-
Virginia Enacts a Comprehensive Privacy Law—Similarities and Differences Among VCDPA, CCPA and GDPR
5 March 2021
Jeremy Feigelson
, Avi Gesser
, Javier Alvarez-Oviedo
, Christopher Garrett
, Anna R. Gressel
, Robert Maddox
, Alexandra P. Swain
, Scott M. Caravello
, Tricia Reville
-
Eleven Lessons From Cyber Hack That Forced an Australian Hedge Fund to Close — The Hedge Fund Law Report Interview with Avi Gesser
17 February 2021
Avi Gesser
-
A Shot Across the Bow: Acting SEC Chair Lee Reinstitutes Delegated Authority for Senior Enforcement Leadership and Rescinds Clayton’s Waiver Policy
16 February 2021
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Charu A. Chandrasekhar
, Ada Fernandez Johnson
-
New York Court of Appeals Rejects Vicarious Liability for Business Owners Under the New York City Human Rights Law
16 February 2021
Jyotin Hamid
, Morgan A. Davis
, Malu Malhotra
, Jonathan Mangel
-
Tips for Creating a Sensible Cybersecurity and AI Risk Framework for Critical Vendors
16 February 2021
Avi Gesser
, Michael Bloom
, Anna R. Gressel
, Zila Reyes Acosta-Grimes
-
President Biden Targets Burmese Government and Military in First Sanctions Action
12 February 2021
Satish M. Kini
, Carl Micarelli
, Zila Reyes Acosta-Grimes
, Robert T. Dura
, Jonathan R. Wong
, Brenna Rae Glanville
-
Proposed Elimination of Medicaid Rebate Cap Could Negatively Impact Innovator Pharmaceutical Industry
11 February 2021
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Kim Le
, Melissa Runsten
-
Proposed Legislation Would Significantly Alter Antitrust Merger Standards, Particularly for Big Tech Companies
11 February 2021
Ted Hassi
, Michael Schaper
, Erica S. Weisgerber
, Peter Urmston
-
The Eleventh Circuit Precludes “Administrative Feasibility” but Provides a Path Forward for Defendants Opposing Class Certification in Consumer Class Actions
9 February 2021
Maura Kathleen Monaghan
, Kristin D. Kiehn
, Jacob W. Stahl
, Adam Aukland-Peck
, Harold W. Williford
, Caroline Zielinski
, Andres S. Gutierrez
, Kelly Rose O'Reilly
-
SEC Information Requests: UK Privacy Regulator Clarifies Position
8 February 2021
Karolos Seeger
, Jane Shvets
, Charu A. Chandrasekhar
, Robert Maddox
, Andrew Lee
, Martha Hirst
-
FTC Announces Decreases to HSR Act and Clayton Act Section 8 Thresholds
3 February 2021
Ted Hassi
, Michael Schaper
, Kyra K. Bromley
, Erica S. Weisgerber
, Leah Martin
-
Biden Takes Aim at Trump Administration Healthcare Policies
2 February 2021
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Kim Le
, Melissa Runsten
-
Highest EU Court Expands Presumption of Financial Investor Liability for EU Antitrust Infringements
2 February 2021
Ted Hassi
, Timothy McIver
, Christopher Garrett
, Anne-Mette Heemsoth
, Leah Martin
, Dr. Andrea Pomana
-
Governance Round-Up Issue 12
1 February 2021
Matthew E. Kaplan
, Maeve O'Connor
, William D. Regner
, Jeffrey J. Rosen
, Steven J. Slutzky
, Joshua M. Samit
, Sarah R. Jacobson
, C. Chloe Orlando
, Laurah J. Samuels
-
Singapore Court of Appeal Declines to Adopt Wider “Legitimate Interest” Test for Unlawful Penalties Developed by the UK Supreme Court in Cavendish Square Holding BV v Makdessi
1 February 2021
Tony Dymond
, Gavin Chesney
, Robert Hoose
, Laith Najjar
, Sophia Burton
, Raeesa Rawal
, Amina Afifi
-
FinCEN and Federal Banking Agencies Publish FAQ Guidance on Suspicious Activity Reporting Obligations
25 January 2021
Satish M. Kini
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Jonathan R. Wong
-
Second Circuit Set To Revisit Insider Trading Decision Post-Bridgegate
19 January 2021
Andrew J. Ceresney
, Matthew E. Kaplan
, Charu A. Chandrasekhar
, Eric Silverberg
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Ada Fernandez Johnson
-
OCC Issues Latest Fintech Interpretive Letters Covering Distributed Ledger Technology in Payments and Limited Purpose Banks
19 January 2021
Satish M. Kini
, Byungkwon Lim
, Gregory J. Lyons
, David G. Sewell
, Danjie Fang
, Will C. Giles
-
Destruction Emerges as a Powerful Enforcement Measure for AI: FTC Requires Company to Delete Models Trained with Improperly Utilized Consumer Data
19 January 2021
Jeremy Feigelson
, Avi Gesser
, Jim Pastore
, Paul D. Rubin
, Justin C. Ferrone
, Anna R. Gressel
, Melissa Runsten
-
UK Supreme Court Ruling on FCA Business Interruption Test Case Handed Down
18 January 2021
James C. Scoville
, Clare Swirski
, Benjamin Lyon
, Philip Orange
, Sarah Hale
, Katie Power
-
Annual Filing, Notice and Reporting Requirements for Private Fund Sponsors
13 January 2021
Jonathan Adler
, Andrew M. Ahern
, Gavin Anderson
, Jason Auerbach
, Sally Bergmann
, Lorna Bowen
, Christopher Dortschy
, Jane Engelhardt
, Andrew Ford
, Geoffrey Kittredge
, Marc Ponchione
, John W. Rife III
, David J. Schwartz
, Rebecca F. Silberstein
, Justin Storms
, Patricia Volhard
, Alisa A. Waxman
, Benjamin Amos
, John F. Anderson
, Cate H. Bae
, Matthew Dickman
, Jennifer Graff
, Jin-Hyuk Jang
, Delphine Jaugey
, Gregory T. Larkin
, Anne-Lise Quach
, Daniel Z. Sinrod
, Shawn Xiao Yang
, John Young
, Norma Angelica Freeland
-
National Advertising Division Says Pre-Launch Investor Presentation Can Be Challenged Under Advertising Law
12 January 2021
Megan K. Bannigan
, David H. Bernstein
, Paul D. Rubin
, Justin C. Ferrone
-
Regulatory Risks for Not Disclosing Trading Algorithms - Five Takeaways from the SEC’s $170 million Settlement with BlueCrest Capital
12 January 2021
Avi Gesser
, Robert B. Kaplan
, James B. Amler
, Anna R. Gressel
, Steven Tegrar
, Valerie A. Zuckerman
-
IRS Issues Final Regulations on Carried Interest
12 January 2021
Erin Cleary
, Peter A. Furci
, Rafael Kariyev
, Samuel M. Duncan
, Gregory A. Arutiunov
, Molly Bailey Klinghoffer
, Erasmo A. Perez
, Cameron E. Rotblat
-
Revised Paycheck Protection Program Reopens Today—New Second Draw PPP Loans to Follow
11 January 2021
Will C. Giles
, Brenna Rae Glanville
, Amy Aixi Zhang
-
We’ll Know an Investment Advice Fiduciary When We See One
11 January 2021
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, J. Michael Snypes, Jr.
, Simone S. Hicks
-
Banks and ESG: Lessons from Climate Change-Related Initiatives
7 January 2021
Matthew E. Kaplan
, Gregory J. Lyons
, Natalie L. Reid
, David W. Rivkin
, Samantha J. Rowe
, Sandeep S. Dhaliwal
-
SEC Adopts New Market Data Infrastructure Rules to Modernize the National Market System; Implications for Best Execution Obligations
7 January 2021
Andrew J. Ceresney
, Marc Ponchione
, Julie M. Riewe
, Jeff Robins
, Charu A. Chandrasekhar
, Danjie Fang
-
SEC Announces Reg BI-Focused Examinations to Begin in January 2021
7 January 2021
Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jeff Robins
, Jonathan R. Tuttle
, Charu A. Chandrasekhar
, Ada Fernandez Johnson
, Jonathan M. DeMars
-
2020/2021 Private Equity Year End Review and Outlook
7 January 2021
Jonathan Adler
, William D. Regner
, John W. Rife III
, Alisa A. Waxman
, Jennifer R. Cestaro
, Katherine Ashton
, E. Drew Dutton
, Jane Engelhardt
, Andrew C. Rearick
, Eric N. Fischer
, Thomas Smith
, Ramya S. Tiller
, Christopher Anthony
, Kevin M. Schmidt
, Maurizio Levi-Minzi
, Geoffrey P. Burgess
, Dominic Blaxill
, William Y. Chua
, Wen-Wei Lai
, Jyotin Hamid
, Morgan J. Hayes
, Steven J. Slutzky
, David L. Wayne
, Richard Ward
, Jennifer Wheater
, Paul Eastham
, Peter A. Furci
, Rafael Kariyev
, Jay E. Evans
, Samuel D. Krawiecz
, Andrew L. Bab
, Jennifer L. Chu
, Paul D. Rubin
, Jacob W. Stahl
, Kim Le
, Jyotin Hamid
, Meir D. Katz
, Jonathan F. Lewis
, Tricia Bozyk Sherno
, Ezra Borut
, Jeffrey P. Cunard
, Marc Ponchione
, Kenneth J. Berman
, Gregory T. Larkin
, Norma Angelica Freeland
, Patricia Volhard
, Christopher Dortschy
, Jin-Hyuk Jang
, John Young
, Andrew J. Ceresney
, Robert B. Kaplan
, Julie M. Riewe
, Merryl Lawry-White
, Sally Bergmann
, Scott B. Selinger
, Stuart Hammer
, Luke Dembosky
, Avi Gesser
, Jim Pastore
, Megan K. Bannigan
, David H. Bernstein
, M. Natasha Labovitz
, Sidney P. Levinson
, Peter J. Irwin
, Malina Welman
, Paul S. Bird
-
ESG in the Insurance Sector: Growth, Opportunities and Risks
6 January 2021
Geoffrey P. Burgess
, Eric R. Dinallo
, Samantha J. Rowe
, James C. Scoville
, John M. Vasily
, Clare Swirski
, Robert M. Fettman
, Benjamin Lyon
, Philip Orange
, Sarah Hale
, Merryl Lawry-White
, Katie Power
, AJ Salomon
-
Public Banking: More Ideas to Advance an Equitable Economic Recovery
5 January 2021
Will C. Giles
, Danjie Fang
-
CFPB Finalizes Advisory Opinion Program: New Policy Allows Requestors to Seek Regulatory Clarity
4 January 2021
Courtney M. Dankworth
, Will C. Giles
, Alexandra N. Mogul
, Amy Aixi Zhang
-
The SEC’s Expanded Disgorgement Authority Complicates Investigations and Settlements
4 January 2021
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Charu A. Chandrasekhar
, Mark D. Flinn
, Nathaniel Johnson
-
Congress Passes Sweeping Anti-Money Laundering and Corporate Beneficial Ownership Law
4 January 2021
Satish M. Kini
, Winston M. Paes
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Robert T. Dura
, Brenna Rae Glanville
, Caroline Novogrod Swett
, Jonathan R. Wong
-
IRS Releases Final Regulations on $1 Million Executive Compensation Deduction Limitation
31 December 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, J. Michael Snypes, Jr.
, Simone S. Hicks
, Spencer J. Mizerak
, Matthew J. Trudeau
-
FinCEN Proposes Reporting, Recordkeeping and Verification Requirements for Digital Currency Transactions Involving Unhosted Wallets
31 December 2020
Satish M. Kini
, Byungkwon Lim
, Gary E. Murphy
, David G. Sewell
, Brenna Rae Glanville
, Jonathan R. Wong
, Amy Aixi Zhang
-
Consolidated Appropriations Act: Implications for Healthcare and Life Sciences Companies
30 December 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Kristin D. Kiehn
, Jacob W. Stahl
, Kim Le
, Melissa Runsten
-
OFAC Issues Guidance Regarding Restrictions on Transactions in Securities Issued by Communist Chinese Military Companies
30 December 2020
Satish M. Kini
, Carl Micarelli
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Robert T. Dura
, Jonathan R. Wong
-
SEC Approves NYSE Primary Direct Listings (Again)
24 December 2020
Matthew E. Kaplan
, Nicholas P. Pellicani
, Priya Soni
-
Bloomberg Law: Banks, Fintech Firms Eyeing CFPB Proposal on Consumer Access to Financial Records
24 December 2020
Bloomberg Law
Courtney M. Dankworth
, Anna R. Gressel
, Christian J. Clark
-
SEC Overhauls Investment Adviser Advertising and Solicitation
23 December 2020
Kenneth J. Berman
, Marc Ponchione
, Gregory T. Larkin
, Norma Angelica Freeland
-
Holiday Gifts for IP Owners? Several Significant IP Bills Boosting Protections Passed in Last-Minute Action by Congress
23 December 2020
Megan K. Bannigan
, David H. Bernstein
, Jeffrey P. Cunard
-
FDIC Finalizes Changes to Brokered Deposit Regulations
21 December 2020
Satish M. Kini
, Gregory J. Lyons
, Alexandra N. Mogul
, David C. Saltzman
, Chen Xu
-
The Return of the ILC: The FDIC Issues Its Final Rule
18 December 2020
Satish M. Kini
, Gregory J. Lyons
, David G. Sewell
, Clare K. Lascelles
, Brenna Rae Glanville
-
Banking Agencies Propose 36-Hour Data Breach Reporting Rules for Significant Incidents
18 December 2020
Luke Dembosky
, Jeremy Feigelson
, Avi Gesser
, Satish M. Kini
, Gregory J. Lyons
, Jim Pastore
, Zila Reyes Acosta-Grimes
, Alex Henry
, Alexandra N. Mogul
, Courtney Bradford Pike
, Amy Aixi Zhang
-
FinCEN Expands Section 314(b) Information Sharing Safe Harbor
15 December 2020
Satish M. Kini
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Robert T. Dura
, Jonathan R. Wong
, Amy Aixi Zhang
-
Final and Proposed Regulations on PFIC Rules Provide Helpful Clarifications for Insurers
14 December 2020
Gary M. Friedman
, Peter A. Furci
, Daniel Priest
, Peter F.G. Schuur
, Gregory A. Arutiunov
, Cameron E. Rotblat
, Kimberly W. Lee
-
Law360: Bias, Harassment Law Compliance Tips For NYC Employers
14 December 2020
Law360
Tricia Bozyk Sherno
-
SEC Enforcement Highlights the Risks of Not Preserving Text/Chat Messages—Practical Tips for Aligning Policies with Practices to Reduce Risk
14 December 2020
Avi Gesser
, Julie M. Riewe
, Jeff Robins
, Chana Zuckier
-
OCIE Discusses Proper Authority of CCOs and Other Compliance Hot Topics
9 December 2020
Kenneth J. Berman
, Robert B. Kaplan
, Marc Ponchione
, Julie M. Riewe
, Gregory T. Larkin
, Norma Angelica Freeland
-
The Cheesecake Factory Settles SEC’s First Enforcement Action Against a Public Company for Misleading COVID-19 Disclosures Regarding Financial Impact of the Pandemic
8 December 2020
Andrew J. Ceresney
, Arian M. June
, Matthew E. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Charu A. Chandrasekhar
, Ada Fernandez Johnson
, Jonathan M. DeMars
, Mark D. Flinn
-
Recent U.S. Developments, Including Passage of Holding Foreign Companies Accountable Act, Signal Harder Stance with China
7 December 2020
Kara Brockmeyer
, Andrew J. Ceresney
, William Y. Chua
, Gareth Hughes
, Matthew E. Kaplan
, Satish M. Kini
, Peter J. Loughran
, Jonathan R. Tuttle
, Ada Fernandez Johnson
, Philip Rohlik
, Tingting Wu
-
Hasta Mañana: What Will Tomorrow Bring for Latin American Private Equity?
December 2020
Maurizio Levi-Minzi
, Peter A. Furci
, Andrew M. Levine
, Sergio Torres
-
Thinking Through the Tax-Blocker Endgame
December 2020
Erin Cleary
, Rafael Kariyev
, Samuel D. Krawiecz
, Jay E. Evans
-
Court of Appeal Reverses High Court’s Rejection of Prudential/Rothesay Part VII Transfer
3 December 2020
James C. Scoville
, Clare Swirski
, Benjamin Lyon
, Philip Orange
, Sarah Hale
, Katie Power
-
Navigating the Nuances of Continuation Funds
December 2020
Andrew M. Ahern
, Gavin Anderson
, Katherine Ashton
, Ezra Borut
, John W. Rife III
, Andrew C. Rearick
, Shawn Xiao Yang
-
SPACs Could Become Formidable Bidders in the M&A Market
December 2020
Christopher Anthony
, Kevin M. Schmidt
, Steven J. Slutzky
, Marisa Demko
-
Private Equity Report Fall 2020, Vol 20, No 3
December 2020
Andrew M. Ahern
, Gavin Anderson
, Christopher Anthony
, Katherine Ashton
, Sally Bergmann
, Paul S. Bird
, Franci J. Blassberg
, Ezra Borut
, Jennifer L. Chu
, William Y. Chua
, Erin Cleary
, Peter A. Furci
, Maurizio Levi-Minzi
, Andrew M. Levine
, John W. Rife III
, Rebecca F. Silberstein
, Kevin M. Schmidt
, Steven J. Slutzky
, Rafael Kariyev
, Patricia Volhard
, Jin-Hyuk Jang
, Andrew C. Rearick
, John Young
, Marisa Demko
, Jay E. Evans
, Samuel D. Krawiecz
, Sergio Torres
, Wen-Wei Lai
, Tiffany Wu
, Shawn Xiao Yang
-
Progressing from Goal to Reality on Diversity, Equity and Inclusion
December 2020
-
Thanksgiving 701 and S-8 Revisions: Tasty Treats and a Turducken
1 December 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, J. Michael Snypes, Jr.
, Simone S. Hicks
-
The Trump Administration’s Final Drug Pricing Hurrah—Will It Last?
24 November 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Kim Le
, Melissa Runsten
-
UK Supreme Court Concludes FCA Business Interruption Hearing
23 November 2020
James C. Scoville
, Clare Swirski
, Benjamin Lyon
, Philip Orange
, Sarah Hale
, Katie Power
-
Federal Government Shines Spotlight on Speaker Programs
20 November 2020
Mark P. Goodman
, Maura Kathleen Monaghan
, Paul D. Rubin
, Kristin D. Kiehn
, Jacob W. Stahl
, Kim Le
, Melissa Runsten
-
COVID-19 Vaccines: FDA Regulatory Timeline and Next Steps Prior to Widespread Distribution
20 November 2020
Paul D. Rubin
, Melissa Runsten
, Kevin Rinker
, Andrew L. Bab
, Mark P. Goodman
, Maura Kathleen Monaghan
, Jennifer L. Chu
, Jacob W. Stahl
, Melissa Runsten
-
SEC Annual Report on Whistleblower Program Highlights Record-Setting 10-Year Anniversary
19 November 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Ada Fernandez Johnson
, Michael P. Geraltowski
-
CFTC Expands Exemptive Relief for Certain Non-US Commodity Pool Operators
19 November 2020
Byungkwon Lim
, Gary E. Murphy
-
The Trump Administration Targets China with Additional Sanctions
17 November 2020
Gareth Hughes
, Mark Johnson
, Satish M. Kini
, Philip Rohlik
, David G. Sewell
, Robert T. Dura
, Elly Tso
-
SEC Eases Rules Governing Private Placements
12 November 2020
Morgan J. Hayes
, Eric T. Juergens
, Steven J. Slutzky
, Benjamin R. Pedersen
, Priya Soni
, Helen Wang
-
A Green Wave: State Marijuana Initiatives Create Compliance Challenges for Financial Institutions and Impetus for Possible Federal Action
10 November 2020
Satish M. Kini
, Winston M. Paes
, Paul D. Rubin
, David G. Sewell
, Melissa Runsten
, Brenna Rae Glanville
-
Compliance & Enforcement: Despite Unprecedented Challenges, SEC’s Division of Enforcement’s 2020 Annual Report Presents Healthy Enforcement Results
9 November 2020
Compliance & Enforcement
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Ada Fernandez Johnson
, Mark D. Flinn
-
Compliance & Enforcement: Post-Election Law Privacy Law Prospects
6 November 2020
Compliance & Enforcement
Jeremy Feigelson
, Avi Gesser
, Jim Pastore
, Frank Colleluori
, Mengyi Xu
, Jeffrey P. Cunard
, Luke Dembosky
, Tigist Kassahun
-
The Future at Lloyd’s: Blueprint Two
6 November 2020
Nicholas F. Potter
, James C. Scoville
, Clare Swirski
, John M. Vasily
, Benjamin Lyon
, Philip Orange
, Sarah Hale
, Katie Power
-
Banking Agencies Finalize Rule on TLAC Deduction Framework
3 November 2020
Satish M. Kini
, Gregory J. Lyons
, Will C. Giles
, Alison M. Hashmall
, David G. Sewell
, Nariné A. Atamian
, Chen Xu
-
Despite Unprecedented Challenges, SEC’s Division of Enforcement 2020 Annual Report Presents Healthy Enforcement Results
3 November 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Ada Fernandez Johnson
, Mark D. Flinn
-
IP Watchdog: Misguided: USPTO Examination Guide Misses the Mark on Booking.com
2 November 2020
IP Watchdog
David H. Bernstein
, Megan K. Bannigan
, Elena Rodriguez Armenta
-
The Potential Impact of a Biden Administration on Life Sciences, Healthcare, and Consumer Product Companies and Investors
2 November 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Kevin Rinker
, Paul D. Rubin
, Maura Kathleen Monaghan
, Jacob W. Stahl
, Kim Le
, Melissa Runsten
-
CFPB Seeks Public Comment in Implementing Dodd-Frank’s Consumer Right of Access to Financial Records
2 November 2020
Courtney M. Dankworth
, Avi Gesser
, James B. Amler
, Anna R. Gressel
, Christian J. Clark
-
Federal Banking Regulators Invite Public Comment on Proposed Rule Clarifying the Role of Supervisory Guidance in Enforcement
23 October 2020
Satish M. Kini
, Gregory J. Lyons
, Will C. Giles
, Alison M. Hashmall
, David G. Sewell
, Jason Samstein
-
Insufficient Internal Controls Result in SEC Enforcement in Connection with Rule 10b5-1 Plan
23 October 2020
Andrew J. Ceresney
, Morgan J. Hayes
, Paul M. Rodel
, Steven J. Slutzky
, Jonathan R. Tuttle
, Devon Klein
-
SEC Eases Auditor Independence Requirements
23 October 2020
Kara Brockmeyer
, Jennifer L. Chu
, Morgan J. Hayes
, Arian M. June
, Marc Ponchione
, Paul M. Rodel
, Jonathan Steinberg
-
Cayman Islands Removed from EU Tax “Blacklist” — But Have All the Consequences of Its Blacklisting Been Removed?
