ,
  Edwin G. Schallert
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Ada Fernandez Johnson
  ,
  Elliot Greenfield
• PCAOB Adopts New Rules for Scrutiny of Related Party and Similar Transactions
  19 June 2014
  Alan H. Paley
• SEC Brings First Anti-Retaliation Enforcement Action under Dodd-Frank
  19 June 2014
  Jyotin Hamid
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• Considerations for a Volcker Rule "Private Funds" Strategy
  18 June 2014
  Gregory J. Lyons
  ,
  Satish M. Kini
  ,
  David L. Portilla
• Supreme Court: States Have Power to Restrict Contamination Suits Despite CERCLA Pre-Emption
  17 June 2014
  Stuart Hammer
  ,
  Harry Zirlin
• Rector Modified Recommendations to NAIC Task Force on Financing of XXX and AXXX Reserves
  16 June 2014
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Alexander R. Cochran
• NAIC Private Equity Issues Working Group Discusses New York Proposal and Exposes Proposed Guidance for Financial Analysis Handbook for Insurer Acquisitions
  13 June 2014
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Michael D. Devins
  ,
  Alexander R. Cochran
• Sanctions Alert Issue 21
  13 June 2014
  Satish M. Kini
  ,
  Carl Micarelli
• The Supreme Court Confirms that Bankruptcy Courts Can Issue Proposed Findings of Fact and Conclusions of Law in Stern-Type Disputes
  11 June 2014
  Jasmine Ball
  ,
  Richard F. Hahn
  ,
  M. Natasha Labovitz
  ,
  George E.B. Maguire
  ,
  Shannon Rose Selden
• New EPA Rule Seeks to Reduce Greenhouse Gas Emissions from Existing Power Plants
  10 June 2014
  Stuart Hammer
• Second Circuit Defers to SEC in Overturning District Court’s Rejection of Settlement with “Neither Admit or Deny” Language
  5 June 2014
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Paul R. Berger
  ,
  Robert B. Kaplan
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
  ,
  David Sarratt
• FCA Enforcement Process Under Review
  4 June 2014
  Karolos Seeger
  ,
  Robert Maddox
• The Private Equity Report, Summer/Fall 2012, Vol. 13, Number 1
  Summer/Fall 2012, Vol. 13, Number 1
• Sanctions Alert Issue 20
  30 May 2014
  Satish M. Kini
  ,
  Carl Micarelli
• FCPA Update
  May 2014, Vol. 5, No. 10
  Andrew M. Levine
  ,
  Colby A. Smith
  ,
  Bruce E. Yannett
• FCA Publishes Policy Statement on Changes to the Listing Rules
  27 May 2014
  James C. Scoville
  ,
  Guy Lewin-Smith
  ,
  Natalia A. Drebezgina
  ,
  Alan Kartashkin
• CFTC Streamlines Process to Delegate Commodity Pool Operator Authority
  21 May 2014
  Byungkwon Lim
  ,
  Gary E. Murphy
• Citing Private Equity Concerns, New York Department of Financial Services Proposes Increased Scrutiny and Disclosure for Acquisitions of New York Domestic and Commercially Domiciled Insurers
  20 May 2014
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Michael D. Devins
  ,
  Alexander R. Cochran
• Sanctions Alert Issue 19
  14 May 2014
  Satish M. Kini
  ,
  Carl Micarelli
• EU Expands Ukraine-Related Sanctions; U.S. Targets Russian Bank for Aiding Syrian Government; U.S. Updates Sanctions Rules
  14 May 2014
  Lord Goldsmith QC
  ,
  Natalia A. Drebezgina
  ,
  Alan Kartashkin
  ,
  Alyona N. Kucher
  ,
  Dmitri V. Nikiforov
  ,
  Satish M. Kini
  ,
  Carl Micarelli
• Second Circuit Further Limits Securities Claims Based on the Purchase of Foreign Securities
  8 May 2014
  Gary W. Kubek
  ,
  Maeve O'Connor
  ,
  Edwin G. Schallert
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• Wind Blowing against Coal
  7 May 2014
  Stuart Hammer
  ,
  Harry Zirlin
• FCA Announces Changes to the Premium Listing Rules, with Focus on Companies with a Controlling Shareholder
  6 May 2014
  James C. Scoville
  ,
  Guy Lewin-Smith
  ,
  Natalia A. Drebezgina
  ,
  Alan Kartashkin