23 October 2020
Richard Ward
, Jennifer Wheater
, Tom Berry
, Charles Cartiglia
, Paul Eastham
-
Hong Kong Autonomy Act Report Delivered to the U.S. Congress and Guidance Issued to Foreign Financial Institutions
19 October 2020
Gareth Hughes
, Satish M. Kini
, Philip Rohlik
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Robert T. Dura
, Isabel Espinosa de los Reyes
, Jonathan R. Wong
-
New York Law Journal: SPACs Could Become Formidable Bidders in the M&A Market
16 October 2020
New York Law Journal
Christopher Anthony
, Kevin M. Schmidt
, Steven J. Slutzky
, Marisa Demko
-
Proposed HSR Rules Amendments: Implications for Private Equity
15 October 2020
Ted Hassi
, Kyra K. Bromley
, Tristan M. Ellis
-
The FTC Proposes Amendments to the HSR Rules That Would Redefine “Person” to Include “Associates” and Create a New "de Minimis" Exemption
14 October 2020
Ted Hassi
, Kyra K. Bromley
, Tristan M. Ellis
-
Final Partnership Withholding Regulations Map New Terrain for Private Equity Investors and Sponsors
12 October 2020
Cécile Beurrier
, Michael Bolotin
, Erin Cleary
, Rafael Kariyev
, Daniel Priest
, Matthew D. Saronson
, Peter F.G. Schuur
, Adam M. Namm
, Cameron E. Rotblat
, Sabrina Y. Hsieh
-
Regulation for Digital Platforms: Lessons from the Banking Industry
9 October 2020
Michael Diz
, Sue Meng
, David Sarratt
, Will C. Giles
, Sandeep S. Dhaliwal
-
SEC Amends And Updates Shareholder Proposal Submission Requirements Under Rule 14a-8
7 October 2020
Matthew E. Kaplan
, Paul M. Rodel
, Joshua M. Samit
, Aleena B. Aspervil
-
Companies Face Increased Sanctions Risk for Making Ransomware Payments — Takeaways from the Latest OFAC and FinCEN Advisories
7 October 2020
Luke Dembosky
, Jeremy Feigelson
, Avi Gesser
, Satish M. Kini
, Paul M. Rodel
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Martha Hirst
, Robert Maddox
, Mengyi Xu
-
Third Circuit Strikes Another Blow Against the FTC’s Preferred Enforcement Power, Setting the Stage for a Supreme Court Showdown
5 October 2020
Andrew L. Bab
, David H. Bernstein
, Jeremy Feigelson
, Ted Hassi
, Paul D. Rubin
, Leah Martin
, Melissa Runsten
-
New York Insurance Regulation and Environmental Concerns
2 October 2020
Geoffrey P. Burgess
, Eric R. Dinallo
, AJ Salomon
, Brita Siepker
-
INSIGHTS: SEC Adopts Expanded Definition of Accredited Investor Increasing Access to Private Markets
October 2020
INSIGHTS
Kenneth J. Berman
, Marc Ponchione
, Gregory T. Larkin
, Norma Angelica Freeland
-
It’s Time to Take Credential Stuffing Seriously
30 September 2020
Jeremy Feigelson
, Avi Gesser
, Marc Ponchione
, Gregory T. Larkin
, Norma Angelica Freeland
, Robert Maddox
-
New York Department of Financial Services Reproposes Regulations Governing Confidential Supervisory Information
29 September 2020
Eric R. Dinallo
, Satish M. Kini
, Gregory J. Lyons
, Will C. Giles
, Alison M. Hashmall
, David G. Sewell
, Caroline Novogrod Swett
, Jason Samstein
-
SEC Adopts Amendments to Whistleblower Rules to Enhance Program Efficiency and Effectiveness
24 September 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Jyotin Hamid
, Mary Beth Hogan
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Ada Fernandez Johnson
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OCC Clarifies Bank Authority to Hold Stablecoin Reserves Following Guidance on Custody of Digital Assets
24 September 2020
Satish M. Kini
, Gregory J. Lyons
, Jeff Robins
, Will C. Giles
, Alison M. Hashmall
, David G. Sewell
, Danjie Fang
-
Department of Labor Proposes New Rule Regarding Independent Contractor Classifications
24 September 2020
Jyotin Hamid
, Meir D. Katz
, Tricia Bozyk Sherno
, Malu Malhotra
-
U.S. Commerce Department Announces “Prohibited Transactions” Related to TikTok, WeChat Mobile Apps
24 September 2020
Satish M. Kini
, Carl Micarelli
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Robert T. Dura
, Isabel Espinosa de los Reyes
, Jonathan R. Wong
-
Final Regulations Clarify State of Play for Life Insurance Tax Reserve Deductions
23 September 2020
Daniel Priest
, Peter F.G. Schuur
, Jay E. Evans
, Robert Nelson-Sullivan
, Lena E. Smith
-
Compliance & Enforcement: SEC Brings Enforcement Action Against Investment Adviser for Section 13 Beneficial Ownership Reporting Failures
23 September 2020
Compliance & Enforcement
Andrew J. Ceresney
, Matthew E. Kaplan
, Nicholas P. Pellicani
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
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Law360: Trump's Drug Pricing Order Is More Bark Than Bite
22 September 2020
Law360
Paul D. Rubin
, Jacob W. Stahl
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Providers, Investors Need Clear Post-COVID Telehealth Picture
22 September 2020
Paul D. Rubin
, Jacob W. Stahl
, Kim Le
, Melissa Runsten
-
Recent FinCEN Developments
22 September 2020
Satish M. Kini
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Robert T. Dura
, Jonathan R. Wong
-
A Top Five Checklist for Automated Back-to-Work Covid Questionnaires
22 September 2020
Avi Gesser
, Tricia Bozyk Sherno
, Joshua B. Pickar
-
SEC Updates Statistical Disclosures for Banks
21 September 2020
Matthew E. Kaplan
, Joshua M. Samit
, Yean Do
-
SEC Brings Enforcement Action Against Investment Adviser for Section 13 Beneficial Ownership Reporting Failures
21 September 2020
Andrew J. Ceresney
, Matthew E. Kaplan
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Nicholas P. Pellicani
-
Bloomberg Law: Providers, Investors Need Clear Post-Covid Telehealth Picture
16 September 2020
Bloomberg Law
Paul D. Rubin
, Jacob W. Stahl
, Melissa Runsten
, Kim Le
-
Trump’s Newest Drug Pricing Executive Order: Still Much More Bark than Bite
16 September 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Kim Le
, Melissa Runsten
-
Bloomberg Law: Providers, Investors Need Clear Post-Covid Telehealth Picture
16 September 2020
Bloomberg Law
Paul D. Rubin
, Jacob W. Stahl
, Melissa Runsten
, Kim Le
-
Bloomberg Law - Tax: A Review and Analysis of the Proposed Regulations on Section 1061 Carried Interest
16 September 2020
Bloomberg Law - Tax
Michael Bolotin
, Peter A. Furci
, Rafael Kariyev
, Cameron E. Rotblat
-
UK FCA Business Interruption Insurance Test Case Judgment Handed Down
15 September 2020
James C. Scoville
, Clare Swirski
, Benjamin Lyon
, Philip Orange
, Sarah Hale
, Katie Power
-
Bloomberg Law: AI Legal Work Is Mirroring Cybersecurity Practice Path
10 September 2020
Bloomberg Law
Luke Dembosky
, Avi Gesser
, Jim Pastore
, Anna R. Gressel
-
Columbia Blue Sky Blog: Debevoise & Plimpton Expects More New York Regulatory Enforcement of Banking and Financial Services
10 September 2020
Columbia Blue Sky Blog
Courtney M. Dankworth
, Eric R. Dinallo
, Gregory J. Lyons
, David G. Sewell
, Brenna Rae Glanville
-
CLS Blue Sky Blog: Debevoise & Plimpton Expects More New York Regulatory Enforcement of Banking and Financial Services
10 September 2020
CLS Blue Sky Blog
Courtney M. Dankworth
, Eric R. Dinallo
, Gregory J. Lyons
, David G. Sewell
, Brenna Rae Glanville
-
Accommodating Protection: US Patent and Trademark Office v. Booking.com BV
9 September 2020
David H. Bernstein
, Jared I. Kagan
-
Global Arbitration Review: Rebooting international law for the cyber age
7 September 2020
Rebooting international law for the cyber age
Romain Zamour
-
SEC Adopts Expanded Definition of Accredited Investor Providing Investors More Access to Private Markets
3 September 2020
Kenneth J. Berman
, Marc Ponchione
, Gregory T. Larkin
, Norma Angelica Freeland
-
SEC Modernizes Business Disclosures, Legal Proceedings and Risk Factors Under Regulation S-K
2 September 2020
Matthew E. Kaplan
, Peter J. Loughran
, Steven J. Slutzky
, Paul M. Rodel
, Morgan J. Hayes
, Eric T. Juergens
, Devon Klein
, Jason P. Auman
-
Expect Increased New York State Regulatory Enforcement in the Banking and Financial Services Industry
2 September 2020
Courtney M. Dankworth
, Eric R. Dinallo
, Gregory J. Lyons
, David G. Sewell
, David Imamura
, Román J. Rodriguez
, Brenna Rae Glanville
-
New York Law Journal: Designs That Say It All: Steps To Protect and Enforce Trade Dress Rights
28 August 2020
New York Law Journal
Megan K. Bannigan
-
Federal Banking Agencies and FinCEN Seek to Clarify BSA/AML Enforcement
28 August 2020
Helen V. Cantwell
, Satish M. Kini
, David Sarratt
, Bruce E. Yannett
, Lisa Zornberg
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Noelle E. Lyle
, Tara Raam
-
New York Law Journal: Court Dusts Off Test for Determining if a Record Is “Corporate” or “Personal”
27 August 2020
New York Law Journal
Lisa Zornberg
-
Senate Subcommittee Report Highlights Money Laundering and Sanctions Risks in the Art Industry
27 August 2020
Mark P. Goodman
, Satish M. Kini
, Andrew M. Levine
, William H. Taft V
, David G. Sewell
, Brenna Rae Glanville
-
AIFMD Review: ESMA Publishes Its Recommendations for Improvements
25 August 2020
Patricia Volhard
, John Young
, Eric Olmesdahl
, Jin-Hyuk Jang
, Christopher Dortschy
-
The UK School Algorithm Debacle: Five Lessons for Corporate AI Programs
25 August 2020
Avi Gesser
, Robin Lööf
, Anna R. Gressel
-
Federal Reserve Checking Accounts and Postal Banking: Highlights of the Policy Debate
24 August 2020
Will C. Giles
, Danjie Fang
-
Compliance & Enforcement: Cybersecurity Requirements for Insurance Companies – The NYDFS Rules as the Emerging Standard
19 August 2020
Compliance & Enforcement
Luke Dembosky
, Avi Gesser
, AJ Salomon
-
OCIE Publishes COVID-19 Risk Alert Focused on Investment Advisers and Broker-Dealers
19 August 2020
Kenneth J. Berman
, Robert B. Kaplan
, Marc Ponchione
, Julie M. Riewe
, Jeff Robins
, Gregory T. Larkin
, Norma Angelica Freeland
-
New LCIA Rules Encourage Streamlined Proceedings and the Use of Technology
14 August 2020
Donald Francis Donovan
, Lord Goldsmith QC
, David W. Rivkin
, Catherine Amirfar
, Tony Dymond
, Mark W. Friedman
, Gareth Hughes
, Mark Johnson
, Antoine F. Kirry
, Ina C. Popova
, Dietmar W. Prager
, Natalie L. Reid
, Samantha J. Rowe
, William H. Taft V
, Christopher K. Tahbaz
, Patrick Taylor
, Gavin Chesney
, Robert Hoose
, Aimee-Jane Lee
, Mark McCloskey
-
Cybersecurity Requirements for Insurance Companies – The NYDFS Rules as the Emerging Standard
12 August 2020
Luke Dembosky
, Avi Gesser
, AJ Salomon
-
Final Regulations Narrow Limits on Interest Deductions but Retain Partnership and International Rules
11 August 2020
Michael Bolotin
, Rafael Kariyev
, Daniel Priest
, Samuel M. Duncan
, Molly Bailey Klinghoffer
, Lena E. Smith
-
Corporate Counsel: Criminal Liability Risks for Compliance Officers: a Multi-Jurisdictional Perspective—PART II
11 August 2020
Corporate Counsel
Robin Lööf
-
U.S. Escalates Measures against China with New Sanctions against TikTok, WeChat and Senior Hong Kong Officials
11 August 2020
Gareth Hughes
, Mark Johnson
, Satish M. Kini
, Carl Micarelli
, Philip Rohlik
, Ralph Sellar
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Robert T. Dura
, Jonathan R. Wong
-
FinCEN Issues Guidance on the Customer Due Diligence Rule and Advisory on Cyber Crimes
7 August 2020
Luke Dembosky
, Satish M. Kini
, Jim Pastore
, David G. Sewell
, Zila Reyes Acosta-Grimes
-
Developing Regulatory Scrutiny of Underwriting Factors
5 August 2020
Eric R. Dinallo
, Avi Gesser
, Susan Reagan Gittes
, Maeve O'Connor
, Robert M. Fettman
, AJ Salomon
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Compliance & Enforcement: Schrems II – Where are we now?
5 August 2020
Compliance & Enforcement
Luke Dembosky
, Jeremy Feigelson
, Avi Gesser
, Jim Pastore
, Dr. Friedrich Popp
, Christopher Garrett
, Fanny Gauthier
, Robert Maddox
, Mengyi Xu
-
SEC Supplements Guidance Relating to Proxy Voting Responsibilities of Investment Advisers
4 August 2020
Kenneth J. Berman
, Marc Ponchione
, Gregory T. Larkin
, Norma Angelica Freeland
-
Proposed Regulations on Carried Interest
4 August 2020
Michael Bolotin
, Erin Cleary
, Peter A. Furci
, Rafael Kariyev
, Daniel Priest
, Peter F.G. Schuur
-
HHS Announces Additional CARES Act Funding for Qualifying Providers
4 August 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Kim Le
, Melissa Runsten
-
Data Accountability and Transparency Act of 2020
4 August 2020
Eric R. Dinallo
, Susan Reagan Gittes
, Avi Gesser
, Maeve O'Connor
, Robert M. Fettman
, AJ Salomon
-
English High Court Concludes FCA Business Interruption Test Case
4 August 2020
James C. Scoville
, Clare Swirski
, Benjamin Lyon
, Philip Orange
, Sarah Hale
, Katie Power
-
Federal Reserve Board Updates and Improves the Rules Governing Confidential Supervisory Information and FOIA Requests
3 August 2020
Satish M. Kini
, Gregory J. Lyons
, Will C. Giles
, Alison M. Hashmall
, David G. Sewell
, Caroline Novogrod Swett
-
Update to Lloyd’s Supplemental Requirements on Outwards Reinsurance
3 August 2020
James C. Scoville
, Clare Swirski
, Benjamin Lyon
, Philip Orange
, Sarah Hale
, Katie Power
-
Law Journal Newsletters: What’s in a Name? Booking.com and Consumer Perception Evidence
1 August 2020
Law Journal Newsletters
David H. Bernstein
, Jared I. Kagan
-
2020 Private Equity Midyear Review and Outlook
31 July 2020
Jonathan Adler
, Andrew M. Ahern
, Christopher Anthony
, Megan K. Bannigan
, David H. Bernstein
, Kenneth J. Berman
, Paul S. Bird
, Ezra Borut
, Geoffrey P. Burgess
, Jennifer R. Cestaro
, Jennifer L. Chu
, William Y. Chua
, Andrew J. Ceresney
, Jeffrey P. Cunard
, Peter A. Furci
, Morgan J. Hayes
, Peter J. Irwin
, Robert B. Kaplan
, Rafael Kariyev
, M. Natasha Labovitz
, Andrew M. Levine
, Sidney P. Levinson
, Nicole Levin Mesard
, Marc Ponchione
, Julie M. Riewe
, Edward M. Rishty
, Kevin M. Schmidt
, Shannon Rose Selden
, Scott B. Selinger
, Steven J. Slutzky
, Thomas Smith
, Ramya S. Tiller
, Patricia Volhard
, Richard Ward
, Alisa A. Waxman
, Michael P. McGuigan
, Samuel D. Krawiecz
, Stuart Hammer
, Dominic Blaxill
, Christopher Dortschy
, Paul Eastham
, James L. Harrington
, Gregory T. Larkin
, Jin-Hyuk Jang
, Jennifer Wheater
, John Young
, Almas Daud
, Paul Eastham
, Jay E. Evans
, Norma Angelica Freeland
, Richard A. Grossmann
, Samuel D. Krawiecz
, Wen-Wei Lai
, Merryl Lawry-White
, Joshua B. Pickar
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Looking High and Low, Don’t Know Where to Go: GILTI Regulations Promise Relief for High-Tax Operations, but at a Price
30 July 2020
Gary M. Friedman
, Daniel Priest
, Peter F.G. Schuur
, Elizabeth Haynes
, Samuel M. Duncan
, Cameron E. Rotblat
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Jus Mundi: Reparation
29 July 2020
Jus Mundi
Julio Rivera Rios
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Trump’s New Drug Pricing Executive Orders: Much More Bark Than Bite
29 July 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
-
SEC Adopts Final Rules on Proxy Voting Advice
28 July 2020
Matthew E. Kaplan
, Paul M. Rodel
, Joshua M. Samit
, Priya Soni
-
OCC Issues Proposed "True Lender" Rule
28 July 2020
Courtney M. Dankworth
, Mary Beth Hogan
, Gregory J. Lyons
, Alison M. Hashmall
, David G. Sewell
, Alexandra N. Mogul
, Caroline Novogrod Swett
, Jason Samstein
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Bloomberg Tax: Key Accounting and Financial Reporting Risks Arising From the Covid-19 Pandemic
26 July 2020
Bloomberg Tax
Mark D. Flinn
, Jonathan R. Tuttle
, Jonathan M. DeMars
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Bill Ackman and Pershing Square Launch Largest SPAC To Date: A Harbinger of Things to Come?
24 July 2020
Christopher Anthony
, Steven J. Slutzky
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Practical Law: Volcker Rule 2.0: A Detailed Summary of the Covered Funds Final Rule
21 July 2020
Practical Law
Alison M. Hashmall
, Satish M. Kini
, Marc Ponchione
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U.S. Issues New Sanctions Authorities Following Implementation of China’s National Security Law for Hong Kong
21 July 2020
Gareth Hughes
, Mark Johnson
, Satish M. Kini
, David G. Sewell
, Philip Rohlik
, Zila Reyes Acosta-Grimes
, Robert T. Dura
, Jonathan R. Wong
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Recent Developments in Fund Level Financings
21 July 2020
Thomas Smith
, Ramya S. Tiller
, Michael P. McGuigan
, Andrew C. Rearick
, Lee Henderson
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Schrems II: Privacy Shield Invalid and Severe Challenges for Standard Contractual Clauses
17 July 2020
Jeffrey P. Cunard
, Luke Dembosky
, Jeremy Feigelson
, Avi Gesser
, Jim Pastore
, Dr. Thomas Schürrle
, Alexandre Bisch
, Christopher Garrett
, Fanny Gauthier
, Anna R. Gressel
, Robert Maddox
, Dr. Friedrich Popp
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SEC Proposes Substantial Increase to Form 13F Reporting Threshold: Proposed New Trigger is $3.5 billion
15 July 2020
Kenneth J. Berman
, Marc Ponchione
, Gregory T. Larkin
, Norma Angelica Freeland
-
UK Withdrawal from the EU – Impact on UK and EU Private Equity Firms
15 July 2020
Christopher Dortschy
, Patricia Volhard
, Jin-Hyuk Jang
, John Young
, Philip Orange
, Eric Olmesdahl
, Clarisse Hannotin
, Johanna Waber
, Helena Inghelram
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The Supreme Court Acts Twice on the TCPA: What It Means for Automated Callers, the First Amendment, and Statutory Challengers
10 July 2020
Jeremy Feigelson
, Maura Kathleen Monaghan
, Jacob W. Stahl
, Harold W. Williford
, Jared I. Kagan
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Latin Lawyer: Guide to Corporate Compliance
9 July 2020
Latin Lawyer
Andrew M. Levine
-
FTC and DOJ Antitrust Announce New Vertical Merger Guidelines
8 July 2020
Ted Hassi
, Michael Schaper
, Kyra K. Bromley
, Erica S. Weisgerber
, Leah Martin
-
Practical Law: Business Crime and Investigations in the United States
8 July 2020
Practical Law: Financial and Business Crime Global Guide
Bruce E. Yannett
, Erich O. Grosz
-
U.S. Enforcement Agencies Release Second Edition of FCPA Resource Guide
8 July 2020
Kara Brockmeyer
, Helen V. Cantwell
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Winston M. Paes
, David Sarratt
, Jane Shvets
, Jonathan R. Tuttle
, Mary Jo White
, Bruce E. Yannett
, Lisa Zornberg
, Ada Fernandez Johnson
, Philip Rohlik
, Laura E. O'Neill
-
Law360: 5 Ways To Mitigate Whistleblower Risk During COVID-19
8 July 2020
Law360
Arian M. June
, Andrew J. Ceresney
, Suzanne Zakaria
-
FCA’s New Prudential Rules for UK Private Equity Adviser-Arrangers
6 July 2020
Patricia Volhard
, John Young
, Philip Orange
-
Bloomberg Law: Business Email Compromise—Who Bears the Loss?
6 July 2020
Bloomberg Law
Jeremy Feigelson
-
Law360: SEC's Insider Info Case Shows Perils Of Portfolio Co. Trading
3 July 2020
Law360
Andrew J. Ceresney
, Julie M. Riewe
, Jonathan R. Tuttle
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DOL’s Third Bite at the Fiduciary Apple: The BIC Light(er)
2 July 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, Jeff Robins
, J. Michael Snypes, Jr.
-
Compliance & Enforcement: Insulated No More: The Seila Decision and the End of the Independent CFPB Director
2 July 2020
Compliance & Enforcement
Courtney M. Dankworth
, Mary Beth Hogan
, Gregory J. Lyons
, Erol Gulay
, David Imamura
, Alexandra N. Mogul
, Victoria L. Recalde
-
Supreme Court Holds ‘Booking.com’ Can be Registered as a Trademark
30 June 2020
David H. Bernstein
, Megan K. Bannigan
, Jyotin Hamid
, Jared I. Kagan
-
Volcker Rule 2.0: A Detailed Summary of Final Rule, Round 2 on Covered Funds
30 June 2020
Satish M. Kini
, Gregory J. Lyons
, Marc Ponchione
, Rebecca F. Silberstein
, Alison M. Hashmall
, Sandeep S. Dhaliwal
, Isabel Espinosa de los Reyes
, Chen Xu
-
U.S. Senate Responds to New National Security Law for Hong Kong
30 June 2020
Gareth Hughes
, Mark Johnson
, Satish M. Kini
, Philip Rohlik
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Robert T. Dura
, Jonathan R. Wong
-
Déjà Vu? SEC Reiterates Concerns with Private Fund Advisers
29 June 2020
Kenneth J. Berman
, Robert B. Kaplan
, Marc Ponchione
, Julie M. Riewe
, Gregory T. Larkin
, Norma Angelica Freeland
-
Form CRS: Do I Have to File by June 30?
29 June 2020
Kenneth J. Berman
, Marc Ponchione
, Jeff Robins
, Gregory T. Larkin
, Norma Angelica Freeland
-
The Bell Tolls for ESG Investments in ERISA Plans
26 June 2020
Lawrence K. Cagney
, Jonathan F. Lewis
, Meir D. Katz
, Franklin L. Mitchell
, J. Michael Snypes, Jr.
-
The Presumption Against Extraterritoriality: Reconciling Canons of Statutory Interpretation with Textualism
25 June 2020
University of Pennsylvania Journal of International Law
Natascha Born
-
NY State Court Refuses to Enjoin Serta’s Priming Credit Agreement Amendment
24 June 2020
Jeffrey E. Ross
, Sunil William Savkar
, Scott B. Selinger
, Ramya S. Tiller
-
Supreme Court Liu Decision Upholds SEC Disgorgement Power While Suggesting Potential Limits, and May Impact FTC Enforcement
23 June 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Andrew M. Levine
, David A. O'Neil
, Julie M. Riewe
, Paul D. Rubin
, Jonathan R. Tuttle
, Bruce E. Yannett
, Mary Jo White
, Ada Fernandez Johnson
, Valerie A. Zuckerman
-
Back to Work: Protect Directors Too
19 June 2020
Harvard Law School Forum on Corporate Governance
William D. Regner
, Jeffrey J. Rosen
-
The European Commission’s report on the review of the AIFMD
17 June 2020
Patricia Volhard
, Jin-Hyuk Jang
, John Young
-
Reopening Schools in the COVID-19 Climate: Legal Issues to Consider
16 June 2020
Mary Beth Hogan
, Maura Kathleen Monaghan
, Elliot Greenfield
, Tricia Bozyk Sherno
, Amy C. Zimmerman
, Michael W. Gramer
-
Supreme Court Rules that Title VII Prohibits Discrimination Based on Sexual Orientation and Transgender Status
16 June 2020
Jyotin Hamid
, Mary Beth Hogan
, Tricia Bozyk Sherno
, Malu Malhotra
, Leonie M. Stoute
-
United States International Legal Framework for Lunar Exploration and Resource Extraction
16 June 2020
Catherine Amirfar
, Natalie L. Reid
, Sebastian Dutz
, Merryl Lawry-White
, William C. Mattessich
-
Banking Agencies Seeking to Make “Valid When Made” Valid for Fintech
16 June 2020
Courtney M. Dankworth
, Mary Beth Hogan
, Gregory J. Lyons
, Alison M. Hashmall
, David G. Sewell
, Alexandra N. Mogul
, Jason Samstein
-
CFTC Expands Statutory Disqualification to Exempt CPOs
11 June 2020
Byungkwon Lim
, Gary E. Murphy
-
COVID-19-Related Changes to Foreign Direct Investment Rules Pose Unique Challenges to Secondaries Market
11 June 2020
Gavin Anderson
, Katherine Ashton
, Ezra Borut
, Geoffrey P. Burgess
, John W. Rife III
, Andrew C. Rearick
, Jake Grandison
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DOL Provides 401(k) Plans a Path to Private Equity Investments
10 June 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, J. Michael Snypes, Jr.
-
DOJ Updates Guidance on Corporate Compliance Programs
8 June 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, Jane Shvets
, Bruce E. Yannett
, Erich O. Grosz
-
OCC Invites Public Comment on Potential Revisions to Rules Affecting Bank Fintech Activities
8 June 2020
Jeremy Feigelson
, Avi Gesser
, Satish M. Kini
, Gregory J. Lyons
, Jeff Robins
, Will C. Giles
, Alison M. Hashmall
, David G. Sewell
, Jennifer T. Barrows
, Danjie Fang
, Anna R. Gressel
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CCPA Regulations Submitted to the California Office of Administrative Law for Publication
4 June 2020
Jeffrey P. Cunard
, Luke Dembosky
, Jeremy Feigelson
, Avi Gesser
, Jim Pastore
, Lisa Zornberg
, H Jacqueline Brehmer
, Christopher S. Ford
, Alexandra P. Swain
-
OCC Finalizes Rule Intended to Strengthen and Modernize Community Reinvestment Act Regulations
28 May 2020
Courtney M. Dankworth
, Gregory J. Lyons
, Alison M. Hashmall
, Brenna Rae Glanville
, Jason Samstein
-
Southern District of New York Rules That Syndicated Term Loans Are Not Securities
28 May 2020
Matthew E. Kaplan
, Paul M. Rodel
, Jeffrey E. Ross
, Sunil William Savkar
, Scott B. Selinger
, Ramya S. Tiller
, Kevin R. Grondahl
, Benjamin R. Pedersen
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SEC to Fund Managers with Access to MNPI: Trade in Portfolio Company Securities at Your Peril
28 May 2020
Kenneth J. Berman
, Andrew J. Ceresney
, Arian M. June
, Matthew E. Kaplan
, Robert B. Kaplan
, Marc Ponchione
, Julie M. Riewe
, Jonathan R. Tuttle
, Nathaniel Johnson
-
NYSE Provides Temporary Shareholder Approval Exemptions in Light of COVID-19
22 May 2020
Morgan J. Hayes
, Eric T. Juergens
, Matthew E. Kaplan
, Peter J. Loughran
, Paul M. Rodel
, Steven J. Slutzky
, Nicholas P. Pellicani
-
New Consultation on Corporate WVR Beneficiaries and Updated Guidance to Listing Rules for Biotech Companies
22 May 2020
William Y. Chua
, Wen-Wei Lai
, Tiffany Wu
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Key Takeaways from IAA Webinar: Private Equity Fund Managers and the COVID-19 Liquidity Crunch
21 May 2020
Andrew M. Ahern
, Ramya S. Tiller
, Andrew C. Rearick
, Daniel Randazzo
, Julie Stem
-
CMBS Loan Workouts During COVID-19: A Borrower’s Perspective
14 May 2020
Peter J. Irwin
, Nicole Levin Mesard
, Edward M. Rishty
, Isaac Stern
-
DFS Data Requests
14 May 2020
Eric R. Dinallo
, Marilyn A. Lion
, Eugene Benger
, Robert M. Fettman
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Law360: Maintaining Integrity In Legalized Betting Amid Pandemic
14 May 2020
Law360
David A. O'Neil
, David Sarratt
, Michael Compton McGregor
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Sponsor Purchases of Portfolio Company Debt: Key Considerations in an Uncertain Environment
14 May 2020
Jonathan Adler
, Lorna Bowen
, Peter A. Furci
, Sidney P. Levinson
, Peter J. Loughran
, Jeffrey E. Ross
, Kevin M. Schmidt
, Scott B. Selinger
, Steven J. Slutzky
, Nicholas P. Pellicani
, Julie Stem
, Daniel E. Stroik
-
Reforma: Reclamo de daṅos bajo el T-MEC
13 May 2020
Reforma
Dietmar W. Prager
, Ina C. Popova
, Julio Rivera Rios
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Recent OFAC Enforcement Actions: Lessons for Aviation Industry
12 May 2020
Geoffrey P. Burgess
, Satish M. Kini
, Alan Kartashkin
, Jane Shvets
, Carl Micarelli
, Dmitry A. Karamyslov
, Konstantin Bureiko
, Anastasia M. Magid
, Dmitry S. Stakheev
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Nasdaq Provides Temporary Shareholder Approval Exemptions in Light of COVID-19
8 May 2020
Morgan J. Hayes
, Eric T. Juergens
, Matthew E. Kaplan
, Peter J. Loughran
, Paul M. Rodel
, Steven J. Slutzky
, Nicholas P. Pellicani
, Priya Soni
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HHS Issues Additional Guidance on Qualifications for CARES Act Funding
8 May 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Melissa Runsten
-
From NAFTA to USMCA: Main Changes to the Investor-State Dispute Settlement System
7 May 2020
Catherine Amirfar
, Donald Francis Donovan
, Mark W. Friedman
, Lord Goldsmith QC
, Ina C. Popova
, Dietmar W. Prager
, Natalie L. Reid
, David W. Rivkin
, Guilherme Recena Costa
, Julio Rivera Rios
, Laura Sinisterra
-
Considerations for Developing a Back-to-Work Plan
7 May 2020
Jyotin Hamid
, Meir D. Katz
, Tricia Bozyk Sherno
, Joshua E. Roberts
-
New European ESG Disclosure Standards for Funds: Consultation on Key Provisions
7 May 2020
Patricia Volhard
, Jin-Hyuk Jang
, John Young
, Clarisse Hannotin
, Eric Olmesdahl
, Philip Orange
, Johanna Waber
-
CLS Blue Sky Blog: Debevoise Discusses Private Equity Options in Face of Liquidity Crunch
6 May 2020
CLS Blue Sky Blog
Andrew C. Rearick
, Andrew M. Ahern
, Gavin Anderson
, Katherine Ashton
, Ezra Borut
-
New IRS FAQs on CARES ACT Employee Retention Credit Answer Some Questions, Raise Others
5 May 2020
Rafael Kariyev
, Meir D. Katz
, Peter F.G. Schuur
, Simone S. Hicks
, Jeri A. Brown
, Jay E. Evans
-
Overview of the Main Street Lending Programs
1 May 2020
Michael Diz
, Jeffrey E. Ross
, Kevin M. Schmidt
, Will C. Giles
, Zahra J. Khosrovi Sowder
-
The Private Equity Report Spring 2020
Vol 20, No. 1
1 May 2020
Andrew M. Ahern
, Paul S. Bird
, Jennifer L. Chu
, Rafael Kariyev
, Scott B. Selinger
-
Appropriations for Healthcare Providers Related to COVID-19
30 April 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Melissa Runsten
-
Blockchain 2019 Year-In-Review
27 April 2020
Byungkwon Lim
, Anna V. Maximenko
, Gary E. Murphy
, Clarisse Hannotin
, Elena Klutchareva
, Philip Orange
, Dr. Friedrich Popp
, Jan Schoberwalter
-
New Appropriation for Healthcare Providers
24 April 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Melissa Runsten
-
Can Contact Tracing Apps Help Get Many of Us Back to Work Soon? A Framework for Evaluating the Various Options and Legal Concerns
24 April 2020
Luke Dembosky
, Jeremy Feigelson
, Avi Gesser
, Jim Pastore
, Anna R. Gressel
, Joshua B. Pickar
, Suchita Mandavilli Brundage
, Samantha B. Singh
-
Supreme Court Holds Willful Infringement Is Not Required for an Award of Profits under the Lanham Act
23 April 2020
Megan K. Bannigan
, David H. Bernstein
, Jeremy Feigelson
, Christopher S. Ford
, Jared I. Kagan
-
HHS Announces Additional Funding for Healthcare Providers Impacted by COVID-19
23 April 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Melissa Runsten
-
Sponsor Backed PIPEs: COVID-19 and the Race for Liquidity
22 April 2020
Andrew L. Bab
, Jennifer L. Chu
, Gary M. Friedman
, Gregory V. Gooding
, Uri Herzberg
, Jonathan E. Levitsky
, Sunil William Savkar
, Kevin M. Schmidt
, Shannon Rose Selden
, Katherine E. Durnan
, Steven J. Slutzky
-
Summary of the U.S. Treasury and Federal Reserve Programs and the Paycheck Protection Program
21 April 2020
Matthew E. Kaplan
, Rafael Kariyev
, Satish M. Kini
, Gregory J. Lyons
, Nicole Levin Mesard
, Jeff Robins
, Jeffrey E. Ross
, Kevin M. Schmidt
, Steven J. Slutzky
, Will C. Giles
, Alison M. Hashmall
, David G. Sewell
, Chen Xu
-
Conducting International Arbitrations During the COVID-19 Pandemic
21 April 2020
David W. Rivkin
, Catherine Amirfar
, Tony Dymond
, Lord Goldsmith QC
, Nawi Ukabiala
-
Debevoise Coronavirus Checklists— Top 10 Return to Work Considerations for U.S. Employers
20 April 2020
Jyotin Hamid
, Jonathan F. Lewis
, Tricia Bozyk Sherno
, Joshua E. Roberts
-
COVID-19 and Private Equity: U.S. Employment and Compensation Considerations
20 April 2020
Jyotin Hamid
, Jonathan F. Lewis
, Tricia Bozyk Sherno
-
Thinking About a New or Updated Non-GAAP Financial Measure for COVID-19? Look Before You Leap.
17 April 2020
Kara Brockmeyer
, Matthew E. Kaplan
, Jonathan F. Lewis
, Paul M. Rodel
, Jeffrey E. Ross
, Sunil William Savkar
, Jonathan R. Tuttle
, Jonathan C. Miu
, Priya Soni
-
Banking Regulators Release Updates to BSA/AML Examination Manual
17 April 2020
Satish M. Kini
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Robert T. Dura
, Isabel Espinosa de los Reyes
, Jonathan R. Wong
-
The More Things Change, the More They Stay the Same: Compensation-Related Guidance from ISS and Glass Lewis in Light of COVID-19
15 April 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, J. Michael Snypes, Jr.
-
Temporary Exemptive Relief for BDCs and Further Custody Rule Guidance
15 April 2020
Kenneth J. Berman
, Marc Ponchione
, Gregory T. Larkin
, Norma Angelica Freeland
-
GPs/LPs Weigh Options in Face of Liquidity Crunch
14 April 2020
Andrew M. Ahern
, Jonathan Adler
, Gavin Anderson
, Katherine Ashton
, Kenneth J. Berman
, Ezra Borut
, Lorna Bowen
, Geoffrey P. Burgess
, E. Drew Dutton
, Jane Engelhardt
, Andrew Ford
, Geoffrey Kittredge
, Marc Ponchione
, David J. Schwartz
, Rebecca F. Silberstein
, Thomas Smith
, Justin Storms
, Andrew C. Rearick
, John W. Rife III
, Patricia Volhard
-
New York State Enacts Permanent Paid Sick Leave Law
13 April 2020
Jyotin Hamid
, Tricia Bozyk Sherno
, Katie R. Aber
-
BSA/AML and KYC in a Crisis: Treasury and Supervisory Agencies Provide Guidance as Financial Institutions Respond to the COVID-19 Pandemic
13 April 2020
Satish M. Kini
, David G. Sewell
, Jonathan R. Wong
, Zila Reyes Acosta-Grimes
, Robert T. Dura
, Isabel Espinosa de los Reyes
-
SEC and ISS Issue New Guidance on Shareholder Meetings in Light of COVID-19 Pandemic
10 April 2020
Morgan J. Hayes
, Eric T. Juergens
, Matthew E. Kaplan
, Peter J. Loughran
, Paul M. Rodel
, Steven J. Slutzky
, Mary Jo White
, Priya Soni
-
NYSE Provides Temporary Relief from Certain Shareholder Approval Rules
10 April 2020
Jennifer L. Chu
, Gregory V. Gooding
, Morgan J. Hayes
, Eric T. Juergens
, Matthew E. Kaplan
, Peter J. Loughran
, Paul M. Rodel
, Steven J. Slutzky
-
HHS Distributing $30 Billion in Grants to Medicare Providers
10 April 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Melissa Runsten
-
SEC Urges More Forward-Looking Disclosure in Upcoming Earnings Season
10 April 2020
Morgan J. Hayes
, Eric T. Juergens
, Matthew E. Kaplan
, Peter J. Loughran
, Paul M. Rodel
, Steven J. Slutzky
-
Rethinking Poison Pills, Again
9 April 2020
Andrew L. Bab
, Gregory V. Gooding
, William D. Regner
, Sergio Torres
, Sue Meng
-
CMS Announces Intent to Provide $30 Billion to Medicare Providers
9 April 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Melissa Runsten
-
Department of Labor Issues Guidance for $600 Unemployment Payments under the CARES Act
8 April 2020
Jyotin Hamid
, Tricia Bozyk Sherno
, Malu Malhotra
, Joshua E. Roberts
-
Implementing Emergency Paid Sick and Expanded Family and Medical Leave
8 April 2020
Jyotin Hamid
, Tricia Bozyk Sherno
, Katie R. Aber
-
Proposed Regulations Update Landscape for Life Insurance Tax Reserve Deductions
8 April 2020
Peter F.G. Schuur
, Robert Nelson-Sullivan
, Daniel Priest
, Lena E. Smith
-
COVID-19 and Private Equity: Portfolio Company and Fund Governance Practices in the Time of COVID
8 April 2020
Robert B. Kaplan
, M. Natasha Labovitz
, Sidney P. Levinson
, Julie M. Riewe
, Shannon Rose Selden
, Jonathan R. Tuttle
-
International Comparative Legal Guide to Lending & Secured Finance 2020: Liability Management
7 April 2020
International Comparative Legal Guide to Lending & Secured Finance 2020
Scott B. Selinger
-
Update Regarding Public Health and Social Services Emergency Fund
6 April 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
-
SEC Shows Continued Willingness to Award Compliance Whistleblowers
3 April 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Ada Fernandez Johnson
, Suzanne Zakaria
-
Projecting Performance in the Age of COVID-19
3 April 2020
Michael Diz
, Gregory V. Gooding
, Matthew E. Kaplan
, Sue Meng
, William D. Regner
, Jeffrey J. Rosen
-
UK Supreme Court Rules Employer Not Liable for Rogue Employee’s Malicious Data Breach
3 April 2020
Karolos Seeger
, Jane Shvets
, Jeremy Feigelson
, Christopher Garrett
, Robert Maddox
-
Employer Considerations Related to Health and Safety of Workers during Covid-19 Outbreak
2 April 2020
Jyotin Hamid
, Tricia Bozyk Sherno
-
Legal Considerations for Layoffs, Furloughs, and Reduction of Workforce in the Wake of COVID-19
31 March 2020
Lawrence K. Cagney
, Jyotin Hamid
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, Tricia Bozyk Sherno
, J. Michael Snypes, Jr.
-
Congress and Financial Regulators: Responses to COVID-19
31 March 2020
Satish M. Kini
, Gregory J. Lyons
, Jeff Robins
, Sandeep S. Dhaliwal
, Danjie Fang
, Chen Xu
-
CARES Act: Implications for PE-Sponsored Portfolio Companies
31 March 2020
Matthew E. Kaplan
, Jeffrey E. Ross
, Sunil William Savkar
, Peter F.G. Schuur
, Scott B. Selinger
, Steven J. Slutzky
, Will C. Giles
, Zahra J. Khosrovi Sowder
-
COVID-19 and Private Equity: The Impact of Financing Disruptions on Private Equity Portfolio Companies and Funds
31 March 2020
Jonathan Adler
, Jeffrey E. Ross
, Kevin M. Schmidt
, Scott B. Selinger
, Rebecca F. Silberstein
, Thomas Smith
-
The Federal Government Throws a Lifeline to Medicare Providers and Suppliers
30 March 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Melissa Runsten
-
Present Tense: Allocating the Evolving Risk of COVID-19 in M&A Transactions
30 March 2020
Jennifer L. Chu
, Michael Diz
, Gregory V. Gooding
, Sue Meng
, William D. Regner
, Kevin Rinker
, Jeffrey J. Rosen
-
CARES Act: Implications for Healthcare and Life Science Companies and Investors
27 March 2020
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Melissa Runsten
-
SEC Extends Relief Period for Late Disclosure Reports and Updates Coronavirus-Related Disclosure Guidance
26 March 2020
Morgan J. Hayes
, Eric T. Juergens
, Matthew E. Kaplan
, Peter J. Loughran
, Paul M. Rodel
, Steven J. Slutzky
-
SEC Extends Exemptive Relief and Provides Additional Guidance for Advisers Affected by COVID-19
26 March 2020
Kenneth J. Berman
, Marc Ponchione
, Gregory T. Larkin
, Norma Angelica Freeland
-
CARES Act — Fiscal Response to COVID-19
26 March 2020
Lawrence K. Cagney
, Gary M. Friedman
, Peter A. Furci
, Rafael Kariyev
, Franklin L. Mitchell
, Peter F.G. Schuur
, Will C. Giles
, Courtney Bradford Pike
-
SEC Enforcement Co-Directors Address Important Issues of Market Integrity
25 March 2020
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Matthew E. Kaplan
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Ada Fernandez Johnson
, Jonathan M. DeMars
-
Federal Reserve Establishes New Facility to Provide Credit Support to Corporate Issuers