• SEC Warns Against Interference with Potential Whistleblowers
  6 May 2014
  Kenneth J. Berman
  ,
  Jonathan R. Tuttle
  ,
  Jyotin Hamid
  ,
  Michael P. Harrell
  ,
  Mary Beth Hogan
  ,
  Ada Fernandez Johnson
• The Private Equity Report Article Index
  1 May 2014
• Foreign Bank Investments in Parallel Fund Structures under the Volcker Rule
  1 May 2014
  Kenneth J. Berman
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Gregory J. Lyons
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Gregory T. Larkin
  ,
  David L. Portilla
• SEC Will Not Postpone Conflict Minerals Rule
  1 May 2014
  Alan H. Paley
  ,
  Paul M. Rodel
• Sanctions Alert Issue 18
  30 April 2014
  Satish M. Kini
  ,
  Carl Micarelli
• FCPA Update
  April 2014, Vol. 5, No. 9
  Andrew M. Levine
  ,
  Paul R. Berger
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• U.S. and EU Expand Sanctions against Russia
  29 April 2014
  Lord Goldsmith QC
  ,
  Natalia A. Drebezgina
  ,
  Alan Kartashkin
  ,
  Alyona N. Kucher
  ,
  Dmitri V. Nikiforov
  ,
  Satish M. Kini
• N.Y. Department of Financial Services Begins to Flex Dodd-Frank Muscles
  25 April 2014
  Eric R. Dinallo
• Head of SEC Whistleblower Office Warns against Interference with Potential Whistleblowers
  24 April 2014
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• PBGC’s Weapon of Last Resort Brings Victory in St. Gobain
  24 April 2014
  Lawrence K. Cagney
  ,
  Elizabeth Pagel Serebransky
  ,
  Jonathan F. Lewis
• SEC Focuses on “Gatekeepers” in Recent Enforcement Actions
  23 April 2014
  Alan H. Paley
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• SEC Releases Cybersecurity Examination Roadmap
  22 April 2014
  Kenneth J. Berman
  ,
  Jeremy Feigelson
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
  ,
  Satish M. Kini
• Sanctions Alert Issue 17
  17 April 2014
  Satish M. Kini
  ,
  Carl Micarelli
• Arbitration Quarterly Issue 5
  Issue No 5 – April 2014
  Christopher K. Tahbaz
  ,
  Dietmar W. Prager
  ,
  Gavin Chesney
  ,
  Ina C. Popova
  ,
  Z.J. Jennifer Lim
  ,
  Conway Blake
• Court Greenlights FTC’s Data Security Lawsuit against Wyndham
  14 April 2014
  Jeremy Feigelson
  ,
  David Sarratt
• United States Authorizes Aid to Ukraine and Adopts New Sanctions
  11 April 2014
  Natalia A. Drebezgina
  ,
  Alan Kartashkin
  ,
  Alyona N. Kucher
  ,
  Dmitri V. Nikiforov
  ,
  Satish M. Kini
  ,
  Lord Goldsmith QC
  ,
  Carl Micarelli
• The Financial Institutions Report
  Volume 8, Number 1, April 2014
  Seth L. Rosen
  ,
  Peter F.G. Schuur
  ,
  Daniel Priest
• Distressed Investors Beware: Assignment Restrictions May Not Mean What You Think in Certain Jurisdictions
  8 April 2014
  Richard F. Hahn
  ,
  M. Natasha Labovitz
  ,
  Katherine Ashton
  ,
  Klaudius Heda
  ,
  Pierre Clermontel
• NAIC 2014 Spring National Meeting
  4 April 2014
  Eric R. Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Alexander R. Cochran
  ,
  Spencer K. Gilbert
• Sanctions Alert Issue 16
  2 April 2014
  Satish M. Kini
  ,
  Carl Micarelli
• The Effect of the Crisis in Ukraine on Russian Deals – Part II
  31 March 2014
  Natalia A. Drebezgina
  ,
  Alan Kartashkin
  ,
  Alyona N. Kucher
  ,
  Dmitri V. Nikiforov
  ,
  Geoffrey P. Burgess
  ,
  Lord Goldsmith QC
  ,
  Guy Lewin-Smith
  ,
  James C. Scoville
  ,
  Satish M. Kini
  ,
  Carl Micarelli
• FCPA Update
  March 2014, Vol. 5, No. 8
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Robin Lööf
  ,
  Robert Maddox
• Recent Client Updates
  Winter 2014, Vol. 14, Number 1
• What’s New: Leverage Lending Guidance
  Winter 2014, Vol. 14, Number 1
  David A. Brittenham
  ,
  Satish M. Kini
  ,
  Christopher Rosekrans
• Sponsor-Backed IPOs Keep Rolling
  Winter 2014, Vol. 14, Number 1
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