24 March 2020
Morgan J. Hayes
, Matthew E. Kaplan
, Jeffrey E. Ross
, Joshua M. Samit
, Zahra J. Khosrovi Sowder
, Priya Soni
, Chen Xu
-
Stay-At-Home Orders and Essential Businesses during the COVID-19 Pandemic
24 March 2020
Jyotin Hamid
, Tricia Bozyk Sherno
, Malu Malhotra
, Joshua E. Roberts
-
Financial Regulator Responses to COVID-19
23 March 2020
Satish M. Kini
, Gregory J. Lyons
, Jeff Robins
, Chen Xu
-
COVID-19: Three Data Protection Tips for the EU and the UK
23 March 2020
Jeremy Feigelson
, Avi Gesser
, Jane Shvets
, Alexandre Bisch
, Fanny Gauthier
, Robert Maddox
, Dr. Friedrich Popp
-
Administering to Equity Compensation Programs Impacted by COVID-19
20 March 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, J. Michael Snypes, Jr.
, Tricia Bozyk Sherno
-
New York Adopts Sick Leave and Job Protections for Employees under Quarantine and Isolation Orders Due to COVID-19
20 March 2020
Jyotin Hamid
, Tricia Bozyk Sherno
, Ashley V. Hahn
-
The Return of the ILC: The FDIC Issues a Proposal and Approval Orders
20 March 2020
Satish M. Kini
, Gregory J. Lyons
, David G. Sewell
, Clare K. Lascelles
, Brenna Rae Glanville
-
Delaware Supreme Court Upholds Federal-Forum Provisions for Securities Act Claims
20 March 2020
Matthew E. Kaplan
, Peter J. Loughran
, Maeve O'Connor
, William D. Regner
, Jonathan R. Tuttle
, Elliot Greenfield
, Michael W. Gramer
-
Debevoise Debrief—SEC Issues Relief from CAT Reporting Requirements in Light of the COVID-19 Outbreak
19 March 2020
Jeff Robins
, Danjie Fang
, Clare K. Lascelles
-
Coronavirus Response Act Signed Into Law: Employers’ New Obligations Regarding Paid Sick Leave and FMLA Amendments
19 March 2020
Jyotin Hamid
, Tricia Bozyk Sherno
, Katie R. Aber
, Joshua E. Roberts
-
California AG Updates Draft CCPA Regulations (Again)
19 March 2020
Jeffrey P. Cunard
, Luke Dembosky
, Jeremy Feigelson
, Avi Gesser
, Henry Lebowitz
, Jim Pastore
, Lisa Zornberg
-
U.S. Contractual “Outs” and COVID-19: Force Majeure, Material Adverse Effect and Frustration of Contract
19 March 2020
John S. Kiernan
, Shannon Rose Selden
, William H. Taft V
, Erich O. Grosz
, Joshua B. Pickar
, Clifton B. Fels
-
COVID-19: Implications for Disclosure and Corporate Governance in the EU and UK
19 March 2020
James C. Scoville
, Vera Losonci
, Laurence Hanesworth
-
Canadian Supreme Court Opens Door to Corporate Liability for Human Rights Abuses Abroad
19 March 2020
Catherine Amirfar
, Ezra Borut
, Donald Francis Donovan
, Lord Goldsmith QC
, Mark Johnson
, Ina C. Popova
, David W. Rivkin
, Samantha J. Rowe
, Patrick Taylor
, Natalie L. Reid
, Sebastian Dutz
, Justin R. Rassi
, Guilherme Recena Costa
-
COVID-19: FDA Developments and Legal Considerations for Healthcare and Life Science Companies and Investors
17 March 2020
Mark P. Goodman
, Maura Kathleen Monaghan
, Paul D. Rubin
, Jacob W. Stahl
, Suchita Mandavilli Brundage
, Melissa Runsten
-
U.S. Legal Considerations for Remote Work Arrangements in the Wake of COVID-19
17 March 2020
Tricia Bozyk Sherno
, Jyotin Hamid
, Avi Gesser
, Jeremy Feigelson
-
Debevoise Coronavirus Checklists – Coronavirus Disclosure
16 March 2020
Eric T. Juergens
, Peter J. Loughran
, Paul M. Rodel
-
SEC Extends Form ADV and Form PF Deadlines for Advisers Affected by COVID-19
16 March 2020
Kenneth J. Berman
, Marc Ponchione
, Gregory T. Larkin
, Norma Angelica Freeland
-
Debevoise Coronavirus Resource Center Collates Latest Insights and Resources
16 March 2020
Jennifer L. Chu
, Lord Goldsmith QC
, Mark Johnson
, John S. Kiernan
, Jonathan E. Levitsky
, Peter J. Loughran
, Jeffrey E. Ross
, Shannon Rose Selden
-
Financial Regulatory Agencies Issue Guidance and Call for Industry Preparedness Plans as the COVID-19 Outbreak Unfolds
13 March 2020
Satish M. Kini
, Gregory J. Lyons
, Jeff Robins
, Will C. Giles
, Alison M. Hashmall
, David G. Sewell
, Courtney Bradford Pike
, David C. Saltzman
-
Debevoise Coronavirus Checklists – U.S. Employer Considerations
13 March 2020
Jyotin Hamid
, Meir D. Katz
, Tricia Bozyk Sherno
-
Debevoise Alert – DFS Seeking Coronavirus Plans and Business Interruption Information from New York Insurers
11 March 2020
Eric R. Dinallo
, Marilyn A. Lion
, Nicholas F. Potter
, Eugene Benger
-
Debevoise Coronavirus Checklists—Cybersecurity
10 March 2020
Luke Dembosky
, Jeremy Feigelson
, Avi Gesser
, Jim Pastore
, Lisa Zornberg
, Tricia Bozyk Sherno
, Hilary Davidson
, Christopher S. Ford
-
Pay Equity Update: Taking into Account Salary History in Setting Pay
9 March 2020
Lawrence K. Cagney
, Jyotin Hamid
, Meir D. Katz
, Tricia Bozyk Sherno
-
Private Equity Secondaries Market Adapts to COVID-19
9 March 2020
Andrew M. Ahern
, Gavin Anderson
, Katherine Ashton
, Ezra Borut
, Geoffrey P. Burgess
, E. Drew Dutton
, Jane Engelhardt
, John W. Rife III
, Andrew C. Rearick
, David J. Schwartz
-
Ninth Circuit Decision Increases Risk of RICO Economic Loss Claims Against Pharmaceutical Manufacturers and Highlights Evolving Circuit Split
6 March 2020
Mark P. Goodman
, Maura Kathleen Monaghan
, Kristin D. Kiehn
, J. Robert Abraham
, Joshua E. Roberts
, Caroline Zielinski
-
Blueprint One Update—Lloyd’s Outlines Its Priorities for the First Phase of the Future at Lloyd’s
5 March 2020
James C. Scoville
, Benjamin Lyon
, Clare Swirski
, Sarah Hale
, Katie Power
-
In re: Marriott International Inc., Customer Data Security Breach Litigation
27 February 2020
Luke Dembosky
, Jeremy Feigelson
, Avi Gesser
, Jim Pastore
, Lisa Zornberg
, Suchita Mandavilli Brundage
-
The Review of Securities & Commodities Regulation: Caremark Claims: “Mission Critical” Compliance Risks and a Board’s Duty to Monitor
26 February 2020
The Review of Securities & Commodities Regulation
Maeve O'Connor
, Elliot Greenfield
, Tristan M. Ellis
-
Fifteen Ways to Reduce Regulatory and Reputational Risks for Your AI-Powered Applications – Lessons from Recent Court Decisions and Regulatory Activity
20 February 2020
Jeffrey P. Cunard
, Luke Dembosky
, Avi Gesser
, Henry Lebowitz
, Jim Pastore
, Lisa Zornberg
, Anna R. Gressel
, Steven Tegrar
-
IP Watchdog: New USPTO Trademark Rules Seek to Streamline Filing and Crack Down on Fraud, But Could Increase Spam
17 February 2020
IP Watchdog
Megan K. Bannigan
, Christopher S. Ford
, Marissa MacAneney
-
Annual Filing, Notice and Reporting Requirements for Private Fund Sponsors
13 February 2020
Jonathan Adler
, Andrew M. Ahern
, Kenneth J. Berman
, Lorna Bowen
, Jane Engelhardt
, Andrew Ford
, Marc Ponchione
, David J. Schwartz
, Rebecca F. Silberstein
, Justin Storms
, Jason Auerbach
, Cate H. Bae
, Jennifer Graff
, Gregory T. Larkin
, Anne-Lise Quach
, Norma Angelica Freeland
-
Proposed Modifications to CCPA Regulations - Top Takeaways
12 February 2020
Jeffrey P. Cunard
, Luke Dembosky
, Jeremy Feigelson
, Avi Gesser
, Jim Pastore
, Javier Alvarez-Oviedo
, H Jacqueline Brehmer
, Christopher S. Ford
-
Indian Pharma: Congress and FDA Continue Scrutiny of Foreign Drug Companies with Heightened Focus on Companies Located in India
12 February 2020
Andrew L. Bab
, Geoffrey P. Burgess
, Jennifer L. Chu
, Kevin Rinker
, Paul D. Rubin
, Suchita Mandavilli Brundage
, Melissa Runsten
-
The Practical Implications of the National Securities Clearing Corporation’s New Cybersecurity Rules
7 February 2020
Luke Dembosky
, Jeremy Feigelson
, Avi Gesser
, Jim Pastore
, Julie M. Riewe
, Paul M. Rodel
, Lisa Zornberg
, H Jacqueline Brehmer
-
Fed Vice Chair Quarles Calls for Significant Changes to the Supervisory Process: Implications and Open Questions for the Banking Industry
6 February 2020
Satish M. Kini
, Gregory J. Lyons
, Will C. Giles
, Alison M. Hashmall
, David G. Sewell
-
SEC’s New Cyber Observations Highlight Operational Resiliency
4 February 2020
Luke Dembosky
, Jeremy Feigelson
, Avi Gesser
, Robert B. Kaplan
, Jim Pastore
, Julie M. Riewe
, Lisa Zornberg
, H Jacqueline Brehmer
, Stephanie M. Cipolla
, Christopher S. Ford
-
Volcker Rule 2.0: Covered Funds Proposal
31 January 2020
Satish M. Kini
, Gregory J. Lyons
, Marc Ponchione
, Alison M. Hashmall
, Sandeep S. Dhaliwal
, Isabel Espinosa de los Reyes
, Chen Xu
-
Federal Reserve Finalizes Revised Control Framework: Initial Reactions
31 January 2020
Satish M. Kini
, Gregory J. Lyons
, Will C. Giles
, Alison M. Hashmall
, David G. Sewell
, Andrew Field
-
UK Withdrawal from the EU—the Changing Landscape for UK Firms
31 January 2020
Katherine Ashton
, Patricia Volhard
, Jin-Hyuk Jang
, John Young
-
FTC Announces Annual Adjustments to HSR Act and Clayton Act Section 8 Thresholds
29 January 2020
Ted Hassi
, Michael Schaper
, Kyra K. Bromley
, Erica S. Weisgerber
, Leah Martin
-
SEC Proposes to Subject Proxy Voting Advice to U.S. Federal Proxy Rules
24 January 2020
BNY Mellon
Matthew E. Kaplan
, Joshua M. Samit
-
Pressure Mounts on Iran as U.S. Expands Sanctions and EU States Trigger Iran Nuclear Deal Snapback Mechanism
22 January 2020
Satish M. Kini
, Jane Shvets
, Carl Micarelli
, Konstantin Bureiko
, Robert T. Dura
, Jonathan R. Wong
-
Agencies Finalize Changes to Resolution Planning Requirements
21 January 2020
Satish M. Kini
, Gregory J. Lyons
, Will C. Giles
, Alison M. Hashmall
, Sandeep S. Dhaliwal
, Jonathan Steinberg
, Chen Xu
-
Modernizing Advertising Rule
17 January 2020
Kenneth J. Berman
, Jennifer Graff
, Gregory T. Larkin
, Norma Angelica Freeland
-
International Space Law: A New Frontier of Risk
17 January 2020
Catherine Amirfar
, Natalie L. Reid
, Carl Micarelli
, Sebastian Dutz
, Merryl Lawry-White
, William C. Mattessich
-
2020 OCIE Priorities: Private Equity Remains Area of Interest, Focus on Retail and New SEC and Market-Wide Developments
15 January 2020
Kenneth J. Berman
, Andrew J. Ceresney
, Luke Dembosky
, Robert B. Kaplan
, Jim Pastore
, Julie M. Riewe
, Jeff Robins
, Jonathan R. Tuttle
, James B. Amler
, Gregory T. Larkin
, Norma Angelica Freeland
-
NFA Announces Launch of Swaps Proficiency Requirements
13 January 2020
Byungkwon Lim
, Gary E. Murphy
-
SEC Proposes Changes to Accredited Investor Definition—But Are More Changes Coming?
13 January 2020
Kenneth J. Berman
, Gregory T. Larkin
, Norma Angelica Freeland
-
SEC Adopts Final Set of Rules to Start the Clock for Registration of Security-Based Swap Dealers
8 January 2020
Jeff Robins
, Emilie T. Hsu
, Gary E. Murphy
, Sandeep S. Dhaliwal
-
SEC Proposes Updates to Auditor Independence Requirements
7 January 2020
Arian M. June
, Matthew E. Kaplan
, Paul M. Rodel
, Steven J. Slutzky
, Jonathan R. Tuttle
-
What the Bipartisan Budget Agreement Means for the Healthcare Industry and Life Sciences Companies
23 December 2019
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Ted Hassi
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
, Leah Martin
-
2019/2020 Private Equity Year-End Review and Outlook
19 December 2019
Jonathan Adler
, Christopher Anthony
, Kenneth J. Berman
, Lorna Bowen
, Andrew J. Ceresney
, William Y. Chua
, Alan J. Davies
, Andrew Ford
, Robert B. Kaplan
, Pierre Maugüé
, Julie M. Riewe
, John W. Rife III
, Samantha J. Rowe
, Scott B. Selinger
, Thomas Smith
, Patricia Volhard
, Richard Ward
, Gregory T. Larkin
, Jin-Hyuk Jang
, John Young
, Dominic Blaxill
, Conway Blake
, Tom Cornell
, Paul Eastham
, Michelle Gilmore
, Felix Paterson
-
Treasury Drops the BEAT—Final Base Erosion and Anti-Abuse Tax Regulations
11 December 2019
Gary M. Friedman
, Peter A. Furci
, Peter F.G. Schuur
, Lillian Jo Aston
, Samuel M. Duncan
, Robert Nelson-Sullivan
, Cameron E. Rotblat
-
Governance Round-Up Issue 11
10 December 2019
Matthew E. Kaplan
, William D. Regner
, Jeffrey J. Rosen
, Steven J. Slutzky
, Joshua M. Samit
, C. Chloe Orlando
-
UK and European Insurance Regulatory Update
9 December 2019
James C. Scoville
, Clare Swirski
, Benjamin Lyon
, Sarah Hale
, Katie Power
-
States Increase Scrutiny of Independent Contractor Usage
26 November 2019
Lawrence K. Cagney
, Jyotin Hamid
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, Elizabeth Pagel Serebransky
, Justin C. Ferrone
, Tricia Bozyk Sherno
-
SEC Annual Report on Whistleblowers Shows Tips Received Leveling Off
20 November 2019
Arian M. June
, Jonathan R. Tuttle
, Ada Fernandez Johnson
-
2020 Proxy Advisor Voting Guidelines: What to Watch For
19 November 2019
Matthew E. Kaplan
, Paul M. Rodel
, Joshua M. Samit
, Jonathan C. Miu
, C. Chloe Orlando
-
Have Your Say on CCPA
18 November 2019
Jeffrey P. Cunard
, Luke Dembosky
, Jeremy Feigelson
, Maura Kathleen Monaghan
, Jim Pastore
-
IAIS Adopts Global Supervision Framework
18 November 2019
Alexander R. Cochran
, E. Drew Dutton
, David Grosgold
, Thomas M. Kelly
, Marilyn A. Lion
, Edwin Northover
, Nicholas F. Potter
, James C. Scoville
, John M. Vasily
, Benjamin Lyon
, Clare Swirski
, Jan Buschmann
, Risa B. Gordon
, Sarah Hale
, Katie Power
-
Transitioning from LIBOR—Some Key Considerations
14 November 2019
Michael Bolotin
, Jeff Robins
, Jeffrey E. Ross
, Sunil William Savkar
, Ramya S. Tiller
, Emilie T. Hsu
, Joshua M. Samit
-
ISS Sues SEC to Set Aside Guidance Subjecting Proxy Advisors to Proxy Rules
12 November 2019
Matthew E. Kaplan
, William D. Regner
, Joshua M. Samit
, Carolina de Barros
-
SEC Proposes New Rules on Proxy Voting Advice and Shareholder Proposals
12 November 2019
Matthew E. Kaplan
, Peter J. Loughran
, William D. Regner
, Paul M. Rodel
, Carolina de Barros
, Milan Udawatta
, Ezra Newman
-
SEC’s Division of Enforcement 2019 Annual Report Presents Strong Enforcement Results
7 November 2019
Kara Brockmeyer
, Andrew J. Ceresney
, Arian M. June
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, James B. Amler
, Ada Fernandez Johnson
-
Major Changes Coming to the Advertising Rule?
6 November 2019
Kenneth J. Berman
, Gregory T. Larkin
, Norma Angelica Freeland
-
New Prudential Framework for Domestic and Foreign Banking Organizations
1 November 2019
Satish M. Kini
, Gregory J. Lyons
, Jeff Robins
, Will C. Giles
, Alison M. Hashmall
, David G. Sewell
-
USDA Issues Long-Awaited Hemp Production Regulations
31 October 2019
Satish M. Kini
, Paul D. Rubin
, David Sarratt
, David G. Sewell
, Andrew Field
, Melissa Runsten
-
Accounting and Financial Reporting Enforcement Round-Up
28 October 2019
Andrew J. Ceresney
, Matthew E. Kaplan
, Jonathan R. Tuttle
, Arian M. June
, Mark D. Flinn
, Jonathan M. DeMars
-
Delaware Court of Chancery Sustains Failure to Monitor Caremark Claim
22 October 2019
Mark P. Goodman
, Maura Kathleen Monaghan
, Jonathan R. Tuttle
, Paul D. Rubin
, Ada Fernandez Johnson
, Jacob W. Stahl
, Tara P. Ganapathy
-
Sanctions Alert Issue 54
22 October 2019
Alan Kartashkin
, Satish M. Kini
, David A. O'Neil
, Jane Shvets
, Carl Micarelli
, Konstantin Bureiko
, Robert T. Dura
-
Solar Arbitrations: A Year in Review
22 October 2019
Catherine Amirfar
, Merryl Lawry-White
, Rhianna Hoover
-
EIOPA Reveals Proposed Solvency II Reforms
21 October 2019
James C. Scoville
, Clare Swirski
, Benjamin Lyon
, Sarah Hale
, Katie Power
-
Prudential plc and Rothesay Submit Their Appeal on the Blocked £12 Billion Part VII Transfer
16 October 2019
James C. Scoville
, Benjamin Lyon
, Clare Swirski
, Sarah Hale
, Katie Power
-
U.K. and U.S. Sign Landmark Cross-Border Data Sharing Agreement
9 October 2019
Jeremy Feigelson
, Karolos Seeger
, Jane Shvets
, Robin Lööf
, Robert Maddox
, Alma M. Mozetič
-
SEC Extends “Testing-the-Waters” to All Issuers
1 October 2019
Eric T. Juergens
, Matthew E. Kaplan
, Peter J. Loughran
, Paul M. Rodel
, Devon Klein
-
Marvell Technology Pays $5.5 Million to Settle SEC Charges of “Pull-In” Scheme
October 2019
-
Engine Manufacturing Executives Charged in Fraudulent Revenue Recognition Scheme
October 2019
-
RSM Settles Auditor Independence Violations
October 2019
-
Deloitte Japan Settles Auditor Independence Allegations
October 2019
-
Court Orders Cryptocurrency Firm to Pay $6.8 Million for Falsifying Revenue and Fraudulently Securing NASDAQ Listing
October 2019
-
SEC Charges PwC and Partner with Violating Auditor Independence Rules
October 2019
-
Media Analytics Firm and Former CEO Settle Revenue Recognition Charges
October 2019
-
SEC and DOJ Charge REIT and Four Former Executives with Manipulating Non-GAAP Measures
October 2019
-
Bancorp and Two Executives Settle Charges Related to Loan Impairment Allowances
October 2019
-
SEC Charges Six Individuals with Misrepresenting and Overvaluing Clean Energy Projects
October 2019
-
KPMG Agrees to $50 Million Settlement for Using Stolen PCAOB Data and Cheating on Training Exams
October 2019
-
Final Federal Rule to Increase Overtime Salary Thresholds
27 September 2019
Lawrence K. Cagney
, Jyotin Hamid
, Meir D. Katz
, Jonathan F. Lewis
, Franklin L. Mitchell
, Elizabeth Pagel Serebransky
, Tricia Bozyk Sherno
-
U.S. House of Representatives Passes the SAFE Banking Act
26 September 2019
Satish M. Kini
, Paul D. Rubin
, David Sarratt
, David G. Sewell
, Andrew Field
-
TMT Insights: What Is On The Horizon For Export Controls on “Emerging Technologies”? Industry Comments May Hold A Clue
23 September 2019
Jeffrey P. Cunard
, Michael Diz
, Jonathan E. Levitsky
, Jim Pastore
, Michael Schaper
, Anna R. Gressel
-
Congressional Investigation Highlights Potential Risks for Private Equity Healthcare Investments
19 September 2019
Andrew L. Bab
, Jennifer L. Chu
, Maura Kathleen Monaghan
, David A. O'Neil
, Kevin Rinker
, Paul D. Rubin
, Kevin M. Schmidt
, Jacob W. Stahl
-
Key Duties of International Investment Arbitrators: A Transnational Study of Legal and Ethical Dilemmas
18 September 2019
Ina C. Popova
, Berglind Halldorsdottir Birkland
-
Not With a Bang But a Whimper: At the Deadline, Minor Amendments to the California Consumer Privacy Act
18 September 2019
Jeffrey P. Cunard
, Luke Dembosky
, Jeremy Feigelson
, Maura Kathleen Monaghan
, Jim Pastore
, Jane Shvets
, Emily Rebecca Hush
-
Failure to Prevent a Business Email Compromise, and to Notify Customers of It, Gives Rise to Sanctions Against Victim Company
18 September 2019
Luke Dembosky
, Jeremy Feigelson
, Jim Pastore
, Christopher S. Ford
-
OFAC Amends Cuba Sanctions to Prohibit U-turn Transactions and Restrict Remittances
17 September 2019
Robert T. Dura
, Satish M. Kini
, Carl Micarelli
, Jane Shvets
, David G. Sewell
, Jonathan R. Wong
-
Volcker Rule 2.0: A Detailed Summary of Final Rule Round 1
16 September 2019
Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
, Andrew Field
, Chen Xu
-
SEC Provides New Guidance on Proxy Voting Advice
28 August 2019
Matthew E. Kaplan
, William D. Regner
, Paul M. Rodel
, Joshua M. Samit
, Milan Udawatta
-
In the Best Interests of a Client: Proxy Voting and the Retention of Advisory Firms
28 August 2019
Kenneth J. Berman
, William D. Regner
, Norma Angelica Freeland
-
President Trump Announces New Sanctions Against China? Not Yet.
28 August 2019
Satish M. Kini
, Carl Micarelli
, David G. Sewell
, Robert T. Dura
-
Seventh Circuit Strikes a Blow Against the FTC’s Preferred Enforcement Power
28 August 2019
David H. Bernstein
, Luke Dembosky
, Jeremy Feigelson
, Ted Hassi
, Paul D. Rubin
, Leah Martin
, Melissa Runsten
-
Aviation Industry and Iran-Related Sanctions: Be Mindful of Deceptive Practices
26 August 2019
Geoffrey P. Burgess
, Alan Kartashkin
, Jane Shvets
, Dmitry A. Karamyslov
, Carl Micarelli
, David G. Sewell
, Konstantin Bureiko
, Tamara S. Kulyk
, Dmitry S. Stakheev
-
NAIC 2019 Summer National Meeting Highlights
23 August 2019
Alexander R. Cochran
, Thomas M. Kelly
, Marilyn A. Lion
, Nicholas F. Potter
, Eugene Benger
, Risa B. Gordon
, Matthew B. Parelman
, Leron Solomon
-
SEC Charges Pharmaceutical Company for Violation of Regulation FD, Reinforcing Need to Establish Policies for Handling Material Non-Public Information
23 August 2019
Andrew J. Ceresney
, Paul M. Rodel
, Paul D. Rubin
, Jonathan R. Tuttle
, Ada Fernandez Johnson
, Laura E. O'Neill
, Melissa Runsten
-
Volcker Rule: Version 2.0, Final Rule Round 1
21 August 2019
Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
, Andrew Field
, Chen Xu
-
Kisor v. Wilkie: A New Limit on Agency Deference and Its Implications for Banking Organizations
15 August 2019
Will C. Giles
-
Governance Round-Up Issue 10
12 August 2019
Matthew E. Kaplan
, William D. Regner
, Jeffrey J. Rosen
, Steven J. Slutzky
, Joshua M. Samit
, C. Chloe Orlando
-
United States Adopts Second Round of CBW Sanctions Targeting Russia
9 August 2019
Satish M. Kini
, Carl Micarelli
, Jane Shvets
, Robert T. Dura
, David G. Sewell
, Konstantin Bureiko
, Alan Kartashkin
, Anastasia M. Magid
, Jonathan Steinberg
-
United States Sanctions the Venezuelan Government Controlled by the Maduro Regime
8 August 2019
Satish M. Kini
, Carl Micarelli
, Jane Shvets
, Robert T. Dura
, David G. Sewell
, Konstantin Bureiko
, Alan Kartashkin
-
Chambers Practice Guides - Private Equity: USA 2019
6 August 2019
Chambers Practice Guides - Private Equity
Jonathan Adler
, Christopher Anthony
, Julie M. Riewe
, Steven J. Slutzky
-
Volcker Rule: Regulatory Relief Act Changes and Two-Year Extension of SOTUS Opt-in Relief
29 July 2019
Gregory J. Lyons
, Satish M. Kini
, Alison M. Hashmall
, Chen Xu
-
New York Updates Data Breach Notification Law and Imposes “Reasonable Security” Requirement
29 July 2019
Luke Dembosky
, Jeremy Feigelson
, Jim Pastore
, Stephanie M. Cipolla
, Christopher S. Ford
, Alexandra P. Swain
-
2019 Private Equity Midyear Review and Outlook
23 July 2019
Jonathan Adler
, Christopher Anthony
, Kenneth J. Berman
, Andrew J. Ceresney
, Jeffrey P. Cunard
, Andrew Ford
, Peter A. Furci
, Morgan J. Hayes
, Robert B. Kaplan
, Rafael Kariyev
, Julie M. Riewe
, John W. Rife III
, Shannon Rose Selden
, Scott B. Selinger
, Thomas Smith
, Steven J. Slutzky
, Ramya S. Tiller
, Patricia Volhard
, Jin-Hyuk Jang
, Gregory T. Larkin
, Michael P. McGuigan
, John Young
, Almas Daud
, Anna R. Gressel
, Samuel D. Krawiecz
, Felix Paterson
-
Proposed £99 Million Marriott GDPR Data Breach Fine Underscores Importance of Cybersecurity in M&A
16 July 2019
Jeffrey P. Cunard
, Luke Dembosky
, Jeremy Feigelson
, Jim Pastore
, Paul M. Rodel
, Jane Shvets
, Keith J. Slattery
, Stephanie M. Cipolla
, Christopher Garrett
, Robert Maddox
-
DOJ Antitrust Announces New Policies on Antitrust Compliance Programs
15 July 2019
Daniel M. Abuhoff
, Ted Hassi
, Gary W. Kubek
, Michael Schaper
, Bruce E. Yannett
, Erica S. Weisgerber
, Leah Martin
-
FATF Guidance on AML Regulations Poses Significant Challenges to Crypto Industry
12 July 2019
Byungkwon Lim
, Anna V. Maximenko
, Gary E. Murphy
, Elena Klutchareva
, Evgenii A. Lebedev
, Dr. Friedrich Popp
-
Court Strikes Down Regulation Requiring Price Disclosure in TV Ads for Prescription Drugs
11 July 2019
Andrew L. Bab
, David H. Bernstein
, Jeremy Feigelson
, Jyotin Hamid
, Maura Kathleen Monaghan
, Paul D. Rubin
, Jacob W. Stahl
, Caroline Zielinski
-
ICO Proposes £183m Fine for British Airways GDPR Breach
9 July 2019
Luke Dembosky
, Jeremy Feigelson
, Jim Pastore
, Dr. Thomas Schürrle
, Jane Shvets
, Alexandre Bisch
, Stephanie M. Cipolla
, Christopher Garrett
, Robert Maddox
, Dr. Friedrich Popp
-
Loi PACTE: French Regulator Implements an Innovative Legal Framework for ICOs
8 July 2019
Byungkwon Lim
, Gary E. Murphy
, Philippe Tengelmann
, Clarisse Hannotin
, Rosanne Lariven
-
Federal Reserve Board Proposes Revisions to Clarify and Modernize the Rules Governing Confidential Supervisory Information and FOIA Requests
25 June 2019
Satish M. Kini
, Gregory J. Lyons
, Will C. Giles
, Alison M. Hashmall
, David G. Sewell
, Jonathan Steinberg
-
House Financial Services Committee Considers Legislation that Would Make SEC Waivers More Difficult for Parties Settling with the Commission
24 June 2019
Kenneth J. Berman
, Kara Brockmeyer
, Andrew J. Ceresney
, Matthew E. Kaplan
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, James B. Amler
-
Fiduciary Duties and Regulation Best Interest
18 June 2019
Kenneth J. Berman
, Robert B. Kaplan
, Jeff Robins
, Danjie Fang
, Norma Angelica Freeland
, Gregory T. Larkin
, Alexandra N. Mogul
-
Fiduciary Duties: The SEC Weighs In Again
18 June 2019
Kenneth J. Berman
, Rebecca F. Silberstein
, Gregory T. Larkin
, Norma Angelica Freeland
-
Key Takeaways on Data Privacy and Big Data from the National Association of Attorneys General Consumer Protection Conference
7 June 2019
Courtney M. Dankworth
, Luke Dembosky
, Jeremy Feigelson
, Jim Pastore
, Christopher S. Ford
, Alexandra P. Swain
-
Consumer Financial Protection Bureau Releases Rules for Comprehensive Reform of Debt Collection Industry
3 June 2019
Courtney M. Dankworth
, Mary Beth Hogan
, Gregory J. Lyons
, David Imamura
, Alexandra N. Mogul
-
FCPA Update May 2019
30 May 2019
Kara Brockmeyer
, Andrew M. Levine
, Karolos Seeger
, Jane Shvets
, Jonathan R. Tuttle
, Robin Lööf
, Philip Rohlik
, Alma M. Mozetič
-
Applying the Bank Secrecy Act Framework to Convertible Virtual Currency: FinCEN Issues Guidance and Clarifies Expectations
28 May 2019
Satish M. Kini
, Byungkwon Lim
, Gary E. Murphy
, David G. Sewell
, Robert T. Dura
, Jonathan Steinberg
-
SEC Proposes to Eliminate Auditor Attestation Requirement for Low-Revenue Reporting Companies
23 May 2019
Andrew L. Bab
, Morgan J. Hayes
, Matthew E. Kaplan
, Peter J. Loughran
, Paul M. Rodel
, Steven J. Slutzky
, Eric T. Juergens
, Devon Klein
-
10 Things U.S. Criminal Defense Lawyers Should Know About Defending a Case in France
22 May 2019
Antoine F. Kirry
, Frederick T. Davis
, Alexandre Bisch
, Robin Lööf
, Alice Stosskopf
, Fanny Gauthier
-
Supreme Court: Trademark Licensees Can Use Trademarks Even after Licensor Rejects License in Bankruptcy
20 May 2019
Jasmine Ball
, David H. Bernstein
, Jeffrey P. Cunard
, Jeremy Feigelson
, Henry Lebowitz
, Jared I. Kagan
, Elie J. Worenklein
-
CMS Issues Final Rule Requiring Disclosure of Drug and Biologic “List Prices” in Television Advertisements: Challenges Associated with Lanham Act Enforcement and First Amendment Implications
16 May 2019
David H. Bernstein
, Jeremy Feigelson
, Jyotin Hamid
, Paul D. Rubin
, Jacob W. Stahl
, Michael Compton McGregor
, Melissa Runsten
-
The Future at Lloyd’s – The World’s Leading Insurance Marketplace
16 May 2019
Alexander R. Cochran
, E. Drew Dutton
, David Innes
, Nicholas F. Potter
, James C. Scoville
, Clare Swirski
, John M. Vasily
, Benjamin Lyon
, Sarah Hale
-
Proposed Regulations on Foreign Partner’s Interest Sale — What Sponsors Should Know About Withholding
15 May 2019
Michael Bolotin
, Peter A. Furci
, Rafael Kariyev
, Yehuda Y. Halpert
, Molly Bailey Klinghoffer
-
New U.S. Sanctions Target Non-U.S. Firms’ Transactions with Iran’s Metals Sector
13 May 2019
Alan Kartashkin
, Satish M. Kini
, Jane Shvets
, Will C. Giles
, Carl Micarelli
, David G. Sewell
, Robert T. Dura
, Andrew Field
-
EMIR Refit Regulation – Impact on Asset Managers
13 May 2019
Byungkwon Lim
, Jeff Robins
, Patricia Volhard
, Emilie T. Hsu
, John Young
-
OFAC Guidance and Recent Enforcement Actions: A Road Map for Compliance with U.S. Sanctions
9 May 2019
Alan Kartashkin
, Satish M. Kini
, Jane Shvets
, Will C. Giles
, Carl Micarelli
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Robert T. Dura
, Andrew Field
-
Corporate Board Practices in the Russell 3000 and S&P 500: Recent Trends and Developments
7 May 2019
Paul M. Rodel
, C. Chloe Orlando
-
District Court Opinion Criticizes Government “Outsourcing” of Investigations
6 May 2019
Helen V. Cantwell
, Andrew J. Ceresney
, David A. O'Neil
, Mary Beth Hogan
, Mary Jo White
, Bruce E. Yannett
, Lisa Zornberg
, Erich O. Grosz
-
DOJ Updates Guidance on Evaluating Corporate Compliance Programs
3 May 2019
Kara Brockmeyer
, Helen V. Cantwell
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, David Sarratt
, Jonathan R. Tuttle
, Mary Jo White
, Bruce E. Yannett
, Lisa Zornberg
-
The California Consumer Privacy Act: Compliance Strategies for Financial Institutions
2 May 2019
Luke Dembosky
, Jeremy Feigelson
, Satish M. Kini
, Maura Kathleen Monaghan
, Jim Pastore
, Jane Shvets
-
U.S. Supreme Court Limits Class Arbitration
1 May 2019
Catherine Amirfar
, Donald Francis Donovan
, Mark W. Friedman
, Jyotin Hamid
, Ted Hassi
, Ina C. Popova
, Dietmar W. Prager
, Natalie L. Reid
, David W. Rivkin
, William H. Taft V
, Christopher K. Tahbaz
, Lisa Wang Lachowicz
, Alyssa T. Yamamoto
-
Agencies Propose Significant Changes to Resolution Planning Requirements
30 April 2019
Satish M. Kini
, Gregory J. Lyons
, Will C. Giles
, Alison M. Hashmall
, Sandeep S. Dhaliwal
, Jonathan Steinberg
, Chen Xu
-
NAIC 2019 Spring National Meeting Highlights
24 April 2019
Alexander R. Cochran
, Thomas M. Kelly
, Marilyn A. Lion
, Nicholas F. Potter
, Eugene Benger
, AJ Salomon
, Risa B. Gordon
-
Federal Reserve Proposes to Clarify and Revise Control Framework
24 April 2019
Satish M. Kini
, Gregory J. Lyons
, Will C. Giles
, Alison M. Hashmall
, David G. Sewell
, Nariné A. Atamian
-
TMT Insights: SEC Pares Back Required Content for Exhibit Filings: Takeaways for TMT
23 April 2019
Jeffrey P. Cunard
, Michael Diz
, Jonathan E. Levitsky
, Jim Pastore
, Paul M. Rodel
, Michael Schaper
, C. Chloe Orlando
-
Governance Round-Up Issue 9
23 April 2019
Matthew E. Kaplan
, William D. Regner
, Jeffrey J. Rosen
, Steven J. Slutzky
, Joshua M. Samit
, C. Chloe Orlando
-
Private Equity Guide to Consumer Product Investing Under the Trump Administration: Food and Drug Administration (FDA) Developments
18 April 2019
Andrew L. Bab
, Jennifer L. Chu
, Michael Diz
, Sue Meng
, Kevin Rinker
, Paul D. Rubin
, Kevin M. Schmidt
, Melissa Runsten
-
German and EU Authorities Present First Ideas on the Regulation of Artificial Intelligence
18 April 2019
Byungkwon Lim
, Dr. Thomas Schürrle
, Dr. Oliver Krauß
, Dr. Friedrich Popp
-
Federal Reserve Proposes Significant Changes to Foreign Bank Prudential Framework
15 April 2019
Satish M. Kini
, Gregory J. Lyons
, Alison M. Hashmall
, Sandeep S. Dhaliwal
, Chen Xu
-
SEC Framework and No-Action Letter Provide Guidance on Analyzing Whether a Digital Asset is a Security
11 April 2019
Kenneth J. Berman
, Morgan J. Hayes
, Matthew E. Kaplan
, Byungkwon Lim
, Gary E. Murphy
, Yean Do
, Jonathan Steinberg
-
Updated DETER Act Introduced in the US Congress
8 April 2019
Alan Kartashkin
, Satish M. Kini
, Jane Shvets
, Carl Micarelli
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Konstantin Bureiko
, Robert T. Dura
-
Federal Cannabis Legislation Approved by House Financial Services Committee
1 April 2019
Satish M. Kini
, David Sarratt
, Winston M. Paes
, David G. Sewell
, Andrew Field
-
Global Fund Finance Symposium – a 10-point Summary of the NAV/Hybrid Facilities Panel
1 April 2019
Ramya S. Tiller
, Thomas Smith
, Michael P. McGuigan
, Daniel Hoborough
-
U.S. Supreme Court Sides with SEC in Interpreting “Scheme Liability”
29 March 2019
Kara Brockmeyer
, Andrew J. Ceresney
, Robert B. Kaplan
, Matthew E. Kaplan
, Maeve O'Connor
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Bruce E. Yannett
, Ada Fernandez Johnson
-
FCPA Update March 2019
28 March 2019
Bruce E. Yannett
, Andrew M. Levine
, Jane Shvets
, Farhana Choudhury
, Andreas A. Glimenakis
, Alma M. Mozetič
, Sandy Tomasik
-
U.S. Issues New North Korean and Syrian Shipping Advisories
27 March 2019
Satish M. Kini
, Jane Shvets
, Carl Micarelli
, David G. Sewell
, Robert T. Dura
, Zila Reyes Acosta-Grimes
-
Global Fund Finance Symposium — a 10-Point Summary
26 March 2019
Thomas Smith
, Ramya S. Tiller
, Michael P. McGuigan
, Daniel Hoborough
-
Employee “No-Poach” Agreements Draw Antitrust Attention and Debate
15 March 2019
Daniel M. Abuhoff
, Ted Hassi
, Gary W. Kubek
, Michael Schaper
, Erica S. Weisgerber
, Leah Martin
-
Proposed Increases to Federal Overtime Salary Thresholds Provide an Opportunity to Review FLSA Compliance
13 March 2019
Lawrence K. Cagney
, Jyotin Hamid
, Meir D. Katz
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
, Tricia Bozyk Sherno
-
U.S. Supreme Court Curtails International Organizations’ Immunity from Lawsuits
11 March 2019
Catherine Amirfar
, Donald Francis Donovan
, Natalie L. Reid
, Floriane Lavaud
, Carl Micarelli
, Ashika Singh
, Harold W. Williford
, Alyssa T. Yamamoto
-
FTC Announces Annual Adjustments to HSR Act and Clayton Act Section 8 Thresholds
4 March 2019
Daniel M. Abuhoff
, Ted Hassi
, Gary W. Kubek
, Michael Schaper
, Kyra K. Bromley
, Erica S. Weisgerber
, Leah Martin
-
UK’s OFSI Imposes First Monetary Penalty for Breach of Sanctions
4 March 2019
Satish M. Kini
, Jane Shvets
, Karolos Seeger
, Konstantin Bureiko
-
The Third Circuit Sharply Curtails the FTC’s Preferred Enforcement Power
1 March 2019
David H. Bernstein
, Luke Dembosky
, Jeremy Feigelson
, Ted Hassi
, Paul D. Rubin
, Leah Martin
, Melissa Runsten
-
Indenture Breach Ruling leads to Windstream Bankruptcy
26 February 2019
Jeffrey E. Ross
, Scott B. Selinger
, Ramya S. Tiller
-
Leveraged Finance Outlook: The Rise of Secured Bonds in M&A Deals
21 February 2019
Jeffrey E. Ross
, Scott B. Selinger
, Ramya S. Tiller
, Kevin R. Grondahl
-
House Financial Services Committee Puts Spotlight on Cannabis Banking Restrictions
19 February 2019
Satish M. Kini
, David Sarratt
, David G. Sewell
, Andrew Field
-
Updated Russia Sanctions Bill Is Introduced to the U.S. Congress
19 February 2019
Alan Kartashkin
, Satish M. Kini
, Jane Shvets
, Carl Micarelli
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Konstantin Bureiko
, Robert T. Dura
-
Blockchain 2018 Year-in-Review
14 February 2019
Byungkwon Lim
, Anna V. Maximenko
, Gary E. Murphy
, Clarisse Hannotin
, Elena Klutchareva
, Dr. Oliver Krauß
, Charles Low
, Dr. Friedrich Popp
-
Consensual Relationships Policies in the #MeToo Era
13 February 2019
Jyotin Hamid
, Mary Beth Hogan
, Tricia Bozyk Sherno
-
2018/2019 Anti-Money Laundering Review and Outlook
5 February 2019
Helen V. Cantwell
, Satish M. Kini
, David A. O'Neil
, David Sarratt
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Andrew Field
-
U.S. Sanctions Against Venezuela Escalate: PdVSA Now Subject to Blocking Sanctions
30 January 2019
Satish M. Kini
, Carl Micarelli
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Robert T. Dura
, Andrew Field
-
Tenth Circuit Affirms SEC's Extraterritorial Reach
29 January 2019
Kara Brockmeyer
, Andrew J. Ceresney
, Matthew E. Kaplan
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Ada Fernandez Johnson
-
Federal Reserve Previews New Insurance Holding Company Capital Requirements
17 January 2019
Satish M. Kini
, Gregory J. Lyons
, Clare K. Lascelles
, Caroline Novogrod Swett
-
Disclosure of Hedging Policies to Be Required in Proxy and Information Statements
17 January 2019
Paul M. Rodel
, Elizabeth Pagel Serebransky
, Sandeep S. Dhaliwal
-
Failure to Present GAAP Measures with “Equal or Greater Prominence” Brings Swift SEC Enforcement Action
10 January 2019
Kara Brockmeyer
, Andrew J. Ceresney
, Matthew E. Kaplan
, Paul M. Rodel
, Mary Jo White
, C. Chloe Orlando
-
The Guide to Energy Arbitrations - Third Edition
8 January 2019
Global Arbitration Review
Mark W. Friedman
, Dietmar W. Prager
, Ina C. Popova
, Samantha J. Rowe
, Aimee-Jane Lee
, Maxim Osadchiy
-
Changes Proposed to Conform Volcker Rule Regulations with Regulatory Relief Act
31 December 2018
Satish M. Kini
, Gregory J. Lyons
, Jennifer T. Barrows
, Chen Xu
-
TMT Insights: A Skeptical D.C. Circuit Hears Oral Argument in the Government’s Appeal of the AT&T-Time Warner Merger
21 December 2018
Michael Diz
, Jonathan E. Levitsky
, Jim Pastore
, Michael Schaper
, Leah Martin
-
NAIC 2018 Fall National Meeting Highlights
21 December 2018
Alexander R. Cochran
, Thomas M. Kelly
, Marilyn A. Lion
, Nicholas F. Potter
, Eugene Benger
, Risa B. Gordon
-
Affordable Care Act Likely to Survive Latest Challenge
19 December 2018
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
-
Custody of Digital Assets: Centralized Safekeeping of Decentralized Assets under the Investment Advisers Act
17 December 2018
Kenneth J. Berman
, Byungkwon Lim
, Gary E. Murphy
-
Base Erosion and Anti-Abuse Tax: Proposed Regulations Do Not Concede Much
17 December 2018
Gary M. Friedman
, Peter A. Furci
, Matthew D. Saronson
, Peter F.G. Schuur
, Cécile Beurrier
, Robert Nelson-Sullivan
, Daniel Priest
, Lena E. Smith
-
2018 Farm Bill to Lift Federal Prohibition on Hemp Production, but State Laws May Restrict Certain Activities
14 December 2018
Satish M. Kini
, Paul D. Rubin
, David Sarratt
, David G. Sewell
, Melissa Runsten
, Andrew Field
-
Basel Committee Publishes Report on Cyber-Resilience Practices
14 December 2018
Luke Dembosky
, Matthew E. Kaplan
, Jim Pastore
, Paul M. Rodel
, Sandeep S. Dhaliwal
-
FinCEN and Banking Agencies Encourage Innovation in BSA/AML Compliance
7 December 2018
Satish M. Kini
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Robert T. Dura
-
FinCEN and Banking Agencies Encourage Innovation in BSA/AML Compliance
7 December 2018
Satish M. Kini
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Robert T. Dura
-
Proposed Changes to Large Firm Prudential Framework
5 December 2018
Satish M. Kini
, Gregory J. Lyons
, Chen Xu
-
Managing the Minefield: How Life Sciences Companies Can Be Prepared for Legal and Public Relations Crises
30 November 2018
Mark P. Goodman
, Maura Kathleen Monaghan
, Paul D. Rubin
, Jacob W. Stahl
-
New Guidance on the GDPR’s Territorial Scope – Are You Covered?
30 November 2018
Jane Shvets
, Jeremy Feigelson
, Robert Maddox
-
FCPA Update November 2018
30 November 2018
Kara Brockmeyer
, Andrew M. Levine
, Bruce E. Yannett
, Philip Rohlik
, Daniel Aun
, Marisa R. Taney
, Victoria L. Recalde
-
SEC Announces Record-Breaking Year for Whistleblower Program
26 November 2018
Andrew J. Ceresney
, Jyotin Hamid
, Mary Beth Hogan
, Andrew M. Levine
, Jonathan R. Tuttle
, Mary Jo White
, Ada Fernandez Johnson
, Arian M. June
, Katherine L. Nelson
-
ISS Updates for 2019 Spotlight Gender Diversity
26 November 2018
Jennifer L. Chu
, Matthew E. Kaplan
, Paul M. Rodel
, Joshua M. Samit
, Jonathan C. Miu
, C. Chloe Orlando
-
CFTC Proposes Rules to Streamline Certain CPO and CTA Regulations
19 November 2018
Byungkwon Lim
, Gary E. Murphy
-
New Congress Brings Heightened Risk of Investigations for Life Sciences Companies
19 November 2018
David A. O'Neil
, Paul D. Rubin
, Jacob W. Stahl
, Laura E. O'Neill
, Melissa Runsten
-
TMT Insights: CFIUS Launches Pilot Program Targeted at Technology
9 November 2018
Michael Diz
, Jonathan E. Levitsky
, Jim Pastore
, Michael Schaper
, Jeffrey P. Cunard
-
CMS’ Proposed Part B Price Controls: Hurdles and Unintended Consequences
5 November 2018
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
-
SEC’s Division of Enforcement Issues 2018 Annual Report
5 November 2018
Kara Brockmeyer
, Andrew J. Ceresney
, Robert B. Kaplan
, Andrew M. Levine
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Bruce E. Yannett
, Ada Fernandez Johnson
, James B. Amler
, Arian M. June
-
An All-Star Decision: Federal Circuit Increases Predictability in Trademark Enforcement
2 November 2018
David H. Bernstein
, Jeremy Feigelson
-
Federal Reserve Proposes Significant Changes to Large Firm Prudential Framework
1 November 2018
Satish M. Kini
, Gregory J. Lyons
, Chen Xu
-
New Arbitration Rules of the Hong Kong International Arbitration Centre Come Into Force
1 November 2018
Tony Dymond
, Lord Goldsmith QC
, Gareth Hughes
, Mark Johnson
, David W. Rivkin
, Christopher K. Tahbaz
, Philip Rohlik
, Cameron Sim
-
TMT Insights: Key Insights from the New York AI in Finance Summit
18 October 2018
Michael Diz
, Jonathan E. Levitsky
, Jim Pastore
, Michael Schaper
, Anna R. Gressel
, David G. Sewell
-
SEC Investigation Report: Internal Accounting Controls Must be Calibrated to Cyber Risk
17 October 2018
Luke Dembosky
, Jeremy Feigelson
, Matthew E. Kaplan
, Jim Pastore
, Paul M. Rodel
, Steven J. Slutzky
, Joel D. Salomon
-
U.S. Sanctions v. EU Blocking Regulation: Conflicting Landscape Poses Challenges for Compliance
17 October 2018
Satish M. Kini
, Jane Shvets
, Carl Micarelli
, Konstantin Bureiko
, Tom Cornell
, Robert T. Dura
-
Beware Pitfalls In Private Equity Secondary Transactions
3 October 2018
Law360
Katherine Ashton
, Kenneth J. Berman
, Julie M. Riewe
, John W. Rife III
, Norma Angelica Freeland
-
Yes, Virginia, there is an MAE
2 October 2018
Gregory V. Gooding
, William D. Regner
, Andrew L. Bab
-
FCPA Update September 2018
28 September 2018
Kara Brockmeyer
, Andrew M. Levine
, Paul D. Rubin
, Philip Rohlik
, Colby A. Smith
, Andreas A. Glimenakis
-
FinCEN Grants Exemptive Relief from the CDD Rule for Certain CD Rollovers and Credit Renewals
10 September 2018
Satish M. Kini
, David G. Sewell
, Robert T. Dura
, Zila Reyes Acosta-Grimes
-
IRS Guidance on Navigating the $1 Million Executive Compensation Deduction Limitation under Section 162(m)
5 September 2018
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
, J. Michael Snypes, Jr.