• The Art of Spinning Off
  Winter 2014, Vol. 14, Number 1
  M. Natasha Labovitz
  ,
  Jonathan E. Levitsky
  ,
  Shannon Rose Selden
• SunGard 2.0
  Winter 2014, Vol. 14, Number 1
  Jeffrey E. Ross
  ,
  Scott B. Selinger
• Everything Old Is New Again: PIK Notes
  Winter 2014, Vol. 14, Number 1
  David A. Brittenham
  ,
  Scott B. Selinger
• Considering a Subscription Credit Facility? Here’s What You Need to Know
  Winter 2014, Vol. 14, Number 1
  William B. Beekman
  ,
  Craig A. Bowman
  ,
  Victoria G. J. Brown
• “Getting to an Answer in In re Answers”
  Winter 2014, Vol. 14, Number 1
  Gregory V. Gooding
  ,
  Sue Meng
• The King Can Do No Wrong: Sovereign Immunity and Its Exceptions
  Winter 2014, Vol. 14, Number 1
  Shannon Rose Selden
  ,
  Gavin Anderson
• Options under the Volcker Rule for Banks to Sponsor Private Equity and Hedge Funds
  Winter 2014, Vol. 14, Number 1
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Rebecca F. Silberstein
  ,
  Gregory T. Larkin
• U.S. Expands Sanctions; Russia Responds
  20 March 2014
  Natalia A. Drebezgina
  ,
  Lord Goldsmith QC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Alyona N. Kucher
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• The Private Equity Report, Winter 2014, Vol. 14, Number 1
  19 March 2014
• Sanctions Alert Issue 15
  18 March 2014
  Satish M. Kini
  ,
  Carl Micarelli
• The United States and European Union Impose Sanctions on Russian Officials
  18 March 2014
  Natalia A. Drebezgina
  ,
  Lord Goldsmith QC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Alyona N. Kucher
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• Maritime Delimitation: ICJ Rules on Peru-Chile Maritime Boundary Dispute
  17 March 2014
  Donald Francis Donovan
  ,
  Lord Goldsmith QC
  ,
  Aimee-Jane Lee
• Delaware Supreme Court Applies Business Judgment Review to Controlling Stockholder Mergers Using Dual Protection Structure
  14 March 2014
  Gregory V. Gooding
  ,
  Gary W. Kubek
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
• How Sell Side Advisors Can Reduce Litigation Risk in Light of Delaware’s Rural/Metro Decision
  14 March 2014
  Gregory V. Gooding
  ,
  Gary W. Kubek
  ,
  Maeve O'Connor
  ,
  William D. Regner
• Temporary No-Action Relief for Swaps between Eligible Affiliate Counterparties
  10 March 2014
  Byungkwon Lim
  ,
  Emilie T. Hsu
• Supreme Court Gives SOX Whistleblower Provision Expansive Reading
  7 March 2014
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
  ,
  Ada Fernandez Johnson
• Sanctions Alert Issue 14
  7 March 2014
  Satish M. Kini
  ,
  Carl Micarelli
• United States and European Union Adopt Ukraine-Related Sanctions
  7 March 2014
  Satish M. Kini
  ,
  Carl Micarelli
• Are Your Employees Now “Knowledgeable”? New SEC Guidance for Private Fund Managers
  6 March 2014
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Kenneth J. Berman
  ,
  Gregory T. Larkin
• Rector Report to NAIC Task Force on Financing of XXX and AXXX Reserves
  5 March 2014
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Alexander R. Cochran
• The Private Equity Report, Spring 2013, Vol. 13, Number 3
  Spring 2013, Vol. 13, Number 3
• CFTC Advisory on Gramm-Leach-Bliley Act Security Safeguards
  28 February 2014
  Byungkwon Lim
  ,
  Gary E. Murphy
• Enhanced Prudential Standards for Foreign Banking Organizations – A Guide for Each FBO Type
  27 February 2014
  Gregory J. Lyons
  ,
  Paul L. Lee
  ,
  David L. Portilla
  ,
  Satish M. Kini
• Recent CFTC Actions Relating to Mandatory Exchange-trading of Swaps
  27 February 2014
  Byungkwon Lim
  ,
  Emilie T. Hsu
• FCPA Update
  February 2014, Vol. 5, No. 7
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Robin Lööf
  ,
  Robert Maddox
  ,
  Andrew M. Levine