-
TMT Insights: Derived Data: Contracting Considerations and Market Practices
30 August 2018
Jeffrey P. Cunard
, Michael Diz
, Henry Lebowitz
, Jonathan E. Levitsky
, Jim Pastore
, Michael Schaper
-
FCPA Update August 2018
Vol. 9, No. 13
Kara Brockmeyer
, Dr. Thomas Schürrle
, Bruce E. Yannett
, Alexandre Bisch
, Frederick T. Davis
, Philip Rohlik
, Colby A. Smith
, Jennifer Deschins
-
NAIC 2018 Summer National Meeting
24 August 2018
Alexander R. Cochran
, Thomas M. Kelly
, Marilyn A. Lion
, Nicholas F. Potter
, Eugene Benger
, Risa B. Gordon
, Dan Pyon
, Nariné A. Atamian
-
IRS Releases Eagerly Awaited Guidance on Deduction for Business Owners
21 August 2018
Peter A. Furci
, Rafael Kariyev
, Peter F.G. Schuur
, Gregory A. Arutiunov
-
The Brazilian Data Protection Law - LGPD
20 August 2018
Luke Dembosky
, Jeremy Feigelson
, Maurizio Levi-Minzi
, Andrew M. Levine
, Dietmar W. Prager
, Dr. Thomas Schürrle
, Jane Shvets
-
The EU and Japan Announce Data Protection Deal
13 August 2018
Jeremy Feigelson
, Jane Shvets
, Naomi Aoyama
, Jordan Corrente Beck
, Dr. Friedrich Popp
-
2018 Private Equity Midyear Review and Outlook
9 August 2018
Jonathan Adler
, Andrew M. Ahern
, Catherine Amirfar
, Christopher Anthony
, Kenneth J. Berman
, Andrew J. Ceresney
, Peter A. Furci
, Robert B. Kaplan
, Rafael Kariyev
, Satish M. Kini
, Sue Meng
, Julie M. Riewe
, Thomas Smith
, Patricia Volhard
, Luke P. Eldridge
, Felix Paterson
-
Congress Weighs Further Sanctions Against Russia
1 August 2018
Alan Kartashkin
, Satish M. Kini
, Jane Shvets
, Carl Micarelli
, Robert T. Dura
, Zila Reyes Acosta-Grimes
-
FCPA Update July 2018
Vol. 9, No. 12
Andrew M. Levine
, Jane Shvets
, Bruce E. Yannett
, Philip Rohlik
, Colby A. Smith
-
SEC Proposes Changes to Facilitate Registered Guaranteed and Secured Debt Offerings
31 July 2018
Matthew E. Kaplan
, Peter J. Loughran
, Paul M. Rodel
, Steven J. Slutzky
-
German Constitutional Court Permits the Seizure of Documents in Possession of Third Party’s Lawyers
26 July 2018
Kara Brockmeyer
, Dr. Thomas Schürrle
, Erich O. Grosz
-
OCIE Lists Most Common Best Execution Deficiencies
25 July 2018
Kenneth J. Berman
, Robert B. Kaplan
, Gregory J. Lyons
, Julie M. Riewe
, Jeff Robins
, Gregory T. Larkin
, Norma Angelica Freeland
-
2018 Mid-Year Anti-Money Laundering Review and Outlook
19 July 2018
Satish M. Kini
, Zila Reyes Acosta-Grimes
-
Fire and Fury: The Sanctions Landscape in the Trump Administration
19 July 2018
Satish M. Kini
, Alan Kartashkin
, Jane Shvets
, Carl Micarelli
, Konstantin Bureiko
, Robert T. Dura
-
You Want What?: Responding to Individual Requests Under the GDPR
18 July 2018
Jeremy Feigelson
, Jane Shvets
, Christopher Garrett
-
Volcker Rule: A “Best First Effort” Paving the Way for More
17 July 2018
Satish M. Kini
, Gregory J. Lyons
, Jennifer T. Barrows
, Norma Angelica Freeland
, Chen Xu
-
INTA Urges Supreme Court to Clarify Impact of Bankruptcy on Trademark Licenses
16 July 2018
Jasmine Ball
, David H. Bernstein
, Jeffrey P. Cunard
, Jeremy Feigelson
, Henry Lebowitz
, Jared I. Kagan
, Elie J. Worenklein
-
UK and European Insurance Regulatory Developments, Q2 2018
11 July 2018
James C. Scoville
, Benjamin Lyon
, Clare Swirski
, Sarah Hale
-
Federal Reserve Adopts Single Counterparty Credit Limits
10 July 2018
Satish M. Kini
, Gregory J. Lyons
, Chen Xu
-
Privacy Law Goes Big: California’s New Consumer Privacy Act
3 July 2018
Luke Dembosky
, Jeremy Feigelson
, Maura Kathleen Monaghan
, Jim Pastore
, Jane Shvets
-
FCPA Update June 2018
Vol. 9, No. 11
Andrew M. Levine
, Philip Rohlik
, Jane Shvets
, Jeremy Feigelson
, Robert Maddox
-
LabMD Beats FTC in Cybersecurity Appeal – What’s Next for “Reasonableness”-Based Enforcement Cases?
26 June 2018
Jeremy Feigelson
, Jim Pastore
, Paul D. Rubin
, Monisola Salaam
-
U.S. Sanctions and AML Measures Target Human Rights Abuses and Corruption
21 June 2018
Catherine Amirfar
, Kara Brockmeyer
, Satish M. Kini
, Gregory J. Lyons
, Natalie L. Reid
, David W. Rivkin
, Jane Shvets
, Bruce E. Yannett
, Carl Micarelli
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Robert T. Dura
, Norma Angelica Freeland
-
CFTC Issues Advisory on Virtual Currency Derivative Product Listings
21 June 2018
Byungkwon Lim
, Gary E. Murphy
-
The Director Talks Crypto and The Sun Shines (a Little)
15 June 2018
Morgan J. Hayes
, Matthew E. Kaplan
-
General License 12C Reports Are Due on June 19
15 June 2018
Alan Kartashkin
, Satish M. Kini
, Jane Shvets
, Carl Micarelli
, Zila Reyes Acosta-Grimes
, Konstantin Bureiko
, Robert T. Dura
, Courtney Bradford Pike
-
AT&T/Time Warner Merger Clearance Paves Way for Future Transactions
13 June 2018
Daniel M. Abuhoff
, Michael Diz
, Gary W. Kubek
, William D. Regner
, Michael Schaper
-
GDPR Is Here: Now What?
11 June 2018
Jeremy Feigelson
, Jim Pastore
, Jane Shvets
, Robert Maddox
-
Russian Counter-Sanctions Law Is In Force
8 June 2018
Natalia A. Drebezgina
, Alan Kartashkin
, Satish M. Kini
, Jane Shvets
, Anna V. Maximenko
, Carl Micarelli
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Konstantin Bureiko
, Robert T. Dura
-
Debevoise & Plimpton Discusses Changes To The Volcker Rule
6 June 2018
The CLS Blue Sky Blog
Gregory J. Lyons
, Satish M. Kini
, Jennifer T. Barrows
, Norma Angelica Freeland
, Chen Xu
-
Volcker Rule: Changes and Questions
31 May 2018
Satish M. Kini
, Gregory J. Lyons
, Jennifer T. Barrows
, Norma Angelica Freeland
, Chen Xu
-
FCPA Update May 2018
Vol. 9, No. 10
Kara Brockmeyer
, Andrew M. Levine
, Karolos Seeger
, Bruce E. Yannett
, Philip Rohlik
, Andreas A. Glimenakis
-
TMT Insights: A Checklist for Cybersecurity and Data Privacy Diligence in TMT Transactions
30 May 2018
Jeffrey P. Cunard
, Michael Diz
, Jonathan E. Levitsky
, Jim Pastore
, Michael Schaper
-
Not Just the Banks: VC and Closed-End Funds Find Relief in Dodd-Frank Overhaul
29 May 2018
Jonathan Adler
, Andrew M. Ahern
, Kenneth J. Berman
, David J. Schwartz
, Rebecca F. Silberstein
, Gregory T. Larkin
, Norma Angelica Freeland
, Julie Stem
-
Bank Regulatory Relief To Become Law, Focus Shifts to Agencies
22 May 2018
Satish M. Kini
, Gregory J. Lyons
, Zila Reyes Acosta-Grimes
, Jennifer T. Barrows
, Chen Xu
-
Reform Highlights, Trends and Developments in Real Estate and Construction in Russia
14 May 2018
Alyona N. Kucher
, Vadim Kolomnikov
, Roman L. Sadovsky
-
Fiduciary Duties and New Best Interest Standard: The SEC Weighs In
14 May 2018
Jonathan Adler
, Andrew M. Ahern
, Kenneth J. Berman
, Lawrence K. Cagney
, David J. Schwartz
, Rebecca F. Silberstein
, Gregory T. Larkin
, Julie Stem
-
GDPR: Should I Care?
14 May 2018
Jeremy Feigelson
, Jane Shvets
, Robert Maddox
-
NFA Advises Members to Comply with U.S. Sanctions in Digital Currency Activities
14 May 2018
Satish M. Kini
, Byungkwon Lim
, Gary E. Murphy
, Robert T. Dura
-
DOJ's New Policy on Coordination of Corporate Resolutions Aims to Reduce “Piling On”
11 May 2018
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Bruce E. Yannett
, Erich O. Grosz
-
Revisions to New York’s Proposed Best Interest Standard for Life Insurance and Annuities
10 May 2018
Lawrence K. Cagney
, Thomas M. Kelly
, Eugene Benger
, Susan Reagan Gittes
, Khrystyna Rayko
-
Scaling Brexit’s Walls: Key Issues for Non-EU Private Equity Sponsors
9 May 2018
Rebecca F. Silberstein
, Patricia Volhard
, Cécile Beurrier
, Delphine Jaugey
-
President Trump Withdraws U.S. from Iran Deal, Announces Restoration of Sanctions
9 May 2018
Satish M. Kini
, Jane Shvets
, Carl Micarelli
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Konstantin Bureiko
, Robert T. Dura
-
Cloudy with a Chance of Clearing: U.S. CLOUD Act and European Response
8 May 2018
Jeremy Feigelson
, Jane Shvets
, Bruce E. Yannett
, Anna R. Gressel
-
Lloyd’s to Restrict Members’ Use of Letters of Credit as Funds at Lloyd’s
8 May 2018
James C. Scoville
, Benjamin Lyon
, Clare Swirski
-
Federal Reserve and OCC Propose Changes to the Enhanced Supplementary Leverage Ratio Standard
7 May 2018
Satish M. Kini
, Gregory J. Lyons
, Jennifer T. Barrows
, Chen Xu
-
Accounting & Financial Reporting Enforcement Round-Up
5 May 2018
Issue
Andrew J. Ceresney
, Matthew E. Kaplan
, Jonathan R. Tuttle
, Arian M. June
, Mark D. Flinn
-
Federal Reserve Proposes Stress Capital Buffer Requirement
2 May 2018
Satish M. Kini
, Gregory J. Lyons
, Jennifer T. Barrows
, Chen Xu
-
UK and European Insurance Regulatory Developments, Q1 2018
1 May 2018
James C. Scoville
, Benjamin Lyon
, Clare Swirski
-
U.S. Sanctions Against Russia Continue to Disrupt
30 April 2018
Alan Kartashkin
, Satish M. Kini
, Carl Micarelli
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Robert T. Dura
, Courtney Bradford Pike
-
FCPA Update April 2018
Vol. 9, No. 9
Kara Brockmeyer
, Frederick T. Davis
, Antoine F. Kirry
, Jane Shvets
, Alexandre Bisch
, Fanny Gauthier
, Andreas A. Glimenakis
-
Breach Notification Hits the Big 5-0: Now the Law in All U.S. States
24 April 2018
Luke Dembosky
, Jeremy Feigelson
, Jim Pastore
, Stephanie M. Cipolla
-
India – 2018 Developments for Foreign Investors
19 April 2018
Geoffrey P. Burgess
, William Y. Chua
, Peter F.G. Schuur
, Mai T. Shapiro
, Monisha Elizabeth D'Souza
-
Debevoise Hosts Panel on Confronting Bias in AI
Maura Kathleen Monaghan
, Anna R. Gressel
-
New Guidance on 163(j) Business Interest Deductions
17 April 2018
Michael Bolotin
, Peter A. Furci
, Peter F.G. Schuur
-
China Announces Updated Timeline for Further Opening Its Financial Sector to Foreign Investors
17 April 2018
William Y. Chua
, Alexander R. Cochran
, E. Drew Dutton
, David Grosgold
, Thomas M. Kelly
, Marilyn A. Lion
, Edwin Northover
, Nicholas F. Potter
, James C. Scoville
, John M. Vasily
, Clare Swirski
, Eugene Benger
, Michael D. Devins
, Benjamin Lyon
, Anna V. Maximenko
, Fengjian Ao
, Roman L. Sadovsky
, Tingting Wu
-
Imminent New Laws to Combat Sexual Harassment in New York
16 April 2018
Lawrence K. Cagney
, Helen V. Cantwell
, Jyotin Hamid
, Mary Beth Hogan
, Meir D. Katz
, Elizabeth Pagel Serebransky
, Edwin G. Schallert
-
Regulators Keep the Focus on Firms’ SAR Obligations
12 April 2018
Kara Brockmeyer
, Andrew J. Ceresney
, Satish M. Kini
, Julie M. Riewe
, Mary Jo White
, Arian M. June
-
NAIC 2018 Spring National Meeting
6 April 2018
Alexander R. Cochran
, Thomas M. Kelly
, Marilyn A. Lion
, Nicholas F. Potter
, Eugene Benger
, Risa B. Gordon
, Nariné A. Atamian
-
FinCEN Issues Long-Awaited Guidance on the Customer Due Diligence Rule
5 April 2018
Satish M. Kini
, Zila Reyes Acosta-Grimes
, Robert T. Dura
-
TMT Insights: Opportunities in FCC’s Revised Media Ownership Rules
4 April 2018
-
New Guidance on Withholding on Sales of Partnership Interests
4 April 2018
Peter A. Furci
, Adele M. Karig
, Rafael Kariyev
, Peter F.G. Schuur
, David R. Rock
-
Game Over: New York’s Highest Court Rejects Right of Publicity Claims Against Grand Theft Auto V
2 April 2018
David H. Bernstein
, Jeremy Feigelson
, Michael Schaper
, Jared I. Kagan
-
D.C. Circuit Court Decision May Help Level the Playing Field for TCPA Defendants
29 March 2018
Courtney M. Dankworth
, Maura Kathleen Monaghan
, Jacob W. Stahl
, Harold W. Williford
-
FCPA Update March 2018
Vol. 9, No. 8
Paul R. Berger
, Kara Brockmeyer
, Andrew M. Levine
, Jonathan R. Tuttle
, Bruce E. Yannett
, Erich O. Grosz
, Philip Rohlik
-
U.S. Supreme Court Limits Enforcement of Terrorism-Related Judgments against Foreign Sovereigns
20 March 2018
Catherine Amirfar
, Donald Francis Donovan
, Mark W. Friedman
, Ina C. Popova
, Dietmar W. Prager
, Natalie L. Reid
, David W. Rivkin
, William H. Taft V
, Christopher K. Tahbaz
, Carl Micarelli
, Floriane Lavaud
, Harold W. Williford
-
Private Equity Guide to Life Sciences Investing Under the Trump Administration: Food and Drug Administration (FDA) Developments
15 March 2018
Andrew L. Bab
, Jennifer L. Chu
, Kevin Rinker
, Paul D. Rubin
, Melissa Runsten
-
Bipartisan Consensus Emerges on Bank Regulatory Relief
14 March 2018
The Banking Law Journal
Satish M. Kini
, Gregory J. Lyons
, Zila Reyes Acosta-Grimes
, Robert T. Dura
, Chen Xu
-
President Trump Bars Broadcom’s Proposed Takeover of Qualcomm
14 March 2018
Jeffrey P. Cunard
, Luke Dembosky
, Gregory V. Gooding
, William D. Regner
-
New SEC Cybersecurity Guidance: Focus on Governance
12 March 2018
Luke Dembosky
, Jeremy Feigelson
, Matthew E. Kaplan
, Jim Pastore
, Paul M. Rodel
, Steven J. Slutzky
, Joshua M. Samit
, Sandeep S. Dhaliwal
-
DOJ Memorandum Addressing Agency Guidance
8 March 2018
Courtney M. Dankworth
, Mark P. Goodman
, Maura Kathleen Monaghan
, Jacob W. Stahl
, Eric Silverberg
-
New FTC Guidance for Security Updates to Mobile Devices and Applications
7 March 2018
Jeffrey P. Cunard
, Luke Dembosky
, Jeremy Feigelson
, Jim Pastore
, Christopher S. Ford
-
Thinking Inside the Box: The UK FCA Sandbox, a Playground for Innovation
6 March 2018
Byungkwon Lim
-
French Financial Markets Watchdog Encourages Settlements
28 February 2018
Antoine F. Kirry
, Alexandre Bisch
-
U.S. Announces North Korea Shipping Practices Advisory and Sanctions Designations
28 February 2018
Satish M. Kini
, Carl Micarelli
, Robert T. Dura
, Zila Reyes Acosta-Grimes
-
China’s New NDRC Regulations Extend Overseas Investment Regime to Insurance Companies
28 February 2018
William Y. Chua
, Alexander R. Cochran
, E. Drew Dutton
, David Grosgold
, Thomas M. Kelly
, Marilyn A. Lion
, Edwin Northover
, Nicholas F. Potter
, James C. Scoville
, John M. Vasily
, Eugene Benger
, Michael D. Devins
, Benjamin Lyon
, Clare Swirski
, Anna V. Maximenko
, Fengjian Ao
, Roman L. Sadovsky
, Tingting Wu
-
FCPA Update February 2018
Vol. 9, No. 7
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Karolos Seeger
, Jane Shvets
, Bruce E. Yannett
, Erich O. Grosz
, Philip Rohlik
, Antoine F. Kirry
, Frederick T. Davis
, Alexandre Bisch
-
CFTC’s Proposed Interpretation of “Actual Delivery” for Virtual Currencies and its Potential Consequences to the Industry
23 February 2018
Byungkwon Lim
, Emilie T. Hsu
-
Supreme Court Clarifies Scope of Dodd-Frank’s Whistleblower Protections
22 February 2018
Kara Brockmeyer
, Andrew J. Ceresney
, Jyotin Hamid
, Mary Beth Hogan
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Ada Fernandez Johnson
, Arian M. June
-
SEC Issues New Guidance on Public Company Cybersecurity Disclosure and Governance
22 February 2018
Luke Dembosky
, Jeremy Feigelson
, Matthew E. Kaplan
, Jim Pastore
, Paul M. Rodel
, Steven J. Slutzky
, Joshua M. Samit
, Sandeep S. Dhaliwal
-
The Latest on the Trump Administration’s Drug Pricing Initiatives
21 February 2018
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
-
SEC Approves NYSE Rule Change to Facilitate “Direct Listings” by Privately Held Companies
21 February 2018
Matthew E. Kaplan
, Paul M. Rodel
, Joshua M. Samit
-
Draft EU Guidelines on Cross-Border Data Transfer
21 February 2018
Jim Pastore
, Jeremy Feigelson
, Dr. Thomas Schürrle
, Jane Shvets
, Christopher Garrett
, Dr. Friedrich Popp
-
SEC’s Division of Enforcement Announces Self-Reporting Program for Advisers Who Failed to Disclose Conflicts in Share Class Selection
13 February 2018
Kenneth J. Berman
, Andrew J. Ceresney
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
-
OCIE 2018 Examination Priorities Focus on Retail, but Private Fund Sponsors Still in Crosshairs
13 February 2018
Jonathan Adler
, Andrew M. Ahern
, Kenneth J. Berman
, Kara Brockmeyer
, Andrew J. Ceresney
, Robert B. Kaplan
, Julie M. Riewe
, Rebecca F. Silberstein
, Jonathan R. Tuttle
, Gregory T. Larkin
, Norma Angelica Freeland
-
Increasing State Oversight of Corporate Human Rights Governance: The Canadian Ombudsperson for Responsible Enterprise
7 February 2018
Catherine Amirfar
, Lord Goldsmith QC
, Mark Johnson
, Andrew M. Levine
, David W. Rivkin
, Paul M. Rodel
, Merryl Lawry-White
-
U.S. Treasury Delivers Report to Congress on Russian Political Figures, Oligarchs and Parastatal Entities
6 February 2018
Carl Micarelli
, Alan Kartashkin
, Satish M. Kini
, Zila Reyes Acosta-Grimes
, Robert T. Dura
-
Debevoise International Arbitration Clause Handbook
31 January 2018
Catherine Amirfar
, Donald Francis Donovan
, Tony Dymond
, Mark W. Friedman
, Lord Goldsmith QC
, Mark Johnson
, Antoine F. Kirry
, Ina C. Popova
, Dietmar W. Prager
, Natalie L. Reid
, David W. Rivkin
, William H. Taft V
, Christopher K. Tahbaz
, Aimee-Jane Lee
, Samantha J. Rowe
, Carl Micarelli
-
FCPA Update January 2018
Vol. 9, No. 6
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Karolos Seeger
, Jane Shvets
, Bruce E. Yannett
, Erich O. Grosz
, Philip Rohlik
, Antoine F. Kirry
, Frederick T. Davis
, Alexandre Bisch
, Carolina Kupferman
-
T.H. v. Novartis: Implications for Companies That Have Sold or Are Considering Selling the Rights to Innovator Drugs
19 January 2018
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Melissa Runsten
, Jacob W. Stahl
-
Accounting & Financial Reporting Enforcement Round-Up
Issue 4, January 2018
Andrew J. Ceresney
, Matthew E. Kaplan
, Jonathan R. Tuttle
, Arian M. June
, Mark D. Flinn
-
How the Tax Reform’s Changes to Section 162(m) Executive Compensation Rules Impact You
17 January 2018
Lawrence K. Cagney
, Meir D. Katz
, Elizabeth Pagel Serebransky
-
Draft GDPR Transparency Guidelines Issued: What Does Your Privacy Policy Need to Contain?
16 January 2018
Jeremy Feigelson
, Dr. Thomas Schürrle
, Jane Shvets
, Christopher Garrett
, Dr. Friedrich Popp
-
Federal Reserve Proposes Guidance on Effective Management
11 January 2018
Helen V. Cantwell
, Andrew J. Ceresney
, Satish M. Kini
, Gregory J. Lyons
, Caroline Novogrod Swett
-
Proposed Partnership Audit Regulations Liberalize Push-Out Rules
8 January 2018
Peter A. Furci
, Adele M. Karig
, Rafael Kariyev
, Peter F.G. Schuur
-
SEC Provides Guidance on Accounting Impacts of the Tax Cuts and Jobs Act
5 January 2018
Matthew E. Kaplan
, Paul M. Rodel
, Joshua M. Samit
-
FCPA Update December 2017
Vol. 9, No. 5
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Karolos Seeger
, Jane Shvets
, Bruce E. Yannett
, Erich O. Grosz
, Philip Rohlik
, Antoine F. Kirry
, Frederick T. Davis
, Alexandre Bisch
-
2018 Private Equity Review and Outlook
21 December 2017
Jonathan Adler
, Andrew M. Ahern
, Catherine Amirfar
, Kenneth J. Berman
, Paul S. Bird
, Andrew J. Ceresney
, Peter A. Furci
, Robert B. Kaplan
, Rafael Kariyev
, Julie M. Riewe
, Kevin M. Schmidt
, Thomas Smith
, Patricia Volhard
, Gregory T. Larkin
, Luke P. Eldridge
-
Federal Reserve Proposes to Increase Transparency of Stress Testing Regimes
20 December 2017
Satish M. Kini
, Gregory J. Lyons
, Chen Xu
, Courtney Bradford Pike
-
How Tax Reform and Other Recent Developments Could Impact the Healthcare Industry
20 December 2017
Andrew L. Bab
, Jennifer L. Chu
, Peter A. Furci
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Paul D. Rubin
, Jacob W. Stahl
-
Basel Committee Finalizes Post-Crisis Capital Reforms
19 December 2017
Satish M. Kini
, Gregory J. Lyons
, Chen Xu
-
The Tax Cuts and Jobs Act Conference Report
18 December 2017
Michael Bolotin
, Gary M. Friedman
, Peter A. Furci
, Adele M. Karig
, Rafael Kariyev
, Meir D. Katz
, Matthew D. Saronson
, Peter F.G. Schuur
, Erin Cleary
, Samuel M. Duncan
, Daniel Priest
-
Oral Downloads of Interview Memoranda to Government Regulators Waive Work Product Protection
15 December 2017
Kara Brockmeyer
, Andrew J. Ceresney
, Robert B. Kaplan
, Julie M. Riewe
, Colby A. Smith
, Jonathan R. Tuttle
, Bruce E. Yannett
, Ada Fernandez Johnson
-
NAIC 2017 Fall National Meeting
14 December 2017
Alexander R. Cochran
, Thomas M. Kelly
, Marilyn A. Lion
, Nicholas F. Potter
, Eugene Benger
, Risa B. Gordon
-
New Decision Confirms Narrow Meaning of “Personally Identifiable Information” Under Video Privacy Statute
11 December 2017
Jeremy Feigelson
, Christopher S. Ford
-
FCPA Update November 2017
Vol. 9, No. 4
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Karolos Seeger
, Jane Shvets
, Bruce E. Yannett
, Erich O. Grosz
, Philip Rohlik
, Sol Czerwonko
, Carolina Kupferman
-
Special Chamber of the International Tribunal for the Law of the Sea Renders Important Decision on Hydrocarbon Activities Carried Out in a Disputed Area
29 November 2017
Catherine Amirfar
, Donald Francis Donovan
, Lord Goldsmith QC
, Natalie L. Reid
, Aimee-Jane Lee
, Samantha J. Rowe
, Romain Zamour
-
Bipartisan Consensus Emerges on Bank Regulatory Relief
28 November 2017
Satish M. Kini
, Gregory J. Lyons
, Zila Reyes Acosta-Grimes
, Robert T. Dura
, Chen Xu
-
Tax Reform: The Impact on Management Incentive Programs for PE Sponsors
13 November 2017
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
, J. Michael Snypes, Jr.
-
The Senate Tax Reform Proposal
13 November 2017
Michael Bolotin
, Gary M. Friedman
, Peter A. Furci
, Adele M. Karig
, Rafael Kariyev
, Meir D. Katz
, Matthew D. Saronson
, Peter F.G. Schuur
, Erin Cleary
, Samuel M. Duncan
, Daniel Priest
-
China to Open its Financial Sector Further to Foreign Investors
13 November 2017
William Y. Chua
, Alexander R. Cochran
, E. Drew Dutton
, David Grosgold
, David Innes
, Thomas M. Kelly
, Marilyn A. Lion
, Edwin Northover
, Nicholas F. Potter
, James C. Scoville
, John M. Vasily
, Eugene Benger
, Michael D. Devins
, Benjamin Lyon
, Anna V. Maximenko
, Fengjian Ao
, Roman L. Sadovsky
, Tingting Wu
-
NY Cybersecurity Bill Shows “Reasonable Security” Standard Gathering Force
7 November 2017
Luke Dembosky
, Jeremy Feigelson
, Jim Pastore
, Christopher S. Ford
-
U.S. Issues Guidance on New Russian Sanctions
6 November 2017
Alan Kartashkin
, Satish M. Kini
, Carl Micarelli
, Sandeep S. Dhaliwal
, Robert T. Dura
-
House Releases Sweeping Tax Reform Legislation
3 November 2017
Michael Bolotin
, Gary M. Friedman
, Peter A. Furci
, Adele M. Karig
, Rafael Kariyev
, Meir D. Katz
, Matthew D. Saronson
, Peter F.G. Schuur
, Erin Cleary
, Samuel M. Duncan
, Daniel Priest
-
Where Does Healthcare Reform Stand?
31 October 2017
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Jacob W. Stahl
-
FCPA Update October 2017
Vol. 9, No. 3
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Karolos Seeger
, Jane Shvets
, Bruce E. Yannett
, Erich O. Grosz
, Philip Rohlik
-
U.S. Issues Guidance on Sanctions Relating to Russia’s Defense and Intelligence Sectors
30 October 2017
Alan Kartashkin
, Satish M. Kini
, Carl Micarelli
, Sandeep S. Dhaliwal
, Robert T. Dura
-
Leveraged Lending Guidance: What Comes Next?
27 October 2017
David A. Brittenham
, Satish M. Kini
, Gregory J. Lyons
, Jeffrey E. Ross
, Scott B. Selinger
-
CFPB Finalizes Rule on Payday Lending
23 October 2017
Courtney M. Dankworth
, Gregory J. Lyons
-
Revisiting Dodd-Frank's $50 Billion Asset Threshold Gains Momentum
18 October 2017
Satish M. Kini
, Gregory J. Lyons
, Caroline Novogrod Swett
, Sandeep S. Dhaliwal
-
Bright Lines Don't Work for Blockchain Tokens
17 October 2017
Morgan J. Hayes
, Henry Lebowitz
, Byungkwon Lim
, Steven J. Slutzky
, Matthew E. Kaplan
-
Additional Flexibility for Upcoming CEO Pay Ratio Compliance
16 October 2017
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
-
Implementing the CAATS Act: Revisions to Sectoral Sanctions Against Russia
3 October 2017
Alan Kartashkin
, Satish M. Kini
, Carl Micarelli
, Robert T. Dura
, Sandeep S. Dhaliwal
-
EU and U.S. Sign Covered Agreement
2 October 2017
Alexander R. Cochran
, Eric R. Dinallo
, Thomas M. Kelly
, Marilyn A. Lion
, James C. Scoville
, Clare Swirski
, John M. Vasily
, Eugene Benger
, Benjamin Lyon
, Risa B. Gordon
-
FCPA Update September 2017
Vol. 9, No. 2
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Karolos Seeger
, Jane Shvets
, Bruce E. Yannett
, Erich O. Grosz
, Carolina Kupferman
, Philip Rohlik
, Daniel Aun
-
Tax Reform Frame Released - Picture Missing
28 September 2017
Gary M. Friedman
, Peter A. Furci
, Matthew D. Saronson
, Peter F.G. Schuur
, Samuel M. Duncan
-
Accounting & Financial Reporting Enforcement Round-Up
Issue 3, September 2017
Andrew J. Ceresney
, Matthew E. Kaplan
, Jonathan R. Tuttle
, Arian M. June
, Mark D. Flinn
-
United States Imposes New Sanctions on North Korea
26 September 2017
Alan Kartashkin
, Satish M. Kini
, Carl Micarelli
, Sandeep S. Dhaliwal
, Robert T. Dura
-
Financial Sector Facing Increased Climate-Related Financial and Litigation Risk
22 September 2017
Catherine Amirfar
, David W. Rivkin
, Paul M. Rodel
-
SEC Leadership Discusses Continuing Priorities
8 September 2017
Kara Brockmeyer
, Andrew J. Ceresney
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Mary Jo White
, Arian M. June
-
FCPA Update August 2017
Vol. 9, No. 1
Kara Brockmeyer
, Andrew J. Ceresney
, Andrew M. Levine
, David A. O'Neil
, Karolos Seeger
, Jane Shvets
, Bruce E. Yannett
, Erich O. Grosz
, Philip Rohlik
-
United States Imposes New Sanctions on Venezuela
28 August 2017
Satish M. Kini
, Carl Micarelli
, Sandeep S. Dhaliwal
, Robert T. Dura
-
China’s New Guidelines on Overseas Investment Likely to Spur Tighter Regulation of Investments by the PRC Insurance Regulator
28 August 2017
William Y. Chua
, Alexander R. Cochran
, Eric R. Dinallo
, E. Drew Dutton
, David Grosgold
, David Innes
, Thomas M. Kelly
, Marilyn A. Lion
, Edwin Northover
, Nicholas F. Potter
, James C. Scoville
, John M. Vasily
, Eugene Benger
, Michael D. Devins
, Benjamin Lyon
, Anna V. Maximenko
, Fengjian Ao
, Roman L. Sadovsky
, Tingting Wu
-
NAIC 2017 Summer National Meeting
21 August 2017
Alexander R. Cochran
, Eric R. Dinallo
, Thomas M. Kelly
, Marilyn A. Lion
, Nicholas F. Potter
, Eugene Benger
, AJ Salomon
, Risa B. Gordon
, Leron Solomon
-
Professional Service Advisers in the United Kingdom Under New Obligations to Report Suspicions of Financial Sanctions Breaches
18 August 2017
Satish M. Kini
, Carl Micarelli
, Konstantin Bureiko
-
SEC Releases Observations from Cybersecurity Examinations
14 August 2017
Kenneth J. Berman
, Luke Dembosky
, Jim Pastore
, Gregory T. Larkin
, Julie Stem
-
Sanctions Alert Issue 53
August 2017
Satish M. Kini
, David A. O'Neil
, Carl Micarelli
, Konstantin Bureiko
-
NAIC Cybersecurity Model Law Moves One Step Closer to Approval
11 August 2017
Luke Dembosky
, Eric R. Dinallo
, Jeremy Feigelson
, Jim Pastore
-
The Regulatory Pendulum Swings Back: Fed Proposals for Board Governance and a Supervisory Rating System for Large Institutions
7 August 2017
Mary Jo White
, Satish M. Kini
, Gregory J. Lyons
, Paul M. Rodel
, Chen Xu
-
Volcker Rule: OCC Seeks Comment on Changes in Approach
3 August 2017
Satish M. Kini
, Gregory J. Lyons
, Sandeep S. Dhaliwal
-
FCPA Update July 2017
Vol. 8, No. 12
Bruce E. Yannett
, Andrew J. Ceresney
, Andrew M. Levine
, Karolos Seeger
, Erich O. Grosz
, Kara Brockmeyer
, David A. O'Neil
, Jane Shvets
, Philip Rohlik
-
U.S. Congress Passes Final Sanctions Legislation
28 July 2017
Satish M. Kini
, Alan Kartashkin
, Carl Micarelli
, Robert T. Dura
-
Volcker Rule: Fed Issues Guidelines on Requesting Extension of Seeding Period for Covered Funds
27 July 2017
Satish M. Kini
, Gregory J. Lyons
, Sandeep S. Dhaliwal
-
SEC Enforcement Provides Clarity on When a Blockchain Token Is a Security
26 July 2017
Steven J. Slutzky
, Risa B. Gordon
, Alexandra N. Mogul
-
Volcker Rule: Temporary Relief for Foreign Excluded Funds
24 July 2017
Satish M. Kini
, Gregory J. Lyons
, Sandeep S. Dhaliwal
-
U.S. Courts Confirm Judgment Recognition Approach to Annulled Awards
24 July 2017
Catherine Amirfar
, Donald Francis Donovan
, Mark W. Friedman
, Ina C. Popova
, Dietmar W. Prager
, Natalie L. Reid
, David W. Rivkin
, William H. Taft V
, Christopher K. Tahbaz
-
Second Circuit Rejects Ex Parte Enforcement of ICSID Awards Against Foreign States
21 July 2017
Catherine Amirfar
, Donald Francis Donovan
, Mark W. Friedman
, Ina C. Popova
, Dietmar W. Prager
, Natalie L. Reid
, David W. Rivkin
, William H. Taft V
, Christopher K. Tahbaz
, Floriane Lavaud
, Julianne J. Marley
-
Tax Court Rejects Controversial IRS Ruling Taxing Foreign Investors on Sales of Partnership Interests
19 July 2017
Gary M. Friedman
, Peter A. Furci
, Peter F.G. Schuur
, Samuel M. Duncan
-
Confidential SEC Review of IPOs Now Available To All Companies
6 July 2017
Morgan J. Hayes
, Matthew E. Kaplan
, Steven J. Slutzky
, Benjamin R. Pedersen
-
Funds Finance Focus: Impact of the ILPA Guidance
5 July 2017
Jonathan Adler
, Andrew M. Ahern
, Gavin Anderson
, Kenneth J. Berman
, Craig A. Bowman
, Alan J. Davies
, Sally Gibson
, Geoffrey Kittredge
, Pierre Maugüé
, Andrew M. Ostrognai
, David J. Schwartz
, Rebecca F. Silberstein
, Thomas Smith
, Patricia Volhard
, Almas Daud
, John W. Rife III
-
U.S. Senate Seeks to Expand Sanctions on Iran, Russia
30 June 2017
Alan Kartashkin
, Satish M. Kini
, Carl Micarelli
, David G. Sewell
, Robert T. Dura
-
FCPA Update June 2017
Vol. 8, No. 11
Bruce E. Yannett
, Andrew J. Ceresney
, Andrew M. Levine
, Karolos Seeger
, Erich O. Grosz
, Kara Brockmeyer
, David A. O'Neil
, Jane Shvets
, Philip Rohlik
-
Petya Ransomware Attacks
28 June 2017
Luke Dembosky
, Jeremy Feigelson
, Mark Johnson
, Jim Pastore
, Anna V. Maximenko
, Jane Shvets
, Stephanie M. Cipolla
, Robert Maddox
-
U.S. Supreme Court Strictly Interprets Three-Year Time Limit for Filing Section 11 Claims
28 June 2017
Maeve O'Connor
, Colby A. Smith
, Jonathan R. Tuttle
, Ada Fernandez Johnson
-
Accounting & Financial Reporting Enforcement Round-Up
Issue 2, June 2017
Andrew J. Ceresney
, Matthew E. Kaplan
, Jonathan R. Tuttle
, Arian M. June
, Mark D. Flinn
-
The Senate’s Healthcare Bill – What’s In It?
28 June 2017
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Jacob W. Stahl
-
The “Better Care Act”: Winners and Losers in the Healthcare Industry
28 June 2017
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Jacob W. Stahl
-
FinReg Reform Steps Continue: Treasury Report and CHOICE 2.0
26 June 2017
Courtney M. Dankworth
, Satish M. Kini
, Gregory J. Lyons
, Alexandra N. Mogul
, Chen Xu
-
Supreme Court Limits Forum Shopping, Creates Risk Management Opportunities
23 June 2017
Maura Kathleen Monaghan
, William H. Taft V
, Jacob W. Stahl
, Harold W. Williford
-
The SEC Releases New Form ADV Frequently Asked Questions
19 June 2017
Jonathan Adler
, Andrew M. Ahern
, Kenneth J. Berman
, David J. Schwartz
, Rebecca F. Silberstein
, Gregory T. Larkin
, Julie Stem
-
Government Proposes Partnership Audit Regulations—This Time for Real
14 June 2017
Peter A. Furci
, Adele M. Karig
, Rafael Kariyev
, Peter F.G. Schuur
-
U.S. Supreme Court Holds SEC Disgorgement Is a Penalty Subject to a Five-Year Statute of Limitations
7 June 2017
Mary Jo White
, Kara Brockmeyer
, Andrew J. Ceresney
, Robert B. Kaplan
, Jonathan R. Tuttle
, Julie M. Riewe
, Ada Fernandez Johnson
, Anna Moody
-
The United States Withdraws From the Paris Agreement on Climate Change
2 June 2017
Catherine Amirfar
, Maura Kathleen Monaghan
, David W. Rivkin
-
New Regulation of Online Cinemas in Russia
2 June 2017
Jeffrey P. Cunard
, Luke Dembosky
, Jeremy Feigelson
, Dmitri V. Nikiforov
, Jim Pastore
, Anna V. Maximenko
, Jane Shvets
, Elena Klutchareva
-
Russian Data Protection Developments: Localization, Messengers and Data Transfer
31 May 2017
Luke Dembosky
, Jeremy Feigelson
, Dmitri V. Nikiforov
, Jim Pastore
, Anna V. Maximenko
, Jane Shvets
, Elena Klutchareva
-
FCPA Update May 2017
Vol. 8, No. 10
Bruce E. Yannett
, Andrew M. Levine
, Jane Shvets
, Philip Rohlik
, Andrew J. Ceresney
, Karolos Seeger
, David A. O'Neil
, Erich O. Grosz
-
Information Security Programs Play a Central Role in Target Data Breach Settlement
25 May 2017
Luke Dembosky
, Jim Pastore
, Jeremy Feigelson
, Stephanie M. Cipolla
-
U.S. Supreme Court Sets High Standard for Expropriation Exception to Sovereign Immunity
24 May 2017
Catherine Amirfar
, Donald Francis Donovan
, Mark W. Friedman
, Ina C. Popova
, Natalie L. Reid
, David W. Rivkin
, Floriane Lavaud
, Julianne J. Marley
-
GDPR – 12 Months to Go – 10 Steps You Should Consider Now
23 May 2017
Pierre Clermontel
, Jeremy Feigelson
, Jim Pastore
, Dr. Thomas Schürrle
, Jane Shvets
, Christopher Garrett
, Fanny Gauthier
, Robert Maddox
, Dr. Friedrich Popp
-
CHOICE 2.0 and New Presidential Memoranda
19 May 2017
Courtney M. Dankworth
, Satish M. Kini
, Gregory J. Lyons
, Alexandra N. Mogul
, Chen Xu
-
Executive Order on Cybersecurity Raises More Questions than It Answers
17 May 2017
Luke Dembosky
, Jeremy Feigelson
, Jim Pastore
-
Global Ransomware Attack: Essential Steps To Manage The Risks
14 May 2017
Luke Dembosky
, Jeremy Feigelson
, Mark Johnson
, Jim Pastore
, Anna V. Maximenko
, Jane Shvets
, Stephanie M. Cipolla
, Robert Maddox
-
Sanctions Alert Issue 52
May 2017
Satish M. Kini
, David A. O'Neil
, Carl Micarelli
, Konstantin Bureiko
-
Connecticut Adopts Act Authorizing Domestic Insurers to Divide
11 May 2017
Alexander R. Cochran
, David Grosgold
, Eugene Benger
, Michael D. Devins
-
Finally A Health Care Reform Plan Passes the House – What’s in the Bill and What it Means for the Healthcare Industry
5 May 2017
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Jacob W. Stahl
-
IRS Issues Guidance on ‘North-South’ Transactions
5 May 2017
Gary M. Friedman
, Peter A. Furci
, Peter F.G. Schuur
, Daniel Priest
-
FCPA Update April 2017
Vol. 8, No. 9
Bruce E. Yannett
, Andrew J. Ceresney
, Karolos Seeger
, Andrew M. Levine
, David A. O'Neil
, Erich O. Grosz
, Philip Rohlik
, Jane Shvets
, Michael W. Gramer
-
The Trump Tax Reform Proposals
27 April 2017
Gary M. Friedman
, Peter A. Furci
, Peter F.G. Schuur
, Rafael Kariyev
, Samuel M. Duncan
-
Financial CHOICE Act 2.0: Implications for the SEC and Capital Markets
25 April 2017
Mary Jo White
, Andrew J. Ceresney
, Julie M. Riewe
, Paul M. Rodel
, Jonathan R. Tuttle
, Mark D. Flinn
-
NAIC 2017 Spring National Meeting
19 April 2017
Alexander R. Cochran
, Eric R. Dinallo
, Thomas M. Kelly
, Marilyn A. Lion
, Nicholas F. Potter
, Eugene Benger
, AJ Salomon
, Risa B. Gordon
-
Accounting & Financial Reporting Enforcement Round-Up
Issue 1, April 2017
Andrew J. Ceresney
, Matthew E. Kaplan
, Jonathan R. Tuttle
, Arian M. June
, Mark D. Flinn
-
Eighth Circuit Affirms Dismissal of Putative Class Action Challenging Affiliate Reinsurance Transactions
14 April 2017
Maeve O'Connor
, Michael D. Devins
-
DOL Grants 60-Day Delay on Applicability of Fiduciary Rule, But Hope of Rescission Fades
12 April 2017
Lawrence K. Cagney
, Jonathan F. Lewis
, Franklin L. Mitchell
-
Public Company M&A in the Insurance Sector—Current Legal and Strategic Issues Spring 2017
11 April 2017
Nicholas F. Potter
-
DOL Grants 60-Day Delay on Applicability of Fiduciary Rule, But Hope of Rescission Fades
6 April 2017
Lawrence K. Cagney
, Jonathan F. Lewis
, Franklin L. Mitchell
-
FCPA Update March 2017
Vol. 8, No. 8
Paul R. Berger
, Andrew M. Levine
, Erich O. Grosz
, Jane Shvets
, Bruce E. Yannett
, Karolos Seeger
, David A. O'Neil
, Philip Rohlik
-
Restructuring Round-up: Two Steps Forward, One Step Back
30 March 2017
Jasmine Ball
, Richard F. Hahn
, M. Natasha Labovitz
, Craig A. Bruens
-
OCC Proposes Chartering Process for FinTech Firms
29 March 2017
Gregory J. Lyons
-
SEC Reduces Standard Settlement Cycle from T+3 to T+2
27 March 2017
Peter J. Loughran
, Paul M. Rodel
, Steven J. Slutzky
-
Ninth Circuit Widens Split Over Application of Dodd-Frank’s Whistleblower Protections
13 March 2017
Andrew J. Ceresney
, Jyotin Hamid
, Mary Beth Hogan
, Julie M. Riewe
, Jonathan R. Tuttle
, Ada Fernandez Johnson
, Arian M. June
, Mark D. Flinn
-
SEC Issues Guidance for Robo-Advisers
6 March 2017
Kenneth J. Berman
, Gregory T. Larkin
, Alexandra N. Mogul
-
SEC Requires Hyperlinks to Exhibits and HTML Formatting for Many Filings
3 March 2017
Matthew E. Kaplan
, Paul M. Rodel
, Steven J. Slutzky
, Kevin R. Grondahl
-
EU Developments in Uncleared Derivatives Margin Rules
28 February 2017
Byungkwon Lim
, Emilie T. Hsu
-
FCPA Update February 2017
Vol. 8, No. 7
Paul R. Berger
, Andrew M. Levine
, Erich O. Grosz
, Jane Shvets
, Bruce E. Yannett
, Karolos Seeger
, David A. O'Neil
, Philip Rohlik
-
Just a Bit of Clarity – Recent Developments Shine Some Light on Trump and GOP Plans for Healthcare Reform
27 February 2017
Andrew L. Bab
, Jennifer L. Chu
, Mark P. Goodman
, Kevin Rinker
, Maura Kathleen Monaghan
, Jacob W. Stahl
, Meredith E. Stewart
-
The Custody Rule Clarified (Again)
24 February 2017
Kenneth J. Berman
, Gregory T. Larkin
-
Banking Agencies’ Guidance on Compliance Date for Uncleared Swap Margin Rules
24 February 2017
Byungkwon Lim
, Emilie T. Hsu
-
The Future of Blockchain: FINRA Has Some Thoughts
22 February 2017
Jeffrey P. Cunard
, Luke Dembosky
, Satish M. Kini
-
CFTC No-Action Letters on Uncleared Swap Margin Rules
15 February 2017
Byungkwon Lim
, Emilie T. Hsu
-
FRB Finalizes Capital Plan and Stress Testing Changes; Recent Developments Suggest More Changes Possible
14 February 2017
Satish M. Kini
, Gregory J. Lyons
, Chen Xu
-
No-Action Relief from Notice Filing Requirement under the CFTC Rules on Aggregation of Positions
9 February 2017
Byungkwon Lim
-
Advisers Beware! OCIE Announces Most Frequent Compliance Topics
9 February 2017
Jonathan Adler
, Andrew M. Ahern
, Kenneth J. Berman
, Sally Gibson
, Robert B. Kaplan
, Geoffrey Kittredge
, Andrew M. Ostrognai
, Julie M. Riewe
, David J. Schwartz
, Rebecca F. Silberstein
, Jonathan R. Tuttle
, Michael P. Harrell
, Gregory T. Larkin
-
India Budget 2017 – A Step in the Right Direction
9 February 2017
Geoffrey P. Burgess
, William Y. Chua
, Michael J. Gillespie
, Matthew D. Saronson
, Monisha Elizabeth D'Souza
-
U.S. Sanctions on Iran: The Trump Administration’s First Actions
8 February 2017
Satish M. Kini
, Carl Micarelli
, David G. Sewell
, Konstantin Bureiko
, Robert T. Dura
-
Trump Orders Review of DOL Fiduciary Rule; DOL to Consider Delay
6 February 2017
Lawrence K. Cagney
, Jonathan F. Lewis
, Franklin L. Mitchell
-
Cybersecurity for Funds
6 February 2017
Luke Dembosky
, Jane Shvets
, Robert Maddox
-
Executive Order and DOL Memo Signal Shift in Federal Financial Regulatory Agenda
5 February 2017
Lawrence K. Cagney
, Satish M. Kini
, Jonathan F. Lewis
, Gregory J. Lyons
, Franklin L. Mitchell
-
Privacy Shield Not Trumped
1 February 2017
Jeffrey P. Cunard
, Jeremy Feigelson
, Dr. Thomas Schürrle
, Jane Shvets
, Dr. Friedrich Popp
-
Government Insights into the New Partnership Tax Audit Regime
31 January 2017
Peter A. Furci
, Adele M. Karig
, Peter F.G. Schuur
, Pamela Boorman
, Rafael Kariyev
-
FCPA Update January 2017
Vol. 8, No. 6
Paul R. Berger
, Andrew M. Levine
, Erich O. Grosz
, Jane Shvets
, Bruce E. Yannett
, Karolos Seeger
, David A. O'Neil
, Philip Rohlik
, Laurah J. Samuels
, Carolina Kupferman
-
U.S. and EU Announce Insurance and Reinsurance Covered Agreement
24 January 2017
Alexander R. Cochran
, Eric R. Dinallo
, Thomas M. Kelly
, Marilyn A. Lion
, James C. Scoville
, John M. Vasily
, Eugene Benger
, Benjamin Lyon
, Risa B. Gordon
-
SEC Charges Exempt Reporting Adviser’s CCO for False Statements in Forms ADV
24 January 2017
Jonathan Adler
, Andrew M. Ahern
, Kenneth J. Berman
, Sally Gibson
, Geoffrey Kittredge
, Andrew M. Ostrognai
, Julie M. Riewe
, David J. Schwartz
, Rebecca F. Silberstein
, Ada Fernandez Johnson
-
Sanctions Alert Issue 51
December 2016
Satish M. Kini
, David A. O'Neil
, Carl Micarelli
, Konstantin Bureiko
-
SEC Brings Two Enforcement Actions Against Employers for Taking Steps to Impede Whistleblower Activity
20 January 2017
Jyotin Hamid
, Mary Beth Hogan
, Julie M. Riewe
, Jonathan R. Tuttle
, Ada Fernandez Johnson
, Arian M. June
, Mark D. Flinn
-
Second Circuit Court of Appeals Lifts Cloud of Uncertainty over Bond Restructurings
18 January 2017
Jasmine Ball
, David A. Brittenham
, Richard F. Hahn
, M. Natasha Labovitz
, Jeffrey E. Ross
, Shannon Rose Selden
, Scott B. Selinger
, Craig A. Bruens
-
2017 Public Company Compensation Checklist: A Look at What’s New, Interesting (and Uncertain) for 2017
12 January 2017
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
-
Businesses Beware: JASTA’s Expansion of Civil Liability for Terrorism
9 January 2017
Catherine Amirfar
, Donald Francis Donovan
, Maeve O'Connor
, David A. O'Neil
, David W. Rivkin
, Edwin G. Schallert
, Carl Micarelli
-
While You Were Celebrating: Cyber and Privacy News from the Holiday Season
4 January 2017
Luke Dembosky
, Jeremy Feigelson
, Jim Pastore
, Dr. Thomas Schürrle
, Philip Rohlik
-
New York Eases Proposed Cybersecurity Regulation for Financial Sector, But Practical Issues Remain
3 January 2017
Luke Dembosky
, Eric R. Dinallo
, Jeremy Feigelson
, Jim Pastore
-
FCPA Update December 2016
Vol. 8, No. 5
Paul R. Berger
, Andrew M. Levine
, Philip Rohlik
, Bruce E. Yannett
, Karolos Seeger
, David A. O'Neil
, Erich O. Grosz
, Jane Shvets
-
NAIC 2016 Fall National Meeting
19 December 2016
Alexander R. Cochran
, Eric R. Dinallo
, Thomas M. Kelly
, Marilyn A. Lion
, Nicholas F. Potter
, Eugene Benger
, Khrystyna Rayko
-
Final CFTC Rules on Aggregation of Positions
16 December 2016
Byungkwon Lim
-
SEC Enforcement Action Puts Spotlight on Segment Reporting
14 December 2016
Matthew E. Kaplan
, Alan H. Paley
, Jonathan R. Tuttle
-
Federal Reserve Issues Guidance on Extended Transition Period for Illiquid Funds
13 December 2016
Satish M. Kini
, Gregory J. Lyons
, Luke P. Eldridge
-
U.S. Sanctions Under a Trump Administration
13 December 2016
Satish M. Kini
, Alan Kartashkin
, David A. O'Neil
, Carl Micarelli
, David G. Sewell
, Robert T. Dura
-
Badger Breach: Good Housekeeping?
12 December 2016
Luke Dembosky
, Jeremy Feigelson
, Jim Pastore
-
CFTC Adopts Amendments Regarding CPO Reports
9 December 2016
Byungkwon Lim
, Gary E. Murphy
-
Proxy Flash: Say-on-Pay Frequency Vote
8 December 2016
Lawrence K. Cagney
, Matthew E. Kaplan
, Meir D. Katz
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
, Paul M. Rodel
, Steven J. Slutzky
, Joshua M. Samit
-
Supreme Court’s Holding in Salman v. United States Leaves Many Important Questions Unanswered
7 December 2016
Paul R. Berger
, Matthew E. Kaplan
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Ada Fernandez Johnson
-
Failure to Comply with Internal Corporate Processes and Policies May Violate Exchange Act Accounting Provisions
7 December 2016
Paul R. Berger
, Matthew E. Kaplan
, Alan H. Paley
, Colby A. Smith
, Jonathan R. Tuttle
, Ada Fernandez Johnson
-
French Conseil d’Etat Annuls ICC Award for Failure to Apply Domestic Administrative Law Rule
6 December 2016
Tony Dymond
, Antoine F. Kirry
, Ina C. Popova
, Floriane Lavaud
, Alice Stosskopf
-
Prudential Regulation in an Age of Protectionism
6 December 2016
Gregory J. Lyons
, Chen Xu
-
Recent Notable CFTC and SEC Actions Relating to Swaps and Security-Based Swaps
5 December 2016
Byungkwon Lim
, Emilie T. Hsu
-
OCC Greenlights Special FinTech Bank Charter
5 December 2016
-
A Cybersecurity Fine From FINRA
5 December 2016
Luke Dembosky
, Jeremy Feigelson
, Jim Pastore
-
The Outlook for Financial Regulatory Reform Under President Trump
30 November 2016
Kenneth J. Berman
, Lawrence K. Cagney
, Matthew E. Kaplan
, Satish M. Kini
, Gregory J. Lyons
, Elizabeth Pagel Serebransky
, Julie M. Riewe
, Paul M. Rodel
, Steven J. Slutzky
, Jonathan R. Tuttle
-
Sanctions Alert Issue 50
30 November 2016
Satish M. Kini
, David A. O'Neil
, Carl Micarelli
, Konstantin Bureiko
-
FCPA Update November 2016
Vol. 8, No. 4
Paul R. Berger
, Andrew M. Levine
, Philip Rohlik
, Bruce E. Yannett
, Karolos Seeger
, David A. O'Neil
, Erich O. Grosz
, Jane Shvets
-
The Outlook for International Law Under President Trump
23 November 2016
Catherine Amirfar
, Donald Francis Donovan
, Lord Goldsmith QC
, Natalie L. Reid
, David W. Rivkin
-
Tax Reform on the Horizon
21 November 2016
Gary M. Friedman
, Peter A. Furci
, Matthew D. Saronson
, Peter F.G. Schuur
-
SEC Approves CAT Plan While Mitigating Data Security Concerns
21 November 2016
Luke Dembosky
, Zila Reyes Acosta-Grimes
-
Optimism and Innovation at the SEC’s FinTech Forum
17 November 2016
-
Still in the Waiting Room: Outlook for the Healthcare Industry Under the Trump Administration
15 November 2016
Andrew L. Bab
, Jennifer L. Chu
, Gary M. Friedman
, Mark P. Goodman
, Maura Kathleen Monaghan
, Kevin Rinker
, Jacob W. Stahl
-
SEC Approves FINRA’s “Capital Acquisition Broker” Rules
15 November 2016
Kenneth J. Berman
, Luke P. Eldridge
, Gregory T. Larkin
-
Banking Regulators Focus on Sales Practices
11 November 2016
Gregory J. Lyons
, Satish M. Kini
-
The SEC’s Robare Decision: Potential Financial Conflicts of Interest are Per Se Material and Must Be Disclosed
11 November 2016
Kenneth J. Berman
, Robert B. Kaplan
, Jonathan R. Tuttle
-
Regulatory Focus on Innovation Grows: The OCC and CFPB’s Differing Approaches
8 November 2016
Zila Reyes Acosta-Grimes
-
CFTC Proposes Rules on Cross-Border Application of Registration Thresholds and External Business Conduct Standards
3 November 2016
Byungkwon Lim
, Emilie T. Hsu
-
UK Government Launches Five Year National Cyber Security Strategy
2 November 2016
Luke Dembosky
, Jeremy Feigelson
, Jim Pastore
, Jane Shvets
, Robert Maddox
-
Mandatory Universal Proxy Cards and Disclosure of Voting Options
2 November 2016
William D. Regner
, Paul M. Rodel
, Steven J. Slutzky
, Kevin R. Grondahl
-
FCPA Update October 2016
Vol. 8, No. 3
Paul R. Berger
, Andrew M. Levine
, Philip Rohlik
, Farhana Choudhury
, Bruce E. Yannett
, Karolos Seeger
, David A. O'Neil
, Erich O. Grosz
, Jane Shvets
-
SEC Exams Focus on Whistleblower Compliance by Investment Advisers and Brokers
26 October 2016
Kenneth J. Berman
, Jyotin Hamid
, Michael P. Harrell
, Mary Beth Hogan
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
, Ada Fernandez Johnson
-
Federal Financial Regulators to Propose Enhanced Cyber Risk Management Standards
25 October 2016
Luke Dembosky
, Eric R. Dinallo
, Jeremy Feigelson
, Gregory J. Lyons
, Jim Pastore
-
Finalized Section 385 Regulations Ease Burdens on Private Equity Industry
25 October 2016
Gary M. Friedman
, Peter A. Furci
, Adele M. Karig
, Peter F.G. Schuur
, Rafael Kariyev
-
Final Related-Party Debt Regulations Provide Exceptions for Insurance Industry
24 October 2016
Gary M. Friedman
, Peter A. Furci
, Peter F.G. Schuur
, Adam M. Namm
, Daniel Priest
-
Treasury and IRS Issue Final Regulations Restricting Earnings Stripping Through Related-Party Debt
18 October 2016
Michael Bolotin
, Gary M. Friedman
, Peter A. Furci
, Burt Rosen
, Peter F.G. Schuur
-
SFC Cybersecurity Review of Internet/Mobile Trading Systems
17 October 2016
Luke Dembosky
, Mark Johnson
, Jim Pastore
, Robert Maddox
, Ralph Sellar
-
DC Circuit Strips CFPB of Its Independence, Vacates Enforcement Order Against PHH
17 October 2016
Courtney M. Dankworth
, Mary Beth Hogan
, Gregory J. Lyons
-
New York State Department of Financial Services Issues Guidance on Incentive Compensation in the Banking Sector
14 October 2016
Satish M. Kini
, Gregory J. Lyons
, Elizabeth Pagel Serebransky
-
NAIC 2016 Summer National Meeting and Subsequent Developments
11 October 2016
Alexander R. Cochran
, Eric R. Dinallo
, Thomas M. Kelly
, Marilyn A. Lion
, Nicholas F. Potter
, Eugene Benger
, Risa B. Gordon
-
Regulatory Developments in the FinTech Space
7 October 2016
-
Federal Reserve Board Proposes Capital Plan and Stress Testing Changes
6 October 2016
Satish M. Kini
, Gregory J. Lyons
, Zila Reyes Acosta-Grimes
, Chen Xu
-
SEC Brings First Stand-Alone Anti-Retaliation Enforcement Action Under Dodd-Frank
4 October 2016
Jyotin Hamid
, Mary Beth Hogan
, Jonathan R. Tuttle
, Ada Fernandez Johnson
, Mark D. Flinn
-
FTC Emphasizes the Importance of Testing Disclosures
30 September 2016
David H. Bernstein
, Jeremy Feigelson
, Michael Schaper
, Megan K. Bannigan
-
FCPA Update September 2016
Vol. 8, No. 2
Paul R. Berger
, Andrew M. Levine
, Erich O. Grosz
, Jane Shvets
, Bruce E. Yannett
, Karolos Seeger
, David A. O'Neil
, Philip Rohlik
, Carolina Kupferman
-
Federal Reserve Proposes Changes to Rules Relating to Physical Commodities; Foreshadows Merchant Banking Reforms
28 September 2016
Satish M. Kini
, Gregory J. Lyons
, Clare K. Lascelles
-
SEC Complaint Serves as Reminder to Carefully Consider Disclosure Obligations Relating to Government Investigations
23 September 2016
Matthew E. Kaplan
, Alan H. Paley
, Jonathan R. Tuttle
, Ada Fernandez Johnson
-
New York’s Proposed Cyber Regulations: Implications and Challenges
15 September 2016
Luke Dembosky
, Eric R. Dinallo
, Jeremy Feigelson
, Gregory J. Lyons
, Jim Pastore
-
How to Disclose a Cybersecurity Event: Recent Fortune 100 Experience
12 September 2016
Luke Dembosky
, Jeremy Feigelson
, Jim Pastore
, Paul M. Rodel
, David M. Becker
, Brett M. Novick
, Benjamin R. Pedersen
-
Banking Agencies Issue Dodd-Frank Act Section 620 Report
12 September 2016
Satish M. Kini
, Gregory J. Lyons
, Clare K. Lascelles
-
The SEC Adopts Form ADV and Recordkeeping Rule Amendments
8 September 2016
Jonathan Adler
, Andrew M. Ahern
, Kenneth J. Berman
, Michael P. Harrell
, David J. Schwartz
, Rebecca F. Silberstein
, Gregory T. Larkin
, Julie Stem
-
SEC Proposes Requiring Hyperlinked Exhibit Indexes in Filings
6 September 2016
Matthew E. Kaplan
, Steven J. Slutzky
, Paul M. Rodel
-
Brexit and Other News for Insurers
6 September 2016
James C. Scoville
, Benjamin Lyon
-
Another Rural/Metro Lesson for Sell-Side Advisors: Bank Agrees to Pay $2.5 Million to SEC to Settle Proxy Statement Claims
2 September 2016
Andrew L. Bab
, Gregory V. Gooding
, William D. Regner
-
Early Returns: Companies Change Non-GAAP Financial Disclosures Following Recently Issued SEC Guidance
1 September 2016
Matthew E. Kaplan
, Joshua M. Samit
, David M. Becker
-
Regulatory Focus on AML Continues – New Actions at the State and Federal Levels
31 August 2016
Satish M. Kini
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Robert T. Dura
-
FCPA Update August 2016
Vol. 8, No. 1
Paul R. Berger
, Andrew M. Levine
, Erich O. Grosz
, Jane Shvets
, Dr. Friedrich Popp
, Bruce E. Yannett
, Karolos Seeger
, David A. O'Neil
, Philip Rohlik
-
Sanctions Alert Issue 49
22 August 2016
Satish M. Kini
, David A. O'Neil
, Carl Micarelli
, Konstantin Bureiko
-
Final Report on Swap Dealer De Minimis Exception
19 August 2016
Byungkwon Lim
-
CFTC Proposes Amendments on Registration Relief for Foreign CPOs, CTAs and IBs
18 August 2016
Byungkwon Lim
, Gary E. Murphy
-
U.S. Court of Appeals Denies Confirmation of CIETAC Arbitral Award Due to Inadequate Notice of Arbitration
17 August 2016
Christopher K. Tahbaz
, Philip Rohlik
-
U.S. Second Circuit Affirms Decision Enforcing Annulled Arbitral Award
12 August 2016
Donald Francis Donovan
, Mark W. Friedman
, Ina C. Popova
, Dietmar W. Prager
, Natalie L. Reid
, David W. Rivkin
, William H. Taft V
, Christopher K. Tahbaz
-
D.C. Circuit Upholds Constitutionality of SEC’s In-House Courts
12 August 2016
Paul R. Berger
, Matthew E. Kaplan
, Robert B. Kaplan
, Julie M. Riewe
, Colby A. Smith
, Jonathan R. Tuttle
, Ada Fernandez Johnson
, Laura E. O'Neill
-
SEC Brings Action Against Employer for Agreements Requiring Employees to Waive Recovery if They Blow the Whistle
11 August 2016
Jyotin Hamid
, Mary Beth Hogan
, Jonathan R. Tuttle
, Ada Fernandez Johnson
-
Consumer Financial Protection Bureau Outlines Plan for Comprehensive Reform of Debt Collection Industry
10 August 2016
Courtney M. Dankworth
, Eric R. Dinallo
, Mary Beth Hogan
, David Imamura
-
Treasury Issues Regulations for Early Election into New Partnership Tax Audit Regime
5 August 2016
Adele M. Karig
, Peter F.G. Schuur
, Rafael Kariyev
-
IAIS Issues Second Consultation on Global Insurance Capital Standard
4 August 2016
Alexander R. Cochran
, Eric R. Dinallo
, E. Drew Dutton
, Thomas M. Kelly
, Gregory J. Lyons
, Nicholas F. Potter
, James C. Scoville
, John M. Vasily
, Risa B. Gordon
, Benjamin Lyon
-
Brexit: What Now for UK Data Protection?
3 August 2016
Jeffrey P. Cunard
, Jeremy Feigelson
, Dr. Thomas Schürrle
, Jane Shvets
, Christopher Garrett
, Dr. Friedrich Popp
-
Brexit for Re/Insurers: One Month On
1 August 2016
Alexander R. Cochran
, Eric R. Dinallo
, E. Drew Dutton
, Thomas M. Kelly
, Nicholas F. Potter
, James C. Scoville
, John M. Vasily
, Edwin Northover
, Benjamin Lyon
-
FCPA Update July 2016
Vol. 7, No. 12
Paul R. Berger
, Andrew M. Levine
, Erich O. Grosz
, Jane Shvets
, Bruce E. Yannett
, Karolos Seeger
, David A. O'Neil
, Philip Rohlik
, Robin Lööf
-
EU-U.S. Privacy Shield Open for Self-Certification on August 1
26 July 2016
Jeffrey P. Cunard
, Jeremy Feigelson
, Dr. Thomas Schürrle
, Jane Shvets
, Dr. Friedrich Popp
-
U.S. Fund Managers – ESMA’s Advice on the Extension of the AIFMD Passport (Take Two)
22 July 2016
Sally Gibson
, Geoffrey Kittredge
-
New Federal Ransomware Guidance
19 July 2016
Luke Dembosky
, Jeremy Feigelson
, Mark P. Goodman
, Maura Kathleen Monaghan
, Jim Pastore
, David Sarratt
-
Treasury and IRS Provide New Spin-off Guidance
19 July 2016
Michael Bolotin
, Gary M. Friedman
, Peter A. Furci
, Peter F.G. Schuur
-
SEC Adopts New Disclosure Requirements for Resource Extraction Issuers
18 July 2016
Matthew E. Kaplan
, Alan Kartashkin
, Andrew M. Levine
, Paul M. Rodel
, James C. Scoville
, Bruce E. Yannett
-
“Living Wills” for Private Fund Sponsors? Proposed Rule Requiring Investment Adviser Business Continuity and Transition Plans
13 July 2016
Jonathan Adler
, Andrew M. Ahern
, Kenneth J. Berman
, Sally Gibson
, Michael P. Harrell
, Satish M. Kini
, Geoffrey Kittredge
, Andrew M. Ostrognai
, David J. Schwartz
, Rebecca F. Silberstein
, Gregory T. Larkin
, Julie Stem
-
Court Approves Second UK DPA
13 July 2016
Karolos Seeger
, Robin Lööf
-
NYDFS Issues Final Anti-Money Laundering and Sanctions Rule
6 July 2016
Helen V. Cantwell
, Eric R. Dinallo
, Satish M. Kini
, David A. O'Neil
, David G. Sewell
, Paul L. Lee
, Robert T. Dura
, Zila Reyes Acosta-Grimes
-
SEC Proposes to Expand Availability of Scaled Disclosure Requirements
5 July 2016
Matthew E. Kaplan
, Paul M. Rodel
, Joshua M. Samit
, David M. Becker
-
SEC Proposes Overhaul of Mining Disclosures
30 June 2016
Natalia A. Drebezgina
, Matthew E. Kaplan
, Alan Kartashkin
, Paul M. Rodel
, James C. Scoville
, Vera Losonci
-
CFTC Adopts Final Cross-Border Margin Rules for Non-Cleared Swaps
30 June 2016
Byungkwon Lim
, Emilie T. Hsu
-
Regulators Probe Marketplace Lending Business Model
30 June 2016
-
Federal Reserve Proposes Rules Restricting Default Rights in Qualified Financial Contracts with GSIBs
28 June 2016
Byungkwon Lim
, Gregory J. Lyons
, Chen Xu
-
FCPA Update June 2016
Vol 7, No. 11
Paul R. Berger
, Andrew M. Levine
, Erich O. Grosz
, Jane Shvets
, Bruce E. Yannett
, Karolos Seeger
, David A. O'Neil
, Philip Rohlik
-
Eleventh Circuit Halts Parallel Federal Litigation Against the SEC’s In-House Judges
27 June 2016
Paul R. Berger
, Robert B. Kaplan
, Julie M. Riewe
, Colby A. Smith
, Jonathan R. Tuttle
, Ada Fernandez Johnson
, Laura E. O'Neill
-
Sanctions Alert Issue 48
27 June 2016
Satish M. Kini
, David A. O'Neil
, Carl Micarelli
, Konstantin Bureiko
-
IAIS Introduces New Assessment Methodology for G SIIs and Discontinues NTNI Label
21 June 2016
Alexander R. Cochran
, Eric R. Dinallo
, E. Drew Dutton
, Thomas M. Kelly
, Gregory J. Lyons
, Nicholas F. Potter
, James C. Scoville
, John M. Vasily
, Benjamin Lyon
-
SEC Increases Qualified Client Net Worth Threshold
20 June 2016
Kenneth J. Berman
, Gregory T. Larkin
, Julie Stem
-
The Outlook in Enforcement Actions against Foreign Banks at the New NYDFS
16 June 2016
Courtney M. Dankworth
, Eric R. Dinallo
, Mary Beth Hogan
, Gregory J. Lyons
, David Sarratt
, David G. Sewell
-
U.S. Agencies Propose Net Stable Funding Ratio
14 June 2016
Satish M. Kini
, Gregory J. Lyons
, Clare K. Lascelles
, Chen Xu
-
OFAC Provides Additional Iran Sanctions Guidance
14 June 2016
Satish M. Kini
, Carl Micarelli
, David G. Sewell
, Zila Reyes Acosta-Grimes
, Robert T. Dura
-
SEC Approves Interim Final Rule Amending Form 10-K to Allow Filers to Include a Summary Section
10 June 2016
Matthew E. Kaplan
, Alan H. Paley
, Steven J. Slutzky
-
Federal Reserve Publishes Advance Notice of Proposed Rulemaking on Capital Requirements for Insurers
6 June 2016
Alexander R. Cochran
, Thomas M. Kelly
, Gregory J. Lyons
, James C. Scoville
, John M. Vasily
, Luke P. Eldridge
, Clare K. Lascelles
, Chen Xu
-
Federal Reserve Proposes Enhanced Prudential Standards for Insurance SIFIs
6 June 2016
Alexander R. Cochran
, Thomas M. Kelly
, Gregory J. Lyons
, James C. Scoville
, John M. Vasily
, Luke P. Eldridge
, Clare K. Lascelles
, Chen Xu
-
Another Message to Private Fund Sponsors on Broker Registration – This Time from Enforcement
6 June 2016
Kenneth J. Berman
, Michael P. Harrell
, Robert B. Kaplan
, Andrew M. Ostrognai
, Jonathan R. Tuttle
, Gregory T. Larkin
, Julie Stem
-
Proposed Order Regarding the SEC’s Performance Fee Rule: Inflation Adjustments to Qualified Client Thresholds
3 June 2016
Kenn